State v. Ford

[Cite as State v. Ford, 2013-Ohio-1768.]
STATE OF OHIO ) IN THE COURT OF APPEALS
)ss: NINTH JUDICIAL DISTRICT
COUNTY OF SUMMIT )
STATE OF OHIO C.A. No. 26457
Appellee
v. APPEAL FROM JUDGMENT
ENTERED IN THE
RODNEY W. FORD COURT OF COMMON PLEAS
COUNTY OF SUMMIT, OHIO
Appellant CASE No. CR 11 03 0615 (B)
DECISION AND JOURNAL ENTRY
Dated: May 1, 2013
HENSAL, Judge.
{¶1} Rodney Ford appeals his sentence for theft from the disabled in the Summit
County Court of Common Pleas. For the following reasons, this Court vacates his sentence and
remands for a new sentencing hearing.
I.
{¶2} While Carl Bauman was in the hospital, Rodney Ford and Ruth Helderlein
entered his house and stole his coin and stamp collection. Mr. Ford and Ms. Helderlein knew
about the collection because Ms. Helderlein cleaned Mr. Bauman’s house. Mr. Ford
subsequently sold some of the items to David and Virginia Pool at Lincolnway Stamps. When
Mr. Bauman got home from the hospital and noticed that his collection was missing, he informed
regional dealers. Upon learning about the theft, the Pools realized that they had purchased some
of the missing items and decided to return them to Mr. Bauman. They identified Mr. Ford as the
person who had sold them the items.
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{¶3} The Grand Jury indicted Mr. Ford and Ms. Helderlein for theft from the disabled.
Pursuant to an agreement with prosecutors, Mr. Ford agreed to plead guilty to stealing between
$5,000 and $25,000 from Mr. Bauman, which made the offense a felony of the third degree.
According to the prosecutor who represented the State at Mr. Ford’s plea hearing, the amount of
the checks that the Pools paid to Mr. Ford “are the sum and substance of the restitution Mr. Ford
is responsible for[.]” Although the prosecutor could not remember the exact amount, she opined
that the “approximate amount is $10,000.” The court, therefore, ordered, as part of the
presentence investigation report, “a specific indication of what the restitution amount is.” In the
report, the probation officer indicated that the Pools “issued twelve (12) checks, payable to
Rodney Ford, in the total amount of Twelve Thousand Four Hundred Twenty-five Dollars
($12,425.00).”
{¶4} At sentencing, the court found that, although Mr. Ford sold approximately
$12,000 of Mr. Bauman’s collection to the Pools, there was an additional $64,000 in coins and
stamps missing. Accordingly, as part of his sentence, the Court ordered Mr. Ford to pay $64,000
in restitution to Mr. Bauman and $12,425 to Lincolnway Stamps.
{¶5} Mr. Ford appealed his sentence, arguing that the trial court exceeded the statutory
limits for a third-degree felony when it ordered him to pay more than $25,000 in restitution. He
also argued that the court incorrectly disregarded the terms of his plea agreement. The State
conceded that the court was not permitted to order Mr. Ford to pay more than the statutory limit
for the level of his offense. This Court agreed, concluding that “[t]he [trial] court committed
plain error by ordering Ford to pay $76,42[5] in restitution.” State v. Ford, 9th Dist. No. 26073,
2012-Ohio-1327, ¶ 10. Regarding Mr. Ford’s plea-agreement argument, this Court explained
that, “[b]ecause we have already determined that the court plainly erred in its restitution order,
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we need not address Ford’s additional argument that the parties here had a plea agreement that
the trial court disregarded.” Id. at ¶ 12. We “vacated” Mr. Ford’s sentence and “remanded for
further proceedings consistent with the foregoing opinion.” Id. at ¶ 13.
{¶6} A couple of weeks after this Court issued its opinion, the trial court, without a
hearing, entered a new sentencing entry “correct[ing]” its previous journal entry. The court
found that, at the plea hearing, “no specific amount of restitution was discussed.” It also noted
that Mr. Ford had not objected at the sentencing hearing after the court ordered him to pay
$76,425 in restitution. It concluded that, since it was limited to ordering not more than
$24,999.99 in restitution, it would order $24,999.99 to be paid proportionally to Mr. Bauman and
Lincolnway Stamps based on the total amount stolen. Specifically, it ordered Mr. Ford to pay
$20,935.82 to Mr. Bauman and $4,064.17 to Lincolnway Stamps. Mr. Ford has again appealed
the restitution part of his sentence.
II.
ASSIGNMENT OF ERROR
THE TRIAL COURT COMMITTED REVERSIBLE ERROR IN ORDERING
DEFENDANT-APPELLANT FORD’S RESTITUTION.
{¶7} Mr. Ford argues that the trial court incorrectly ordered him to pay $20,935.82 to
Mr. Bauman and $4,064.17 to Lincolnway Stamp in restitution. He argues that, under his plea
agreement, he only had to pay restitution for the checks that he received from Lincolnway
Stamps. He notes that, at the plea hearing, the prosecutor declared that “[w]e have an agreement
that” the “[Lincolnway] checks are the sum and substance of the restitution Mr. Ford is
responsible for * * *.” The prosecutor also noted that, because the Pools had returned Mr.
Bauman’s items to him, it was the Pools, not Mr. Bauman who were owed restitution because
“they paid Mr. Ford * * * and received absolutely nothing in return.” Accordingly, the
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prosecutor indicated that “the restitution will be made to Dave and Ginnie Pool.” The trial court
replied “[a]ll right,” and subsequently accepted Mr. Ford’s plea to theft from the disabled.
{¶8} “[I]t is well settled that the terms of a plea agreement do not bind the discretion of
a trial court.” State v. Vonnjordsson, 9th Dist. No. 20368, 2001 WL 753273, *1 (July 5, 2001).
If, however, “a sentence recommendation is an integral part of a plea agreement, the failure to
inform the defendant of potential changes may result in a plea that was not entered knowingly,
voluntarily, or intelligently.” State v. Allgood, 9th Dist. Nos. 90CA004903, 90CA004904,
90CA004905, 90CA004907, 1991 WL 116269, *3 (June 19, 1991). Thus, if a court decides to
change its position on a plea agreement, it should clearly advise the defendant of its intentions
and allow him to reconsider his plea. Id.{¶9} In this case, every indication by the prosecutor and trial court at the plea hearing
suggested that the amount of restitution that Mr. Ford would have to pay was the amount that he
had received from Lincolnway Stamps when he sold part of Mr. Bauman’s coin and stamp
collection to it. The prosecutor could not remember the exact figure, but indicated that it was
approximately $10,000. The court accepted Mr. Ford’s plea, and indicated that, in the
presentence report, it “would like a specific indication of what the restitution amount is.” In the
presentence report, the probation officer explained that the amount of the checks that Lincolnway
Stamps paid to Mr. Ford was $12,425, consistent with the estimate that the prosecutor gave at the
plea hearing.
{¶10} At the sentencing hearing, the trial court did not give Mr. Ford any indication that
it intended to deviate from the plea agreement, let alone an opportunity to withdraw his plea
before ordering him to provide restitution, not only to the Pools, but Mr. Bauman as well. We,
therefore, conclude that Mr. Ford’s sentence must be vacated, and the case remanded to the trial
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court for either specific performance of the plea agreement, for the court to provide Mr. Ford
with the opportunity to withdraw his plea, or for the court to provide an opportunity for the State
and Mr. Ford to renegotiate the plea bargain. Allgood at *3-4.
{¶11} Even if we determined that the trial court did not agree to follow the restitution
agreement when it accepted Mr. Ford’s guilty plea, we would still conclude that Mr. Ford’s
sentence must be vacated. The trial court found that, in addition to the checks that Mr. Ford
received from Lincolnway Stamps, the value of the items that Mr. Bauman had not recovered
was $64,000, which it reduced to $20,935.82 in its restitution order because of the statutory limit.
There is no evidence in the record, however, to support the trial court’s finding that the value of
Mr. Bauman’s unrecovered items was $64,000. According to the probation officer who prepared
Mr. Ford’s presentence investigation report, Mr. Bauman submitted a “14-page notarized list
which is attached in its entirety” that chronicled all of his missing items. Presumably, the
$64,000 calculation is on that list. Contrary to the probation officer’s assertion, however, Mr.
Bauman’s notarized list is not “attached in its entirety” to the presentence investigation report.
Indeed, no part of the list is attached to the report. At no place in the presentence investigation
report did the probation officer identify the value of the items that Mr. Bauman had not been able
to recover. The only restitution value that the presentence investigation report identified was the
$12,425 in checks that Lincolnway Stamps paid to Mr. Ford. A value for the unreturned items
also appears nowhere else in the record of Mr. Ford’s case. While it is possible that the figure
appears in the record for Mr. Ford’s co-defendant Ms. Helderlein, who was sentenced a few
hours before Mr. Ford, the court was not permitted to take judicial notice of any facts that were
presented at her hearing. In re J.C., 186 Ohio App.3d 243, 2010-Ohio-637, ¶ 14-15 (9th Dist.).
As this Court explained in In re J.C., “an appellate court cannot review the propriety of the trial
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court’s reliance on such [other] proceedings when that record is not before the appellate court.”
Id. at ¶ 15. Accordingly, just as “[m]atters outside the record cannot be used to demonstrate
error, nor can they be considered in defense of the judgment.” Id.
{¶12} The trial court failed to inform Mr. Ford that it was going to deviate from his plea
agreement regarding the amount of restitution he owed. In addition, its restitution calculation is
not supported by the record. We, therefore, conclude that Mr. Ford’s sentence must be vacated
and this matter remanded to the trial court for a new sentencing hearing. Mr. Ford’s assignment
of error is sustained.
III.
{¶13} The judgment of the Summit County Court of Common Pleas is vacated, and this
matter is remanded for a new sentencing hearing consistent with this opinion.
Judgment vacated,
and cause remanded.
There were reasonable grounds for this appeal.
We order that a special mandate issue out of this Court, directing the Court of Common
Pleas, County of Summit, State of Ohio, to carry this judgment into execution. A certified copy
of this journal entry shall constitute the mandate, pursuant to App.R. 27.
Immediately upon the filing hereof, this document shall constitute the journal entry of
judgment, and it shall be file stamped by the Clerk of the Court of Appeals at which time the
period for review shall begin to run. App.R. 22(C). The Clerk of the Court of Appeals is
instructed to mail a notice of entry of this judgment to the parties and to make a notation of the
mailing in the docket, pursuant to App.R. 30.
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Costs taxed to Appellant.
JENNIFER HENSAL
FOR THE COURT
WHITMORE, J.
CONCURS.
CARR, P. J.
CONCURRING IN JUDGMENT ONLY.
{¶14} After our previous remand, Ford was resentenced without a hearing. This alone
necessitates the judgment being vacated and remanded.
APPEARANCES:
KRISTEN KOWALSKI, Attorney at Law, for Appellant.
SHERRI BEVAN WALSH, Prosecuting Attorney, and RICHARD S. KASAY, Assistant
Prosecuting Attorney, for Appellee.