DocketNumber： 2005-0853 and 2005-0959
Citation Numbers： 2006 Ohio 6711, 112 Ohio St. 3d 393, 860 N.E.2d 91
Judges： Pfeifer, Moyer, Resnick, Stratton, O'Connor, O'Donnell, Lanzinger
Filed Date： 12/28/2006
Status： Precedential
Modified Date： 11/12/2024
{¶ 1} On January 24, 2003, a jury in the Lake County Court of Common Pleas found appellant Bryan Haines guilty of multiple counts of kidnapping, abduction, and domestic violence. All of the counts related to the same victim, Haines’s live-in girlfriend, Jacqueline Bohley, and arose from incidents that occurred in March and April 2002. This case concerns whether the trial court properly admitted
{¶ 2} Haines and Bohley met on December 26, 1997. By July 1998, they had begun living together in the home of Haines’s brother, Ryan, and in January 2000, they moved into a condominium that Bohley had purchased. Bohley described the relationship as rocky and testified that Haines did not allow her to have friends or much freedom. She had to wear a pager so that he could always reach her. Haines timed how long Bohley’s trip between home and work should take and required her to phone him upon leaving for work and arriving at work. If she was late, he would get very angry, and a fight would ensue. Bohley was called into her boss’s office at least three times because her telephone arguments with Haines disrupted her work. Haines also demanded constant contact regarding Bohley’s whereabouts outside of work. Bohley said that she complied in order to avoid arguments.
{¶ 3} On May 6, 2001, Bohley and Haines became engaged. On October 8, 2001, Bohley went to police to report an incident of domestic violence that had occurred on October 4, 2001. Haines was convicted of a domestic violence charge and served 18 days in jail. Bohley ended their engagement and got a temporary protection order against Haines.
{¶ 4} On cross-examination, Bohley testified that she was soon seeing Haines again. His 18-day jail term was work-release (Haines spent only evenings in jail), and Bohley would visit him during the day. Later, Haines served a period of house arrest at his brother’s home, and Bohley visited him there, too, occasionally spending the night and engaging in sexual relations. Bohley never removed all of Haines’s possessions from her home, and by late January 2002, they were again living together in Bohley’s condominium.
{¶ 5} The first event leading to the charges in this case occurred on Easter Sunday, March 31, 2002. Bohley found a card to Haines from another woman when she was putting away some of his belongings; she went outside to confront him about it. Haines suggested that they go inside the house to discuss the matter, and Bohley complied. When then were both inside, Haines locked the door and the deadbolt. Haines told Bohley that he would be moving out, but only when he wanted to, and that it could take a year for him to do so. Bohley said that she would no longer be sleeping with him in the same bed, which infuriated Haines. Haines picked up a piece of baseboard left from a remodeling project and struck Bohley on the arms and legs. He then began breaking objects in the house. Bohley tried to escape by running through a sliding glass door, but she was unable to break the glass. In an effort to divert Haines’s attention, Bohley slit her wrist with a piece of broken glass. She drew blood, and Haines did show some concern and helped her wrap the wrist.
{¶ 7} After the prayer, Haines told Bohley that they were going to take an Easter gift to his daughter. While driving home from making that delivery, Haines became agitated again, and when they arrived back home, Bohley refused to leave the vehicle. Haines told her that she could trust him and that he would not hurt her if she went inside the house, so Bohley reluctantly accompanied him inside. Once inside, he locked the doors and told her that she was going to die that night. Bohley screamed, and Haines covered her mouth and nose. He punched and then kicked Bohley in the ribs and stepped on her ankle. After that, they went to bed.
{¶ 8} The next day, Bohley told Haines’s family members what had happened the night before. That evening, Haines and Bohley met with his father to discuss the situation. They all agreed that Haines should move out of Bohley’s condominium.
{¶ 9} Upon cross-examination regarding the March 31 incident, Bohley testified that she and Haines had engaged in sexual relations that evening. She also testified that she had gone to the emergency room on April 5 to have her painful ribs checked, but that she had lied to the people caring for her about the cause of her injury, claiming that she had fallen over a fence while rollerblading. Haines’s counsel also elicited testimony from Bohley on cross-examination that she did not tell any of her co-workers or any doctors what had happened on March 31, 2002, and that she did not report that incident to police until after the April 18 incident.
{¶ 10} Despite the earlier agreement that Haines would move out, he did not, and the situation deteriorated. In the early evening of April 17, 2002, Haines and Bohley engaged in what she called “abnormal” sexual relations involving the Internet, which Bohley said Haines knew disgusted her. Haines immediately left the house for a couple of hours. When he returned at about 10:30, he was upset. He blamed Bohley for his jail term and wanted her to apologize. For self-preservation, she told him what he wanted to hear. Haines twisted her wrist and
{¶ 11} Haines became concerned that Bohley might tell someone what had happened and began swinging the belt again with more force. He hit her multiple times in the shoulder and arm. He then cried out that Bohley had ruined his life, and she comforted him in an effort to defuse the situation. He took some sleeping pills, but before he fell asleep, he told her to keep her hand on him at all times so that he would know whether she was trying to get away. He allowed her to go to the bathroom, but warned her to not try to go downstairs.
{¶ 12} The next morning, Haines refused to allow Bohley to go to work. Fearing that her work colleagues would be concerned by her absence, Haines directed Bohley to phone the office and leave a message. As she made the call, Haines held his fist against her face. Soon after, Haines ordered Bohley to place another call to work, begging to not be fired. Haines held a knife to her throat as she made that call.
{¶ 13} During her initial call to work, Bohley left a message using a prearranged code-phrase, “Red Eye Printing,” to indicate to her co-workers that she was in trouble. On her message, she asked her co-workers to check the “Red Eye Printing” envelope on her desk. The co-workers opened the envelope, which contained a document that gave instructions to call the police. Bohley’s coworkers called police, and officers arrested Haines at the condominium.
{¶ 14} The state called as its last witness in its case-in-chief Dr. James Eisenberg, a board-certified forensic psychologist. His testimony is at the crux of this case. Dr. Eisenberg testified about battered-woman syndrome, stating that “it refers to a woman * * * that is the subject of repeated psychological, physical, or sexual abuse by one’s partner. The syndrome itself speaks to the individuals who remain in relationships in spite of those beatings.” He explained the syndrome’s three-part process — the tension stage, the acute battering stage, and the stage of contrition. He stated that the batterer exerts extreme control over the woman’s entire life, leading to her isolation. He explained that a woman in a relationship with a batterer sees the world “through a very small opening and all that she sees is this guy. * * * The threat is always there, whether you leave or whether you stay. * * * So the threat is always there, it doesn’t matter if they go anywhere. [She thinks], If I leave he’s gonna beat me. If I stay he’s gonna beat me. Let me just — let’s just get it out.”
{¶ 16} “Q. Now, Doctor, in this particular case, are you familiar with some of the facts and circumstances surrounding the criminal charges in this case?
{¶ 17} “A. Yes.
{¶ 18} “Q. All right. And as a result of that, do you have an opinion, within a reasonable degree of forensic certainty, as to whether or not you see any features of the investigation of this case that would parallel a Battered Woman’s Syndrome?
{¶ 19} “Mr. M. DiCello: Objection.
{¶ 20} “Judge Lucci: Overruled.
{¶ 21} “A. Yes.
{¶ 22} “Q. Okay. And what is — is that opinion within a reasonable degree of forensic certainty?
{¶ 23} “A. Yes.
{¶ 24} “Q. And what is that opinion?
{¶ 25} “A. My opinion is that, as I understand the facts of the case, and again I’m not a fact finder, but as I understand the facts of the case in front of us, and from my review of the records, it’s very consistent with what we see in a Battered Woman’s Syndrome scenario.”
{¶ 26} The jury returned a verdict convicting Haines of all seven counts with which he was charged — kidnapping, abduction, and domestic violence relating to the March 31, 2002 incident; kidnapping, abduction, and domestic violence relating to the incident of April 17, 2002; and one count of kidnapping relating to the events of the morning of April 18, 2002.
{¶ 27} Haines appealed. The Lake County Court of Appeals reversed one of the kidnapping convictions relating to the April 17-18 incident, holding that the two counts resulted from an act that constituted a single course of conduct. Haines sought reversal on all counts due to the trial court’s admission of Eisenberg’s testimony regarding battered-woman syndrome, arguing that such evidence was “irrelevant, prejudicial, inflammatory, and prohibited by the Ohio Legislature, the Supreme Court of Ohio and this honorable appeals court.” The court affirmed the trial court’s admission of the testimony, stating that “[t]his testimony regarding battered woman syndrome was properly admitted to explain the victim’s state of mind, i.e., why she continued to return to appellant. This was quite relevant, as it went to her credibility, which had been challenged.” The court further held that the testimony complied with Evid.R. 403(A) because its
{¶ 28} The appellate court certified that its decision conflicted with the decision of the Fifth Appellate District in State v. Pargeon (1991), 64 Ohio App.3d 679, 582 N.E.2d 665. This court granted jurisdiction by accepting a discretionary appeal and determining that a conflict as to the following question existed: “When the victim’s credibility is challenged upon cross-examination during the state’s casein-chief, may the state introduce evidence of battered woman syndrome to demonstrate the victim’s state of mind, i.e., to explain why she returned to the defendant despite his aggressions toward her?”
Law and Analysis
{¶ 29} In State v. Koss (1990), 49 Ohio St.3d 213, 551 N.E.2d 970, this court first recognized the admissibility of expert testimony regarding battered-woman syndrome. In that case, the defendant had killed her husband, and the testimony regarding battered-woman syndrome was offered by the defendant in support of her affirmative defense of self-defense. Today’s certified question asks whether that holding should be extended to allow expert testimony concerning battered-woman syndrome in the state’s case-in-chief to help a jury understand a victim’s reaction to abuse in relation to her credibility. We hold that such testimony is admissible.
{¶ 30} In allowing the admission of expert testimony regarding the battered-woman syndrome in Koss, this court “[did] not establish a new defense or justification.” Koss, 49 Ohio St.3d at 217, 551 N.E.2d 970. Rather, such testimony was allowed as evidence to prove one element of self-defense. “In Ohio, to prove self-defense it must be established that the person asserting this defense had ‘ * * * a bona fide belief that he [she] was in imminent danger of death or great bodily harm and that his [her] only means of escape from such danger was in the use of such force.’ (Emphasis added.)” (Bracketed material sic.) Koss, 49 Ohio St.3d at 215, 551 N.E.2d 970, quoting State v. Robbins (1979), 58 Ohio St.2d 74, 12 O.O.3d 84, 388 N.E.2d 755, paragraph two of the syllabus. Koss recognized that since Ohio has a subjective test to determine whether a defendant properly acted in self-defense, the defendant’s state of mind is a crucial issue. Koss, 49 Ohio St.3d at 215, 551 N.E.2d 970.
{¶ 31} In Koss, this court considered whether testimony on battered-woman syndrome would assist the trier of fact in finding the truth and whether, pursuant to Evid.R. 702, such testimony provided “specialized knowledge” that would “assist the trier of fact to understand evidence or to determine a fact in issue,” particularly, the defendant’s state of mind. The court concluded:
{¶ 33} Koss overruled State v. Thomas (1981), 66 Ohio St.2d 518, 521, 20 O.O.3d 424, 423 N.E.2d 137, in which this court had held that expert testimony relating to battered-woman syndrome “is inadmissible because it is not distinctly related to some science, profession or occupation so as to be beyond the ken of the average lay person.” In Koss, this court noted that the development of the scholarship on battered-woman syndrome had increased since Thomas and that other courts had begun to allow testimony on the syndrome. Koss, 49 Ohio St.3d at 215, 551 N.E.2d 970. The court wrote, “We believe that the battered woman syndrome has gained substantial scientific acceptance to warrant admissibility.” Koss, 49 Ohio St.3d at 217, 551 N.E.2d 970. The court also revisited its holding from Thomas that battered-woman-syndrome testimony was not so distinctly related to science that it is beyond the ken of the jury:
{¶ 34} “ ‘The difficulty with the expert’s testimony is that it sounds as if an expert is giving knowledge to a jury about something the jury knows as well as anyone else, namely, the reasonableness of a person’s fear of imminent serious danger. That is not at all, however, what this testimony is directly aimed at. It is aimed at an area where the purported common knowledge of the jury may be very much mistaken, an area where jurors’ logic, drawn from their own experience, may lead to a wholly incorrect conclusion, an area where expert knowledge would enable the jurors to disregard their prior conclusions as being common myths rather than common knowledge.’ (Emphasis sic.)” Id., quoting State v. Kelly (1984), 97 N.J. 178, 206, 478 A.2d 364.
{¶ 35} Thus, this court in Koss concluded that expert testimony on battered-woman syndrome is admissible pursuant to Evid.R. 702: “Where the evidence
{¶ 36} The same year of this court’s decision in Koss, the General Assembly enacted R.C. 2901.06, which recognizes the value of battered-woman-syndrome testimony and sets forth that it may be employed in self-defense cases:
{¶ 37} “(A) The general assembly hereby declares that it recognizes both of the following, in relation to the ‘battered woman syndrome:’
{¶ 38} “(1) That the syndrome currently is a matter of commonly accepted scientific knowledge;
{¶ 39} “(2) That the subject matter and details of the syndrome are not within the general understanding or experience of a person who is a member of the general populace and are not within the field of common knowledge.
{¶ 40} “(B) If a person is charged with an offense involving the use of force against another and the person, as a defense to the offense charged, raises the affirmative defense of self-defense, the person may introduce expert testimony of the ‘battered woman syndrome’ and expert testimony that the person suffered from that syndrome as evidence to establish the requisite belief of an imminent danger of death or great bodily harm that is necessary, as an element of the affirmative defense, to justify the person’s use of the force in question. The introduction of any expert testimony under this division shall be in accordance with the Ohio Rules of Evidence.”
{¶ 41} The General Assembly also enacted R.C. 2945.392, which allows battered-woman-syndrome testimony to be admitted by a defendant who pleads not guilty by reason of insanity.
{¶ 42} Koss and R.C. 2901.06(A) establish that battered-woman-syndrome testimony meets the requirements of Evid.R. 702 in regard to scientific validity and the requirement of specialized knowledge. Neither Koss nor R.C. 2901.06 nor R.C. 2945.392 limits the use of such testimony to self-defense or insanity cases. Koss and the statutes do recognize that testimony on the syndrome is properly admitted pursuant to Evid.R. 702 as expert testimony that can assist the trier of fact in search of the truth. Koss, 49 Ohio St.3d at 216, 551 N.E.2d 970. But admissibility under Evid.R. 702 is only part of the picture — as R.C. 2901.05 and 2945.392 both require, any battered-woman-syndrome testimony must be admitted in conformance with the Ohio Rules of Evidence. Thus, our consideration of admissibility does not end with Evid.R. 702.
{¶ 43} Further consideration is especially needed when the testimony is not offered by a defendant, but by the state against a defendant. Prior to 1990,
{¶ 44} Relevance under Evid.R. 401 is the first hurdle to clear. “Generally, battered woman syndrome testimony is relevant and helpful when needed to explain a complainant’s actions, such as prolonged endurance of physical abuse accompanied by attempts at hiding or minimizing the abuse, delays in reporting the abuse, or recanting allegations of abuse.” People v. Christel (1995), 449 Mich. 578, 580, 537 N.W.2d 194. Such seemingly inconsistent actions are relevant to a witness’s credibility. “Because the victim’s credibility can be attacked during cross-examination of the victim or even during opening statements, the prosecution need not wait until rebuttal to present expert testimony on battered woman syndrome. Rather, such testimony may be presented as rehabilitative evidence during the state’s case-in-chief.” State v. Grecinger (Minn.1997), 569 N.W.2d 189, 193.
{¶ 45} In this case, Bohley’s behavior after incidents of alleged abuse was a focus of Haines’s cross-examination. During cross-examination of Bohley, Haines attempted to demonstrate that Bohley would become intimate with Haines after he allegedly abused her, that she broke off their relationship only temporarily, that she did not report the abuse, and that she gave differing explanations regarding some of her injuries. In short, the testimony tended to show not only that Bohley never reported the abuse but that she remained in the relationship.
{¶ 46} For the reasons stated in Koss, expert testimony on battered-woman syndrome could address those supposed anomalies. But, while such testimony can be relevant for explaining a victim’s behavior, it cannot be considered relevant if there is no evidence that the victim suffers from battered-woman syndrome. “Expert testimony on the subject of battered woman’s syndrome is
{¶ 47} Like the court in State v. Stringer (1995), 271 Mont. 367, 378, 897 P.2d 1063, we hold that a set of rigid foundational requirements is unnecessary but that “the party seeking to introduce battered woman syndrome evidence must lay an appropriate foundation substantiating that the conduct and behavior of the witness is consistent with the generally recognized symptoms of the battered woman syndrome, and that the witness has behaved in such a manner that the jury would be aided by expert testimony which provides a possible explanation for the behavior.”
{¶ 48} Evidence generally establishing the cycles of a battering relationship is an appropriate foundation for battered-woman-syndrome expert testimony. “The battering relationship itself is often described as cyclical in nature, with three distinct phases: tension building, confrontation, and contrition. During the ‘tension building’ phase, the woman is generally compliant, often feeling as though she deserves the abuse. Once the tension reaches a boiling point, the batterer will erupt uncontrollably, committing a violent act. Next, in an abrupt about-face, the abuser will exhibit seemingly intense love and affection towards his victim. The victimized women are then led to believe that the violence was an isolated incident and that it will not continue. This cycle of violence may leave the victim with feelings of learned helplessness, low self-esteem, depression, minimization techniques, self-isolation, and passivity.” (Footnotes omitted.) Hawes, 53 Clev.St.L.Rev. at 137.
{¶ 49} Further, as this court held in Koss, “ ‘in order to be classified as a battered woman, the couple must go through the battering cycle at least twice. Any woman may find herself in an abusive relationship with a man once. If it occurs a second time, and she remains in the situation, she is defined as a battered woman.’ ” Koss, 49 Ohio St.3d at 216, 551 N.E.2d 970, quoting Walker, The Battered Woman (1979) xv.
{¶ 50} The evidence against Haines generally established the cycles of a battering relationship. The prosecution established through testimony about the October 2001 incident and the March 2002 incident that Haines’s psychological abuse and controlling behavior were followed first by an outburst of violence and then by Haines’s supposed regret and a reconciliation. The admission or exclusion of relevant evidence rests within the sound discretion of the trial court, State v. Robb (2000), 88 Ohio St.3d 59, 68, 723 N.E.2d 1019, and the trial court did
{¶ 51} Haines argues that, even if relevant, the battered-woman-syndrome testimony violated Evid.R. 404(B), which states:
{¶ 52} “Evidence of other crimes, wrongs, or acts is not admissible to prove the character of a person in order to show that he acted in conformity therewith. It may, however, be admissible for other purposes, such as proof of motive, opportunity, intent, preparation, plan, knowledge, identity, or absence of mistake or accident.”
{¶ 53} First, testimony on battered-woman syndrome is not offered to prove anything about the defendant, but is instead offered as background for understanding the victim’s behavior. Second, the foundation testimony employed in this case did not constitute “other acts” evidence. All three incidents constituting the bulk of the state’s foundation evidence — the October 2001 incident, the March 31, 2002 incident, and the April 17-18 incident — -were central to the charges against Haines. The domestic-violence counts against Haines required a prior conviction in order to be charged as felonies, and the parties had stipulated that Haines had been convicted of domestic violence for the October 2001 incident. That conviction was made known to the jury from the outset, during the trial judge’s pretrial instructions. The other two incidents were the focus of the trial.
{¶ 54} Haines argues that even the term “battered woman syndrome” suggests that the accused committed other crimes, wrongs, or acts. We believe that this issue is more properly addressed by considering the possible prejudicial nature of the testimony. Even when its relevance is shown through a proper foundation, a court must carefully weigh whether the expert testimony violates Evid.R. 403(A), which states, “Although relevant, evidence is not admissible if its probative value is substantially outweighed by the danger of unfair prejudice, of confusion of the issues, or of misleading the jury.”
{¶ 55} An expert witness who diagnoses a victim as a battered woman essentially concludes that the defendant is a batterer. In a case where the underlying charges involve domestic violence, such a conclusion by an expert witness is prejudicial to the defendant and usurps the jury’s role as finder-of-fact. A diagnosis can prejudice a defendant further because the expert is presenting a conclusion regarding the victim’s credibility, which again is a conclusion to be made by the jury. In cases where domestic violence is not the underlying charge, but battered-woman-syndrome testimony is offered to explain the conflicting statements or activities of a witness, a defendant can again be prejudiced by being labeled as a batterer. Thus, courts must carefully balance the admission of expert testimony on battered-woman syndrome under Evid.R. 403.
{¶ 57} Trial courts should tailor the scope of the state’s questioning and should also ensure that jurors are instructed as to the limits of the expert’s testimony. The trial court failed to do so in this case, and the direct examination of the battered-woman-syndrome expert crossed the line. The prosecutor asked Dr. Eisenberg, “[D]o you have an opinion, within a reasonable degree of forensic certainty, as to whether or not you see any features of the investigation of this case that would parallel a Battered Woman’s Syndrome?” Haines’s counsel objected to the question; the trial court overruled the objection. Eisenberg responded, “My opinion is that, as I understand the facts of the case, and again I’m not a fact finder, but as I understand the facts of the case in front of us, and from my review of the records, it’s very consistent with what we see in a Battered Woman’s Syndrome scenario.”
{¶ 58} The prosecutor’s question essentially solicited a diagnosis, and the doctor’s response provided one. A reasonable juror would conclude that Eisenberg believed that Bohley suffered from battered-woman syndrome. Such testimony went beyond the providing of a context for a witness’s testimony into the area of determining credibility. The testimony also went to the very question that the jury was asked to answer — whether Haines committed domestic violence against Bohley — and answered it.
{¶ 60} Defense counsel also asked whether, in considering Bohley’s history, Eisenberg concluded that the abuse had occurred. After answering, “Yes, I did,” Eisenberg later added, “I’m assuming that it occurred. I’m not the fact finder. My assumption is that it occurred based on the history, the evaluation of Ms. Bohley, her credibility in taking the psychological testing. So all those things led to my assumption that they did occur. I don’t know if they actually did.”
{¶ 61} The state argues that the bulk of the battered-woman-syndrome testimony that addresses Bohley’s specific case was brought to light by Haines. However, the key testimony solicited by the state thrust Haines into the situation where he had to defend himself against a diagnosis. The evidence admitted in cross-examination did not change the fact that Eisenberg’s testimony on direct examination was prejudicial.
{¶ 62} The state argues that admission of the testimony from Eisenberg specifically tying Bohley to battered-woman syndrome constituted harmless error. Haines’s counsel did object to Eisenberg’s diagnostic testimony on direct examination, and thus a harmless-error analysis, rather than a plain-error analysis, is appropriate. ‘Whether [the] error was harmless beyond a reasonable doubt is not simply an inquiry into the sufficiency of the remaining evidence. Instead, the question is whether there is a reasonable possibility that the evidence complained of might have contributed to the conviction.” State v. Conway, 108 Ohio St.3d 214, 2006-Ohio-791, 842 N.E.2d 996, ¶ 78.
{¶ 63} Haines was charged with multiple counts based upon the events of March 31, 2002 and April 17-18, 2002. Counts One through Three relate to the incident on March 31, 2002. The evidence regarding that incident is almost entirely based upon Bohley’s testimony and therefore relies on her credibility. Bohley did not report that incident to the police for weeks. She continued to reside with Haines after it occurred. There is a reasonable probability that evidence concerning her credibility might have contributed to the jury’s verdict
{¶ 64} The evidence concerning the counts relating to the incident of April 17-18 was more varied. The jury saw photographs of Bohley’s injuries, heard testimony from her co-workers regarding her telephone calls to her office on the morning of April 18, and heard testimony from the police officers responding to the scene. Jurors were not confronted with questions about why Bohley had not reported the incident, as they were with the March 31, 2002 incident. Thus, we find Eisenberg’s testimony harmless beyond a reasonable doubt on Counts Four through Six; there is not a reasonable possibility that his testimony contributed to those convictions.
{¶ 65} Thus, we affirm in part and reverse in part the holding of the appellate court. In regard to the certified question, we respond in the affirmative and hold that when a victim’s credibility is challenged upon cross-examination during the state’s case-in-chief, the state may introduce expert testimony regarding battered-woman syndrome to aid the trier-of-fact in determining the victim’s state of mind, e.g., to explain why she returned to the defendant despite his aggressions toward her.
Judgment affirmed in part and reversed in part, and cause remanded.