State v. Hardin-Moore

[Cite as State v. Hardin-Moore, 2011-Ohio-4666.]
IN THE COURT OF APPEALS FOR MONTGOMERY COUNTY, OHIO
STATE OF OHIO :
Plaintiff-Appellee : C.A. CASE NO. 24237
v. : T.C. NO. 10CR629
PHILLIP M. HARDIN-MOORE : (Criminal appeal from
Common Pleas Court)
Defendant-Appellant :
:
..........
OPINION
Rendered on the 16th day of September , 2011.
..........
TIMOTHY J. COLE, Atty. Reg. No. 0084117, Assistant Prosecuting Attorney, 301 W.
Third Street, 5th Floor, Dayton, Ohio 45422
Attorney for Plaintiff-Appellee
BAHJAT M. ABDALLAH, Atty. Reg. No. 0078504, 15 West Fourth Street, Suite 100,
Dayton, Ohio 45402
Attorney for Defendant-Appellant
..........
FROELICH, J.
{¶ 1} Phillip Hardin-Moore pled guilty to two counts of endangering a child in
violation of R.C. 2919.22(B)(1) and (E)(2)(d), felonies of the second degree. He was
sentenced to two concurrent eight-year terms of incarceration, to be followed by a three-year
2
term of postrelease control. He appeals from his conviction, challenging the sentence
imposed.
I
{¶ 2} On March 10, 2010, Hardin-Moore was indicted on three counts of
endangering a child, resulting in serious physical harm. He pled guilty to two counts; the
third count was dismissed.
{¶ 3} Because Hardin-Moore has not provided a written transcript of the plea
hearing, we do not have the State’s recitation of the facts to which Hardin-Moore pled
guilty. However, the State filed a Memorandum Regarding Sentencing, which contained a
description of the facts and was read at the sentencing hearing. (Hardin-Moore also
acknowledged these facts in his brief.)
{¶ 4} The State recounted that the victim was an infant and that, on March 1, 2010,
Hardin-Moore shook the victim “hard” for five to ten seconds because the victim was crying,
causing the victim to stop breathing. While the victim was being treated at Children’s
Medical Center, doctors also discovered that he had healing fractures to his ribs and leg.
With respect to these injuries, Hardin-Moore had stated that, on a previous occasion while
changing the victim’s diaper, he “grabbed and squeezed his legs really hard” to keep the
infant’s legs up and pushed them into the infant’s stomach.
{¶ 5} According to the victim’s mother’s statement at sentencing, the victim, who
was two-months old at the time of the shaking offense, was hospitalized for several weeks,
has a “high risk of seizures,” has “delays in development” and will likely have learning
disabilities, and may lose his vision in his right eye.
3
{¶ 6} The State requested that Hardin-Moore be sentenced to five years for each
offense, “for a total of 10 years,” or that, “if the Court finds that just one sentence is
appropriate, *** he receive the maximum sentence of 8 years.”
{¶ 7} In Hardin-Moore’s Sentencing Memorandum, he pointed out to the court that
he had no prior criminal record and was 25-years-old at the time of the offense. He asserted
that he had been the victim of physical and verbal abuse by his mother, had dropped out of
school in ninth grade, and had maintained steady employment for many years. He also
relied on and attached numerous letters from family and friends, who stated that they did not
know him to be an angry or aggressive man. Hardin-Moore asked that he be sentenced to
community control sanctions.
{¶ 8} As discussed above, the trial court sentenced Hardin-Moore to two eight-year
terms of imprisonment, to be served concurrently, and to three years of postrelease control.
Eight years is the maximum sentence for a felony of the second degree. R.C.
2929.14(A)(2).
II
{¶ 9} Hardin-Moore appeals, raising one assignment of error.
{¶ 10} “THE TRIAL COURT ABUSED ITS DISCRETION IN IMPOSING THE
MAXIMUM PRISON SENTENCE .”
{¶ 11} Hardin-Moore contends that the trial court abused its discretion in weighing
the seriousness and recidivism factors set forth in R.C. 2929.12 and in concluding that the
maximum sentence was appropriate in this case. Hardin-Moore claims that the trial court
erred in concluding that the offense was “more serious than conduct normally constituting
4
the offense” because of the victim’s age and because of the “serious harm” to the victim.
He asserts that the inuries occurred only because of the victim’s age (i.e., an older child
would not have been injured by his conduct) and that serious harm was an element of the
offense and should not have been used to enhance the penalty as well. He also argues that
the court “erred in not applying the recidivism factors” under R.C. 2929.12(D) and (E),
because “all recidivism factors appl[ied] favorably” to him.
{¶ 12} “The overriding purposes of felony sentencing are to protect the public from
future
{¶ 13} crime by the offender and others and to punish the offender. To achieve
those purposes, the sentencing court shall consider the need for incapacitating the offender,
deterring the offender and others from future crime, rehabilitating the offender, and making
restitution to the victim of the offense.” R.C. 2929.11(A). A court that imposes a sentence
for a felony has discretion to determine the most effective way to comply with the purposes
and principles of sentencing set forth in R.C. 2929.11. R.C. 2929.12(A). “Although
[State v.] Foster [109 Ohio St.3d 1, 2006-Ohio-856] eliminated judicial fact-finding, courts
have not been relieved of the obligation to consider the overriding purposes of felony
sentencing, the seriousness and recidivism factors, or the other relevant considerations set
forth in R.C. 2929.11, 2929.12, and 2929.13.” State v. Hairston, 118 Ohio St.3d 289,
2008-Ohio-2338, ¶25.
{¶ 14} We review a felony sentence using a two-step procedure. State v. Kalish, 120
Ohio St.3d 23, 2008-Ohio-4912, ¶4. “The first step is to ‘examine the sentencing court’s
compliance with all applicable rules and statutes in imposing the sentence to determine
5
whether the sentence is clearly and convincingly contrary to law.’” State v. Stevens, 179
Ohio App.3d 97, 2008-Ohio-5775, ¶4, quoting Kalish at ¶ 4. “If this step is satisfied, the
second step requires that the trial court’s decision be ‘reviewed under an abuse-of-discretion
standard.’” Id. Generally, abuse of discretion is an “appellate court’s standard for
reviewing a decision that is asserted to be grossly unsound, unreasonable, illegal, or
unsupported by the evidence.” State v. Money, Clark App. No. 2009CA119,
2010-Ohio-6225, ¶13 (internal citations omitted). “[I]n the felony sentencing context, ‘[a]n
abuse of discretion can be found if the sentencing court unreasonably or arbitrarily weighs
the factors in R.C. 2929.11 and 2929.12.’” State v. Jordan, Columbiana App. No. 09 CO
31, 2010-Ohio-3456, ¶12 (internal citation omitted).
{¶ 15} R.C. 2929.12(B) and (C) enumerate factors to be considered in weighing the
seriousness of an offender’s conduct, and R.C. 2929.12(D) and (E) enumerate factors to be
considered in weighing the likelihood of the offender’s recidivism. The court also may
consider any other factors that are relevant to achieving the purposes and principles of
sentencing. State v. Saunders, Greene App. No. 2009 CA 82, 2011-Ohio-391, ¶11.
{¶ 16} The trial court stated that it considered the statutory factors in imposing its
sentence and that the presumption of a prison sentence for this particular offense had not
been overcome. It imposed a sentence within the statutory range. Hardin-Moore’s
sentence was not “clearly and convincingly contrary to law.”
{¶ 17} Having concluded that Hardin-Moore’s sentence was not contrary to law, we
must consider whether the trial court abused its discretion in imposing the sentence that it
did. Pursuant to R.C. 2929.12(B), factors “indicating than an offender’s conduct is more
6
serious than conduct normally constituting the offense” include: 1) the physical or mental
injury to the victim was exacerbated because of the physical or mental condition of the
victim; 2) the victim suffered serious physical, psychological, or economic harm as a result
of the offense; 3) the offender held a public office or position of trust in the community, and
the offense related to that office or position; 4) the offender was obliged by the nature of his
profession or occupation to prevent the offense or bring others committing it to justice; 5)
the offender’s professional reputation or occupation was used to facilitate the offense or is
likely to influence the future conduct of others; 6) the offender’s relationship with the victim
facilitated the offense; 7) the offender committed the offense for hire or as a part of an
organized criminal activity; 8) in committing the offense, the offender was motivated by
prejudice based on race, ethnic background, gender, sexual orientation, or religion; and 9)
the offense is domestic violence or some type of assault involving a family or household
member, the offender committed the offense in the vicinity of one or more children who are
not victims of the offense, and the offender or the victim of the offense is a parent, guardian,
custodian, or person in loco parentis of one or more of those children.
{¶ 18} The trial court found two of the “more serious” factors to be present: the
“physical injury that was suffered by [the victim] *** was exacerbated because of the
physical age of the victim who is only two months old,” and the victim “suffered serious
physical harm as a result of this offense.”
{¶ 19} Hardin-Moore challenges the court’s conclusion that the nature of his
offenses – shaking the victim and grabbing or squeezing the victim’s legs in a way that
resulted in broken bones – exacerbated the victim’s injuries. He claims that “[t]he injury to
7
the victim was not exasperated [sic] because he is a baby, rather the injuries were suffered
because the victim was a baby. That is, a child who is not a baby – absent unique physical
or mental condition – would not suffer ‘serious physical harm’ as a result of shaking and
squeezing of the legs. *** The injuries would not have been suffered at all, or, in the
least, would not be labeled ‘serious’ (escalating the offenses to Felony of the second degree)
had the child not been a baby.” The State responds that “Hardin-Moore is not a medical
doctor and no medical evidence appears in the record to support this claim.”
{¶ 20} The statute to which Hardin-Moore pled guilty involves a victim who is
under the age of 18 (or under the age of 21 if “mentally or physically handicapped”).
Although all victims of this particular offense are, by definition, children, it was not
unreasonable for the trial court to consider the particular vulnerability of a two-month old
infant, who did not have the means to defend himself, to flee, or to understand the reasons
for Hardin-Moore’s actions, as an older child might have done, and may have been more
physiologically vulnerable than an older child. We find no abuse of discretion in the trial
court’s view that the child’s age rendered Hardin-Moore’s conduct “more serious” than
conduct normally constituting the offense.
{¶ 21} Hardin-Moore also argues that the serious harm suffered by the victim should
not have been considered as a “more serious” factor in his sentencing because serious
physical harm elevated the degree of the offence with which he was charged and “cannot
also be an aggravating circumstance justifying a greater than minimum sentence.”
{¶ 22} Hardin-Moore has cited two cases in which the only factor cited by the trial
court for imposing a maximum sentence was a factor that was also an element of the offense.
8
See State v. Stroud, Mahoning App. No. 07 CA 91, 2008-Ohio-3187 (holding that taking a
life justified the maximum sentence for voluntary manslaughter); State v. Schlect,
Champaign App. No. 2003 CA 3, 2003-Ohio-5336 (holding that defendant “acted for hire”
when he sold marijuana). In our view, these cases do not hold the position advocated by
Hardin-Moore that the seriousness of a victim’s injury in a particular case cannot be
considered because, by the degree of the offense charged, “serious physical harm” has
already been incorporated into the offense.
{¶ 23} Serious physical harm to persons is defined in R.C. 2901.01 and means any
of the following: “(a) Any mental illness or condition of such gravity as would normally
require hospitalization or prolonged psychiatric treatment; (b) Any physical harm that carries
a substantial risk of death; (c) Any physical harm that involves some permanent incapacity,
whether partial or total, or that involves some temporary, substantial incapacity; (d) Any
physical harm that involves some permanent disfigurement or that involves some temporary,
serious disfigurement; (e) Any physical harm that involves acute pain of such duration as to
result in substantial suffering or that involves any degree of prolonged or intractable pain.”
See, also, State v. Perkins, Montgomery App. No. 23036, 2009-Ohio-6696, ¶19-25.
Obviously, this definition encompasses a wide range of injuries, some of which will allow
full recovery and some of which may result in total, permanent incapacity. We do not
disagree with Hardin-Moore’s general proposition that a factor that is inherent in the offense
should not additionally be used as a “more serious” factor under R.C. 2929.12(B).
However, both the statute that defines endangering children (R.C. 2919.22) and the statute
setting forth factors to be considered in sentencing (R.C. 2929.12) recognize that some harm
9
is more serious than other “serious harm.” A trial court does not abuse its discretion in
considering the specific nature of the serious physical harm to the victim in imposing
sentence, even if the nature of the charged offense recognizes that the injury to the victim
falls into one of these categories.
{¶ 24} Factors indicating that an offender’s conduct is less serious than conduct
normally constituting the offense include: 1) the victim induced or facilitated the offense; 2)
in committing the offense, the offender acted under strong provocation; 3) in committing the
offense, the offender did not cause or expect to cause physical harm to any person or
property; 4) there are substantial grounds to mitigate the offender’s conduct, although the
grounds are not enough to constitute a defense. R.C. 2929.12(C). The trial court did not
find any of these factors to be present.
{¶ 25} Hardin-Moore also argues that, because the trial court did not find any of the
factors showing that he “is likely to commit future crimes,” it abused its discretion in
imposing the maximum prison term.
{¶ 26} A court “shall consider” all of the following factors that apply regarding the
offender, and any other relevant factors, as factors indicating that the offender is “likely to
commit” future crimes: 1) at the time of committing the offense, the offender was under
release from confinement before trial or sentencing, was under post-release control for an
earlier offense, or had been unfavorably terminated from post-release control for a prior
offense; 2) the offender previously was adjudicated a delinquent child or has a history of
criminal convictions; 3) the offender has not been rehabilitated to a satisfactory degree after
previously being adjudicated a delinquent child or has not responded favorably to sanctions
10
previously imposed for criminal convictions; 4) the offender has demonstrated a pattern of
drug or alcohol abuse that is related to the offense, and the offender refuses to acknowledge
that he has demonstrated that pattern, or the offender refuses treatment for the drug or
alcohol abuse; and 5) the offender shows no genuine remorse for the offense. R.C.
2929.12(D).
{¶ 27} The factors “indicating that an offender is not likely to commit future crimes”
are: 1) prior to committing the offense, the offender had not been adjudicated a delinquent
child; 2) prior to committing the offense, the offender had not been convicted of or pleaded
guilty to a criminal offense; 3) prior to committing the offense, the offender had led a
law-abiding life for a significant number of years; 4) the offense was committed under
circumstances not likely to recur; and 5) the offender shows genuine remorse for the offense.
R.C. 2929.12(E).
{¶ 28} The trial court found various factors tending to show that Hardin-Moore was
not likely to commit future offenses: “He has never been adjudicated delinquent, *** he has
never been convicted of or pled guilty to a criminal offense, *** [h]e’s been a law-abiding
citizen for a significant number of years at the age of 25; no prior records. Fully employed
most of his life.” The court also found that the offense was committed under circumstances
not likely to recur if Hardin-Moore “were placed on probation with sufficient conditions
such as parental guidance and stress management classes.” in sum, the court found that
Hardin-Moore’s likelihood of recidivism was low. However, even if the recidivism factors
indicate that the risk of recidivism is remote, a trial court may nonetheless impose a
maximum sentence if, in its view, the seriousness of the offense warrants such a sentence.
11
State v. Shively, Clark App. No. 2007-CA-74, 2008-Ohio-3716, ¶11.
{¶ 29} Although the trial court is required to consider the seriousness and recidivism
factors, having done so, it has discretion to impose a sentence authorized by law. Hairston,
supra. Here, Hardin-Moore acknowledges that the trial court made a “rather detailed,
mechanical and technical analysis and review prior to imposing sentence.” We cannot
conclude that the trial court abused its discretion in imposing the sentence it did.
{¶ 30} The assignment of error is overruled.
III
{¶ 31} The judgment of the trial court will be affirmed.
..........
FAIN, J. and HALL, J., concur.
Copies mailed to:
Timothy J. Cole
Bahjat M. Abdallah
Hon. Dennis J. Langer