DocketNumber: No. 07CA3168.
Citation Numbers: 2008 Ohio 4149
Judges: HARSHA, J.
Filed Date: 8/11/2008
Status: Precedential
Modified Date: 7/6/2016
{¶ 2} First, Whitaker argues that the trial court abused its discretion in denying his morning-of-trial request for substitute appointed counsel. Because the record does not show the grounds for any complaint other than Whitaker's vague and belated allegation that his appointed counsel had "betrayed the bre[a]ch of confidentiality," we cannot say that the trial court abused its discretion in denying his request for replacement counsel. *Page 2
{¶ 3} Second, Whitaker argues that one of the counts of having weapons while under disability is not supported by sufficient evidence that he knowingly possessed the firearm. He contends that it is at least equally likely that the gun belonged to his passenger. However, the State presented evidence that Whitaker had possession of the car in which police found a rifle concealed under a coat and that, upon being stopped by police, Whitaker slumped down in his seat in a manner that it appeared to police he might be concealing something. The State also presented evidence that the weapon was readily accessible in the backseat, that the rifle was operable, and that Whitaker had qualifying prior convictions. When this evidence is viewed in a light most favorable to the State, a reasonable jury could have found the essential elements of the crime proven beyond a reasonable doubt. Thus, sufficient evidence supports his conviction for having weapons while under a disability.
{¶ 4} Third, Whitaker argues that the trial court committed plain error by failing to sua sponte grant a mistrial or give a curative instruction after one of the State's witnesses commented on Whitaker's invocation of his Fifth Amendment right to remain silent. Also, he argues that trial counsel was ineffective for failing to object to this testimony. Because the prosecution violated Whitaker's constitutional rights when it elicited testimony that he "did not want to incriminate himself," and because the evidence of guilt related to this count is not overwhelming, we conclude that the trial court committed plain error in failing to give curative instructions. Accordingly, we reverse Whitaker's conviction for having the handgun while under disability and remand that case for a new trial. *Page 3
{¶ 6} On October 14, 2006, Portsmouth Police Officers Marty Eveland and Lee Bower responded to a call reporting a suspicious pickup truck in the parking lot of a convenience store. As Bower approached Whitaker, he observed Whitaker "lean[ ] back in the [truck] and [do] something and g[e]t back out and turn[ ] around and face[ ] me." Whitaker told Officer Bower that he was feeding his dog a doughnut, but Officer Bower believed that Whitaker acted "nervous." Whitaker explained that he was concerned about his dog. After obtaining Whitaker's consent to search the truck, Officer Bower found a .45 caliber handgun on the floor behind the seat. The trial court continued his previous recognizance bond after the State indicted Whitaker for having *Page 4
weapons while under disability, a violation of R.C.
{¶ 7} The trial court set a pre-trial hearing on these two charges for January 5, 2007. However, Whitaker did not attend this hearing. Because a condition of his bond was that he attend all hearings involving his case, the trial court issued a bench warrant for his arrest. The State indicted Whitaker for failure to appear, a violation of R.C.
{¶ 8} On the morning of trial, Whitaker requested that the trial court appoint new counsel for him. Whitaker's appointed counsel explained there had been a break-down in communication and that Whitaker refused to see her on the two days prior to trial. Whitaker told the court that he could not "trust someone that has betrayed the bre[a]ch of confidentiality." Although it is not clear from the record how Whitaker's attorney breached her duty of confidentiality, apparently she spoke to Whitaker's son. The trial court characterized Whitaker's argument as "ridiculous," "preposterous," and "outrageous." Whitaker also alleged that his attorney had betrayed his trust by failing to subpoena witnesses on his behalf. However, his attorney explained that she did not know that he had sent her a list of witnesses; instead, she had understood that he wanted her to copy and mail some documents for him, and the witness list was on the back of one of these documents. The court noted that this case had been on the docket for a year, explained that his current attorney was competent and zealous, and denied his request. *Page 5
{¶ 9} At trial, the evidence indicated neither the car nor the gun were registered in Whitaker's name, and Deputy Spencer testified that he did not know whether the rifle belonged to Whitaker or whether Whitaker knew that the rifle was in the car. The passenger, Angela Trapp, did not testify. Whitaker testified on his own behalf and denied owning or possessing either of the firearms found by police. He testified that "there was a girl there that had been having trouble with her boyfriend, * * * got a bunch of stuff, and she was leaving her car at my house * * * and she said ``can I put a few things in your car * * * so that way if he shows up he won't steal it.' I understood that she was putting sleeping bags, clothes, a radio in there * * *." Whitaker explained that he had a deal to get the car, but he testified that he did not own it at the time. He denied owning the rifle found in the car, and stated that he had only been driving the car "very briefly." Whitaker, who appeared at trial with a walker, testified that he had been unable to fully inspect any items in the car put there either by the owner or his passenger because he was not physically able to do so. He also admitted that he had bent over after being stopped by Deputy Spencer, but he explained that he had been reaching for his cigarettes. The passenger had moved to Florida. According to Whitaker, she had promised to come back and take responsibility for the gun and had told Whitaker that the gun belonged to her boyfriend. However, Whitaker testified that he had lost contact with her and that the police would not produce her name for him.
{¶ 10} Whitaker also addressed the events that occurred outside the convenience store where the police found the loaded handgun in his pickup. He testified that he and his dog had been driving around, eating doughnuts, and drinking coffee when he got a call on his cell phone. He pulled into the convenience store *Page 6 parking lot so that he would not spill his coffee while talking on the phone and feeding the dog doughnuts. Whitaker testified that the pickup belonged to his son, but admitted that he had made arrangements to acquire it. He also explained that he had not yet had time to fully inspect the items in the truck before the police searched it, and he denied owning the handgun. Whitaker alleged that the police had been looking for reasons to send him back to prison and that his sons also wanted him back in prison so that they could steal money from Whitaker's mother. Although Whitaker testified that he could "not say that one did anything to really set me up," he suggested that there were people with access to his truck who could have put the handgun there without his knowledge.
{¶ 11} Whitaker explained that he had missed the pre-trial hearing for health reasons. He testified that he had a heart-procedure performed the day before the scheduled hearing, but he had understood from his doctor that he was to stay in bed for two days. However, on cross-examination, Whitaker admitted that he did not appear in court for two months after the hearing and before the police arrested him on the bench warrant.
{¶ 12} The jury found Whitaker guilty on each charge. After the trial court sentenced him to eleven years in prison, Whitaker filed this appeal.
*Page 71. "The trial court committed an abuse of discretion by denying appellant[']s request to obtain new counsel."
2. "The evidence is constitutionally insufficient to sustain the appellant's convictions of carrying a concealed weapon1 and having a weapon while under disability."
3. "The trial court erred and violated appellant's Fifth Amendment rights in permitting the state to elicit testimony about appellant's post-arrest silence, and counsel was ineffective in failing to object to that testimony."
{¶ 15} "To discharge a court-appointed attorney, the defendant must show a breakdown in the attorney-client relationship of such magnitude as to jeopardize the defendant's right to effective assistance of counsel.'" State v. Ketterer,
{¶ 16} We cannot say that the trial court abused its discretion in denying Whitaker's motion for substitute counsel. Here, Whitaker waited until the morning of trial to request new trial counsel, although the record suggests that Whitaker was aware of the basis for this motion weeks before trial. We recognize that his trial counsel admitted that there had been a break-down in communication and that she was concerned about her ability to zealously represent him during the trial if he did not speak to her. However, it was Whitaker who refused to talk to her, and the record does not adequately demonstrate his reasons for doing so. Although Whitaker complained of a breach of confidentiality by trial counsel, we cannot tell from the record exactly what *Page 8 Whitaker's attorney did and whether Whitaker's complaint was reasonable. The trial court deemed Whitaker's sense of betrayal to be "ridiculous." Whitaker also argued that he could not trust his trial counsel because she had failed to subpoena witnesses on his behalf. However, trial counsel explained that Whitaker had never told her that he would be sending her a list of witnesses and that she did not realize the list was on the back of a document he had asked her to photocopy for him. There is nothing in the record that contradicts this explanation, nor is there anything in the record that suggests who Whitaker's potential witnesses were and whether it would have been unreasonable for counsel to fail to subpoena these witnesses.
{¶ 17} Because the record does not show that Whitaker's complaints against his court-appointed attorney were reasonable or that there was such a break-down of the attorney-client relationship so as to jeopardize his right to the effective assistance of counsel, we cannot conclude that the trial court abused its discretion in denying his motion for substituted counsel on the morning of trial. Kettererat ¶ 149, ("If the complaint is unreasonable, the trial court may ``require the trial to proceed with assigned counsel participating.'" (quotingState v. Deal (1969),
{¶ 19} An appellate court's function when reviewing the sufficiency of the evidence to support a criminal conviction is to examine the evidence admitted at trial to determine whether such evidence, if believed, would convince the average mind of the defendant's guilt beyond a reasonable doubt. State v. Jenks (1991),
{¶ 20} The State charged Whitaker with violating R.C.
Unless relieved from disability as provided in section
2923.14 of the Revised Code, no person shall knowingly acquire, have, carry, or use any firearm or dangerous ordnance, if any of the following apply:* * *
The person is under indictment for or has been convicted of any offense *Page 10 involving the illegal possession, use, sale, administration, distribution, or trafficking in any drug of abuse * * *
Whitaker did not establish that he had been relieved from disability as provided in R.C.
{¶ 21} Instead, Whitaker relies on the Eighth District's decision inState v. Duganitz (1991),
{¶ 22} In Duganitz, after the police stopped the defendant's car, the defendant abruptly jumped out of it. The officer ordered the defendant to freeze and the passenger of the car to place his hands on the dashboard. However, as the officer placed the defendant in the back of the cruiser, he did not watch the passenger in the car. Upon removing the passenger to the back of the cruiser, the officer found a loaded handgun underneath an afghan on the front seat of the car and to the right of where the defendant had been sitting. The Eighth District reversed the defendant's conviction for carrying a concealed weapon because the evidence did not prove beyond a reasonable doubt that the defendant had knowingly possessed the handgun. The court explained that "[i]t is a competing construction of the evidence, which is just as plausible, that the passenger had the weapon and the appellant had no knowledge of it."
{¶ 23} However, we believe that the State produced sufficient evidence to allow the case to proceed to the jury. The evidence shows that Whitaker made furtive movements immediately after being stopped by Deputy Spencer. Deputy Spencer testified that, as he approached the vehicle, Whitaker had "ducked down" in the car, and he explained that these actions, in addition to the presence of the knife, suggested to him that Whitaker was hiding something. When viewed in a light most favorable to the prosecution, these furtive movements could help prove beyond a reasonable doubt that *Page 12
Whitaker knew that the rifle was in the car. See State v. Harris, Cuyahoga App. No. 88765,
{¶ 24} There is also sufficient evidence that Whitaker had possession of the rifle. R.C.
{¶ 25} Whitaker had dominion and control over the area where the rifle was found, as the rifle was in the back seat of the car that he was driving and he admitted possessing the car for some time before Deputy Spencer stopped him. Deputy Spencer testified that he found the rifle under a coat and easily accessible to Whitaker in the front seat, and Deputy Spencer showed the jury how Whitaker could have reached the rifle while remaining out of sight and without getting out of his seat. Furthermore, the State admitted the firearm into evidence, and the jury could reasonably conclude that, given its size and shape, Whitaker knew that the firearm was present in the car. Thus, the State presented sufficient evidence that Whitaker knowingly possessed the rifle and, therefore, that he violated R.C.
{¶ 27} Because Whitaker did not object to Officer Bower's statement at trial, we are limited to plain error review. See State v. Hill,
{¶ 28} For a reviewing court to find plain error, the following three conditions must exist: (1) an error in the proceedings; (2) the error must be plain, i.e., the error must be an "obvious" defect in the trial proceedings; and (3) the error must have affected "substantial rights," i.e., the trial court's error must have affected the outcome of the trial. State v. Noling,
{¶ 29} Whitaker argues that the trial court committed plain error "in permitting the state to elicit testimony about appellant's post-arrest silence" in violation of his Fifth Amendment right against self-incrimination. He relies on Doyle v. Ohio (1976),
{¶ 30} Relying on In re T.S., Franklin App. 06AP-1163,
{¶ 31} Here, however, the State did not impeach Whitaker with his silence after Whitaker chose to take the stand. Instead, during the State's case-in-chief, on direct examination of a key State witness, the State introduced evidence that Whitaker affirmatively asserted his right to silence out of a fear of incriminating himself. The Supreme Court of Ohio has explained that
[t]he use of pre-arrest silence for impeachment is distinguishable. When a defendant testifies at trial, the defendant has ``cast aside his cloak of silence.' Jenkins [v. Anderson (1980)],
447 U.S. [231 ,] 238,100 S. Ct. 2124 ,65 L.Ed.2d 86 . Thus, use of pre-arrest silence as impeachment evidence is permitted because it furthers the truthseeking process. Otherwise, a criminal defendant would be provided an opportunity to perjure himself at trial, and the state would be powerless to correct the record.
State v. Leach (2004),
{¶ 32} Although the Supreme Court of Ohio's decision in Leach addressed whether the defendant's pre-arrest and pre-Miranda silence could be used substantively against the accused, we believe the court's reasoning applies even more strongly to a defendant's invocation of his Fifth Amendment rights while in custody but before receiving the Miranda warning. "To hold otherwise would encourage improper police tactics, as officers would have reason to delay administering Miranda warnings so that they might use the defendant's pre-arrest silence to encourage the jury to infer guilt." Leach at ¶ 31. Furthermore, allowing the State to use defendants' pre-Miranda silence against them "would force defendants either to permit the jury to infer guilt from their silence or surrender their right not to testify and take the stand to explain their prior silence." Id. Because the substantive use of Whitaker's pre-Miranda invocation of his right to silence undermines the very protections that the Fifth Amendment was designed to provide, we hold that substantive use of the defendant's post-arrest, pre-Miranda invocation of the right to silence in the prosecution's case-in-chief violates the Fifth Amendment as incorporated by the Fourteenth Amendment. Thus, we reject the State's argument that "the record must affirmatively show that Miranda warnings were given" before the right against self-incrimination attaches.
{¶ 33} Nor do we agree with the State's argument that Whitaker's invocation of his right not to incriminate himself was not "``used against him' in the classic sense." Whitaker clearly invoked his Fifth Amendment right to remain silent. The jury heard that Whitaker did not "want to incriminate himself." We recognize that the State wisely chose not to emphasize Officer Bower's testimony, either on direct examination or during its closing statements. However, after Officer Bower's testimony, Whitaker had *Page 18
"``effectively lost the right to silence. A "bell once rung, cannot be unrung."'" State v. Leach,
{¶ 34} Next, the State argues that, because Officer Bower's reference to Whitaker's desire to remain silent was not responsive to the prosecutor's actual question, that reference was not actually elicited by the State. We recognize that Officer Bower's response was unresponsive:
Mr. Kuhn: Can you describe his demeanor as this search was on-going[?]
Officer Bower: He — of course once we found the firearm, we secured the firearm and secured Mr. Whitaker. At the Police Department I — we interviewed him. He admitted — there were Hydrocodone pills that we found in — between the two seats. He admitted to those. The spoon he said belonged to a female that was in the truck. And I asked him about the gun and he said he didn't want to incriminate himself, so we concluded the interview.
However, the prosecution made no effort to restrain Officer Bower's answer once his testimony digressed from Whitaker's demeanor at the time of the search to his interview at the Police Department. The State should have known from its preparation of its case that Whitaker had expressed his desire not to incriminate himself after being asked about the handgun. Thus, the State should have known when Officer Bower testified *Page 19
about the interview and about "ask[ing Whitaker] about the gun" that Officer Bower was approaching forbidden territory. Yet the State did not attempt to redirect Officer Bower. Furthermore, the State had the responsibility to adequately instruct its witness not to mention that Whitaker had invoked the Fifth Amendment. See State v. Johnson (July 3, 1997), Lake App. No. 96-L-012,
{¶ 35} The State argues that Whitaker's trial counsel "opted to do the tactically intelligent thing and not draw attention to the issue" by objecting or moving for curative instructions. We recognize that a defendant may not rely on the plain error rule to evade the consequences of his own trial strategy. State v. C/aytor (1991),
{¶ 36} For these reasons, we must conclude that the trial court committed error in failing to address the State's evidence that Whitaker invoked his Fifth Amendment rights. However, we must still determine whether this error requires reversal, i.e., whether the State produced "overwhelming evidence" of the defendant's guilt. Leach at ¶ 38 ("Because the evidence of guilt was not overwhelming in this case, the admission of defendant's pre-arrest, pre-Miranda silence was clearly prejudicial.").
{¶ 37} We cannot say that overwhelming evidence supports Whitaker's conviction for having the handgun while under disability. Here, Whitaker leaned into the car as the police approached him, and, according to Officer Bower, Whitaker appeared to be nervous. However, Whitaker admitted knowing that there were drugs and drug paraphernalia in the pickup, which could reasonably explain the nervousness. Police found the handgun behind the seat and out of plain view, and Officer Bower testified that the pickup was not registered in Whitaker's name at the time of the search. There was no scientific evidence connecting the handgun to Whitaker, nor was there testimony from any witness that Whitaker had been seen with it. This charge rested on *Page 21 the jury's determination regarding which witnesses were most credible and there is a real probability that the jury may have been influenced by Whitaker's statement that he did not want to incriminate himself after being asked about this handgun. Accordingly, we believe the trial court's error was prejudicial and we reverse Whitaker's conviction for having a handgun while under disability.
{¶ 38} Whitaker does not specifically argue that both convictions for having a weapon while under disability must be reversed because of Officer Bower's reference to his invocation of his Fifth Amendment rights. However, we will address whether this testimony so tainted Whitaker's conviction for having the rifle while under disability that that conviction must be reversed as well.
{¶ 39} The two counts of having a weapon while under disability stemmed from wholly separate incidents in which searches by law enforcement officers uncovered weapons. An interval of five months separated these two incidents, and the facts underlying each charge were readily distinguishable. In the count involving the rifle, Whitaker was in a car accompanied by a female passenger, and a sheriff's deputy found the rifle under a coat in the car after the passenger told him of its existence. In the count involving the handgun, Whitaker had parked his pickup truck outside of a convenience store, and he had his dog with him. Two city police officers approached him and obtained consent for a search, and they found a handgun behind the seat. Thus, the two counts involved different arresting officers, different vehicles, different weapons, and different passengers. The evidence of each separate offense was simple and direct. Furthermore, sufficient, albeit not overwhelming, evidence supported each *Page 22 count. Importantly, the statement invoking the right to silence occurred following Whitaker's arrest for possessing the handgun and related only to that charge.
{¶ 40} Given that the evidence of each separate offense was distinctive, simple, direct, and sufficient, and given that the trial court instructed the jury that there were two separate counts of having a weapon while under disability, we do not believe that this conviction was tainted by Officer Bower's statement. See State v. Bailey, Hamilton App. Nos. C-060089 and C-060091,
{¶ 41} Accordingly, we reverse the trial court's judgment in part and remand the having weapons while under disability charge involving the handgun to the trial court for a new trial. In all other regards, we affirm the judgment below.2 *Page 23
*Page 24JUDGMENT AFFIRMED IN PART, REVERSED IN PART, AND CAUSE REMANDED.
The Court finds there were reasonable grounds for this appeal.
It is ordered that a special mandate issue out of this Court directing the Scioto County Common Pleas Court to carry this judgment into execution.
IF A STAY OF EXECUTION OF SENTENCE AND RELEASE UPON BAIL HAS BEEN PREVIOUSLY GRANTED BY THE TRIAL COURT OR THIS COURT, it is temporarily continued for a period not to exceed sixty days upon the bail previously posted. The purpose of a continued stay is to allow Appellant to file with the Supreme Court of Ohio an application for a stay during the pendency of proceedings in that court. If a stay is continued by this entry, it will terminate at the earlier of the expiration of the sixty day period, or the failure of the Appellant to file a notice of appeal with the Supreme Court of Ohio in the forty-five day appeal period pursuant to Rule II, Sec. 2 of the Rules of Practice of the Supreme Court of Ohio. Additionally, if the Supreme Court of Ohio dismisses the appeal prior to expiration of sixty days, the stay will terminate as of the date of such dismissal.
A certified copy of this entry shall constitute the mandate pursuant to Rule 27 of the Rules of Appellate Procedure. Exceptions.
Kline, J. McFarland, J.: Concur in Judgment and Opinion.
Jenkins v. Anderson , 100 S. Ct. 2124 ( 1980 )
United States v. Vonn , 122 S. Ct. 1043 ( 2002 )
State v. Harris, 88765 (8-2-2007) , 2007 Ohio 3916 ( 2007 )
State v. Davis, 06ca21 (7-26-2007) , 2007 Ohio 3944 ( 2007 )
Jackson v. Virginia , 99 S. Ct. 2781 ( 1979 )
State v. Bailey, C-060089 (4-27-2007) , 2007 Ohio 2014 ( 2007 )
State v. Estepp, 2006 Ca 22 (5-25-2007) , 2007 Ohio 2596 ( 2007 )
United States v. Jimmie Lee Clemis (92-4218/4220) and Lamar ... , 11 F.3d 597 ( 1994 )
State v. Cherry , 171 Ohio App. 3d 375 ( 2007 )
In Re T.S., 06ap-1163 (9-27-2007) , 2007 Ohio 5085 ( 2007 )