Tucker v. Leadership Academy for Math & Science of Columbus

[Cite as Tucker v. Leadership Academy for Math & Science of Columbus, 2014-Ohio-3307.]
IN THE COURT OF APPEALS OF OHIO
TENTH APPELLATE DISTRICT
André R. Tucker, :
Plaintiff-Appellant, :
No. 14AP-100
v. : (C.P.C. No. 12CVH04-4777)
Leadership Academy for Math and : (ACCELERATED CALENDAR)
Science of Columbus et al.,
:
Defendants-Appellees.
:
D E C I S I O N
Rendered on July 29, 2014
André R. Tucker, pro se.
APPEAL from the Franklin County Court of Common Pleas.
BROWN, J.
{¶ 1} This is an appeal by plaintiff-appellant, André R. Tucker, from a decision
and entry of the Franklin County Court of Common Pleas granting summary judgment in
favor of defendant-appellee, Victor K. Smith ("Smith").
{¶ 2} On April 16, 2012, appellant filed a pro se motion for declaratory judgment
and preliminary and permanent injunctive relief against Smith and the Leadership
Academy for Mathematics and Science of Columbus ("LAMS"). In the motion, appellant
argued that Smith and LAMS had violated Ohio's Sunshine Law, R.C. 121.22, leading to a
resolution to dissolve a charter school in Columbus. Appellant requested the court
declare the resolution invalid and issue an injunction. Also on that date, appellant filed a
motion for a temporary restraining order.
No. 14AP-100 2
{¶ 3} By decision and entry filed April 18, 2012, the trial court denied appellant's
motion for a temporary restraining order. A magistrate of the trial court conducted a
hearing on appellant's request for preliminary injunction and issued a decision on
August 13, 2012 granting the motion.
{¶ 4} On July 12, 2013, Smith filed a motion for summary judgment asserting that
the closure of LAMS was a completed act, making appellant's action moot. Attached to
the motion were the affidavits of Smith and Delores Evans. Smith subsequently filed the
affidavit of David Mancini in supplemental support of the motion for summary judgment.
On July 31, 2013, appellant filed a motion to strike the affidavits of Evans and Mancini.
By decision and entry filed January 10, 2014, the trial court denied appellant's motion to
strike the affidavits and granted Smith's motion for summary judgment on the basis that
the underlying case was moot.
{¶ 5} On appeal, appellant sets forth the following three assignments of error for
this court's review:
First Assignment of Error
The Trial Court erred in granting summary judgment for
defendant-appellee, citing the mootness doctrine.
Second Assignment of Error
The Trial Court erred in granting summary judgment for
defendant-appellee, based on conflicting affidavits in support
of Defendant's motion for summary judgment.
Third Assignment of Error
The Trial Court erred in granting summary judgment for
defendant-appellee, by failing to consider House Bill 153
enacted section 3314.029 of the Revised Code.
{¶ 6} Appellant's three assignments of error, all challenging the trial court's grant
of summary judgment, are somewhat interrelated and, as such, we will address them
together. Under these assignments of error, appellant contends (1) the trial court erred in
granting summary judgment based on the mootness doctrine, (2) the court's grant of
summary judgment was improper in light of Smith's submission of purported conflicting
No. 14AP-100 3
affidavits, and (3) the court erred in failing to consider the effect of Am.Sub. H.B. No. 153
("H.B. 153").
{¶ 7} Pursuant to Civ.R. 56(C), a trial court shall grant summary judgment if the
filings in the action, including the pleadings and affidavits, "show that there is no genuine
issue as to any material fact and that the moving party is entitled to judgment as a matter
of law." This court's review of a trial court's decision on summary judgment is de novo.
Bonacorsi v. Wheeling & Lake Erie Ry. Co., 95 Ohio St.3d 314, 2002-Ohio-2220, ¶ 24.
Similarly, "[t]he issue of mootness is a question of law," and therefore this court reviews a
trial court's decision finding a matter to be moot under the de novo standard of review.
Poulson v. Wooster City Planning Comm., 9th Dist. No. 04CA0077, 2005-Ohio-2976, ¶ 5.
{¶ 8} The controversy in the instant case arose when the LAMS school board
passed a resolution to close the charter school during an April 5, 2012 board meeting.
Appellant's motion for declaratory judgment and injunctive relief alleged that the board's
action was in violation of Ohio's Sunshine Law, R.C. 121.22.
{¶ 9} In his motion for summary judgment, Smith, a former LAMS board
member, argued that the closing of the charter school occurred because the sponsor,
Educational Service Center of Central Ohio ("ESCCO"), terminated its contract with the
school after LAMS failed to meet certain obligations under the parties' sponsorship
agreement; further, Smith asserted the closure of LAMS in 2012 was a completed act,
thereby rendering the matter moot. In support, Smith submitted his own affidavit, as well
as the affidavits of Evans, the former secretary of LAMS, and Mancini, the coordinator of
community schools for ESCCO.
{¶ 10} The affidavits submitted by Smith in support of summary judgment averred
the following. LAMS was incorporated as a charter school in March 2011. (Evans
Affidavit, ¶ 3.) In order to operate as a charter school in Ohio, LAMS entered into a
sponsorship contract with ESCCO. (Evans Affidavit, ¶ 4.) Pursuant to R.C. Chapter 3314
and the sponsor contract, ESCCO has certain regulatory responsibilities over the
community schools that it sponsors, including LAMS. (Mancini Affidavit, ¶ 2.)
{¶ 11} Since its inception, LAMS struggled to obtain qualified members to serve on
its board. (Mancini Affidavit, ¶ 5.) On December 11, 2011, ESCCO served notice of
probation on the LAMS board for failing to submit information in a timely manner.
(Mancini Affidavit, ¶ 10.) On March 28, 2012, ESCCO notified the LAMS board that it
No. 14AP-100 4
was extending the school's probation; the sponsor cited various concerns, including
LAMS's failure to timely submit documents, the inability of the school to retain 25
students as required by the sponsor contract and law, and the failure of LAMS's treasurer
to attend board meetings. (Mancini Affidavit, ¶ 12.)
{¶ 12} On April 5, 2012, the LAMS board held a meeting at which time the board
voted to close the school. (Evans Affidavit, ¶ 11.) In his affidavit, Smith averred that he
took no further action to close the school following the April 2012 resolution. (Smith
Affidavit, ¶ 2.) Mancini, ESCCO's coordinator of community schools, averred the
following: "By this time, and regardless of what the Board decided, ESCCO was
proceeding to suspend/close the school for LAMS failure to fulfill its responsibilities
under the Revised Code and the Contract." (Mancini Affidavit, ¶ 14.)
{¶ 13} On April 17, 2012, because of discussions as to the legitimacy of authorized
board members, and LAMS's continuing failure to correct deficiencies, ESCCO provided
LAMS with "a notice of Affirmation of Board Action, Immediate Suspension and Intent to
Suspend." (Mancini Affidavit, ¶ 17.) On May 1, 2012, ESCCO provided LAMS with a
notice of suspension. (Mancini Affidavit, ¶ 17.) On August 9, 2012, ESCCO provided
LAMS with notice of termination of the contract. (Mancini Affidavit, ¶ 17.) In his
affidavit, Smith averred: "It is my understanding that ESCCO has terminated its
sponsorship and that this occurred before the Court's preliminary injunction decision.
The School was closed by the sponsor because a charter school cannot operate without a
sponsor." (Smith Affidavit, ¶ 5.)
{¶ 14} In granting Smith's motion for summary judgment based on the mootness
doctrine, the trial court cited evidence submitted in support of the motion that ESCCO,
the school's sponsor, terminated the sponsorship contract with LAMS, thereby resulting
in closure of the school; further, that the action of ESCCO in closing the school was
"wholly separate from any defective resolution passed at the April 5, 2012 board meeting."
The court determined that issuing the requested relief "cannot have any practical legal
effect; LAMS is closed and cannot be reopened by any board action."
{¶ 15} In general, "[a]ctions are moot when they involve no actual genuine
controversy which can definitely affect the parties' existing legal relationship." Harris v.
Akron, 9th Dist. No. 24499, 2009-Ohio-3865, ¶ 7. Further, " ' "[a] moot case is one which
seeks to get a judgment * * * upon some matter which, when rendered, for any reason
No. 14AP-100 5
cannot have any practical legal effect upon a then-existing controversy." ' " Id., quoting
Culver v. Warren, 84 Ohio App. 373, 393 (7th Dist.1948), quoting Ex Parte Steele, 162 F.
694, 701 (N.D.Ala.1908). Under Ohio law, "[a]ppellate courts will not review questions
that do not involve live controversies." Aurora Loan Servs. v. Kahook, 9th Dist. No.
24415, 2009-Ohio-2997, ¶ 6, citing Tschantz v. Ferguson, 57 Ohio St.3d 131, 133 (1991).
{¶ 16} Upon review, we agree with the trial court's determination that the matter is
moot and that there is no controversy remaining to be resolved. In the motion for
declaratory judgment and injunctive relief, appellant alleged a violation of Ohio's
Sunshine Law, under R.C. 121.22, and further argued that LAMS would suffer harm if the
board acted upon its resolution to dissolve the school. As noted, the materials submitted
by Smith in support of summary judgment indicated that ESCCO's decision to terminate
the sponsorship agreement with LAMS resulted in the closure of the school in August
2012.
{¶ 17} As recognized by the trial court, the mootness doctrine is applicable to
claims for injunctive relief under Ohio's Open Meetings Law. Nowak v. Elyria City
School Dist. Bd. of Edn., 9th Dist. No. 96CA006516 (June 18, 1997). In Nowak, the
plaintiffs brought an action for declaratory and injunctive relief, alleging that a school
board's resolution to close three schools was in violation of Ohio's Open Meetings Law.
The court in Nowak determined that the action was rendered moot, holding in part:
"Because the only relief sought by plaintiffs was a declaratory judgment and an injunction
preventing the closing of the three schools and the Board has since closed them, there no
longer is an actual controversy." Id. Similarly, in the instant case, the school closed as a
result of the decision of the sponsor to terminate the sponsorship contract, and the act
appellant seeks to enjoin has been completed; accordingly, the trial court properly
concluded that appellant's cause of action for injunctive relief is moot.1
{¶ 18} Under the second assignment of error, appellant characterizes statements
made in the affidavits submitted by Smith as "scandalous" and conflicting. To the extent
appellant contends that statements in the affidavits of Mancini and Evans are untrue, we
note that appellant failed to file a memorandum contra Smith's motion for summary
1Appellant's contention that the trial court erred in finding that the termination of the LAMS contract is not
a completed act is not persuasive. See R.C. 3314.07(B)(6) ("Any community school whose contract is
terminated under this division shall not enter into a contract with any other sponsor.").
No. 14AP-100 6
judgment, including any opposing affidavits challenging the veracity of these affiants.
Appellant did, however, file a motion to strike the affidavits of Evans and Mancini, which
the trial court denied. Specifically, the court found that "[n]either affidavit contains any
statement that is properly labeled scandalous," and "there is nothing beyond Plaintiff's
accusation to support a conclusion that the affidavits have been submitted in bad faith."
Upon review, we find no error with the trial court's determination on this issue. Nor do
we find merit to appellant's contention that the affidavits of Smith and Mancini contained
conflicting evidence so as to preclude summary judgment.2
{¶ 19} Appellant further contends, under his third assignment of error, that the
trial court erred in failing to consider the implications of H.B. 153 (enacting R.C.
3314.029). Specifically, appellant argues that H.B. 153 allows the State Board of
Education to directly sponsor expired and terminated community contracts. As
previously noted, however, appellant did not file a memorandum contra Smith's motion
for summary judgment, nor did he raise this issue before the trial court.
{¶ 20} Under Ohio law, "arguments raised for the first time on appeal are
improper." Marysville Newspapers, Inc. v. Delaware Gazette Co., Inc., 3d Dist. No. 14-
06-34, 2007-Ohio-4365, ¶ 23. Further, while this court's standard of review on a motion
for summary judgment is de novo, that standard "does not supersede [an appellate
court's] settled practice of not addressing issues raised for the first time on appeal."
Henson v. Cleveland Steel Container Corp., 11th Dist. No. 2008-P-0053, 2009-Ohio-180,
¶ 77. See also Webster v. G & J Kartway, 12th Dist. No. CA2005-06-011, 2006-Ohio-881,
¶ 25, quoting State ex rel. Vanmeter v. Lawrence Cty. Bd. of Commrs., 4th Dist. No.
96CA27 (July 8, 1994) (party opposing summary judgment prohibited from " 'advancing
new theories or raising new issues in order to secure reversal' "). Nor can parties "breathe
new life into a moot case by changing their demands on appeal." Nowak. As appellant
failed to raise this argument before the trial court, we decline to consider it for the first
time on appeal.
2Appellant has attached, as an exhibit to his appellate brief, purported affidavits of two individuals, Kelly
Krause and Jamie Lynn Gibson, evidently executed subsequent to the trial court's decision and entry
granting summary judgment in favor of Smith. However, because those materials were not part of the
record before the trial court, this court "cannot properly consider them" on appeal. State v. Gripper, 10th
Dist. No. 10AP-1186, 2011-Ohio-3656, ¶ 12.
No. 14AP-100 7
{¶ 21} Based upon this court's de novo review, the trial court properly rendered
summary judgment in favor of Smith on the basis that the action is moot. Accordingly,
appellant's first, second, and third assignments of error are overruled, and the judgment
of the Franklin County Court of Common Pleas is hereby affirmed.
Judgment affirmed.
TYACK and CONNOR, JJ., concur.
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