Lopez v. Veitran

[Cite as Lopez v. Veitran, 2012-Ohio-1216.]
IN THE COURT OF APPEALS
FIRST APPELLATE DISTRICT OF OHIO
HAMILTON COUNTY, OHIO
GUILLERMO LOPEZ, : APPEAL NO. C-110511
TRIAL NO. A-1104246
Plaintiff-Appellee, :
O P I N I O N.
vs. :
JUAN VEITRAN, :
Defendant. :
Civil Appeal From: Hamilton County Court of Common Pleas
Judgment Appealed From Is: Appeal Dismissed
Date of Judgment Entry on Appeal: March 23, 2012
McKinney & Namei Co., LPA, and Paul W. Shonk, for Plaintiff-Appellee,
Bleile, Witte & Lape, Adam Boyd Bleile and Stephenie N. Lape, for Nancy Hicks and
Karen Agustin.
Please note: This case has been removed from the accelerated calendar.
OHIO FIRST DISTRICT COURT OF APPEALS
D INKELACKER , Judge.
{¶1} Nancy Hicks and Karen Agustin filed a notice of appeal from a
judgment of the Hamilton County Court of Common Pleas dismissing their
purported counterclaims in an eviction action. Because they were never made
parties in the proceeding below, they have no standing to appeal, and we, therefore,
dismiss the appeal.
{¶2} The record shows that plaintiff-appellee Guillermo Lopez filed a
“Complaint for Eviction and Money” against “Juan Veitran, et al.” in Hamilton
County Municipal Court. The basis of the complaint was nonpayment of rent.
Attached to the complaint was a “Notice to Leave the Premises” directed to Alex Dias,
Luis Blanco, Jorge Albavera, and Veitran, “et al.” Veitran never filed an answer or
appeared in the action.
{¶3} Hicks and Agustin, who were not named as defendants in the
complaint, filed an answer and counterclaim in which they simply added their names
to the list of defendants in the caption. They never filed a motion to intervene under
Civ.R. 24. Subsequently, they filed a motion to transfer the case to common pleas
court because the amount of the counterclaim exceeded the jurisdictional limits of
the municipal court.
{¶4} At a hearing on the complaint, the magistrate recognized that Hicks
and Agustin were not parties because they had not been named in the complaint.
Hicks and Agustin argued that the use of the phrase “et al.” in the complaint included
all the tenants named in the “Notice to leave the Premises.” But they had not been
named in the notice. They later tried to argue that the “et al.” covered all the tenants.
2
OHIO FIRST DISTRICT COURT OF APPEALS
The magistrate did not agree with the argument, and denied the motion to transfer.
He then took testimony from Lopez regarding Veitran.
{¶5} In his decision, the magistrate stated, “Plaintiff is granted restitution
of the premises as described in the statement of claim, plus costs. The claim for
money is continued for the filing of an answer or default judgment.” Hicks and
Agustin filed objections in which they again argued, without citation to any
authority, that “[d]efendants can be known as ‘E.T. AL’ in both the Notice to Leave
the Premises and the Complaint for Eviction.”
{¶6} Subsequently, the trial court ruled on the objections, stating
“Defendant’s notice of appeal from eviction is hereby granted. This case is hereby
remanded back for hearing on the first cause of action.” It was set for a hearing on a
later date. On that date, the magistrate issued a decision ordering that the case be
transferred to common pleas court, and the trial court adopted the magistrate’s
decision.
{¶7} In common pleas court, Lopez filed a Civ.R. 12(B)(6) motion to
dismiss the counterclaim, and a motion for sanctions in which he argued that the
counterclaim was frivolous, relying on facts that were not in the record. He attached
numerous documents to his motion that were not authenticated. Hicks and Agustin
filed a motion to strike, and a response in which they argued that Lopez’s motion was
essentially a motion for summary judgment under Civ.R. 56. Lopez then filed a
motion to permit supplemental affidavits to his Civ.R. 12(B)(6) motion.
{¶8} The common pleas court granted the motion to dismiss the
counterclaim. Because the counterclaim was the reason that the case had been
transferred to common pleas court, it transferred the case back to municipal court.
3
OHIO FIRST DISTRICT COURT OF APPEALS
It further stated, “The Court declines to rule on the motion for sanctions, leaving the
matter to be determined by the Municipal Court Judge.”
{¶9} Hicks and Agustin then appealed the common pleas court’s judgment
to this court. In their sole assignment of error, they contend that the common pleas
court erred in granting the motion to dismiss their counterclaim. We do not reach
the merits of their assignment of error.
{¶10} To have standing to appeal, a person must either have been a party to
the case or have attempted to intervene as a party. A person not a party to the action
has no right of direct appeal from an adjudication. State ex rel. Lipson v. Hunter, 2
Ohio St.2d 225, 225, 208 N.E.2d 133 (1965); In re Adoption of T.B.S., 4th Dist. No.
07CA3139, 2007-Ohio-3559, ¶ 7; In re Estate of Markovich, 9th Dist. No.
06CA008868, 2006-Ohio-6064, ¶ 8-11. Merely appearing in a proceeding and
presenting an argument does not make a person a party to an action with a right to
appeal. Adoption of T.B.S. at ¶ 7; Markovich at ¶ 11.
{¶11} Hicks and Agustin were clearly never made parties in this case. Civ.R.
10 states:
Every pleading shall contain a caption setting forth the name of the
court, the title of the action, the case number and a designation as in
Rule 7(A). In the complaint the title of the action shall include the
names and addresses of all the parties, but in other pleadings it is
sufficient to state the name of the first party on each side with an
appropriate indication of other parties.
The failure to state the name and address of all parties is grounds for dismissal of the
complaint. State ex rel. Sherrills v. Ohio, 91 Ohio St.3d 133, 133, 2001-Ohio-299,
4
OHIO FIRST DISTRICT COURT OF APPEALS
742 N.E.2d 651; Sec. Fed. Sav. & Loan Assn. v. Kleinman, 11th Dist. No. 98-L-098,
1999 Ohio App. LEXIS 5778, *10-11 (Dec. 3, 1999).
{¶12} Basic due process is behind the requirement that the complaint
specify the names and addresses of the parties. “It is essential that a defendant be
put on notice that it is a party to an action. * * * In order for a defendant to timely
move or respond, the caption of the complaint must make it clear that such a
defendant is a proper party and is named as a defendant in the action.” Sec. Fed.
Sav. at 11, quoting Heine v. Crall, 10th Dist. No. 93AP-65, 1993 Ohio App. LEXIS
2616, *5 (May 18, 1993).
{¶13} Thus, under the plain language of the rule, the defendants must be
named in the complaint. It is only in subsequent filings that the use of the term “et
al.” is acceptable. In this case, the only defendant named in the complaint was
Veitran, and he was, therefore, the only defendant. See Hillman v. Edwards, 10th
Dist. No. 10AP-950, 2011-Ohio-2677, ¶ 30. Because Hicks and Agustin were not
named in the complaint, they were not parties. If they wished to be parties, they
should have filed a motion to intervene under Civ.R. 24. Since they did not, they
have no standing to appeal, and we have no choice but to dismiss their appeal. See
State ex rel. Lipson, 2 Ohio St.2d at 225, 208 N.E.2d 133; Markovich, 2006-Ohio-
6064, at ¶ 11; In re Adoption of Addington, 4th Dist. No. 94CA2271, 1995 Ohio App.
LEXIS 3240, *6-7 (July 31, 1995).
Appeal dismissed.
S UNDERMANN , P.J., and C UNNINGHAM , J., concur.
Please note:
The court has recorded its own entry this date.
5