Citation Numbers: 158 Misc. 2d 334, 600 NYS2d 993
Judges: Ingrassia
Filed Date: 6/4/1992
Status: Precedential
Modified Date: 2/5/2022
OPINION OF THE COURT
Plaintiff seeks an order that all papers in the above-captioned action and all judgments, orders, decisions, notices to the court and any other document relating to this action hereinafter bear the caption E.K. v The New York Hospital-Cornell Medical Center and Raye Perlmutter. Plaintiff also seeks an order directing the County Clerk to enter and record all papers in this litigation under the title E.K. v The New York Hospital-Cornell Medical Center and Raye Perlmutter.
Plaintiff commenced this action alleging defendants wrongfully disclosed confidential information regarding the care and treatment of plaintiff’s mental illness while she was a patient at The New York Hospital-Cornell Medical Center (Hospital). Plaintiff seeks the instant relief in order to maintain her privacy and to protect her interest in avoiding the stigma, discrimination and other adverse consequences that may result should plaintiff’s name, history and circumstances of her illness be made available to the general public.
Defendants cross-move to dismiss the complaint for lack
Accordingly, plaintiff’s motion insofar as she seeks to prosecute this action under the pseudonym "E.K.” is granted. All papers in this action shall only refer to plaintiff as "E.K.” and the County Clerk shall enter the caption of this action as E.K. v The New York Hospital-Cornell Medical Center and Raye Perlmutter in the current minute book and all indicies recording actions and proceedings maintained in the office of the Orange County Clerk. The cross motion to dismiss the action as well as the alternative relief of amending the caption to include plaintiff’s full name is denied. Further, by prosecuting this action as "E.K.” plaintiff has not prejudiced her right to a jury trial.
Initially, defendants contend that Disability Advocates, Inc. is not a proper party to bring this action on behalf of plaintiff.
Disability Advocates, Inc. is a not-for-profit corporation which provides protection and advocacy services to individuals diagnosed with a mental illness in New York under a contract with the New York State Commission on Quality of Care for the Mentally Disabled. Disability Advocates, Inc. performs its services pursuant to the Protection and Advocacy for Mentally 111 Individuals Act of 1986 (42 USC § 10801 et seq.) (hereinafter PAMII) which includes, inter alia, the authority to investigate complaints on behalf of such individuals. Section 10805 of the PAMII specifically authorizes Disability Advocates, Inc. to pursue, inter alla, legal remedies on behalf of individuals diagnosed with a mental illness. Thus, Disability Advocates, Inc. has standing to litigate this matter on behalf of plaintiff.
Defendants further challenge whether plaintiff was mentally ill. As the complaint makes clear, however, plaintiff was institutionalized, suffering from a mental illness at the time the alleged breach of confidentiality occurred.
Next, defendants contend that Disability Advocates, Inc. intentionally misrepresented itself as a State-sanctioned investigatory agency and while draped in this shroud of governmental authority, obtained a confidential quality review document and plaintiffs clinical file. Defendant contends that since this is a medical malpractice action, plaintiff would never have been able to obtain defendant’s quality review report. Accordingly, since defendants argue plaintiff allegedly obtained this report through wrongful conduct, defendants seek the disqualification of Disability Advocates, Inc. from representing plaintiff and for the imposition of sanctions and related relief.
Disability Advocates, Inc. has, pursuant to its enabling legislation, both investigatory and advocacy functions. It may
The letter of Cliff Zucker, executive director of Disability Advocates, Inc. dated May 10, 1990, and sent to defendant Hospital’s director of quality assurance, correctly implies that Disability Advocates, Inc. is an agency authorized to investigate, protect and advocate on behalf of the mentally ill. A follow-up letter by Disability Advocates, Inc. dated February 26, 1991 to the Hospital’s director of quality assurance, which specifically addressed the claims of plaintiff did not request production of any quality review report, rather, Disability Advocates, Inc. merely stated it "would greatly appreciate your looking into this most serious allegation.” Finally, the letter dated March 18, 1991 to defendant Hospital’s medical records department requests plaintiff’s clinical file pursuant to its investigatory authority. (See, Mental Hygiene Law § 33.13 [c] [4]; § 45.09 [b].)
As a result of the letters of February 26, and March 18, 1991, defendant Hospital provided Disability Advocates, Inc. with a summary of the Hospital’s investigation of the events in question and plaintiff’s clinical file. Defendants contend the "report” which plaintiff received detailing the Hospital’s investigation is a quality assurance report which is confidential and not subject to disclosure pursuant to Public Health Law § 2805-m. Defendants’ claims are without merit. Public Health Law §§ 2805-j and 2805-m provide, inter alla, that investigations of medical, dental and podiatric malpractice actions shall be confidential. The action at bar is not a medical malpractice action, rather plaintiff’s causes of action arise from a breach of professional confidence. (See, e.g., Harley v Druzba, 169 AD2d 1001; Tighe v Ginsberg, 146 AD2d 268.) Accordingly, the alleged report, which upon in camera review does not reveal any confidential information, and plaintiff’s clinical file were properly obtained by Disability Advocates, Inc.
Defendant Hospital’s concern that Disability Advocates, Inc. is capable of utilizing its governmental authority to obtain confidential information which it then utilizes in its capacity as a private litigation firm raises questions of public policy. Disability Advocates, Inc. has acted in accordance with its enabling legislation. Defendants’ concerns, therefore, are more properly addressed to Congress.
Plaintiff is awarded $100 motion costs against defendants. (CPLR 8202.)
The parties are directed to appear for a conference before this court on July 10, 1992.