State v. Johnson

[Cite as State v. Johnson, 2017-Ohio-4116.]
IN THE COURT OF APPEALS
TWELFTH APPELLATE DISTRICT OF OHIO
BUTLER COUNTY
STATE OF OHIO, :
CASE NO. CA2016-07-128
Plaintiff-Appellee, :
OPINION
: 6/5/2017
- vs -
:
DONALD LEE JOHNSON, :
Defendant-Appellant. :
CRIMINAL APPEAL FROM BUTLER COUNTY COURT OF COMMON PLEAS
Case No. CR2011-02-0199
Michael T. Gmoser, Butler County Prosecuting Attorney, Michael Greer, Government
Services Center, 315 High Street, 11th Floor, Hamilton, Ohio 45011, for plaintiff-appellee
Donald Lee Johnson, #A655188, Allen Correctional Institution, P.O. Box 4501, Lima, Ohio
45802, defendant-appellant, pro se
S. POWELL, J.
{¶ 1} Defendant-appellant, Donald Lee Johnson, appeals from the decision of the
Butler County Court of Common Pleas denying his pro se post-sentence motion to withdraw
his no contest plea to a charge of aggravated possession of drugs.1 For the reasons outlined
1. Although convicted and sentenced to two other offenses, Johnson's motion to withdraw his no contest plea
only argued against his conviction and sentence for aggravated possession of drugs. We will therefore tailor our
opinion accordingly.
Butler CA2016-07-128
below, we affirm.
{¶ 2} As relevant here, on September 19, 2011, Johnson entered a no contest plea
to a charge of aggravated possession of drugs in violation of R.C. 2925.11, a first-degree
felony. According to the bill of particulars, the charge arose after Johnson was discovered
with 1,919 tablets of morphine on the morning of December 8, 2010 while in Hamilton, Butler
County, Ohio. Unfortunately, prior to accepting Johnson's plea, the trial court did not inform
Johnson that the prison sentence to be imposed for this charge would be mandatory.
Instead, while the transcript of this hearing is incomplete, it is undisputed the trial court
incorrectly stated that there was merely a presumption of prison. The no contest plea form,
however, did explicitly state that the sentence to be imposed for aggravated possession of
drugs was mandatory. Johnson's signature appears on the no contest plea form.
{¶ 3} On October 31, 2011, the trial court held a sentencing hearing wherein it
sentenced Johnson to an aggregate term of 13 years in prison, eight of which were to be
served on the aggravated possession of drugs offense. The trial court also ordered Johnson
to pay $19,000 in fines, $10,000 of which were mandatory. The trial court's sentencing entry
correctly stated that the eight-year prison sentence imposed for the aggravated possession of
drugs offense was "a mandatory prison term" in accordance with R.C. 2929.13(F).
{¶ 4} On September 2, 2014, this court affirmed Johnson's conviction and sentence
on direct appeal in State v. Johnson, 12th Dist. Butler No. CA2011-11-212, 2014-Ohio-3776.
As part of this appeal, Johnson did not allege the trial court erred when it did not specifically
inform him at the plea hearing that the sentence to be imposed resulting from his no contest
plea to aggravated possession of drugs was a mandatory prison term. Instead, Johnson
merely argued "the trial court erred in imposing fines upon him because he is indigent, and
that his trial counsel was ineffective for failing to argue against the fines." Id. at ¶ 8.
{¶ 5} Over a year later, on March 7, 2016, Johnson filed a pro se post-sentence
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motion to withdraw his no contest plea to the aggravated possession of drugs charge. In
support of this motion, Johnson alleged his no contest plea was not entered knowingly,
intelligently, and voluntarily since the trial court had not specifically informed him that the
sentence imposed for that charge would be mandatory, thus making him ineligible for early
judicial release. After holding a hearing on the matter, during which time Johnson was
represented by counsel, the trial court denied Johnson's motion upon finding his claim was
barred by the doctrine of res judicata. In so holding, the trial court found "the issue raised in
[Johnson's motion] to withdraw plea is not an issue that was beyond the knowledge of
[Johnson]" for he "was put on notice of the mandatory nature of the sentence, as well as the
contradictory information provided by the trial judge, prior to the filing of his direct appeal in
2014."
{¶ 6} Johnson now appeals from the trial court's decision, raising a single assignment
of error for review.
{¶ 7} THE TRIAL COURT ABUSED ITS DISCRETION IN DENYING APPELLANT'S
CRIM. R. 32.1 MOTION TO WITHDRAW HIS GUILTY [sic] PLEA UNDER THE DOCTRINE
OF RES JUDICATA THEREBY DENYING HIS RIGHTS UNDER THE UNITED STATES
AND OHIO CONSTITUTION BECAUSE APPELLANT'S GUILTY [sic] PLEA WAS LESS
THAN KNOWING AND INTELLIGENTLY MADE.
{¶ 8} In his single assignment of error, Johnson argues the trial court erred by
denying his pro se post-sentence motion to withdraw his no contest plea to the aggravated
possession of drugs charge. In support of this claim, Johnson argues the trial court erred by
finding the doctrine of res judicata barred his claim since his plea was not entered knowingly,
intelligently, and voluntarily when the trial court failed to inform him that the sentence
imposed for that charge would be mandatory, thus making him ineligible for early judicial
release. We disagree.
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Standard of Review
{¶ 9} Pursuant to Crim.R. 32.1, "[a] motion to withdraw a plea of guilty or no contest
may be made only before sentence is imposed; but to correct manifest injustice the court
after sentence may set aside the judgment of conviction and permit the defendant to
withdraw his or her plea." A defendant who seeks to withdraw a plea after the imposition of a
sentence, such as the case here, has the burden of establishing the existence of a manifest
injustice. State v. Williams, 12th Dist. Clermont No. CA2012-08-060, 2013-Ohio-1387, ¶ 11,
citing State v. Smith, 49 Ohio St. 2d 261 (1977), paragraph one of the syllabus. A manifest
injustice is defined as "a fundamental flaw in the proceedings that results in a miscarriage of
justice or is inconsistent with the demands of due process." State v. Hobbs, 12th Dist.
Warren No. CA2012-11-117, 2013-Ohio-3089, ¶ 9. This sets forth an extremely high
standard that is allowable only in extraordinary cases. State v. Murray, 12th Dist. Brown No.
CA2015-12-029, 2016-Ohio-4994, ¶ 15.
{¶ 10} We review a trial court's decision on a post-sentence motion to withdraw a plea
for an abuse of discretion. State v. Powell, 12th Dist. Clermont No. CA2009-05-028, 2009-
Ohio-6552, ¶ 10. An abuse of discretion is more than an error of law or judgment. State v.
Miller, 12th Dist. Butler No. CA2016-01-007, 2016-Ohio-7360, ¶ 7. Rather, it suggests the
"trial court's decision was unreasonable, arbitrary or unconscionable." State v. Perkins, 12th
Dist. Clinton No. CA2005-01-002, 2005-Ohio-6557, ¶ 8. A decision is unreasonable when it
is "unsupported by a sound reasoning process." State v. Abdullah, 10th Dist. Franklin No.
07AP-427, 2007-Ohio-7010, ¶ 16, citing AAAA Ents., Inc. v. River Place Community Urban
Redevelopment Corp., 50 Ohio St. 3d 157, 161 (1990).
The Doctrine of Res Judicata
{¶ 11} The doctrine of res judicata provides that "a final judgment of conviction bars a
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convicted defendant who was represented by counsel from raising and litigating in any
proceeding except an appeal from that judgment, any defense or any claimed lack of due
process that was raised or could have been raised by the defendant at the trial, which
resulted in that judgment of conviction, or an appeal from the judgment." State v. Wagers,
12th Dist. Preble No. CA2011-08-007, 2012-Ohio-2258, ¶ 10, citing State v. Szefcyk, 77 Ohio
St.3d 93 (1996). Thus, as this court has stated previously, the doctrine of res judicata
applies and bars claims raised in a Crim.R. 32.1 post-sentence motion to withdraw a plea
that were raised or could have been raised in a prior proceeding. State v. Rose, 12th Dist.
Butler No. CA2010-03-059, 2010-Ohio-5669, ¶ 18. In other words, claims raised in support
of a Crim.R. 32.1 post-sentence motion to withdraw a plea that could have been raised on
direct appeal, but were not, are barred by res judicata. State v. Hendrix, 12th Dist. Butler No.
CA2012-05-109, 2012-Ohio-5610, ¶ 11. Res judicata, however, does not apply to a void
sentence for a void sentence may be reviewed at any time. State v. Vancleve, 12th Dist.
Clermont No. CA2016-06-039, 2016-Ohio-7546, ¶ 15, citing State v. Fischer, 128 Ohio St. 3d
92, 2010-Ohio-6238, ¶ 30.
Johnson's Claim is Barred by Res Judicata
{¶ 12} As noted above, Johnson argues the trial court erred by denying his pro se
post-sentence motion to withdraw his no contest plea to aggravated possession of drugs
because his plea was not entered knowingly, intelligently, and voluntarily where the trial court
failed to inform him that the sentence imposed would be mandatory, thus making him
ineligible for early judicial release. However, as this court has stated previously, this failure
does not result in a sentence being rendered void. Vancleve, 2016-Ohio-7546 at ¶ 18 ("a
trial court's failure to specify that a sentence is mandatory does not make the sentence
void"). Rather, this failure merely renders a sentence voidable. State v. Green, 12th Dist.
Butler No. CA2016-09-187, 2017-Ohio-2800, ¶ 12, citing State v. Floyd, 12th Dist. Warren
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No. CA2016-09-077, 2017-Ohio-687, ¶ 18, quoting State v. Gannon, 4th Dist. Lawrence No.
15CA16, 2016-Ohio-1007, ¶ 17. Consequently, the doctrine of res judicata still applies. Id.
{¶ 13} After a thorough review of the record, and just as the trial court found, we find
Johnson was well aware that the sentence imposed for aggravated possession of drugs
would be mandatory, thus making him ineligible for early judicial release, prior to him entering
his no contest plea. As the record reveals, although not specifically informed by the trial
court at his plea hearing, Johnson's signature appears on the no contest plea form, a form
that does explicitly state the prison sentence imposed for that offense would be mandatory.
Johnson further acknowledged on the record that he had read and reviewed this form with his
trial counsel prior to entering his no contest plea. Johnson, therefore, being fully aware of the
trial court's contradictory statements regarding the mandatory nature of this sentence, could
have, and should have, raised this issue as part of his direct appeal.
{¶ 14} Despite this, Johnson claims that it was impossible for him to raise this issue
since the transcript of the plea hearing was incomplete. However, as the trial court correctly
noted, "[e]ven if appellate counsel would not have been made aware of the error through the
transcript of the plea hearing, [Johnson] had knowledge of the error and the opportunity to
bring said error to the attention of appellate counsel to be argued on appeal." We agree with
the trial court's rationale, which is further supported by the fact that the trial court's sentencing
entry correctly stated that the sentence imposed for the aggravated possession of drugs
offense was "a mandatory prison term" in accordance with R.C. 2929.13(F). Johnson,
however, did not raise this as part of his direct appeal and res judicata applies. Therefore,
because the doctrine of res judicata now bars Johnson's claim, we find no error in the trial
court's decision to deny Johnson's pro se post-sentence motion to withdraw his no contest
plea.
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Law of the Case Doctrine
{¶ 15} Alternatively, as noted above, prior to filing his motion to withdraw, this court
affirmed Johnson's conviction and sentence on direct appeal. As stated by the Ohio
Supreme Court, such a motion "does not confer upon the trial court the power to vacate a
judgment which has been affirmed by the appellate court, for this action would affect the
decision of the reviewing court, which is not within the power of the trial court to do." State ex
rel. Special Prosecutors v. Judges, Court of Common Pleas, 55 Ohio St. 2d 94, 98 (1978). In
other words, absent a remand from a higher court, a trial court is without jurisdiction to decide
a motion to withdraw a plea once the appellate court has affirmed the appellant's conviction
on direct appeal. State v. Kwambana, 12th Dist. Clermont No. CA2016-08-060, 2017-Ohio-
1406, ¶ 16; State v. Asher, 12th Dist. Butler No. CA2013-12-234, 2015-Ohio-724, ¶ 7.
However, because the trial court determined that the doctrine of res judicata applied, and
because Johnson is appearing pro se in this matter raising that very issue as his single
assignment of error, further discussion of that issue was warranted under these limited
circumstances. Accordingly, whether under the doctrine of res judicata or based on the law
of the case, Johnson's single assignment of error is overruled.
{¶ 16} Judgment affirmed.
HENDRICKSON, P.J., and RINGLAND, J., concur.
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