Cleveland v. McCall

[Cite as Cleveland v. McCall, 2018-Ohio-4330.]
Court of Appeals of Ohio
EIGHTH APPELLATE DISTRICT
COUNTY OF CUYAHOGA
JOURNAL ENTRY AND OPINION
No. 106397
CITY OF CLEVELAND
PLAINTIFF-APPELLEE
vs.
ANTON McCALL
DEFENDANT-APPELLANT
JUDGMENT:
REVERSED AND REMANDED
Criminal Appeal from the
Cleveland Municipal Court
Case No. 2016 TRC 014624
BEFORE: Boyle, J., Stewart, P.J., and Celebrezze, J.
RELEASED AND JOURNALIZED: October 25, 2018
ATTORNEY FOR APPELLANT
Paul A. Mancino, Jr.
Mancino Mancino & Mancino
75 Public Square Building, Suite 1016
Cleveland, Ohio 44113-2098
ATTORNEYS FOR APPELLEE
Barbara Langhenry
Director of Law
City of Cleveland
BY: Katherine Keefer
Assistant City Prosecutor
1200 Ontario Street
Cleveland, Ohio 44113
MARY J. BOYLE, J.:
{¶1} Defendant-appellant, Anton McCall, appeals his operating a vehicle while under
the influence (“OVI”) conviction. He raises two assignments of error for our review:
1. Defendant was denied due process of law when the court overruled his motion
to dismiss based on double jeopardy.
2. Defendant was denied due process of law when the court improperly accepted a
no-contest plea without an explanation of the facts and circumstances.
{¶2} Finding merit to his second assignment of error, we vacate McCall’s plea and
instruct the trial court to issue a judgment reflecting that McCall is acquitted and discharged.
I. Procedural History and Factual Background
{¶3} In April 2016, McCall was cited for OVI, speeding, driving without a seatbelt,
drug possession, and drug abuse. In July 2016, McCall entered a plea of no contest to OVI in
violation of R.C. 4511.19(A)(1)(a), and the remaining charges were dismissed. The trial court
sentenced McCall to 180 days in jail with 150 days suspended, a $1,625 fine with $625
suspended, five years of active probation, a four-year driver’s license suspension from April 19,
2016, to April 19, 2020, random substance abuse testing, assessment, counseling, attend five
Mother Against Drunk Driving meetings, attend an Alcoholics Anonymous meeting two times
per week for one year, obtain a sponsor, and court costs.
{¶4} McCall appealed, arguing in relevant part that he was denied due process of law
when the court failed to explain the effect of his no contest plea. See State v. McCall, 8th Dist.
Cuyahoga No. 105310, 2017-Ohio-2863. This court agreed, vacated his plea, and remanded for
further proceedings. Id. at ¶ 7-8.
{¶5} Upon remand, McCall moved to dismiss his case due to double jeopardy
violations. The trial court denied his motion. The following took place at the new plea
hearing.
{¶6} The city informed the trial court that the parties had reached an agreement. The
city stated that it was its understanding that “it will be a plea of no contest with a consent to a
finding of guilt to the charge as listed, the OVI.”
{¶7} The trial court discussed McCall’s previous OVI conviction from September
2015, and it explained the maximum penalty that McCall could face by pleading no contest.
The trial court then stated:
In addition, sir, by entering this plea of no contest, you understand that you are not
saying that you are guilty as relates to the no contest plea, but it is an admission of
guilt to the citation or the complaint against you; and this no contest plea may not
be used against you in a subsequent criminal or civil proceeding.
{¶8} Subsequently, the trial court accepted McCall’s no contest plea and found him
guilty of OVI.
{¶9} The trial court imposed essentially the same sentence as it had originally imposed
which, besides probation, McCall had already completed. The court stated that probation would
be active from September 19, 2017, to August 16, 2021. It is from this judgment that McCall
appeals.
II. Double Jeopardy
{¶10} In his first assignment of error, McCall contends that double jeopardy bars him
from further prosecution.
{¶11} In support of his argument, McCall cites to Cleveland v. Jones, 8th Dist. Cuyahoga
No. 104965, 2017-Ohio-7320. After review, we find Jones to be inapplicable to the present
case. In Jones, the defendant pleaded no contest to OVI under R.C. 4511.19(A)(1)(a) (driving
while intoxicated) and 4511.19(A)(2) (driving while intoxicated with a prior OVI within the past
20 years and refusal to submit to chemical tests), driving under a suspended license, and driving
over marked lanes. At the plea hearing, however, the trial court sua sponte amended the OVI
charge under R.C. 4511.19(A)(1)(a) to physical control of a vehicle while impaired and found
him guilty of that charge and then found him not guilty of OVI under R.C. 4511.19(A)(2). The
trial court also found him guilty of driving under a suspended license and driving over marked
lanes.
{¶12} The city appealed in Jones, arguing that the trial court abused its discretion by
reducing the OVI charge over the prosecutor’s objection. See Cleveland v. Jones, 8th Dist.
Cuyahoga No. 100598, 2014-Ohio-4201. This court agreed. We reversed the defendant’s
physical control conviction and remanded the cause to the trial court. Jones, 2017-Ohio-7320,
at ¶ 6, citing Jones, 2014-Ohio-4201.
{¶13} After this court denied Jones’s motion for reconsideration and en banc, Jones
appealed to the Ohio Supreme Court, which accepted jurisdiction. See Cleveland v. Jones, 143
Ohio St.3d 1440, 2015-Ohio-3427. After oral arguments on the case, the Supreme Court sua
sponte dismissed the appeal as having been improvidently accepted. In doing so, the court
stated that “the opinion of the court of appeals may not be cited as authority except by the parties
inter se.” Jones, 8th Dist. Cuyahoga No. 104965, 2017-Ohio-7320, at ¶ 9, citing Cleveland v.
Jones, 146 Ohio St.3d 218, 2016-Ohio-2914, 54 N.E.3d 1215, ¶ 2.
{¶14} After the Supreme Court dismissed Jones’s appeal, the case returned to the
Cleveland Municipal Court by way of this court’s original remand order. Once there, the case
was reassigned to a different judge after the original trial judge recused herself from the case.
Jones promptly filed a motion to dismiss the charges on the grounds that they violated double
jeopardy. The trial court denied Jones’s motion, which Jones then appealed. This court
agreed with Jones that double jeopardy barred the city from further prosecuting him. Jones, 8th
Dist. Cuyahoga No. 104965, 2017-Ohio-7320, at ¶ 17. But notably in Jones, the trial court had
implicitly found Jones not guilty of the OVI charge in violation of R.C. 4511.19(A)(1)(a) when it
found him guilty of the amended charge of physical control. Id. Thus, upon remand, double
jeopardy attached. Id.{¶15} Here, however, we vacated McCall’s plea in his direct appeal because we
determined that the trial court failed to explain the effect of the plea to McCall and, thus, the plea
was not voluntary, knowing, or intelligent. McCall, 8th Dist. Cuyahoga No. 105310,
2017-Ohio-2863, at ¶ 6-7. Failure to explain the effect of the plea does not implicate double
jeopardy. See State v. Lloyd, 6th Dist. Lucas No. L-15-1035, 2016-Ohio-331 (double jeopardy
attaches when a conviction is reversed due to insufficient evidence); State v. McCullough, 12th
Dist. Fayette No. CA2001-10-015, 2002-Ohio-5453 (the practical effect of vacating his plea and
reversing his conviction is that appellant will be facing the original charges).
{¶16} Accordingly, McCall’s first assignment of error is overruled.
III. Explanation of Circumstances
{¶17} In his second assignment of error, McCall argues that his no contest plea should be
vacated because the trial court failed to obtain an explanation of circumstances. He further
maintains that double jeopardy should attach due to this failure. We agree.
{¶18} First, we find that the trial court’s explanation of the effect of a no contest plea was
improper. Crim.R. 11(B)(2) provides: “The plea of no contest is not an admission of
defendant’s guilt, but is an admission of the truth of the facts alleged in the indictment,
information, or complaint, and the plea or admission shall not be used against the defendant in
any subsequent civil or criminal proceeding.” The trial court incorrectly informed McCall that
by pleading no contest, he was admitting guilt “to the citation and complaint.” By pleading no
contest, however, McCall was admitting the facts alleged in the complaint. He was not
admitting guilt. This court has consistently vacated no contest pleas based upon this error alone.
See Parma v. Pratts, 8th Dist. Cuyahoga No. 94990, 2011-Ohio-708; N. Royalton v.
Semenchuk, 8th Dist. Cuyahoga No. 95357, 2010-Ohio-6197; Parma v. Buckwald, 8th Dist.
Cuyahoga Nos. 92354 and 92356, 2009-Ohio-4032. In fact, we did so in McCall’s first appeal.
See McCall, 8th Dist. Cuyahoga No. 105310, 2017-Ohio-2863 (we held that because the trial
court failed to inform McCall of the effect of a no contest plea, his plea was not knowingly,
voluntarily, and intelligently made, and the court erred by accepting it.).
{¶19} Turning to McCall’s second assigned error, R.C. 2937.07 provides that “[a] plea to
a misdemeanor offense of ‘no contest’ or words of similar import shall constitute an admission of
the truth of the facts alleged in the complaint and that the judge or magistrate may make a finding
of guilty or not guilty from the explanation of the circumstances of the offense.”
{¶20} In Berea v. Moorer, 8th Dist. Cuyahoga No. 103293, 2016-Ohio-3452, the
defendant pleaded no contest to a first-degree misdemeanor OVI. This court explained that
pursuant to R.C. 2937.07:
when a trial court finds a defendant guilty after that defendant has entered a no
contest plea, the record must provide an “explanation of circumstances” that
includes a statement of the facts supporting all of the essential elements of the
offense. Chagrin Falls v. Katelanos, 54 Ohio App.3d 157, 561 N.E.2d 992 (8th
Dist.1988), paragraph four of the syllabus; Cuyahoga Falls v. Bowers, 9 Ohio
St.3d 148, 150, 459 N.E.2d 532 (1984). An explanation of circumstances is
required so that the trial court does not simply make the finding of guilty in a
perfunctory fashion. Bowers at 150. Moreover, “the mere fact that the court’s
record includes documents which could show the defendant’s guilt will not
suffice. If the prosecution relies on such documents, the record must show that
the court considered them.” Katelanos at 158, citing Bowers at 151.
Moorer at ¶ 9.
{¶21} We explained in Moorer that in Bowers the Ohio Supreme Court stated that
although Crim.R. 11 provides that a plea of no contest is an admission of the truth of the facts in
the complaint, R.C. 2937.07 provides a criminal defendant with the “substantive right” to an
explanation of circumstances following a plea of no contest. Moorer at ¶ 11, citing Bowers.
Therefore, “Crim.R. 11 does not supersede the requirements of R.C. 2937.07.” Id.{¶22} This court concluded in Moorer that the trial court failed to comply with R.C.
2937.07 because the trial court found the defendant guilty without providing an explanation of
the circumstances. Id. at ¶ 13. Regarding the remedy for the trial court’s failure to comply with
R.C. 2937.07, this court held:
a trial court’s failure to comply with R.C. 2937.07 is more than mere trial error,
but is instead a failure to establish facts sufficient to support a conviction. As
such, double jeopardy attaches, thereby preventing the state from getting a second
chance to meet its burden. For these reasons, we find that Moorer must be
acquitted of the OVI offense.
Moorer at ¶ 22.
{¶23} Just as in Moorer, the trial court here failed to comply with R.C. 2937.07 because
the trial court found the defendant guilty without providing an explanation of the circumstances
and, as such, double jeopardy attaches here and McCall must be acquitted of OVI.
{¶24} We further note that McCall did not waive his right to an explanation of
circumstances. In Moorer, 8th Dist. Cuyahoga No. 103293, 2016-Ohio-3452, we stated:
We recognize that defense counsel “stipulated to the facts and finding of guilt”
following Moorer’s no contest plea. However, there was no explicit waiver of
the reading of the facts or explanation of circumstances. See State v. Parsons,
6th Dist. Wood No. WD-99-022, 2000 Ohio App. LEXIS 1060, *4 (Mar. 17,
2000) (“[A]lthough appellant stipulated to the facts * * *, no explanation of
circumstances was officially entered from which the trial court could make its
findings.”). See also State v. Schornak, 2d Dist. Greene No. 2014-CA-59,
2015-Ohio-3383, ¶ 12, 41 N.E.3d 168, citing State v. Roland, 2d Dist. Champaign
No. 2005 CA 39, 2006-Ohio-3517, ¶ 7 (finding that an offender’s stipulation of
guilt upon pleading no contest does not waive the explanation of circumstances
requirement). Accordingly, we find the trial court failed to comply with its
affirmative duty to provide an explanation of the circumstances under R.C.
2937.07.
Moorer at ¶ 13.
{¶25} The Sixth District recently concluded the same thing in State v. Korossy, 6th Dist.
Ottowa No. OT-16-025, 2017-Ohio-7275. In Korossy, defense counsel informed the court that
his client consented to a finding of guilt when pleading no contest to a first-degree misdemeanor.
The Sixth District explained that it has “recognized that a defendant may waive the required
R.C. 2937.07 explanation of the circumstances,” but that “[a]ny such waiver must be explicit.”
Id. at ¶ 12, citing State v. Kern, 6th Dist. Lucas No. L-14-1173, 2015-Ohio-1988. The Sixth
District went on to explain:
Contrary to the state’s position, many Ohio courts have concluded that a
defendant’s stipulation of guilt upon pleading no contest does not by itself
constitute a waiver. * * * [State v. Schornak, 2d Dist. Greene No. 2014-CA-59,
2015-Ohio-3383, ¶ 12]. Rather, those courts explain, a stipulation to be found
guilty following a no-contest plea is no more than an agreement to be found guilty
in accordance with R.C. 2937.07. State v. Roland, 2d Dist. Champaign No. 2005
CA 39, 2006-Ohio-3517, ¶ 18. It is not the functional equivalent of a guilty plea
and it does not relieve the trial court of its duty to obtain an explanation of the
circumstances before making a finding of guilt unless it is accompanied by a clear
waiver by the defendant. Id. at ¶ 18; State v. Brown, 3d Dist. Marion No.
9-16-37, 2017-Ohio-678, ¶ 13. But see State v. Clark, 7th Dist. Mahoning No. 16
MA 0106, 2017-Ohio-4287, ¶ 17 (“[C]ounsel’s stipulation to a finding could be
read as a stipulation to a finding of guilt and a waiver of a further reading of the
explanation of circumstances.”).
In Brown, the trial court, in its judgment entry, submitted the defendant’s
plea as “No Contest, with a stipulated finding of Guilty.” Id. at ¶ 10. The Third
District determined that this entry did not — by itself — constitute a waiver.
“Rather, a no contest plea with a stipulated finding of guilty must be accompanied
by conduct on the part of the defendant that objectively indicates a clear intention
to waive the explanation of circumstances.” Id.
The Brown court distinguished [State v. Arnold, 3d Dist. Seneca No.
13-16-13, 2017-Ohio-326, 72 N.E.3d 715, ¶ 10], where it found that the defendant
waived the explanation of circumstances requirement. In Arnold, when asked for
his plea, the defendant answered through his counsel, “No contest. Consent to a
finding of guilt, Your Honor. And there’s an actual basis.” Id. The court
determined that by offering that there was “an actual basis” for a finding of guilt,
the defendant went beyond a bare admission of the facts of the complaint and
admitted that the facts were sufficient to establish guilt.
We agree with the distinction articulated by the Third District. And we
find here that Korossy’s consent to a finding of guilt did not waive the explanation
of circumstances requirement. Accordingly, it was incumbent on the court to
request an explanation of the circumstances before it could properly make a
finding of guilt. Because it failed to do so, we find Korossy’s first assignment of
error well-taken.
Korossy at ¶ 15-18; see also Columbus v. Chiles, 10th Dist. Franklin No. 17AP-64,
2017-Ohio-8376 (following Korossy).
{¶26} In this case, the prosecutor told the trial court that it was the city’s understanding
that McCall was pleading no contest with a consent to a finding of guilt to OVI. This statement
by the prosecutor did not constitute a waiver of the explanation of circumstances. There is
nothing in the record by McCall or his counsel — or even the trial court — to affirmatively or
explicitly establish that McCall waived his right to an explanation of circumstances.
{¶27} The city acknowledges that the trial court failed to provide an explanation of
circumstances, but argues that because the city provided an explanation of circumstances at the
original plea hearing, it was not necessary to do it at the second plea hearing. We disagree.
{¶28} In Middleburg Hts. v. Elsing, 8th Dist. Cuyahoga 105231, 2017-Ohio-6891, the
defendant pleaded no contest to OVI after the trial court denied her motion to suppress after an
evidentiary hearing. At the plea hearing in Elsing, the following exchange took place between
the court and defense counsel:
THE COURT: And then she’s going to plead to the [OVI], is that right?
[DEFENSE COUNSEL]: That’s correct, Judge.
THE COURT: What would be her plea?
[DEFENSE COUNSEL]: Judge, she would withdraw her previously entered plea
of not guilty and enter a plea of no contest to that particular offense.
THE COURT: Is the defendant waiving the facts?
[DEFENSE COUNSEL]: I believe you’ve heard the facts, Judge.
THE COURT: I have.
[DEFENSE COUNSEL]: So I don’t think there’s anything more that needs to be
presented to the Court.
Id. at ¶ 12.
{¶29} The trial court went on to accept Elsing’s no contest plea and enter a finding of
guilt. We found that the trial court erred in doing so, explaining:
It is clear from a review of the transcript that neither the trial judge nor the
prosecutor stated any facts on the record at the plea hearing and thus “‘offered no
explanation of what circumstances gave rise to the finding of guilty’” at the plea
hearing. Moorer at ¶ 13, quoting State v. Herbst, 6th Dist. Lucas No. L-03-1238,
2004-Ohio-3157. Once Elsing entered her no contest plea, the trial judge simply
stated that he accepted her plea and that he found her guilty. Elsing did not
explicitly waive the reading of the facts or the “explanation of the circumstances”
requirement. See Moorer at ¶ 13.
Although the record contains several documents, including the citation and
the police officer’s testimony from the suppression hearing that could have
supported a finding of guilt and, although the trial judge acknowledged that he
had previously “heard the facts,” the trial court did not at any point reference any
of these facts or materials for the record. “While the trial court judge may have
had knowledge of facts that would constitute a sufficient basis for a finding of
guilt, the law requires an explanation of the circumstances that support such a
conclusion.” Brown, 2017-Ohio-678, at ¶ 12; see also Horvath, 2015-Ohio-4729,
49 N.E.3d 847, at ¶ 16 (citing Cleveland v. Paramount Land Holdings, L.L.C., 8th
Dist. Cuyahoga No. 95448, 2011-Ohio-3383, ¶ 23, for the proposition that “an
explanation of circumstances is not satisfied by a presumption that the [trial] court
was aware of facts”).
Elsing at ¶ 13-14.
{¶30} In this case, the original plea hearing took place in July 2016 — one year and two
months before the second plea hearing. This court vacated McCall’s no contest plea after the
first plea hearing because the trial court failed to explain the effect of the plea to him and, thus,
we found that he did not knowingly, intelligently, and voluntarily enter into his plea. McCall,
8th Dist. Cuyahoga No. 105310, 2017-Ohio-2863, at ¶ 7. As such, McCall was entitled to an
explanation of the circumstances at the second plea hearing that supported the trial court’s
finding of guilt. Further, because the record does not contain an explanation of circumstances,
double jeopardy attaches. Moorer, 8th Dist. Cuyahoga No. 103293, 2016-Ohio-3452, at ¶ 22.1
Accordingly, McCall must be acquitted of OVI and discharged.
1
The issue of whether double jeopardy attaches when the trial court fails to obtain an explanation of circumstances
upon receiving a no contest plea to a misdemeanor offense is currently pending before the Ohio Supreme Court.
See Girard v. Giordano, 151 Ohio St.3d 1502, 2018-Ohio-365, 90 N.E.3d 946. The state’s accepted proposition of
law in Giordano is:
The Double Jeopardy clauses of the United States Constitution and Ohio Constitution do not
{¶31} Judgment reversed and remanded. McCall’s OVI conviction is vacated, and the
trial court is instructed to issue a judgment reflecting that McCall is acquitted of OVI and is
discharged.
It is ordered that appellant recover from appellee the costs herein taxed.
The court finds there were reasonable grounds for this appeal.
It is ordered that a special mandate issue out of this court directing the common pleas
court to carry this judgment into execution.
A certified copy of this entry shall constitute the mandate pursuant to Rule 27 of the
Rules of Appellate Procedure.
MARY J. BOYLE, JUDGE
MELODY J. STEWART, P.J., CONCURS;
FRANK D. CELEBREZZE, JR., J., CONCURS IN PART AND
DISSENTS IN PART WITH SEPARATE OPINION
FRANK D. CELEBREZZE, JR., J., CONCURRING IN PART AND DISSENTING IN PART:
{¶32} I respectfully concur in part and dissent in part. I agree with the majority’s
conclusion that double jeopardy did not attach when this court previously vacated McCall’s plea
in his first appeal, McCall, 8th Dist. Cuyahoga No. 105310, 2017-Ohio-2863. However, I
disagree with the majority’s analysis of McCall’s second assignment of error.
discharge a defendant from criminal liability and bar subsequent prosecution for the same offense
where a trial court fails to [obtain] an explanation of circumstances as required by R.C. 2937.07
upon receipt of a no contest plea to a misdemeanor offense.
{¶33} In his second assignment of error, McCall argues that the trial court failed to
provide an explanation of circumstances as required by R.C. 2937.07 and, thus, his no contest
plea and sentence are void.
{¶34} Prior to addressing the merit’s of McCall’s arguments, I would find that McCall
waived his specific right to an “explanation of circumstances.” Specifically, of note is the
following statement made by the prosecutor prior to McCall entering his no contest plea:
“[McCall’s plea] will be a plea of no contest with a consent to a finding of guilt to the charge.”
(Emphasis added.) (Tr. 3.) After engaging in the plea colloquy with McCall, the trial court
thereafter stated, “I will accept the no contest plea, [and] make a finding of guilt.” (Tr. 7.)
Therefore, the record reflects that McCall waived the specific right to an explanation of
circumstances. See State v. Vild, 8th Dist. Cuyahoga No. 69574, 1996 Ohio App. LEXIS 3657,
16 (Aug. 29, 1996) (where the defendant argued that his plea lacked a “factual basis,” however,
the record reflected that the defendant “waived the recital of the prosecution’s evidence.”).
Indeed, there was ample opportunity for McCall or his counsel to object to the prosecutor’s
specific statements. As the record does not indicate such an objection by McCall or his counsel,
it can safely be assumed that all parties were in agreement as to the consent to a finding of guilt.
{¶35} Further, I would find that, by entering a plea of no contest under which McCall
consented to a finding of guilt, McCall invited any error regarding his right to an explanation of
circumstances or the trial court’s failure to satisfy the explanation of circumstances requirement.
“Under the doctrine of invited error, a litigant may not ‘take advantage of an error which he
himself invited or induced.’” State v. Gumins, 8th Dist. Cuyahoga No. 90447, 2008-Ohio-4238,
¶ 19, quoting Hal Artz Lincoln-Mercury, Inc. v. Ford Motor Co., 28 Ohio St.3d 20, 502 N.E.2d
590 (1986), paragraph one of the syllabus.
{¶36} Even if McCall did not waive the right to a reading of the explanation of
circumstances and the invited error doctrine did not apply, the record reflects the explanation of
circumstances requirement was met at the original plea hearing.
{¶37} R.C. 2937.07, which governs no contest pleas in misdemeanor cases, states:
A plea to a misdemeanor offense of “no contest” or words of similar import shall
constitute an admission of the truth of the facts alleged in the complaint and that
the judge or magistrate may make a finding of guilty or not guilty from the
explanation of the circumstances of the offense.
Under R.C. 2937.07, when a court finds a defendant guilty after he has entered a no contest plea,
the record must provide an “explanation of circumstances” that includes a statement of the facts
supporting all of the essential elements of the offense. Broadview Hts. v. Krueger, 8th Dist.
Cuyahoga No. 88998, 2007-Ohio-5337, ¶ 10.
{¶38} It is uncontested that the trial court had previously performed the “explanation of
circumstances” at the original change of plea hearing on July 26, 2016. In the midst of the plea
colloquy, the prosecutor stated on the record the following:
[O]n April 19th, of this year the defendant was operating a motor vehicle within
the [c]ity of Cleveland where he was pulled over for speed. The officers
observed that the defendant had six HGN[2] clues. The defendant displayed one
of eight clues on the [w]alk and [t]urn. And that when he was given the test, the
defendant submitted a urine test, it was positive for both marijuana and cocaine.
And based on the officer’s observation the defendant was impaired.
2
Horizontal gaze nystagmus. See Cleveland v. Cunningham, 8th Dist. Cuyahoga No. 105403, 2018-Ohio-844, ¶ 3.
(Tr. 2-3.) Upon remand, the “explanation of circumstances” was not recited on the record
during the subsequent change of plea hearing. However, the trial court’s failure to provide the
“explanation of circumstances” on remand is not dispositive of the issue before us.
{¶39} As noted by the Fifth District, “[R.C. 2937.07] does not prescribe a time or
sequence within which the ‘explanation of circumstances’ must take place.” State v. Wendell,
5th Dist. Stark No. CA-8179, 1991 Ohio App. LEXIS 276, 6 (Jan. 14, 1991). The Fifth District
in Wendell explained that the trial judge and the defendant had heard the “explanation of
circumstances” at a “lengthy suppression hearing.” Id.; State v. Kiefer, 1st Dist. Hamilton No.
C-030205, 2004-Ohio-5054 (where the trial court accepted a defendant’s no contest plea after a
suppression hearing was had and the evidence at that hearing constituted an explanation of
circumstances sufficient to support the trial court’s guilty finding and thus, the R.C. 2937.07
requirements were met).
{¶40} In the instant case, although the “explanation of circumstances” was not re-recited
upon remand, the trial court nevertheless had sufficient evidence that supported all of the
essential elements of the offense to make a finding of guilt, as in Wendell and Kiefer. In Kiefer
and Wendell, the “explanation of circumstances” were not performed by the prosecution at the
plea hearing. Nevertheless, on appeal, both the Fifth and First Districts, respectively, concluded
that there existed within the record sufficient evidence to support the trial court’s finding of guilt.
The “explanation of circumstances” relates to the sufficiency of the evidence and whether the
trial court is able to make a determination on the finding of guilt based upon the evidence
presented as to the essential elements of the charge.
{¶41} Thus, the instant case does not present us with the problem that the record was
silent as to whether the trial court based its decision on the documentary evidence in the file.
See Cuyahoga Falls v. Bowers, 9 Ohio St.3d 148, 459 N.E.2d 532 (1984). Nor does the instant
case present us with the problem that the trial court was only “aware of [the] facts that may be
gleaned from a review of ‘the available documentation.’” Cleveland v. Paramount Land
Holdings, L.L.C., 8th Dist. Cuyahoga No. 95448, 2011-Ohio-3383, ¶ 23, quoting Bowers at 151.
Within the record, albeit out of sequence, there is sufficient evidence demonstrating that the
“explanation of circumstances” was executed and that the trial court considered the “explanation
of circumstances” and thus complied with R.C. 2937.07. I would therefore find that the trial
court satisfied the R.C. 2937.07 requirements.
{¶42} Accordingly, I would overrule McCall’s second assignment of error and affirm the
trial court’s denial of McCall’s motion to dismiss. Furthermore, I would affirm his conviction
and sentence.