DocketNumber: No. 2016-1123
Judges: Kennedy
Filed Date: 12/20/2018
Status: Precedential
Modified Date: 10/19/2024
*22{¶ 1} Relator, Lauren Kesterson, seeks a writ of mandamus to compel respondent, Kent State University, to comply with her records request under the Public Records Act, R.C. 149.43. Because Kesterson has not shown that she is entitled to additional records beyond those that she has already received pursuant to her request, we deny the writ. We award Kesterson statutory damages in the amount of $1,000 and attorney fees, but we deny court costs.
Background
{¶ 2} On April 13, 2016, by e-mail and certified mail, Kesterson sent a voluminous public-records request to Kent State, seeking the following records:
1. Any insurance policy that could be construed to cover claims against the University for violating Title IX [ 20 U.S.C. 1681 et seq. ] or *899denying a student-athlete the equal protection of the laws under the Fourteenth Amendment.
2. Any insurance policy that could be construed to cover claims against a present or former University employee for violating Title IX, denying a student-athlete the equal protection of the laws under the Fourteenth Amendment, or intentionally inflicting serious emotional distress on a student-athlete.
3. All records regarding Karen Linder's departure from the University (including all communications such as emails, text messages, voicemails, etc.);
4. All records of any restrictions or limitations Kent State University placed on Karen Linder following or related to her departure (such as restrictions on contacting members of the softball team, accessing non-public areas of [Kent State] facilities such as the softball team's locker *23room, using [Kent State] facilities for her own economic benefit, or disparaging or defaming any past or present members of the softball team or their parents);
5. All records of communications involving any Athletic Department personnel regarding Lauren Kesterson from August 28, 2015 to the present;
6. All records of communications between Joel Nielsen and Karen Linder from August 20, 2015 to the present regarding Lauren Kesterson, any complaint she initiated regarding Linder (including any investigation of that complaint), or Linder's resignation (including the surrounding circumstances and the terms of her departure);
7. All records of communications between Janet Kittell and Karen Linder from August 20, 2015 to the present regarding Lauren Kesterson, any complaint she initiated regarding Linder (including any investigation of that complaint), or Linder's resignation (including the surrounding circumstances and the terms of her departure);
8. All records of communications between Joel Nielsen and Erin Barton regarding Lauren Kesterson or Karen Linder from August 20, 2015 to September 30, 2015;
9. All records of communications between Joel Nielsen and Pamela Fitzgerald regarding Lauren Kesterson or Karen Linder from August 20, 2015 to the present;
10. All records of communications between Joel Nielsen and Loretta Shields regarding Lauren Kesterson or Karen Linder from August 20, 2015 to the present;
11. All records of communications between Joel Nielsen and any member of Human Resources Staff (including Office of Compliance/Equal Opportunity and Affirmative Action or Title IX) regarding Lauren Kesterson or Karen Linder from August 20, 2015 to the present;
12. All records Joel Nielsen generated or that were generated on his behalf regarding Lauren Kesterson (including records regarding her rape report) or Karen Linder from August 20, 2015 to the present including any handwritten notes, electronic notes, calendar entries, emails, text messages, etc.;
13. All records Joel Nielsen received regarding Lauren Kesterson *900(including records regarding her rape report) or Karen Linder from August 20, 2015 to the present including any handwritten notes, electronic notes, calendar entries, emails, text messages, etc.; *2414. Records of any check(s) or payment(s) provided to Karen Linder after August 28, 2015 (including images of any check(s));
15. All records regarding Linder's use of [Kent State] facilities since her August 28, 2015 resignation (including all communications such as emails, text messages, voicemails, etc.);
16. Regarding Kent State softball's official Facebook and Twitter accounts:
a. All records of postings since August 28, 2015 (including deleted posts);
b. All records regarding which individuals have or had access to those accounts since August 28, 2015;
17. All records regarding any reports by Lauren Kesterson regarding sexual assault, failure to take appropriate steps in response to a sexual-assault report, retaliation for reporting sexual assault, or other mistreatment by any Kent State student, former student, personnel, or former personnel (including all communications such as emails, text messages, voicemails, etc.);
18. All records regarding any efforts by the University to prevent or remedy retaliation against Lauren Kesterson for reporting that a Kent State baseball player had raped her;
19. All records regarding any efforts by the University to prevent or remedy retaliation against Lauren Kesterson for reporting that former head softball coach Karen Linder had engaged in a cover up of Lauren Kesterson's rape report;
20. From August 2012 to the present, records of emails from April Hull to any member(s) of the softball team that include reference to training sessions (such as compliance or NCAA-mandated training for student-athletes); and
21. All records of training or information provided to the Kent State varsity baseball team regarding Title IX, gender equity, sexual harassment, sexual assault, Sexual and Relationship Violence Support Services, or the University's policies or procedures for reporting instances of gender-based harassment or sexual assault (from the 2012-2013 academic year to the present).
{¶ 3} On April 15, 2016, Kent State acknowledged receipt of the request and stated that responsive records were being identified and gathered. Kesterson's attorney, Ashlie Sletvold, e-mailed Kent State twice in May, asking when she *25could expect a response. She followed up with Kent State by e-mail again on June 7 and June 14, having received no documents.
{¶ 4} On June 20, counsel for Kent State, Nichole DeCaprio, responded with a detailed letter and provided 446 pages of responsive records. The records that Kent State sent were responsive to request numbers 1, 2, 9, 14, 16, 17, 20, and 21, although Sletvold alleged that some responses were "merely partial and incomplete." Kent State objected to the remaining requests as overbroad. Nonetheless, it searched for records responsive to request *901numbers 6, 7, 8, 10, 12, and 13 but found none.
{¶ 5} On June 29, 2016, another of Kesterson's attorneys, Peter Pattakos, wrote to Kent State, raising concerns with its responses and its explanations for not responding to some requests. Kesterson also revised her first and second requests to include "copies of all insurance policies that the University carries or has carried since 2014." Kent State provided no further response.
{¶ 6} Kesterson filed her mandamus complaint on August 2, 2016, alleging that Kent State's objections were meritless and that her request "has been outstanding for 110 days." Kesterson asks for "a peremptory writ of mandamus directing Kent State to make responsive records available promptly," an award of attorney fees and costs, an award of statutory damages, and "any other relief available to the firm * * * under R.C. 149.43."
{¶ 7} On October 11, 2017, we granted Kesterson an alternative writ setting forth a schedule for the parties to present evidence and submit briefs.
Kesterson's federal litigation
{¶ 8} On February 9, 2016, Kesterson filed a complaint against Kent State and Karen Linder in federal district court alleging, among other claims, civil-rights violations under Title IX of the Education Amendments of 1972, as amended. Kesterson v. Kent State Univ. , N.D. Ohio case No. 5:16-CV-00298,
Ohio's Public Records Act
{¶ 9} It has long been the " 'rule in Ohio * * * that public records are the people's records, and that the officials in whose custody they happen to be are merely trustees for the people.' "
*26State ex rel. Patterson v. Ayers ,
{¶ 10} The act defines "public record" as "records kept by any public office, including, but not limited to, state * * * units." R.C. 149.43(A)(1) ; see also R.C. 149.011(A) (defining "public office"). R.C. 149.011(G) provides that " '[r]ecords' includes any document, device, or item, regardless of physical form or characteristic, * * * created or received by or coming under the jurisdiction of any public office of the state or its political subdivisions, which serves to document the organization, functions, policies, decisions, procedures, operations, or other activities of the office." Moreover, "a state university is considered a 'public office' for purposes of the Public Records Act."
*902State ex rel. Rea v. Ohio Dept. of Edn. ,
Mandamus
{¶ 11} At the time Kesterson filed her complaint, "[m]andamus [was] the appropriate remedy to compel compliance with R.C. 149.43, Ohio's Public Records Act." (Emphasis added.) State ex rel. Physicians Commt. for Responsible Medicine v. Ohio State Univ. Bd. of Trustees ,
{¶ 12} Despite the liberal construction of the Public Records Act "in favor of disclosure," State ex rel. Zidonis v. Columbus State Community College ,
*27that measure or degree of proof which is more than a mere "preponderance of the evidence," but not to the extent of such certainty as is required "beyond a reasonable doubt" in criminal cases, and which will produce in the mind of the trier of facts a firm belief or conviction as to the facts sought to be established.
Cross v. Ledford ,
{¶ 13} Under R.C. 149.43(B), a public office may produce the requested records prior to the court's decision, which renders the mandamus claim for production of records moot. State ex rel. Striker v. Smith ,
Analysis
Records produced following Kesterson's mandamus complaint
{¶ 14} Kesterson contends that in connection with the mediation conducted in this court and her federal litigation, Kent State provided additional records that were responsive to the remaining requests. Therefore, Kesterson argues Kent State was dilatory in responding to the April *9032016 records request. Indeed, in large part, Kesterson's federal RPD was identical to her April 2016 records request.
{¶ 15} Kent State maintains that it fully responded to Kesterson's April 13, 2016 request by October 28, 2016. Despite DeCaprio's attestation that the response to the request was complete in October 2016 and that any further records provided on or after that date were merely provided "as a courtesy," the evidence demonstrates that Kent State provided many additional responsive records through December 2016. Further, Kent State's 2017 responses to Kesterson's federal RPD seem to indicate that it provided even more records responsive to Kesterson's April 2016 request in that litigation.
{¶ 16} According to DeCaprio, on October 28, 2016, Kent State provided Kesterson with records relating to Linder's reservation of the Kent State Field *28House (an athletic facility) and records of "training provided to incoming students at Kent State," which are responsive to request numbers 15 and 21. On November 8, Kent State produced a variety of insurance policies held by the university as well as e-mail messages collected from Kent State employee Casey Cegles, a deputy athletic director, which are responsive to request numbers 1, 2, 5, and 12. The next day, Kent State produced additional training records, which are responsive to request number 21. On November 17, Kent State produced even more insurance policies, responsive to request numbers 1 and 2. And on November 29, Kent State produced e-mails collected from athletic-department personnel regarding Kesterson (responsive to request number 5) and e-mails from and to Nielsen regarding Kesterson (responsive to request numbers 11, 12, and 13).
{¶ 17} On December 1, 2016, Kent State produced a slew of additional records, including a variety of e-mails regarding Kesterson and records of her rape report, which are responsive to request numbers 5, 9, 13, and 17. The same day, Kent State provided Kesterson with even more e-mails collected from Eric Oakley, an assistant softball coach at Kent State, involving Kesterson and/or her rape report, which are responsive to request numbers 5, 12, 13, and 20. Finally, on December 2, 2016, Kent State provided additional e-mails between athletic-department personnel, responsive to request numbers 5 and 20. The evidence establishes that Kent State has also since provided records responsive to request numbers 3, 6, 7, 8, 9, 10, 12, 13, 14, 15, 16, 17, 18, 19, 20, and 21.
{¶ 18} While Kesterson does not concede that she has received all the records requested in April 2016, she fails to identify what categories of records are still incomplete. Kesterson notes 11 "examples" of records Kent State produced during discovery in her federal case that she argues are responsive to some of the categories of records she requested in April 2016. However, those documents have not been submitted as evidence in this case. Moreover, there is no evidence in the record to indicate that Kent State is still withholding records responsive to Kesterson's requests. Absent contrary evidence in the record, the materials Kent State has provided defeat Kesterson's allegation that the university has not fully responded to her April 2016 request. Accordingly, Kesterson's mandamus claim for the production of records is moot. See State ex rel. Cincinnati Enquirer v. Sage ,
*904Timeliness of Kent State's production of responsive records
{¶ 19} Even when a claim for the production of records has been satisfied, a separate claim based on the untimeliness of the response persists unless copies of *29all required records were made available "within a reasonable period of time." R.C. 143.49(B)(1). Under R.C. 149.43(C)(1), an award of statutory damages is available even if the records have been provided prior to the court's decision. Kesterson bears the burden to demonstrate that Kent State's response to her public-records request was unreasonably delayed. State ex rel. Dispatch Printing Co. v. Johnson ,
{¶ 20} Kesterson argues that Kent State violated R.C. 149.43 by failing to promptly prepare and provide all responsive records "within a reasonable time." We may award statutory damages "if the public record has not been provided promptly." State ex rel. Cincinnati Enquirer v. Deters ,
Claimed exception: overbreadth
{¶ 21} In defense of its failure to provide all responsive records when it responded to Kesterson's April 13, 2016 request, Kent State contends that it properly denied many of the requests as overbroad. According to Kent State, the fact that it continued to provide records throughout the mediation conducted in this court and Kesterson's federal litigation does not undermine its contention that it timely responded to the records request.
{¶ 22} It is axiomatic that " '[i]t is the responsibility of the person who wishes to inspect and/or copy records to identify with reasonable clarity the records at issue.' " Zidonis ,
*30Communications
{¶ 23} Kent State argues that under Glasgow , Kesterson's requests for "all records of communications" between various individuals regarding certain subjects (request numbers 5 through 11) are unenforceable because they are overly broad. In Glasgow , we considered the relator's request for e-mail messages, text messages, and written correspondence sent and received by State Representative *905Shannon Jones during a period of approximately six months "specifically including, but not limited to, any [communications] having as their subject matter Substitute House Bill 151 of the 127th General Assembly or discussions that led to the introduction of Substitute House Bill 151 or any predecessor bill." Id. at ¶ 5-7. Using the standards applicable to overbreadth challenges, we held that "insofar as Glasgow broadly sought all of Jones's work-related e-mail messages, text messages, and correspondence during her entire tenure as state representative, his request was improper because it was overly broad" and "impermissibly sought what approximated a 'complete duplication' of Jones's files." Id. at ¶ 19.
{¶ 24} In a case involving a request to a city police department for "any and all records generated * * * containing any reference whatsoever to Kelly Dillery," we determined the request was overbroad because the requesting party "failed in her duty to identify the records she wanted with sufficient clarity ." (Emphasis added.) State ex rel. Dillery v. Icsman ,
{¶ 25} While Kesterson did cast a wide net for "communications," she limited each request temporally, by subject matter, and in all but one instance, by the specific employees concerned. See State ex rel. Bott Law Group, L.L.C. v. Ohio Dept. of Natural Resources , 10th Dist. Franklin No. 12AP-448,
{¶ 26} We reject Kent State's contention that Kesterson's requests for communications required it to "guess at, and then provide, records with specific information of interest" to her. Under the Public Records Act, "to constitute improper research, a record request must require the government agency to either search through voluminous documents for those that contain certain information or to create a new document by searching for and compiling information from existing records." State ex rel. Carr v. London Corr. Inst. ,
{¶ 27} And if any doubt remains, Kent State's conduct throughout this original action and Kesterson's federal litigation contradicts its claims of overbreadth. Kent State initially denied as overbroad request numbers 6 through 10 and 12 but also indicated that it performed a search for responsive e-mails and, in all but one instance,
Request numbers 3 and 4
{¶ 28} Request number 3 sought "[a]ll records regarding Karen Linder's departure from the University (including all communications such as emails, text *32messages, voicemails, etc.)." The fourth request sought "[a]ll records of any restrictions or limitations Kent State University placed on Karen Linder following or related to her departure (such as restrictions on contacting members of the softball team, accessing non-public areas of KSU facilities such as the softball team's locker room, using KSU facilities for her own economic benefit, or disparaging or defaming any past or present members of the softball team or their parents)."
{¶ 29} These categories, in large part, impermissibly request "information" as opposed to specific records. In its June 20, 2016 correspondence, Kent State thus appropriately objected to these requests as "overly broad" and asked Kesterson to "define the records you are seeking with sufficient clarity to allow us to identify the specific records you are requesting." Kesterson did not further define these requests, instead maintaining that they were "lawful requests, which pertain to limited and specifically identified categories of documents."
{¶ 30} While Kent State later apparently provided some records responsive to these requests, we hold that its objections were valid and therefore that as to those two requests, Kent State did not fail to uphold its duties under R.C. 149.43.
Statutory damages
{¶ 31} R.C. 149.43(C)(1)
{¶ 32} Kent State violated R.C. 149.43(B) when it did not fully respond to Kesterson's request until, at the earliest, December 2, 2016, four months after Kesterson filed her mandamus complaint on August 2, 2016.
*33Sage,
Court costs
{¶ 33} Kesterson is not, however, entitled to court costs. On the date she made her public-records request and filed her mandamus complaint, the applicable version of the Public Records Act allowed for an award of court costs only "[i]f the court issues a writ of mandamus that orders the public office * * * to comply with division (B) of this section." R.C. 149.43(C)(2)(a). Accordingly, because we hold that Kesterson's mandamus claim is moot, we deny her request for court costs.
Attorney fees
{¶ 34} The plain and unambiguous language of the applicable version of R.C. 149.43(C)(2)(b)(i) requires an award of reasonable attorney fees when the public office or person responsible for the public records failed to timely respond, pursuant to R.C. 149.43(B), to the public-records request ("The court shall award reasonable attorney's fees * * * when * * * [t]he public office or person responsible for the public records failed to respond affirmatively or negatively to the public records request in accordance with the time allowed under division (B)" [emphasis added] ). An award of attorney fees pursuant to R.C. 149.43(C)(2)(b)(i) is not dependent upon the court having issued a judgment that orders compliance with the public-records law. See also R.C. 149.43(C)(3)(b)(i)
{¶ 35} An award of reasonable attorney fees is appropriate under R.C. 149.43(C)(2)(b)(i) because Kent State violated R.C. 149.43(B) when it failed to produce all responsive records until at least four months after Kesterson filed this action. The court will make a final determination of the amount of attorney fees upon review of Kesterson's filing of an itemized application with independent evidence supporting the reasonableness of the hourly rates charged and the hours billed. The statutory guidelines in R.C. 149.43(C)(2)(c)
*908will aid the court in determining the amount of fees to be awarded. Kesterson must demonstrate that she is entitled to an award of fees that is "reasonable" and "remedial."
{¶ 36} Any person submitting an application for attorney fees should note that "fee applications submitted to this court should contain separate time entries for each task, with the time expended on each task denoted in tenths of an hour" and that "this court will no longer grant attorney-fee applications that include block-billed time entries." State ex rel. Harris v. Rubino , --- Ohio St.3d ----,
Conclusion
{¶ 37} Kesterson has not shown by clear and convincing evidence that Kent State has failed to fully respond to her April 2016 records request. Therefore, she has not established her entitlement to the requested extraordinary relief in mandamus, and we deny the writ. Consequently, we also deny Kesterson's request for court costs.
{¶ 38} However, because Kent State failed to timely produce some of the responsive records, we award statutory damages to Kesterson under R.C. 149.43(C)(1) in the amount of $1,000, and grant her request for reasonable attorney fees.
Judgment accordingly.
French, DeWine, and DeGenaro, JJ., concur.
O'Connor, C.J., concurs in part and dissents in part, would deny the writ and award statutory damages, but would deny relator's request for fees and costs.
Fischer, J., concurs in part and dissents in part, would deny the writ but would not award statutory damages, and would deny relator's request for fees and costs.
O'Donnell, J., dissents and would grant the writ and relator's request for fees and costs.
Relator's complaint is governed by former R.C. 149.43 (2015 Am.Sub.H.B. No. 64), which was effective on the dates she made her public-records request and commenced her original action before this court. See State ex rel. Doe v. Smith ,
As to request number 12, Kent State responded that "[t]here were no records responsive" to Kesterson's request.
This provision is now found in R.C. 149.43(C)(2) of the current Public Records Act.
This reference is to the current Public Records Act, effective November 2, 2018. This statutory amendment was originally adopted in 2016 Am.Sub.S.B. No. 321.
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