State v. Valdez

[Cite as State v. Valdez, 2017-Ohio-4260.]
IN THE COURT OF APPEALS
FIRST APPELLATE DISTRICT OF OHIO
HAMILTON COUNTY, OHIO
STATE OF OHIO, : APPEAL NO. C-160437
TRIAL NO. C-10CRB-33213
Plaintiff-Appellee, :
vs. : O P I N I O N.
RAMON VALDEZ, :
Defendant-Appellant. :
Criminal Appeal From: Hamilton County Municipal Court
Judgment Appealed From Is: Affirmed
Date of Judgment Entry on Appeal: June 14, 2017
Joseph T. Deters, Hamilton County Prosecuting Attorney, and Melynda J. Machol,
Assistant Prosecuting Attorney, for Plaintiff-Appellee,
McKinney & Namei Co., LPA, Michael Tudor, Paul W. Shonk and Firooz T. Namei,
for Defendant-Appellant.
OHIO FIRST DISTRICT COURT OF APPEALS
MOCK, Presiding Judge.
{¶1} Defendant-appellant Ramon Valdez appeals from the Hamilton
County Municipal Court’s judgment overruling his “Emergency Motion to Vacate
Guilty Plea under Padilla v. Kentucky.” We affirm the court’s judgment.
{¶2} Valdez was convicted in 2010 upon his guilty plea to the fourth-degree
misdemeanor of domestic violence by threat in violation of R.C. 2919.25(C). He took
no direct appeal from his conviction. Instead, he sought to withdraw his guilty plea
by filing with the municipal court a postconviction motion citing the United States
Supreme Court’s decision in Padilla v. Kentucky, 559 U.S. 356, 130 S.Ct. 1473, 176
L.Ed.2d 284 (2010), in support of his claim that his plea had been the unintelligent
product of his trial counsel’s ineffectiveness in advising him concerning the
immigration consequences of his conviction.
{¶3} In this appeal, Valdez presents a single assignment of error,
contending that the municipal court abused its discretion in overruling the motion.
We overrule the assignment of error, because the record does not demonstrate an
abuse of discretion.
A Crim.R. 32.1 Motion
{¶4} Valdez did not specify in his postconviction motion a statute or rule
under which the relief sought might have been afforded, leaving the municipal court
to “recast [the motion] into whatever category necessary to identify and establish the
criteria by which the motion should be judged.” State v. Schlee, 117 Ohio St.3d 153,
2008-Ohio-545, 882 N.E.2d 431, ¶ 12 and syllabus. Because Crim.R. 32.1 authorizes
the postsentence withdrawal of a guilty plea based on a Padilla claim, Valdez’s
motion was reviewable under the standards provided by that rule. See State v.
2
OHIO FIRST DISTRICT COURT OF APPEALS
Bishop, 2014-Ohio-173, 7 N.E.3d 605, ¶ 2, 4 (1st Dist.); State v. Kostyuchenko, 2014-
Ohio-324, 8 N.E.3d 353, ¶ 4, 17 (1st Dist.). Accord State v. Bravo, 9th Dist. Summit
No. 27881, 2017-Ohio-272, ¶ 5; State v. Tovar, 10th Dist. Franklin No. 11AP-1106,
2012-Ohio-6156, ¶ 6; State v. Guerrero, 12th Dist. Butler No. CA2010–09–231, 2011-
Ohio-6530, ¶ 3.
{¶5} Under Crim.R. 32.1, a postsentence motion to withdraw a guilty plea
may be granted only “to correct manifest injustice.” State v. Smith, 49 Ohio St.2d
261, 361 N.E.2d 1324 (1977), paragraph one of the syllabus. The defendant bears the
burden of proving “manifest injustice.” The determination whether the defendant
has sustained that burden is committed to the sound discretion of the trial court and
will not be disturbed on appeal unless the court abused its discretion. Id. at
paragraph two of the syllabus.
Manifest Injustice Not Demonstrated
{¶6} In October 2010, Valdez was indicted for domestic violence in
violation of R.C. 2919.25(A), which proscribes “knowingly caus[ing] or attempt[ing]
to cause physical harm to a family or household member.” Because he had been
convicted of domestic violence in 2003, the charged offense was punishable as a
fourth-degree felony, and he was subject to a mandatory minimum term of
confinement of six months. See R.C. 2919.25(D)(3) and (D)(6)(a).
{¶7} In November 2010, Valdez pled guilty to a reduced charge of domestic
violence in violation of R.C. 2919.25(C), which provides that “[n]o person, by threat
of force, shall knowingly cause a family or household member to believe that the
offender will cause imminent physical harm to the family or household member.”
His violation of R.C. 2919.25(C) was punishable as a fourth-degree misdemeanor,
3
OHIO FIRST DISTRICT COURT OF APPEALS
and his sentence was not enhanced by his 2003 domestic-violence conviction. The
trial court sentenced him to 30 days in jail and a year of community control, credited
him with 16 days of jail time, and suspended the remaining days.
{¶8} Valdez did not challenge his 2010 conviction until 2016, when in his
“Emergency Motion to Vacate Guilty Plea under Padilla v. Kentucky,” he challenged
the constitutional competence of his trial counsel in advising him concerning the
immigration consequences of that conviction. On the record before us, we cannot
say that the court abused its discretion in overruling the motion.
{¶9} The Sixth Amendment right to accurate advice
concerning deportation. The due-process protections afforded by Article I,
Section 16 of the Ohio Constitution and the Fourteenth Amendment to the United
States Constitution require that a guilty or no-contest plea “represent[] a voluntary
and intelligent choice among the alternative courses of action open to the
defendant.” North Carolina v. Alford, 400 U.S. 25, 31, 91 S.Ct. 160, 27 L.Ed.2d 162(1970); State v. Engle, 74 Ohio St.3d 525, 527, 660 N.E.2d 450 (1996). A defendant
who seeks to withdraw his plea on the ground that the plea was the unintelligent
product of his counsel’s ineffectiveness must demonstrate that counsel’s
representation was constitutionally deficient, Strickland v. Washington, 466 U.S.
668, 687-688, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984), and that “there is a reasonable
probability that, but for [that deficiency, the defendant] would not have pleaded
guilty and would have insisted on going to trial.” Hill v. Lockhart, 474 U.S. 52, 59,
106 S.Ct. 366, 88 L.Ed.2d 203 (1985); see State v. Xie, 62 Ohio St.3d 521, 524, 584
N.E.2d 715 (1992); State v. Blackwell, 1st Dist. Hamilton No. C-970150, 1998 WL
212753 (May 1, 1998).
4
OHIO FIRST DISTRICT COURT OF APPEALS
{¶10} For purposes of the Sixth Amendment right to the effective assistance
of counsel, a plea negotiation is a critical phase of a criminal prosecution. Hill at 57.
Eight months before Valdez entered his guilty plea, the United States Supreme Court
decided Padilla, 559 U.S. 356, 130 S.Ct. 1473, 176 L.Ed.2d 284. Padilla had been
convicted upon a guilty plea to drug distribution. Facing deportation for his
conviction after being a noncitizen permanent resident of the United States for over
40 years, he sought to withdraw his guilty plea on the ground that his trial counsel
had been constitutionally deficient in failing to advise him of the removal
consequence of his conviction and in misinforming him that he “did not have to
worry about [his] immigration status.” Id. at 360.
{¶11} The Supreme Court held that the Sixth Amendment imposes upon
counsel, in negotiating a guilty or no-contest plea, the duty to “accurate[ly]” advise a
noncitizen client concerning the removal consequence of his conviction. Id. at 364
and 374. The contours of that duty, the Court declared, depend on “the terms of the
relevant immigration statute * * * in defining the removal consequence for [the]
conviction.” Id. at 368. Thus, “[w]hen the law is not succinct and straightforward,”
counsel “need do no more than advise a noncitizen client that pending criminal
charges may carry a risk of adverse immigration consequences. But when the
deportation consequence is truly clear, * * * the duty to give correct advice is equally
clear.” Id. at 369.
{¶12} The “relevant immigration statute” in Padilla was 8 U.S.C. 1227. The
statute sets forth “[c]lasses of deportable aliens” and mandates the removal of any
alien who falls within one those classes. 8 U.S.C. 1227(a). Padilla fell into the
“Criminal offenses”-“Controlled substances” class of deportable aliens under 8 U.S.C.
5
OHIO FIRST DISTRICT COURT OF APPEALS
1227(a)(2)(B), which provides in relevant part that “[a]ny alien who at any time after
admission has been convicted of a violation of (or a conspiracy or attempt to violate)
any law or regulation of a State * * * relating to a controlled substance * * *, other
than a single offense involving possession for one’s own use of 30 grams or less of
marijuana, is deportable.” 8 U.S.C. 1227(a)(2)(B)(i), quoted in Padilla at 368. For
purposes of determining Padilla’s counsel’s duty, the Court found the statute’s “terms
* * * succinct, clear, and explicit in defining the removal consequence for [his]
conviction,” when “the text of the statute * * * addresses not some broad
classification of crimes but specifically commands removal for all controlled
substances convictions except for the most trivial of marijuana possession offenses.”
Padilla at 368-369. The Court concluded that, because Padilla’s removal was
“presumptively mandatory” and Padilla’s counsel “could have easily determined that
his plea would make him eligible for deportation simply from reading the text of the
* * * removal statute,” counsel had performed deficiently in not so advising Padilla
and in “incorrect[ly]” assuring him that his conviction would not affect his
immigration status. Id. Having determined that counsel was constitutionally
deficient in advising Padilla concerning the removal consequence of his conviction,
the Court remanded the case to the trial court to determine whether Padilla had been
thereby prejudiced, that is, whether “a decision to reject the plea bargain would have
been rational under the circumstances.” Id. at 372, 374, citing Roe v. Flores–Ortega,
528 U.S. 470, 480, 486, 120 S.Ct. 1029, 145 L.Ed.2d 985 (2000).
{¶13} Valdez’s counsel’s duty. Valdez was a noncitizen permanent
resident of the United States. He was convicted upon a guilty plea to domestic
violence by threat in violation of R.C. 2919.25(C). R.C. 2919.25(C) provides that
6
OHIO FIRST DISTRICT COURT OF APPEALS
“[n]o person, by threat of force, shall knowingly cause a family or household member
to believe that the offender will cause imminent physical harm to the family or
household member.”
{¶14} As in Padilla, 8 U.S.C. 1227 is the relevant immigration statute,
mandating the removal of an alien who falls within a listed class of “Deportable
aliens.” 8 U.S.C. 1227(a). Valdez falls within the “Criminal offenses”-“Crimes of
domestic violence” class of deportable aliens under 8 U.S.C. 1227(a)(2)(E), which
provides in relevant part that an alien is deportable if “at any time after admission
[he] is convicted of a crime of domestic violence.” 8 U.S.C. 1227(a)(2)(E)(i). For
purposes of the crimes-of-domestic-violence class of deportable aliens, a “crime of
domestic violence” is defined as “any crime of violence * * * against a person
committed by a current * * * spouse of the person.” 8 U.S.C. 1227(a)(2)(E)(i). And a
“crime of violence” is, in turn, defined under 18 U.S.C. 16(a) as “an offense that has
as an element the use, attempted use, or threatened use of physical force against the
person * * * of another.”
{¶15} 8 U.S.C. 1227(a)(2)(E)(i) defined counsel’s duty to advise Valdez of the
immigration consequence of his conviction. The text of that statute, like the text of
the statute in Padilla, is “succinct, clear, and explicit” in classifying as a “deportable
alien” one convicted of an offense of domestic violence that includes as an element
the threatened use of physical force. See Padilla, 559 U.S. at 368-369, 130 S.Ct.
1473, 176 L.Ed.2d 284. See also United States v. Castleman, ___ U.S. ____, 134
S.Ct. 1405, 1410-1413, 188 L.Ed.2d 426 (2014) (holding that a state misdemeanor
domestic assault categorically qualified as a “misdemeanor crime of domestic
violence” under the federal statute making it a felony to possess a firearm after such
7
OHIO FIRST DISTRICT COURT OF APPEALS
a conviction, because the federal statute’s “physical force” requirement, under the
“well-settled meaning of [that] common-law term[],” is satisfied by the degree of
force that supported a common-law battery conviction, namely, an offensive
touching). By simply reading the statute, counsel could easily have determined that,
with Valdez’s conviction for domestic violence in violation of R.C. 2919.25(C), his
removal was presumptively mandatory. Therefore, counsel, in advising Valdez
concerning his guilty plea, had a duty under Padilla to ascertain from the statute,
and to accurately advise him, that his conviction mandated his removal. See Bishop,
2014-Ohio-173, 7 N.E.3d 605, at ¶ 6-8; State v. Tapia-Cortez, 12th Dist. Butler No.
CA2016-02-031, 2016-Ohio-8101.
{¶16} Valdez’s motion to withdraw his guilty plea. In his motion
to withdraw his guilty plea, Valdez asserted that his domestic-violence-by-threat
conviction cast him into 8 U.S.C. 1227(a)(2)(E)(i)’s crimes-of-domestic-violence class
of deportable aliens, and that his trial counsel had been constitutionally deficient in
advising him concerning the removal consequence of that conviction. Valdez
supported the motion with his affidavit, in which he averred that the trial court,
before accepting his 2010 plea, had advised him that he “may be deported,” and that
his trial counsel had “discussed that [that] conviction might have immigration
consequences.” But he asserted that his counsel had “never explained to [him] that
federal law specifically lists ‘Crimes of Domestic Violence’ as a deportable offense
[or] that if [he] was in immigration proceedings, [his] deportation would be
mandatory.” And he insisted that “no one including [his] lawyer told [him that] as
the result of this plea [he] will be deported.” He further averred that because there
had been no immigration consequences based on his 2003 domestic-violence
8
OHIO FIRST DISTRICT COURT OF APPEALS
conviction, he had “assumed” that there would be none based on his 2010 conviction.
And he asserted that because his wife, who was the prosecuting witness in the case,
had “told the prosecutor that she did not wish to go forward,” he would not have
entered his 2010 plea if he had known that he was “signing [his] own deportation
order.”
{¶17} The municipal court conducted a hearing on Valdez’s motion to
withdraw his 2010 guilty plea and on his separate motion to withdraw his 2003 plea.
Because neither the trial court nor counsel had advised Valdez concerning the
removal consequence of his 2003 conviction, the court granted withdrawal of that
plea. With respect to the 2010 conviction, the court took no evidence, but
entertained arguments, and based on those arguments, overruled Valdez’s motion to
withdraw his 2010 plea. On the record before us, we cannot say that the court, in
overruling the motion, abused its discretion.
{¶18} No transcript of the plea hearing. On his motion, Valdez bore
the burden of demonstrating that his counsel had been constitutionally deficient in
advising him concerning the removal consequence of his conviction, and that this
deficiency in counsel’s performance had prejudiced him, that is, that “a decision to
reject the plea bargain would have been rational under the circumstances.” Padilla,
559 U.S. at 374, 130 S.Ct. 1473, 176 L.Ed.2d 284. The prejudice prong of the Padilla
analysis thus required an inquiry into the “circumstances” surrounding Valdez’s
decision to plead. Those circumstances necessarily included the matters that had
transpired at the hearing where his plea was entered and accepted.
{¶19} But the municipal court, in deciding Valdez’s motion to withdraw his
plea, did not have a complete record of the “circumstances” surrounding his decision
9
OHIO FIRST DISTRICT COURT OF APPEALS
to plead, because a transcript of the proceedings at his plea hearing was not before
the court. An indigent offender is entitled to a transcript of the proceedings leading
to his conviction, at the state’s expense, if he has pending either a direct appeal or a
postconviction proceeding. State ex rel. Partee v. McMahon, 175 Ohio St. 243, 248,
193 N.E.2d 266 (1963); State v. Hawkins, 1st Dist. Hamilton No. C-74425, 1975 WL
181869 (July 7, 1975). Valdez did not appeal his conviction. Nor did he request that a
transcript of the plea hearing be filed with the municipal court for its decision on his
postconviction motion to withdraw his plea.
{¶20} The Ohio Supreme Court has declared, as “a bedrock principle of
appellate practice in Ohio[,] * * * that an appeals court is limited to the record of the
proceedings [before the court below].” Morgan v. Eads, 104 Ohio St.3d 142, 2004-
Ohio-6110, 818 N.E.2d 1157, ¶ 13. And the “appellant bears the burden of showing
error by reference to matters on the record.” Knapp v. Edwards Laboratories, 61
Ohio St.2d 197, 199, 400 N.E.2d 384 (1980). Valdez’s challenge in his Crim.R. 32.1
motion to the knowing and intelligent nature of his guilty plea depended for its
resolution upon matters adduced at his plea hearing. But Valdez did not file a
transcript of the plea hearing until after he had appealed the municipal court’s
judgment overruling his motion. We decline to consider that transcript, because we
may not add to the record and then decide this appeal based on matter that was not
before the municipal court in ruling on the motion. See State v. Ishmail, 54 Ohio
St.2d 402, 405-406, 377 N.E.2d 500 (1978), paragraph two of the syllabus (holding
that when a trial court denies a postconviction petition seeking to withdraw guilty
pleas without first considering a plea-hearing transcript, the appeals court cannot
add that transcript to the record before it and then decide the appeal on the basis of
10
OHIO FIRST DISTRICT COURT OF APPEALS
matter disclosed by the transcript). Accord State v. Tekulve, 188 Ohio App.3d 792,
2010-Ohio-3604, 936 N.E.2d 1030 (1st Dist.2010) (following Ishmail in declining to
consider a plea-hearing transcript attached to appellant’s brief that was not before
the municipal court in deciding appellant’s Crim.R. 32.1 motion). See also Metzcar
v. Metzcar, 1st Dist. Hamilton No. C-850801, 1986 WL 12741, *1 (Nov. 12, 1986)
(following Ishmail in declining to consider a transcript of proceedings before a
domestic-relations magistrate that had been filed with the court of appeals, but had
not yet been prepared when the domestic-relations court overruled objections and
adopted the magistrate’s report).
We Affirm
{¶21} The municipal court’s decision overruling Valdez’s Crim.R. 32.1
motion to withdraw his guilty plea was discretionary. And Valdez bore the burden of
proving a prejudicial deficiency in his trial counsel’s performance that made the
withdrawal of his guilty plea necessary “to correct manifest injustice.” Thus, implicit
in the court’s decision overruling Valdez’s motion was its determination that he had
failed to sustain that burden. That determination, in the absence of a transcript of
the proceedings at the plea hearing, cannot be said to have been arbitrary,
unconscionable, or the product of an unsound reasoning process. See State v.
Darmond, 135 Ohio St.3d 343, 2013-Ohio-966, 986 N.E.2d 971, ¶ 34 (defining an
“abuse of discretion”). We, therefore, hold that the municipal court did not abuse its
discretion in overruling, or in declining to conduct an evidentiary hearing on,
Valdez’s Crim.R. 32.1 motion.
{¶22} Accordingly, we overrule the assignment of error and affirm the court’s
judgment.
11
OHIO FIRST DISTRICT COURT OF APPEALS
Judgment affirmed.
CUNNINGHAM, J., concurs.
ZAYAS, J., dissents.
ZAYAS, J., dissenting.
{¶23} I concur with the majority’s analysis that Valdez’s counsel had a duty
to accurately advise Valdez that, as a noncitizen, permanent resident, he would be
subject to removal or deportation after being convicted of domestic violence. I
respectfully dissent from the majority’s conclusion that the trial court’s
determination cannot be considered an abuse of discretion without a transcript from
the plea hearing.
Test to Establish Ineffective Assistance of Counsel
{¶24} To establish a claim of ineffective assistance of counsel, defendant
must satisfy a two-prong test. Strickland, 466 U.S. at 687, 104 S.Ct. 2052, 80
L.Ed.2d 674. Defendant must show that (1) that defense counsel’s performance was
so deficient that he was not functioning as the counsel guaranteed under the Sixth
Amendment to the United States Constitution, and (2) that defense counsel’s errors
prejudiced defendant. Id. The failure to make either showing defeats a claim of
ineffectiveness of trial counsel. Id. at 697. Defendants have a Sixth Amendment
right to the effective assistance of counsel when deciding whether to enter a guilty
plea. Padilla, 559 U.S. at 364, 130 S.Ct. 1473, 176 L.Ed.2d 284; Strickland at 686;
McMann v. Richardson, 397 U.S. 759, 771, 90 S.Ct. 1441, 25 L.Ed.2d 763 (1970), fn.
14.
Valdez’s Motion to Withdraw his Guilty Plea
{¶25} Valdez filed an “Emergency Motion to Vacate Guilty Plea” on March 3,
2016. The state did not file a response. The trial court held a hearing on defendant’s
12
OHIO FIRST DISTRICT COURT OF APPEALS
motion on March 29, 2016. Valdez admitted that the court properly advised him
under R.C. 2943.031(A) that he may be subject to deportation by pleading guilty.
However, Valdez argued his counsel was constitutionally obligated to advise him that
a plea to a domestic-violence charge subjected him to removal under federal law and
that trial counsel’s failure to provide this advice constituted a deficient performance.
See 8 U.S.C. 1227(a)(2)(E)(i). The state argued that federal law did not clearly
require mandatory removal for a domestic-violence conviction at the time Valdez
committed his offense.
{¶26} The trial court denied the motion. In doing so, the trial court
determined that both trial counsel and the trial court had advised Valdez that he
“may” be deported due to his domestic-violence conviction. The court determined
that such advisement was sufficient, rationalizing that trial counsel need not advise
the defendant over and above the trial court’s admonishments regarding
immigration consequences pursuant to R.C. 2943.031 and that requiring counsel to
do so would be “duplicative.”
Deportation Versus Removal
{¶27} Before beginning the Padilla analysis, it is necessary to clarify the
meaning of the terms deportation and removal. As Ohio case law has developed in
applying Padilla, these terms have been used interchangeably. See, e.g., State v.
Preciado, 8th Dist. Cuyahoga No. 101257, 2015-Ohio-19, ¶ 24 (referring to a
“deportation-removal hearing”).
{¶28} A commonly accepted meaning of “deportation” is “the removal from a
country of an alien whose presence in the country is unlawful or is held to be
prejudicial to the public welfare.’” State v. Encarnacion, 12th Dist. Butler No.
13
OHIO FIRST DISTRICT COURT OF APPEALS
CA2003-09-225, 2004-Ohio-7043, ¶ 24, citing Webster’s Third New International
Dictionary (1981). Under current federal law, an “alien” is defined as “any person
not a citizen or national of the United States.” 8 U.S.C. 1101(a)(3).
{¶29} In 1996, Congress passed the Illegal Immigration Reform and
Immigrant Responsibility Act (“IIRIRA”). See U.S. v. Pantin, 155 F.3d 91, 92 (2d
Cir.1998). Prior to IIRIRA’s passage, federal law used two proceedings to expel an
alien from the United States: “exclusion” and “deportation” proceedings. Id.Generally speaking, “exclusion proceedings” determined whether an alien seeking
entry would be allowed to enter or should be expelled, while “deportation
proceedings” were concerned with aliens who had already entered the United States
and could be expelled. Mejia-Ruiz v. INS, 51 F.3d 358, 360 (2d Cir.1995), fn.
1 (citing 8 U.S.C. 1226(a) and 1251). Entry was defined as “any coming of an alien
into the United States, from a foreign port or place * * *.” Former 8 U.S.C.
1101(a)(13). The IIRIRA replaced exclusion and deportation proceedings with
removal proceedings. Pantin at 92.
{¶30} 8 U.S.C. 1227 is designated “deportable aliens” and is the statute that
currently defines classes of aliens who are subject to removal proceedings.
Accordingly, if aliens fall under one of this statute’s categories of deportable aliens,
they are subject to being removed from the United States.
{¶31} Notwithstanding the fact that there are no “deportation proceedings”
post IIRIRA, the terms deportation and removal continue to be used
interchangeably. See Pantin at 92-93 (concluding the terms “deportation” and
“removal” have the same meaning under the IIRIRA). See also U.S. v. Pena-
Renovato, 168 F.3d 163, 164 (5th Cir.1999) (finding no distinction between
14
OHIO FIRST DISTRICT COURT OF APPEALS
“removal” and deportation” under the IIRIRA). The continued use of the term
“deportable alien” within federal law post IIRARA may create the faulty perception
that both deportation and removal proceedings currently exist under federal law.
Moreover, the concept of “being deported” tends to be commonly understood for it
has existed for many years, while the concept of “being removed” pursuant to
removal proceedings began in 1996. See Alien Act of 1798, 1 Stat. 570 (empowering
the President to order the deportation of any alien deemed dangerous); Pantin at 92-
93.
{¶32} Accordingly, I will use the term “removal” as synonymous with the
term “deportation” within this dissent.
Valdez’s Counsel’s Duty
{¶33} The core of Valdez’s argument is that, having received inaccurate
advice regarding the immigration consequences of his plea, he could not make an
informed decision about whether to accept a plea offer or proceed to trial.
{¶34} Pursuant to Padilla, the analysis of whether trial counsel was deficient
hinges on whether the deportation consequence of defendant’s guilty plea was truly
clear.
{¶35} Valdez sought to withdraw his plea because his trial counsel, by merely
stating that he “may be deported,” did not accurately inform him of the immigration
consequences of his conviction. Valdez admitted that the trial court properly advised
him as required by R.C. 2943.031. Thus the sole issue was whether trial counsel was
constitutionally obligated to provide any additional advice.
{¶36} The state argued that defense counsel had no obligation to provide any
additional advice because the law was not succinct and straightforward at the time of
15
OHIO FIRST DISTRICT COURT OF APPEALS
the plea. The state claimed that a conviction for domestic violence resulted in a
possibility of deportation and that Valdez’s deportation was not certain at the time he
entered his plea. Therefore, compliance with R.C. 2943.031(A) in and of itself
prevented Valdez from proving that his counsel was ineffective and that he was
prejudiced by counsel’s performance.
{¶37} Ultimately, the trial court found that Valdez’s counsel had no
obligation to provide any additional warning above and beyond the court’s statutory
admonition. The court explained that any additional advice “above what the Court
said of the potential deportation upon that conviction is duplicative.” Thus, the trial
court concluded Valdez’s counsel was not ineffective because he had no duty to
advise Valdez that deportation was mandatory.
{¶38} Consequently, the issue presented to this court is whether Padilla
required counsel to specifically advise Valdez that a domestic-violence conviction
subjected him to removal or deportation instead of the general advisement that the
conviction “may” result in removal or deportation.
{¶39} As the majority correctly concluded, counsel had a duty under Padilla
to ascertain the immigration consequences from the statute, and accurately advise
him. Defense counsel was constitutionally obligated to advise Valdez that his guilty
plea would result in him being subject to deportation or removal because as a
noncitizen, permanent resident, the immigration consequence of his guilty plea to
domestic violence was truly clear. See Bishop, 2014-Ohio-173, 7 N.E.3d 605, at ¶ 8
(explaining that under federal immigration law anyone convicted of domestic
violence is subject to removal).
16
OHIO FIRST DISTRICT COURT OF APPEALS
{¶40} Accordingly, being subject to removal proceedings is a mandatory and
clear consequence of the domestic-violence conviction. Therefore, Valdez’s counsel
was constitutionally deficient, and Valdez has satisfied the first Strickland prong.
Manifest Injustice Can Be Established on Facts Supplied through
Affidavits Attached to the Motion
{¶41} Manifest injustice can be established on the specific facts on the record
or facts supplied through affidavits attached to the motion. State v. Garcia, 10th
Dist. Franklin No. 08AP-224, 2008-Ohio-6421, ¶ 11, citing State v. Gegia, 157 Ohio
App.3d 112, 2004-Ohio-2124, 809 N.E.2d 673 (9th Dist.). A hearing on the motion
must only be held if the facts alleged by the defendant, and accepted as true by the
trial court, “would support a finding of manifest injustice.” Garcia at ¶ 11.
{¶42} A trial court has discretion to determine the credibility of an affidavit
and whether to accept the factual statements as true. See Smith, 49 Ohio St.2d at
264, 361 N.E.2d 1324. See also State v. Ayesta, 8th Dist. Cuyahoga No. 101383,
2015-Ohio-1695, ¶ 10, citing State v. Knowles, 8th Dist. Cuyahoga No. 95239, 2011-
Ohio-1685, ¶ 22, citing State v. Mays, 174 Ohio App.3d 681, 2008-Ohio-128, 884
N.E.2d 607, ¶ 14 (8th Dist.). By definition, an affidavit is a sworn statement that the
affiant makes under penalty of perjury and “should not lightly be deemed false.”
State v. Calhoun, 86 Ohio St.3d 279, 284, 714 N.E.2d 905 (1999).
{¶43} Here, the trial court did not raise any concerns regarding the truth of
Valdez’s averments and relied on the averments in reaching its decision. The court
found that the trial court complied with R.C. 2943.031, and Valdez’s counsel was not
required to provide any further advice regarding the immigration consequences.
{¶44} Additionally, both parties had the transcript of the plea hearing.
Valdez cited to the transcript in his motion, and the state confirmed that the court
17
OHIO FIRST DISTRICT COURT OF APPEALS
complied with R.C. 2943.031 by referencing the transcript. The state did not point
out any discrepancies between the averments and statements made at the plea
hearing based on its transcript. Moreover, the state also accepted those averments as
true and relied on them in making its arguments.
{¶45} Because the court and the state accepted the affidavit as true and the
court relied on those facts in denying the motion, I disagree that the transcript of the
plea hearing is necessary to determine whether the court abused its discretion.
Was Prejudice Established?
{¶46} The next question is whether Valdez established that he was
prejudiced by his counsel’s deficient performance. To prove prejudice, Valdez must
“convince the court that a decision to reject the plea bargain would have been
rational under the circumstances.” Padilla, 559 U.S. at 372, 130 S.Ct. 1473, 176
L.E.2d 284. The court must “focus[] on whether counsel’s constitutionally ineffective
performance affected the outcome of the plea process.” Hill, 474 U.S. at 59, 106 S.Ct.
366, 88 L.Ed.2d 203. In other words, the inquiry is whether a decision to reject the
plea would have been rational had the defendant been correctly informed that the
plea would render him deportable.
{¶47} However, the Ohio Supreme Court has recognized that a court need
not analyze both prongs of the Strickland test, where the issue may be disposed upon
consideration of one of the factors. State v. Bradley, 42 Ohio St.3d 136, 143, 538
N.E.2d 373 (1989), citing Strickland, 466 U.S. at 697, 104 S.Ct. 2052, 80 L.Ed.2d
674. If the defendant makes an insufficient showing on one prong, the other prong
need not be addressed. Id.{¶48} The trial court’s decision denying the motion simply stated that:
18
OHIO FIRST DISTRICT COURT OF APPEALS
[T]he [R.C. 2943.031] admonishment is clear that if you’re facing a
jailable offense, and are not a citizen of the United States, that the
consequence of being found guilty of that charge, you may be deported
or your ability to become a naturalized citizen may be otherwise
hampered or obstructed. The defense argument that the lawyer failed
to further advise the defendant above what the Court said of the
potential deportation upon that conviction is duplicative. And the
Court disagrees with the defense position that it would have had any—
that it was necessary. The defendant was advised of the consequences
of the plea. He entered the plea knowing the potential
consequences * * *.
{¶49} The court denied the motion because it found that Valdez was
informed of the plea’s consequences. The trial court did not specifically address the
prejudice prong after determining Valdez’s trial counsel was not deficient.
{¶50} The majority concludes that “implicit in the court’s decision overruling
Valdez’s motion was its determination that he had failed to sustain that burden.”
However, the court was not required to make a prejudice determination once it
found Valdez failed to show his counsel was ineffective. Id. And the record does not
support a conclusion that the court determined that Valdez failed to prove prejudice.
{¶51} Valdez averred that he would not have entered a guilty plea if counsel
had correctly advised him of the consequences of the plea, and that his wife had told
the prosecutor she did not want to proceed with prosecution. However, during the
hearing, neither party discussed whether it would be rational for Valdez to reject the
19
OHIO FIRST DISTRICT COURT OF APPEALS
plea. Additionally, the trial court’s decision contains no findings regarding Valdez’s
potential defenses or the rationality of rejecting the plea.
{¶52} When the trial court makes no factual findings regarding prejudice,
and instead denies the motion solely on the basis that the R.C. 2943.031 advisement
was sufficient, the case should be remanded to allow the parties to make a record
regarding the rationality of rejecting the plea. See State v. Galdamez, 2015-Ohio-
3681, 41 N.E.3d 467, ¶ 44-45 (10th Dist.). See also Padilla, 559 U.S. at 374-375, 130
S.Ct. 1473, 176 L.Ed.2d 284 (remanding the case to the Kentucky court to determine
whether Padilla met the Strickland prejudice prong because the trial court did not
address the issue). Since the trial court did not rule on the issue of prejudice, this
court should not address the merits for the first time on appeal and should remand
the case to the trial court for consideration. Mills-Jennings of Ohio, Inc. v. Liquor
Control Comm., 16 Ohio App.3d 290, 293-294, 475 N.E.2d 1321 (10th Dist.1984);
United Auto Workers, Local Union 1112 v. Philomena, 121 Ohio App.3d 760, 791-
792, 700 N.E.2d 936 (10th Dist.1998).
Conclusion
{¶53} Accordingly, I would find that the trial court abused its discretion in
denying the motion because Valdez’s counsel affirmatively misadvised him of the
immigration consequence of his plea. Additionally, I would remand the case to the
trial court to conduct a hearing to determine whether Valdez was prejudiced by his
counsel’s deficient performance.
Please note:
The court has recorded its own entry on the date of the release of this opinion.
20