State v. Navarro

[Cite as State v. Navarro, 2015-Ohio-4063.]
IN THE COURT OF APPEALS OF OHIO
SIXTH APPELLATE DISTRICT
WOOD COUNTY
State of Ohio Court of Appeals No. WD-14-087
Appellee Trial Court No. 13 CR 472
v.
Brandon Navarro DECISION AND JUDGMENT
Appellant Decided: September 30, 2015
*****
Paul A. Dobson, Wood County Prosecuting Attorney,
Gwen K. Howe-Gebers and David T. Harold, Assistant
Prosecuting Attorneys, for appellee.
Stephen D. Long, for appellant.
*****
SINGER, J.
{¶ 1} Appellant, Brandon Navarro, appeals his conviction, rendered in the Wood
County Court of Common Pleas, for failure to comply with an order or signal of a police
officer, a third degree felony. For the reasons that follow, we reverse appellant’s
conviction and remand for further proceedings consistent with this decision.
{¶ 2} Appellant sets forth one assignment of error:
The trial court erred in failing to comply with Crim.R. 44(A) and by
failing to adequately inquire as to appellant’s waiver of his right to counsel
as guaranteed by the Sixth and Fourteenth Amendments to the U.S.
Constitution and Article I, Section 10 of the Ohio Constitution and choice
to proceed to trial pro se.
{¶ 3} In the early morning hours of July 18, 2013, appellant was observed by a
state highway patrol officer operating a motorcycle at a high rate of speed on Interstate
75 with no taillight and no license plate. The officer activated the lights and sirens on the
marked patrol car, indicating appellant should pull over and stop. Appellant accelerated
and the officer gave chase. The officer did not initially realize appellant had a passenger
on the back of the motorcycle. A mounted dashboard camera was activated and the
officer kept in radio contact with dispatch throughout the chase which spanned over 30
miles. As the officer pursued appellant on the highway, appellant reached speeds of up to
170 m.p.h. After appellant exited the highway, he continued to travel on a state route,
reaching speeds of 150 m.p.h. Eventually, appellant tried to make a left turn by railroad
tracks, but slid on some stones and laid the motorcycle down. Appellant’s passenger fell
off of the motorcycle, while appellant took off on foot. The officer ran after appellant,
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deployed his taser on appellant, and ultimately was able to apprehend and arrest
appellant.
{¶ 4} On September 5, 2013, appellant was indicted on one count of failure to
obey police signal.
{¶ 5} On July 24, 2014, appellant was taken into custody. When appellant was
arraigned on July 28, 2014, he was found to be indigent and the court appointed counsel
to represent appellant. Appellant pled not guilty. A pretrial was scheduled for August 4,
2014, and a trial date was set for September 19, 2014.
{¶ 6} On September 8, 2014, the matter was before the court at which time the
public defender withdrew at appellant’s request and new counsel was appointed for
appellant. On September 15, 2014, the trial date was vacated and a jury trial was
scheduled for December 19, 2014.
{¶ 7} On September 29, 2014, the matter was before the court again, following
appellant’s indication to the court that he wanted to proceed pro se. Appellant’s
appointed counsel was removed by the court, but was instructed to act as advisory
counsel for appellant. Later that day, appellant, accompanied by his advisory counsel,
waived his right to a jury trial.
{¶ 8} On December 19, 2014, a bench trial was held wherein appellant acted
pro se. The court found appellant guilty and sentenced him to a term of 30 months in
prison. Appellant timely appealed.
3.
Right to Counsel
{¶ 9} A defendant has the constitutional right to counsel as well as an independent
right to self-representation. Faretta v. California, 422 U.S. 806, 818-819, 95 S. Ct. 2525,
45 L. Ed. 2d 562 (1975). In order to proceed pro se, however, a defendant must
knowingly, voluntarily and intelligently waive the Sixth Amendment right to counsel. Id.
at 819. As the right to counsel is a fundamental constitutional right, there is a strong
presumption against waiver of the constitutional right to counsel. Johnson v. Zerbst, 304
U.S. 458, 464, 58 S. Ct. 1019, 82 L. Ed. 1461 (1938). It is the state’s burden to overcome
the presumption against a valid waiver. State v. Dyer, 117 Ohio App. 3d 92, 95, 689
N.E.2d 1034 (2d Dist.1996).
{¶ 10} An effective waiver of right to counsel includes the trial court making a
sufficient inquiry to decide whether a defendant fully understands and intelligently
waives counsel. State v. Gibson, 45 Ohio St. 2d 366, 345 N.E.2d 399 (1976), paragraph
two of the syllabus. The trial court must caution a defendant and warn of “the dangers
and disadvantages of self-representation, so that the record will establish that ‘he knows
what he is doing and his choice is made with eyes open.’” Faretta, 422 U.S. at 835,
quoting Adams v. United States ex rel. McCann, 317 U.S. 269, 279, 63 S. Ct. 236, 87
L. Ed. 268 (1942).
{¶ 11} When a defendant is charged with a serious offense, waiver of the right to
counsel “shall be in writing.” Crim.R. 44(C). A “serious offense” involves a felony.
Crim.R. 2(C). However, an oral waiver is sufficient if the court makes “a sufficient
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inquiry to determine whether the defendant fully understood and intelligently
relinquished his or her right to counsel.” State v. Martin, 103 Ohio St. 3d 385, 2004-
Ohio-5471, 816 N.E.2d 227, paragraph two of the syllabus.
{¶ 12} With respect to the waiving of counsel when there is no written waiver, this
court held in State v. Williams, 6th Dist. Lucas Nos. L-13-1053, L-13-1054, 2014-Ohio-
2834, ¶ 26:
In determining the sufficiency of the court’s inquiry, a reviewing
court considers the totality of the circumstances, including the background,
experience and conduct of the accused. The court should determine
whether the defendant was advised of the dangers and disadvantages of
self-representation. State v. Julian, 6th Dist. Williams No. WM-06-009,
2007-Ohio-3568, ¶ 55.
{¶ 13} We determined in Williams that the trial court properly informed and
cautioned the defendant regarding her decision to waive counsel. Specifically, we noted
With respect to the waiver colloquy itself, on multiple occasions the
court inquired of appellant’s education and background, advised her of the
charges against her and related the potential penalties should she be
convicted of those charges. The court also advised appellant that, should
she represent herself at trial, she would be held to the same legal standards
and rules as any advocate before the bar. The court warned appellant at
length that self-representation was fraught with peril and contained a high
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risk of failure. Appellant’s response to each of these inquiries was that she
understood the gravity of the situation, believed she could learn and follow
the applicable court rules and appreciated and accepted the risk of self-
representation.
After the first such colloquy, the court appointed an experienced trial
lawyer to meet privately with appellant to discuss the perils of self-
representation with respect to her specific case. The following week, after
such consultation, the court repeated the entire colloquy. Again, appellant
said she understood the charges and the consequences and wished to
represent herself. The court repeated some version of these waiver
colloquies at nearly every proceeding that followed, including just prior to
jury voir dire. In each instance, appellant indicated her desire to represent
herself. Id. at ¶ 30-31.
Advisory Counsel
{¶ 14} The United States Supreme Court has determined that a trial court may
appoint “standby counsel” to assist a defendant, even over the objection of the defendant,
if and when the defendant seeks help, “and to be available to represent the accused in the
event that termination of the defendant’s self-representation is necessary.” Faretta, 422
U.S. at 834, 95 S. Ct. 2525, 45 L. Ed. 2d 562, fn. 46. Likewise, the Ohio Supreme Court
has held that a trial court may appoint standby counsel to assist a defendant who is acting
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pro se after a defendant properly waives the right to counsel. Martin, 103 Ohio St. 3d
385, 2004-Ohio-5471, 816 N.E.2d 227, at ¶ 28.
{¶ 15} Here, the facts surrounding appellant’s decision to proceed without counsel
are as follows. On September 8, 2014, appellant was brought before the trial court as the
result of a letter appellant sent the court wherein appellant requested new counsel. The
court queried appellant, “At this point your ability to communicate with [your counsel] is
no longer strong and viable?” Appellant responded, “Not at all.” The court appointed
new counsel to represent appellant. On September 29, 2014, appellant was again before
the trial court, this time with his new defense counsel. Appellant informed the court,
“I’m interested in representing myself at this time.” Appellant then voiced his concerns
regarding his right to a speedy trial and stated, “I’m looking for a sooner trial date. I’m
willing to waive jury trial of twelve of my peers and just ask for a panel jury of just you
and as soon as possible.” The court counseled appellant, “Now, Mr. Navarro, I hardily
recommend that you continue to retain or use Mr. Gold as your attorney. If you do want
to represent yourself I will appoint Mr. Gold to be your advisor. That’s up to you.”
Appellant replied, “Yeah, that’s what I’d like at this time. * * * Him to be my advisor.”
{¶ 16} The bench trial was held on December 19, 2014. Appellant represented
himself. No mention was made regarding appellant’s right to counsel or appellant’s
waiver of his right to counsel. Appellant was found guilty and sentenced.
{¶ 17} A review of the record shows the trial court did not conduct a colloquy,
comparable to the type administered in Williams, to advise appellant of the dangers and
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disadvantages of self-representation or to assess if appellant understood the consequences
of acting pro se. Rather, the court made one remark to appellant that appellant should
continue to use his appointed counsel. This passing reference cannot be construed as a
warning of the perils attendant to proceeding without counsel. Moreover, the court did
not have appellant sign a written waiver of counsel form, as required by Crim.R. 44.
{¶ 18} Considering the totality of the circumstances, there is some information in
the record concerning appellant’s background, which was elicited when appellant waived
his right to a jury trial. Specifically, the court asked appellant his name, address, age,
birthdate, place of birth, social security number, highest level of education, whether he
understood written and spoken English, whether he was presently under care for any
physical or mental problems, whether he was under the influence, whether he was
completely honest with his advisor and whether he was able to understand his advisor’s
advice. Appellant responded appropriately to all of the court’s inquiries. The record also
reveals that appellant had previous involvement and experience with the criminal justice
system, as he had other outstanding cases during the pendency of the present case.
However, nothing in the record indicates appellant had any understanding or insight with
respect to waiving his right to counsel. In the absence of any meaningful warning or
inquiry by the trial court regarding appellant’s election to waive counsel and proceed
pro se, we can only conclude the trial court did not substantially comply with Crim.R. 44,
and appellant did not knowingly, intelligently and voluntarily waive his right to counsel.
8.
Accordingly, appellant’s assignment of error is well-taken. We therefore reverse and
remand for a new trial. Appellee is ordered to pay the costs of this appeal pursuant to
App.R. 24.
Judgment reversed.
A certified copy of this entry shall constitute the mandate pursuant to App.R. 27.
See also 6th Dist.Loc.App.R. 4.
Arlene Singer, J. _______________________________
JUDGE
Stephen A. Yarbrough, P.J.
_______________________________
James D. Jensen, J. JUDGE
CONCUR.
_______________________________
JUDGE
This decision is subject to further editing by the Supreme Court of
Ohio’s Reporter of Decisions. Parties interested in viewing the final reported
version are advised to visit the Ohio Supreme Court’s web site at:
http://www.sconet.state.oh.us/rod/newpdf/?source=6.
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