Hartman v. Perler-Tomboly

[Cite as Hartman v. Perler-Tomboly, 2013-Ohio-1752.]
IN THE COURT OF APPEALS
FIRST APPELLATE DISTRICT OF OHIO
HAMILTON COUNTY, OHIO
TIFFANY HARTMAN, : APPEAL NOS. C-120428
C-120597
Plaintiff-Appellee/Cross- : C-120604
Appellant, TRIAL NO. A-0802935
:
vs.
: O P I N I O N.
SAMUEL PERLER-TOMBOLY,
:
Defendant-Appellant/Cross-
Appellee. :
Civil Appeal From: Hamilton County Court of Common Pleas
Judgment Appealed From Is: Affirmed in Part, Reversed in Part, and Cause
Remanded
Date of Judgment Entry on Appeal: May 1, 2013
Robert A. Klingler, for Plaintiff-Appellee/Cross-Appellant,
Lindhorst & Dreidame, Michael F. Lyon and Bradley D. McPeek, for Defendant-
Appellant/Cross-Appellee.
Please note: this case has been removed from the accelerated calendar.
OHIO FIRST DISTRICT COURT OF APPEALS
Per Curiam.
{¶1} This civil action arises from the sexual battery of plaintiff-
appellee/cross-appellant Tiffany Hartman by defendant-appellant/cross-appellee
Samuel Perler-Tomboly (“Perler”), and the resulting damages to Hartman. Perler
appeals from the denial of his motion to dismiss and from that portion of the
judgment awarding compensatory damages to Hartman for the period from May
2008, when Hartman last saw her psychologist, until trial. Hartman, in turn,
appeals from that portion of the trial court’s decision denying attorney fees to
Hartman for one of Hartman’s previous attorneys who had filed a notice of charging
lien against the judgment.
{¶2} For the reasons that follow, we find merit in Hartman’s appeal,
therefore, we reverse that portion of the trial court’s judgment denying attorney fees
to Hartman for the attorney who had filed a charging lien. We affirm the remainder
of the trial court’s judgment.
Facts and Procedural Background
{¶3} On October 9, 2007, Hartman sought emergency medical treatment at
Mercy Hospital Anderson for abdominal pain. Perler was Hartman’s treating
physician in the emergency room. After administering medications to Hartman,
Perler sexually molested her, and, as a result, Perler was convicted of sexual battery
and gross sexual imposition. Hartman sued Perler in February 2008, and the matter
proceeded to a jury trial in April 2012, where the sole issue at trial was damages.
{¶4} Hartman’s ex-husband, Steve Hartman, testified at trial as to
Hartman’s change of behavior since the incident with Perler. Mr. Hartman testified
that he and Hartman had divorced just weeks prior to the incident with Perler, but
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OHIO FIRST DISTRICT COURT OF APPEALS
that Hartman had seemed hopeful about the future and had begun to go out more.
After the incident, Mr. Hartman testified, Hartman’s behavior had changed
dramatically: She had become anxious, especially in public places; she had no longer
wanted to socialize; and she had felt unsafe at school-related events. Mr. Hartman
testified that Hartman’s symptoms continued through the time of trial.
{¶5} Hartman testified as to the effects of the incident as well. She
remained unable to keep steady employment since the incident, she was not able to
be the mother that she used to be, and she felt uncomfortable with physical touch.
On cross-examination, Hartman acknowledged that she had had a history of mental-
health issues. While growing up, Hartman had been emotionally and physically
abused by her father. Her medical records referenced suicide attempts. She had
been in an unhappy marriage, which had included a separation in 2003 where
Hartman had overdosed, and an incident involving drugs where Hartman had called
the police to report her then-husband. Hartman had been treated by a psychiatrist
as early as 2002 for depression and anxiety, and had taken several different
prescription antidepressants since that time.
{¶6} Hartman had begun seeing psychologist Jill Bley shortly after the
incident, until May 2008, and Bley testified that Hartman had developed post-
traumatic stress disorder as a result of Perler’s conduct. Bley testified to the
symptoms that Hartman had exhibited, including that Hartman had had trouble
caring for her children, had had panic attacks, and had avoided conversations with
others. Bley, however, had stopped treating Hartman on May 14, 2008, and
Hartman had not been treated by anyone else for the issues she had been
experiencing since the incident.
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OHIO FIRST DISTRICT COURT OF APPEALS
{¶7} At the close of Hartman’s evidence, Perler made a motion for a
directed verdict, arguing in part that, because Hartman had had emotional and
psychological issues well before the incident with Perler, Hartman was required to
present expert testimony to the jury on causation as to those damages sustained after
treating with Bley. The trial court overruled Perler’s motion, but created a jury
interrogatory regarding the amount of “emotional psychological damage” for the
following time periods: (1) from the date of the incident, October 9, 2007, until
Hartman’s last visit with Bley, May 2008; (2) from May 2008 until April 16, 2012,
the first day of trial; and (3) beyond trial.
{¶8} The jury awarded Hartman $150,000 for the first time period,
$55,000 for the second, and $0 for the third. The jury also awarded $25,000 to
Hartman in punitive damages, and determined that Perler should pay Hartman’s
attorney fees. Hartman submitted three separate attorney affidavits in her
application for attorney fees. The trial court determined that Hartman could recover
$90,000 and $7,965 respectively for two of the attorneys. The trial court
determined, however, that Hartman was not entitled to attorney fees for the third
attorney, William Knapp, because Knapp had already filed a notice of a charging lien
on the judgment.
{¶9} Perler has appealed from the judgment of the trial court, and Hartman
has cross-appealed.
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OHIO FIRST DISTRICT COURT OF APPEALS
Perler’s Appeal
{¶10} In his first assignment of error, Perler argues that the trial court erred
by overruling his motion for a directed verdict. Perler specifically challenges the
jury’s award for the time period of May 2008, when Hartman last treated with Bley,
until trial. Perler argues that Hartman failed to present any expert testimony
regarding causation for her psychological damages for this timeframe, which was
required given Hartman’s mental-health history.
{¶11} As a general matter, expert testimony is not required to prove pain-
and-suffering damages. See Fantozzi v. Sandusky Cement Products Co., 64 Ohio
St.3d 601, 612, 597 N.E.2d 474 (1992). As stated by the Sixth Appellate District,
[s]ince pain and suffering are subjective feelings, the
injured person’s testimony is the only direct proof of
such damages. An expert can only support such
evidence indirectly. Therefore, lay testimony is
sufficient by itself to prove past pain and suffering
damages.
Youssef v. Jones, 77 Ohio App.3d 500, 505, 602 N.E.2d 1176 (6th Dist.1991). Those
lay witnesses who are acquainted with an injured person may also testify as to the
injured’s pain and suffering. Barker v. Barker, 147 Ohio App.3d 1, 18, 768 N.E.2d
698 (10th Dist.2001).
{¶12} Perler argues that when an injured party has a “long history of
preexisting emotional and psychological problems,” expert testimony regarding
causation of damages is required. Perler relies largely on Culp v. Federated Dept.
Stores, Inc., 11 Ohio App.2d 165, 229 N.E.2d 100 (2d Dist.1965). In Culp, the
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OHIO FIRST DISTRICT COURT OF APPEALS
plaintiff had been wrongfully detained at the defendant’s department store, and
according to the complaint, the plaintiff had been suffering from a nervous condition
at the time, which had been aggravated by the defendant’s conduct. At trial, the only
medical expert refused to testify that the defendant’s conduct caused the plaintiff’s
condition, stating that a causal relationship “could possibly” exist. Id. at 166. The
court determined that expert testimony on causation of damages was required in
light of the plaintiff’s pre-existing mental history, and, therefore, the court reversed
the trial court’s denial of the defendant’s motion notwithstanding the verdict. Id. at
168.
{¶13} Unlike in Culp, where no expert testimony was offered to establish
causation, Bley testified that Hartman had developed post-traumatic stress disorder
as a result of Perler’s conduct. Bley also testified as to the nature of Hartman’s
symptoms, including that Hartman had had trouble caring for her children, had had
panic attacks, and had avoided conversations with others. Given Bley’s testimony
and the testimony of Hartman and her ex-husband that the symptoms had continued
through the time of trial, the jury was free to determine the amount of damages for
pain and suffering, if any, for the time period when Hartman had last treated with
Bley until trial. Therefore, we overrule Perler’s first assignment of error.
{¶14} Perler’s second, third, and fourth assignments of error all relate to the
trial court’s decision overruling the motion to dismiss Hartman’s original and
amended complaints for failure to comply with Civ.R. 10(A), and allowing Hartman
to file an amended complaint. Hartman filed her original complaint in February
2008, and instead of using her full name and address in the complaint caption,
Hartman used the initials “T.H.” and her lawyer’s address. Perler’s previous
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employer raised the failure to comply with Civ.R. 10(A) in February 2009, which was
never expressly ruled on by the trial court. Perler then filed a renewed motion to
dismiss on April 12, 2012, just prior to trial. After trial, but before the entry of final
judgment, Hartman filed an amended complaint for the sole purpose of conforming
with Civ.R. 10(A).
{¶15} As a general matter, we review a trial court’s denial of a motion to
dismiss de novo. Inwood Village, Ltd. v. The Christ Hosp., 1st Dist. No. C-110730,
2012-Ohio-3434, ¶ 7. A failure to comply with Civ.R. 10(A) may be cause for
dismissal. See, e.g., State ex rel. Sherrills v. State, 91 Ohio St.3d 133, 742 N.E.2d 651(2001). A court, however, is not required to dismiss a complaint for failure to strictly
comply with Civ.R. 10(A). See Russell v. Scott, 10th Dist. No. 98AP-625, 1998 Ohio
App. LEXIS 6170 (Dec. 15, 1998) (“[C]aption defects may be disregarded unless the
complaining party can demonstrate prejudice resulting from the failure to comply
with the requisites of Civ.R. 10(A).”).
{¶16} The case relied upon by Perler, Group of Tenants from Grandview
Homes v. Mar-Len Reality, Inc., 40 Ohio App.2d 449, 321 N.E.2d 241 (3d Dist.1974),
is inapposite. In Group of Tenants, the court affirmed the dismissal of the plaintiff’s
complaint where the complaint had listed the plaintiff as “A Group of Tenants From
The Grandview Homes, on behalf of themselves and all others similarly situated” and
had given only the address of the attorney as the plaintiff’s address. Id. at 449. In
affirming the dismissal, the court determined that a plaintiff’s identity is essential to
the complaint, and that “where an unidentified group is involved, there is no
assurance that the individual components of the group may not drift in and out of the
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lawsuit with no one ultimately responsible for it, and no one set of facts
determinative of it.” Id. at 450.
{¶17} Unlike Group of Tenants, where the plaintiff’s identity had been
unknown, the record indicates that Perler had known Hartman’s identity upon the
filing of the initial complaint. Moreover, Perler suffered no prejudice by Hartman’s
failure to strictly comply with Civ.R. 10(A). Therefore, we overrule Perler’s second,
third, and fourth assignments of error.
Hartman’s Cross-Appeal
{¶18} In Hartman’s sole assignment of error, she argues that the trial court
erred by refusing to include Knapp’s fees in its entry awarding attorney fees solely
because Knapp had filed a notice of a charging lien. We review a trial court’s award
of attorney fees under an abuse-of-discretion standard. Bittner v. TriCounty Toyota,
58 Ohio St.3d 143, 146, 569 N.E.2d 464 (1991).
{¶19} An award of attorney fees is proper “as an element of compensatory
damages where the jury finds that punitive damages are warranted.” Zoppo v.
Homestead Ins. Co., 71 Ohio St.3d 552, 557, 644 N.E.2d 397 (1994). The jury found
that punitive damages were proper against Perler and also found that Hartman
should recover attorney fees. Nevertheless, Perler opposed Hartman’s application
for attorney fees, arguing that Knapp’s fees should not be recovered by Hartman
because Knapp had filed a charging lien. Perler’s argument contravenes the findings
of the jury, and unjustly punishes Hartman by preventing her from recovering
reasonable attorney fees for Knapp’s services solely because Knapp had chosen to file
a notice of charging lien before Hartman had even filed her attorney-fee application.
We can discern no sound reasoning process that supports the trial court’s decision.
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See AAAA Ents. Inc. v. River Place Community Urban Redev. Corp., 50 Ohio St.3d
157, 161, 553 N.E.2d 597 (1990). Therefore, we sustain Hartman’s assignment of
error.
{¶20} In conclusion, we reverse that portion of the trial court’s decision
omitting attorney Knapp’s fees from the fee award to Hartman, and we remand the
issue to the trial court to consider the reasonableness of Knapp’s fees. In all other
respects, the judgment of the trial court is affirmed.
Judgment affirmed in part, reversed in part, and cause remanded.
HILDEBRANDT, P.J., CUNNINGHAM and FISCHER, JJ.
Please note:
The court has recorded its own entry on the date of the release of this opinion.
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