State v. R.R.A.

[Cite as State v. R.R.A., 2019-Ohio-5090.]
IN THE COURT OF APPEALS OF OHIO
SEVENTH APPELLATE DISTRICT
COLUMBIANA COUNTY
STATE OF OHIO,
Plaintiff-Appellee,
v.
R.R.A.,
Defendant-Appellant.
OPINION AND JUDGMENT ENTRY
Case No. 19 CO 0005
Criminal Appeal from the
Court of Common Pleas of Columbiana County, Ohio
Case No. 2018-CR-441
BEFORE:
Cheryl L. Waite, Gene Donofrio, Carol Ann Robb, Judges.
JUDGMENT:
Affirmed.
Atty. Robert Herron, Columbiana County Prosecutor and Atty. John E. Gamble,
Assistant Prosecuting Attorney, 105 South Market Street, Lisbon, Ohio 44432, for
Plaintiff-Appellee
Atty. Joseph W. Gardner, 19 E. Front Street, Youngstown, Ohio 44503, for Defendant-
Appellant.
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Dated: December 9, 2019
WAITE, P.J.
{¶1} Appellant appeals a January 11, 2019 Columbiana County Common Pleas
Court judgment entry convicting him on one count of violating a protection order.
Appellant argues that the trial court erroneously admitted four exhibits that include
evidence of prior bad acts. Appellant also argues that the trial court abused its discretion
when it denied his request for a presentence investigation report (“PSI”) and an Eastern
Ohio Correction Center (“EOCC”) evaluation. For the reasons provided, Appellant’s
arguments are without merit and the judgment of the trial court is affirmed.
Factual and Procedural History
{¶2} Appellant and the victim had been in an on-again off-again relationship for
twenty years. Appellant previously lived with the victim at her residence in Columbiana
County. During the course of their relationship, Appellant and the victim had been drug
abusers. However, the victim successfully completed drug rehabilitation in 2010 and has
been drug-free since that time. Following her rehabilitation, she permanently ended her
relationship with Appellant. On April 6, 2017, the victim obtained a protection order
against Appellant prohibiting him from being within one hundred feet of her.
{¶3} On October 18, 2018, Appellant’s aunt called the police and informed them
that Appellant was at the victim’s house and could be heard screaming at her. Sergeant
Michael Helman and Deputy Justin Madison of the Columbiana County Sheriff’s
Department responded to the call. Both Sgt. Helman and Dep. Madison were familiar
with Appellant and the victim and were aware of the protection order.
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{¶4} When the officers arrived at the house, the victim met them on the front
porch and informed them that Appellant was in the kitchen. The officers entered and
located Appellant in the kitchen. The officers described Appellant as “jittery,” and noted
that he appeared to be under the influence. (Trial Tr. Vol. I, p. 161.) Appellant did not
smell of alcohol but his eyes were bloodshot. The officers observed that the residence
appeared to have been ransacked. Sgt. Helman testified that he observed food spread
out on the kitchen table and items that had been thrown on the living room and kitchen
floors. The officers informed Appellant that he was in violation of a protection order and
arrested him. Appellant repeatedly asked the officers who had called them.
{¶5} Appellant had several prior convictions for violating a protection order (case
numbers 05 CRB 133, 05 CRB 2325, 17 CRB 329, and 18 CRB 900). As such, although
violation of a protection order ordinarily is classified as a misdemeanor, the offense was
enhanced to a felony of the fifth degree. On November 11, 2018, Appellant was indicted
on one count of violation of a protection order, a felony of the fifth degree in violation of
R.C. 2919.27(A)(1), (B)(3)(a).
{¶6} The case proceeded to a one-day jury trial on January 9, 2019. The state
offered testimony from Sgt. Helman and Dep. Madison. Appellant presented testimony
from the victim. Appellant did not dispute the fact that the protection order existed or that
he violated its terms. His argument instead focused on mitigating factors, such as his
drug addiction and his perception that the victim had been sending him “mixed signals.”
(Trial Tr. Vol. I, p. 204.) The state admitted several exhibits (exhibits 3, 4, and 5) which
were certified copies of Appellant’s prior convictions for violations of a protection order.
Following the trial, the jury found Appellant guilty of the sole charged offense.
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{¶7} After the verdict was returned, the trial court indicated that it was prepared
to proceed to sentencing. Appellant orally requested a PSI. The trial court reiterated its
intent to proceed to sentencing and gave the state ten minutes to notify the victim of the
sentencing hearing. Once notified, the victim expressed that she did not wish to attend
the hearing. Once the sentencing hearing began, the defense again requested a PSI and
an EOCC evaluation. The trial court denied both requests and proceeded to sentencing.
The state admitted evidence of Appellant’s prior record, which consisted of twenty-seven
convictions, including: theft and possession of drug abuse instruments (December of
2008), resisting arrest (June 2008), attempted theft, aggravated menacing, obstructing
official business, and resisting arrest (July 2006), disorderly conduct (originally a
menacing charge) (May 2004), and aggravated menacing and resisting arrest (October
2001). The court sentenced Appellant to twelve months of incarceration with credit for
eighty-four days served. The trial court also notified Appellant that he was subject to a
discretionary three-year postrelease control term. It is from this entry that Appellant timely
appeals.
ASSIGNMENT OF ERROR NO. 1
The Trial Court erred by introducing into evidence State's Exhibits 1 through
5 because the information in those exhibits contained evidence that violates
the rules of evidence.
{¶8} Appellant actually argues that the trial court erroneously admitted four
exhibits (exhibits two through five) into evidence. According to Appellant, these exhibits
include the guilty plea, finding of guilt, sentencing entries, and affidavits for each of his
Case No. 19 CO 0005
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prior protection order violations. Appellant argues that the documents should have been
redacted to remove any reference to a non-protection order violation.
{¶9} In response, the state argues that the exhibits were necessary to establish
an element of the charged offense and were not admitted to show that Appellant acted in
accordance with a certain character. As to the affidavits, the state contends that they are
admissible to prove a fact that is essential to a judgment pursuant to Evid.R. 803(22)(C),
(D).
{¶10} Preliminarily, we note that exhibit two was not admitted into evidence. Thus,
the only relevant exhibits at issue are three through five. Appellant claims that these
exhibits include a plea agreement, finding of guilt, and sentencing entry for each
conviction. However, there are no plea agreements or separate findings of guilt contained
in these exhibits. Rather, there is one sentencing entry for each conviction stating the
sentence, a finding of a guilt, that the conviction is the result of a nolo contendere plea,
and the sentence.
{¶11} Although Appellant takes issue with each of the admitted exhibits, he
focuses the thrust of his argument on exhibit three. Exhibit three involves documents
pertaining to Appellant’s conviction in case number 05 CRB 232. In addition to the
sentencing entry, this exhibit includes the complaint, an affidavit from Sergeant Steve
Walker, and an arrest warrant. While it pertains to a protection order violation, the entry
also contains several other offenses that were related to the protection order violation,
including resisting arrest, attempted vandalism, aggravated menacing, and obstruction of
official business. Sgt. Walker’s affidavit essentially contains the same facts and
information as contained in the entry.
Case No. 19 CO 0005
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{¶12} Exhibit four addresses Appellant’s conviction in case number 17 CRB 329.
In that case, Appellant was convicted of one count of violating a protection order. The
exhibit includes the sentencing entry, the complaint, an affidavit from Dep. Kevin A.
Shulas, and an arrest warrant.
{¶13} Exhibit five addresses Appellant’s conviction in case number 18 CRB 900
where Appellant was convicted on one count of violating a protection order. The exhibit
also contains the complaint, an affidavit from Dep. Madison, an arrest warrant, and the
sentencing entry. The sentencing entry also refers to the trial court’s dismissal of an
aggravated menacing charge stemming from the protection order violation.
{¶14} Pursuant to R.C. 2919.27(A),
(A) No person shall recklessly violate the terms of any of the following:
(1) A protection order issued or consent agreement approved pursuant to
section 2919.26 or 3113.31 of the Revised Code;
(2) A protection order issued pursuant to section 2151.34, 2903.213, or
2903.214 of the Revised Code;
(3) A protection order issued by a court of another state.
{¶15} R.C. 2919.27(B)(3)(a) provides,
Violating a protection order is a felony of the fifth degree if the offender
previously has been convicted of, pleaded guilty to, or been adjudicated a
delinquent child for any of the following:
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(a) A violation of a protection order issued or consent agreement approved
pursuant to section 2151.34, 2903.213, 2903.214, 2919.26, or 3113.31 of
the Revised Code[.]
{¶16} There is no question that evidence of a prior conviction for violating a
protection order is admissible where the state must prove that a prior violation occurred.
“When existence of a prior conviction does not simply enhance the penalty but transforms
the crime itself by increasing its degree, the prior conviction is an essential element of the
crime and must be proved by the state.” State v. Brooke, 113 Ohio St. 3d 199, 2007-Ohio-
1533, 863 N.E.2d 1024, ¶ 8, citing State v. Allen, 29 Ohio St. 3d 53, 54, 506 N.E.2d 199
(1987).
{¶17} Because the state is required to prove the existence of a prior conviction,
admission of evidence demonstrating the conviction is proper. State v. Sims, 2d Dist.
Clark Nos. 2016-CA-46, 2016-CA-47, 2018-Ohio-769, ¶ 35, citing State v. Vance, 2d Dist.
Clark Nos. 09-CA-115, 09-CA-116, 2010-Ohio-5757, ¶ 17; State v. Moissis, 11th Dist.
Lake No. 2000-L-187, 2002-Ohio-4955, ¶ 35. That said, there are different methods
which may appropriately be used to prove the fact of a prior conviction.
{¶18} R.C. 2945.75(B)(1), governing the use of prior convictions, provides:
“[w]henever in any case it is necessary to prove a prior conviction, a certified copy of the
entry of judgment in such prior conviction together with evidence sufficient to identify the
defendant named in the entry as the offender in the case at bar, is sufficient to prove such
prior conviction.”
{¶19} In Sims, the appellant was charged with a violation of a protection order and
faced enhancement of the charge due to a prior conviction. Id. at ¶ 3-4. At trial, an exhibit
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was admitted into evidence consisting of two judgment entries of conviction. The
documents reflected the convictions and that the appellant had entered a guilty plea. Id.
at ¶ 26. On appeal, the appellant argued that these entries were evidence of a prior bad
act and were inadmissible. The Second District held that the evidence was admissible
for two reasons. First, the entries were evidence in support of an element that the state
was charged with satisfying, the existence of a prior conviction. Second, the entries were
evidence of the appellant’s knowledge of the protection order and the absence of a
mistake. Hence, the Sims court determined that the entries were properly admitted.
{¶20} In contrast, in another Second District case, the admission of a prior
conviction for violation of a protection order was error where the enhancement pursuant
to R.C. 2919.27(B)(3)(a) was not charged within the indictment. State v. Hubbs, 2d Dist.
Montgomery No. 24969, 2012-Ohio-5313. In Hubbs, the appellant was charged with
violating a protection order, without the enhancement. At trial, the state obtained
testimony from the appellant that he had been convicted of violating a protection order on
two prior occasions. On appeal, the Hubbs court held that the testimony was improper
because the only purpose the evidence served was to show that the appellant acted in
accordance with a specific character.
{¶21} Here, unlike Hubbs, Appellant was charged with a violation of R.C.
2919.27(B)(3)(a), requiring the state to prove that he had previously been convicted of
violating a protection order. Thus, as in Sims, evidence of Appellant’s prior convictions
was proper. The question becomes whether the additional evidence going beyond simply
proving a prior conviction was evidence of an inadmissible prior bad act.
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{¶22} Again, the sentencing entry to which Appellant most strongly objects shows
that, in addition to the protection order violation, Appellant was convicted of resisting
arrest, attempted vandalism, aggravated menacing, and obstruction of official business.
Each of the offenses was related to the incident that resulted in the protection order
violation. The exhibits to his sentencing entries also included the affidavits of the
investigating officers which detailed the charged offenses.
{¶23} Although not directly on point, a case from the Eleventh District provides
guidance. Moissis, supra. In Moissis, the appellant had been charged with a violation of
R.C. 2903.211, the menacing by stalking statute, which also includes an enhancement
for a prior conviction. At trial, the state produced certified copies of a prior conviction,
identification testimony from the appellant’s probation officer, and detailed information
regarding the facts of the prior convictions. The Moissis court discussed the lack of clarity
surrounding how much evidence is required, or allowed, in cases where a prior conviction
enhances the charge. Relying on R.C. 2945.75(B)(1), the court found that it was proper
for the trial court to allow the certified copies of the prior convictions and the identification
testimony by the officer into evidence. Id. at ¶ 45. As to the detailed testimony of the
prior violations, the court held that such testimony went beyond establishing the existence
of the prior convictions and was erroneously admitted, but found the error to be harmless,
as the state presented overwhelming evidence of guilt.
{¶24} It is apparent that in this case, all information regarding Appellant’s criminal
convictions on charges other than those for violating a protection order were improperly
admitted. All of this evidence regarding other charges amounts to improper bad acts
evidence. As such, the evidence was improperly offered by the state and should not have
Case No. 19 CO 0005
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been admitted by the court. However, evidence of improper bad acts is harmless where
there is no reasonable probability that the evidence contributed to the conviction. State
v. Vance, 7th Dist. Columbiana No. 17 CO 0015, 2018-Ohio-5409, ¶ 19, citing State v.
Howard-Ross, 2015-Ohio-4810, 44 N.E.3d 304, ¶ 22 (7th Dist.); State v. Lytle, 48 Ohio
St.2d 391, 358 N.E.2d 623, (1976), paragraph three of the syllabus, vacated on other
grounds in Lytle v. Ohio, 438 U.S. 910, 98 S. Ct. 3135, 57 L. Ed. 2d 1154 (1978).
{¶25} Here, Appellant conceded that the protection order existed, that he knew of
its existence, and that he violated its terms. In addition, evidence was presented to
demonstrate that Appellant had prior convictions for violation of a protection order. Even
though some of the evidence put before the jury was clearly inadmissible as evidence of
prior bad acts, given the record before us we cannot say that the admission of this
evidence harmed Appellant. In this case, there is an overabundance of evidence of
Appellant’s guilt, including his own admissions. While we cannot say that in every case
such an error would be harmless, this record reveals more than enough evidence to
support Appellant’s convictions despite the error on the part of the state and the trial court.
{¶26} Accordingly, Appellant’s first assignment of error is without merit and is
overruled.
ASSIGNMENT OF ERROR NO. 2
The Trial Court erred sentencing the Defendant-Appellant to the maximum
term, without granting the defense counsel and the probation department a
reasonable time to investigate and evaluate the Defendant-Appellant's
mental health and addiction problems.
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{¶27} Appellant argues that the trial court erred when it refused to order a PSI or
an EOCC evaluation despite evidence that Appellant has a long history of drug abuse.
{¶28} In response, the state argues that a trial court is not required to order a PSI
if it does not intend to impose a community control sanction. The state contends that it is
clear that the trial court did not intend to impose a community control sanction, here.
{¶29} We have previously held that when a trial court does not intend to impose
a community control sanction or probation, there is no requirement that the court order a
PSI. State v. Thompson, 7th Dist. Columbiana No. 08 CO 41, 2010-Ohio-3278, ¶ 98,
citing State v. Myrick, 8th Dist. Cuyahoga No. 91492, 2009-Ohio-2030, at ¶ 22-27; R.C.
2947.06(A)(1); Crim.R. 32.2.
{¶30} While the trial court did not earlier specify that it did not intend to impose a
community control sanction, it can be inferred from the court’s imposition of the maximum
sentence and its rejection of Appellant’s request. The court was not required to order a
PSI and was fully within its discretion to refuse Appellant’s request. This record supports
the sentence of the trial court. The fact that evidence was presented to show that
Appellant abuses drugs does not affect this principle. Appellant was convicted of a felony
offense and had a lengthy list of previous offenses. Hence, the court in this matter was
not required to grant Appellant’s request. Appellant’s second assignment of error is
without merit and is overruled.
Conclusion
{¶31} Appellant argues that the trial court erroneously admitted four exhibits which
provide information regarding prior bad acts. Appellant also argues that the trial court
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improperly denied his request for a PSI and EOCC evaluation. For the reasons provided,
Appellant’s arguments are without merit and the judgment of the trial court is affirmed.
Donofrio, J., concurs.
Robb, J., concurs.
Case No. 19 CO 0005
[Cite as State v. R.R.A., 2019-Ohio-5090.]
For the reasons stated in the Opinion rendered herein, the assignments of error
are overruled and it is the final judgment and order of this Court that the judgment of
the Court of Common Pleas of Columbiana County, Ohio, is affirmed. Costs to be taxed
against the Appellant.
A certified copy of this opinion and judgment entry shall constitute the mandate
in this case pursuant to Rule 27 of the Rules of Appellate Procedure. It is ordered that
a certified copy be sent by the clerk to the trial court to carry this judgment into
execution.
NOTICE TO COUNSEL
This document constitutes a final judgment entry.