Harshbarger v. Moody

[Cite as Harshbarger v. Moody, 2010-Ohio-103.]
IN THE COURT OF APPEALS OF OHIO
THIRD APPELLATE DISTRICT
LOGAN COUNTY
MARK HARSHBARGER, ADMINISTRATOR
OF THE ESTATE OF PAIGE HARSHBARGER,
PLAINTIFF-APPELLANT, CASE NO. 8-09-13
v.
STEVEN R. MOODY, ADMINISTRATOR
OF THE ESTATE OF SCOTT MOODY, OPINION
DEFENDANT-APPELLEE.
Appeal from Logan County Common Pleas Court
Trial Court No. CV 08 10 0553
Judgment Affirmed
Date of Decision: January 19, 2010
APPEARANCES:
David F. Rudwall for Appellant
Richard A. Cline for Appellee
Case No. 8-09-13
PRESTON, J.
{¶1} Plaintiff-appellant, Mark Harshbarger (hereinafter “Harshbarger”),
administrator for the estate of Paige Harshbarger (hereinafter “decedent
Harshbarger”), appeals the judgment entry of the Logan County Court of Common
Pleas granting defendant-appellee’s, Steven R. Moody (hereinafter “Moody”),
administrator for the estate of Scott Moody (hereinafter “decedent Moody”),
motion for summary judgment. For the reasons that follow, we affirm.
{¶2} This appeal stems from the events that took place on May 29, 2005,
when a multiple homicide occurred in Logan County, Ohio, in which six people
were killed. Harshbarger’s daughter, Paige Harshbarger, and Moody’s son, Scott
Moody, were among the dead.
{¶3} Harshbarger filed a claim against the estate of Scott Moody on April
28, 2006 by sending notice to Moody’s counsel in the form of a letter.
Subsequently, on October 20, 2008, Harshbarger filed a complaint in the Logan
County Court of Common Pleas for wrongful death.1 The complaint alleged that
“[o]n or about May 29, 2005, Defendant’s decedent Scott Moody engaged in a
course of negligent, reckless, intentional and/or otherwise wrongful acts and
omissions, as a result of which Plaintiff’s decedent Paige Harshbarger sustained
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The wrongful death action had been initiated in the trial court earlier on May 30, 2006 under case number
CV06-05-0240, but was dismissed on July 30, 2008.
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personal injury, pain, suffering, property damage and loss of enjoyment of life
before her death.” (Compl., Doc. No. 1). Moody filed an answer on October 29,
2008, and later filed a motion for summary judgment on April 17, 2009,
specifically alleging that Harbarger’s claim was barred by R.C. 2117.06(B), which
requires claims to be presented to the estate within six months of the date of the
decedent’s death. On July 30, 2009, the trial court granted Moody’s motion for
summary judgment. In granting Moody’s motion for summary judgment, the trial
court stated:
Relying upon Dibert v. Watson, supra, this Court finds that
this is not a contingent claim, that the discovery rule does not
toll the time to present a claim against the estate and that
Plaintiff was creditor of the Defendant. As the Dibert court
explained “a contingent claim is one in which the liability
thereon is ‘dependent upon some uncertain future event which
may or may not occur.’” Citations omitted. Plaintiff’s
complaint alleges Defendant’s decedent murdered the
Plaintiff’s decedent and the liability arose then. There is no
further uncertain future event that may or may not occur to
trigger the liability on the claim. Therefore, as the Court in
Dibert concluded, this claim is not contingent for purposes of
R.C. 2117.37. The Court of Appeals also in Dibert ruled that
the discovery rule may not be used to evade R.C. 2117.06’s six
month statute of limitations. The Court of Appeals in Dibert
likewise defined creditor as used in R.C. 2117.06 as all persons
having rights in actions against the decedent. Accordingly, the
Court finds that the Plaintiff’s claim was not filed timely
against the Defendant estate and that the motion for summary
judgment is well taken.
(July 30, 2009 JE at 3).
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{¶4} Harshbarger now appeals and raises one assignment of error.
ASSIGNMENT OF ERROR
THE TRIAL COURT ERRED AS A MATTER OF LAW IN
GRANTING SUMMARY JUDGMENT PURSUANT TO THE
LIMITATION PERIOD STATED IN R.C. 2117.06.
{¶5} In his only assignment of error, Harshbarger argues that the trial
court erred in granting Moody’s motion for summary judgment on the basis that
Harshbarger failed to timely file notice against decedent Moody’s estate.
Specifically, Harshbarger argues that his claim did not fall under the R.C.
2117.06’s six-month presentment deadline because his claim was a contingent
claim under R.C. 2117.37, which is an exception to the time period in R.C.
2117.06. Moreover, Harshbarger claims that he could not be considered a
“creditor” under the language of R.C. 2117.06 because his wrongful death action
had yet to accrue. Finally, Harshbarger argues that even if R.C. 2117.06 applies to
his case, then the discovery rule should have tolled the six-month time period.
{¶6} In response, Moody claims that, despite Harshbarger’s position and
his efforts to try to argue the merits of the wrongful death action, the trial court did
not err because it is clear that Harshbarger failed to give timely notice of his claim.
Moreover, Moody states that this Court’s prior decision in Dibert v. Watson, 3d
Dist. No. 8-09-02, 2009-Ohio-2098, is directly on point to this case, and as a
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result, we should likewise overrule Harshbarger’s arguments and assignment of
error.
{¶7} We review a decision to grant summary judgment de novo. Doe v.
Shaffer (2000), 90 Ohio St.3d 388, 390, 738 N.E.2d 1243. Under this standard of
review, we review the appeal independently, without any deference to the trial
court. Conley-Slowinski v. Superior Spinning & Stamping Co. (1998), 128 Ohio
App.3d 360, 363, 714 N.E.2d 991. A motion for summary judgment will be
granted only when the requirements of Civ.R. 56(C) are met. Thus, the moving
party must show: (1) that there is no genuine issue of material fact, (2) that the
moving party is entitled to judgment as a matter of law, and (3) that reasonable
minds can reach but one conclusion when viewing the evidence in favor of the
non-moving party, and the conclusion is adverse to the non-moving party. Civ.R.
56(C); State ex rel. Cassels v. Dayton City School Dist. Bd. of Edn. (1994), 69
Ohio St.3d 217, 219, 631 N.E.2d 150.
{¶8} The party asking for summary judgment bears the initial burden of
identifying the basis for its motion in order to allow the opposing party a
“meaningful opportunity to respond.” Mitseff v. Wheeler (1988), 38 Ohio St.3d
112, 116, 526 N.E.2d 798. The moving party must also demonstrate the absence
of a genuine issue of material fact as to an essential element of the case. Dresher
v. Burt (1996), 75 Ohio St.3d 280, 292, 662 N.E.2d 264. Then the moving party
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must demonstrate that they are entitled to summary judgment as a matter of law, at
which time, the burden then shifts to the non-moving party to produce evidence on
any issue which that party bears the burden of production at trial. Deutsche Bank
Trust Co. v. McCafferty, 3d Dist. No. 1-07-26, 2008-Ohio-520, ¶9, citing
Civ.R.56(E).
{¶9} R.C. 2117.06, which provides the procedure for creditor claims
against debtor estates, in pertinent part, states:
(B) Except as provided in section 2117.061 of the Revised Code,
all claims shall be presented within six months after the death of
the decedent, whether or not the estate is released from
administration or an executor or administrator is appointed
during that six-month period.
(C) Except as provided in section 2117.061 of the Revised Code,
a claim that is not presented within six months after the death of
the decedent shall be forever barred as to all parties, including,
but not limited to, devisees, legatees, and distributees. No
payment shall be made on the claim and no action shall be
maintained on the claim, except as otherwise provided in
sections 2117.37 to 2117.42 of the Revised Code with reference to
contingent claims.
(emphasis added). The six-month presentment requirement applies to “[a]ll
creditors having claims against an estate, including claims arising out of contract,
out of tort, on cognovit notes, or on judgments, whether due or not due, secured or
unsecured, liquidated or unliquidated.” R.C. 2117.06(A) (emphasis added). If a
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claim is not presented within six months of the death of the decedent, the claim is
forever barred. R.C. 2117.06(C).
{¶10} While wrongful death actions are conferred only by statutes and are
derivative in nature, it is clear that wrongful death actions are based on the
“tortious” conduct of another, either intentional or negligent. Eppley v. Tri-Valley
Local School Dist. Bd. of Edn., 122 Ohio St.3d 56, 2009-Ohio-1970, 908 N.E.2d
401, ¶18; In re Estate of Robertson, 159 Ohio App.3d 297, 2004-Ohio-6509, 823
N.E.2d 904, ¶27; BLACK’S LAW DICTIONARY (9th Ed.) 1752. In addition,
wrongful death actions are valid claims that can be asserted against estates. See
R.C. 2125.01. Here, it is undisputed that the death of decedent Moody occurred
on May 29, 2005, and that Harshbarger’s presentation of notice of a claim against
the Moody estate was dated April 28, 2006. This was eleven months after
decedent Moody’s death, and clearly outside R.C. 2117.06’s six-month
presentment period. Therefore, unless the claim falls within an exception, it was
subject to the six-month presentment requirement in R.C. 2117.06
{¶11} Harshbarger argues that his claim was contingent and was not
subject to R.C. 2117.06’s presentation requirement. Moreover, despite the
similarities in this Court’s Dibert case, Harshbarger claims that the trial court
erroneously relied on Dibert because it is factually and legally distinguishable
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from this case. After reviewing the record, we find that the trial court did not err
in relying on our previous case in Dibert.
{¶12} In Dibert, the plaintiff asserted claims for fraud and intentional
interference with an inheritance against the defendant-decedent’s estate for
allegedly falsely representing that defendant-decedent had been authorized to give
legal advice when he had been disbarred from the practice of law. 2009-Ohio-
2098, at ¶¶3-4. The plaintiff relied on defendant-decedent’s advice in the purchase
of a tract of property, and it was only after defendant-decedent’s death that
plaintiff discovered that he was unable to purchase the tract of property, and as a
result, he lost the property’s appreciated value. Id. at ¶¶5-6. After his claims were
dismissed in the trial court for failure to comply with R.C. 2117.06’s six-month
presentment period the plaintiff appealed to this Court. Id. at ¶7. On appeal, this
Court considered the implications of R.C. 2117.06 and R.C. 2117.37, and stated
that since Dibert’s complaint asserted tort causes of action, fraud and intentional
interference with an inheritance, R.C. 2117.06 six-month time provision was
applicable, unless the claims fell under an enumerated exception. Id. at ¶¶11-12.
{¶13} The plaintiff in Dibert argued that his claims were not subject to
R.C. 2117.06’s presentment period because they were contingent claims under
R.C. 2117.37. Id. at ¶12. Specifically, the plaintiff claimed that his claims were
contingent since his fraud claim did not accrue until after defendant’s death, which
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was when the plaintiff suffered actual injury. Id. at ¶9. We rejected the plaintiff’s
arguments that his claims were contingent because the facts that gave rise to his
theories of liability had already occurred and there was no uncertain future event
left for triggering liability on the claims. Id. at ¶12.
{¶14} In addition, the plaintiff also argued that he was not a “creditor”
within in the meaning of R.C. 2117.06 until he had discovered the fraud and his
claim accrued. We also rejected this argument and found that based on the
Supreme Court’s broad definition of “creditor” the plaintiff as a tort claimant fit
within the definition. Id. at ¶14. Moreover, we stated that we were unwilling to
carve out an exception to the presentment requirement for tort claims because
allowing one to bring a claim against an estate regardless of when the decedent
dies went against the policy reasons behind having R.C. 2117.06 – to promote the
early and final settlement of estates. Id.
{¶15} Overall, we found that because the plaintiff’s claims were not
contingent and that he was a “creditor” under R.C. 2117.06, R.C. 2117.06’s six-
month presentment period applied; and since the plaintiff had not provided the
defendant-decedent’s estate notice within the requisite six-months, the plaintiff’s
claims were forever barred. Id. at ¶¶12-14.
{¶16} Similarly, Harshbarger argues that his wrongful death claim is
contingent under R.C. 2117.37, and thus, is not subject to R.C. 2117.06’s time
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period. He claims that unlike the plaintiff in Dibert who knew the identity of the
person who committed the wrongful act both at the time of the transactions and
when he filed his claim against the estate, here the person responsible for the
crime committed on May 29, 2005 is still unknown. Because of this unknown
fact, Harshbarger argues that his claim for wrongful death is contingent and will
not accrue, if at all, until the murderer is identified and decedent Moody is found
liable in civil action for wrongful death. We disagree.
{¶17} With respect to claims against estates, “[a] contingent claim is one in
which the liability thereon is ‘dependent upon some uncertain future event which
may or may not occur.’” In re Estate of Bickham (1993), 85 Ohio App.3d 634,
637, 620 N.E.2d 913, quoting Pierce v. Johnson (1939), 136 Ohio St. 95, 98, 23
N.E.2d 993. Harshbarger argues that the claim against decedent Moody is
contingent upon the resolved issue of who murdered decedent Harshbarger.
However, the Ohio Supreme Court has stated that, “[a] liability on an unliquidated
claim for damages arising out of a tort does not depend for its creation upon the
occurrence of some uncertain event in the future. On the contrary, such a claim is,
as of necessity it must be, based on the theory that the event, the tort, giving rise to
liability, has already occurred and that a cause of action has already accrued and is
in existence. A claim thus cannot be said to be contingent.” Pierce, 136 Ohio St.
at 99.
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{¶18} Here, the tortious conduct that was alleged by Harshbarger and gave
rise to the wrongful death action has already occurred – decedent Harshbarger’s
wrongful death purportedly by the intentional, reckless, or negligent actions by
decedent Moody. The fact that Harshbarger still has to prove that decedent
Moody was the one responsible for decedent Harshbarger’s death does not make
the claim contingent for purposes of R.C. 2117.06 and R.C. 2117.37. The
essential facts that gave rise to wrongful death liability have already occurred, and
there is no other “uncertain future event that may or may not occur” that may or
may not trigger liability on the claim. Dibert, 2009-Ohio-2098, ¶12 (finding that
the facts giving rise to claims of fraud and intentional interference with an
inheritance had already occurred). Thus, Harshbarger’s argument that his claim is
contingent is meritless.
{¶19} Harshbarger also argues that his claim is contingent because he is
not a “creditor” prescribed under R.C. 2117.06(A). First, he claims that unlike the
plaintiff in Dibert, the plaintiff in this case was not ascertained at the moment of
death because a legal representative had to be appointed pursuant to probate law
before a claim against decedent Moody’s estate could have been asserted.
However, a personal representative need not be established before a wrongful
death claim can be pursued against an estate; rather, a statutory beneficiary,
because they are a real party in interest, may assert the wrongful death claim
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within the time limits imposed under R.C. 2117.06. Burwell v. Maynard (1970),
21 Ohio St.2d 108, 111-12, 255 N.E.2d 628 (rejecting the proposition that because
only the executor or administrator of the wrongfully deceased person is the only
person who can bring the action under R.C. 2152.02, only that executor or
administrator can present the claim under R.C. 2117.06). Therefore,
Harshbarger’s assertion that his claim was contingent merely because he had yet to
be appointed as decedent Harshbarger’s personal representative is meritless.
{¶20} Second, Harshbarger argues that he was not a creditor until his cause
of action began to run, which in this case will not occur until a jury finds decedent
Moody liable for the murders. However, the term “creditor” has been broadly
defined by the Ohio Supreme Court, and includes “all persons having rights in
action against the decedent,” and as we stated in Dibert, “a tort claimant is a
‘creditor’ within the meaning of R.C. 2117.06, regardless of whether the claim is
due or not, liquidated or unliquidated.” Dibert, 2009-Ohio-2098, at ¶13, quoting
The Ohio Savings Assoc. v. Friedman (Jan. 4, 1980), 8th Dist. No. 40001, at *4,
citing Pierce, 136 Ohio St. 95; Burwell, 21 Ohio St.2d 108. In addition, the
Supreme Court has also stated that R.C. 2117.06 “is founded on reasons of public
policy; and its object is to promote the early and final settlement of estates, and to
enable distribution to be made of the residuum among those entitled, freed from
charges and encumbrances.” Pierce, 136 Ohio St. at 99. As we held in Dibert
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with respect to the claims of fraud and intentional interference with an inheritance,
we likewise believe that carving out an exception to R.C. 2117.06’s six-month
presentment period and finding that a wrongful death action can be brought
against an estate regardless of the date of the decedent’s death does not further this
public policy. 2009-Ohio-2098, at ¶14, citing Love v. City of Port Clinton (1988),
37 Ohio St.3d 98, 99, 524 N.E.2d 166 (“A special statutory provision which
relates to the specific subject matter involved in litigation is controlling over a
general statutory provision which might otherwise be applicable.”) For all of the
above reasons, we find that Harshbarger was a creditor under R.C. 2117.06(A);
and therefore, that the six-month presentment period found in R.C. 2117.06(C)
applies.
{¶21} Finally, Harshbarger argues that if we find R.C. 2117.06 applicable,
we should apply the discovery rule and find that the six-month presentment period
should have been tolled until such time when they are able to discover who
committed the murders. However, we also addressed this issue in Dibert, and
stated that the time period under R.C. 2117.06 will control unless a claim falls
under one of the enumerated exceptions provided by the revised code. Dibert,
2009-Ohio-2098, at ¶15. The statutory time period in R.C. 2117.06 cannot be
ignored on the basis of “general equitable principles,” and since the discovery rule
is an equitable principle outside the purview of the enumerated statutory
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exceptions, it may not be used to evade R.C. 2117.06’s six-month presentment
period. Id., citing The Ohio Savings Assoc. v. Friedman (Jan. 4, 1980), 8th Dist.
No. 40001, at *3; In re Andres’ Estate, 144 Ohio App. 167, 168, 180 N.E.2d 855;
Palmer Mfg. & Supply, Inc. v. BancOhio Natl. Bank (1994), 93 Ohio App.3d 17,
22, 637 N.E.2d 386, fn.2.
{¶22} Harshbarger cites to and relies heavily on Collins v. Sotka (1998), 81
Ohio St.3d 506, 692 N.E.2d 581, syllabus; however, we find Harshbarger’s
reliance on Collins misplaced. Collins involved the accrual of a cause of action in
a wrongful death case for purposes of the two-year statute of limitations in R.C.
2125.02(D) wherein the decedent had been murdered. 81 Ohio St.3d at 506-08.
The Court acknowledged that generally a cause of action accrues and the statute of
limitations begins to run at the time the wrongful act was committed. Id. at 507.
However, the Supreme Court applied the discovery rule to the facts of Collins and
held that, “[i]n a wrongful death action that stems from a murder, the statute of
limitations begins to run when the victim’s survivors discover, or through the
exercise of reasonable diligence should have discovered, that the defendant has
been convicted and sentenced for the murder.” Id. at 506, paragraph two of the
syllabus.
{¶23} Even though the Supreme Court held that the discovery rule is
applicable in a wrongful death action that stems from a murder, in that particular
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case, the claim was against a live defendant, not an estate. See id. Additionally,
the time limitations for asserting wrongful death actions, generally, has no
application to the facts in this case. Friedman, at *4, citing Breen v. Conn (1940),
64 Ohio App. 325, 28 N.E.2d 684 (holding that the statute permitting a minor to
file an action anytime during the age of minority and during a limited time
thereafter has no application to the presentment of claims to an executor or
administrator). A person still must present a claim against an estate in accordance
with the time requirements in R.C. 2117.06. Furthermore, the public policy
behind R.C. 2117.06 is extremely clear and overriding: the expeditious settlement
of decedent estates; and, it is different than the public policy reasons considered by
the Supreme Court in Collins. See Collins, 81 Ohio St.3d at 507-11. In fact, the
Supreme Court did not address any of the policy considerations that underpin R.C.
2117.06(C) in Collins. See id. Therefore, based on the above, we do not believe
that Collins is dispositive to this case.
{¶24} Even though none of the parties raised this particular issue, in light
of Harshbarger’s reliance on Collins, we would note that R.C. 2117.06
additionally provides:
(G) Nothing in this section or in section 2117.07 of the Revised
Code shall be construed to reduce the periods of limitation or
periods prior to repose in section 2125.02 or Chapter 2305. of the
Revised Code, provided that no portion of any recovery on a claim
brought pursuant to that section or any section in that chapter
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shall come from the assets of an estate unless the claim has been
presented against the estate in accordance with Chapter 2117. of
the Revised Code.
(emphasis added). R.C. 2125.02 provides that wrongful death actions shall be
commenced within two years after the decedent’s death. R.C. 2125.02(D)(1).
Moreover, as we stated above, when an action is prosecuted against the tortfeasor-
decedent’s personal representative, any damages recovered will be a claim against
the tortfeasor’s estate. See R.C. 2125.01. Here, Harshbarger’s wrongful death
claim was asserted against decedent Moody’s estate, and unless it specifically
alleged the existence of some non-estate source for recovery, it had to comply with
the presentation requirements under R.C. 2117.06(A). See Meinberg v. Glaser
(1968), 14 Ohio St.2d 193, 237 N.E.2d 605. See, also, In re Estate of Bishop, 2nd
Dist. No. 20102, 2004-Ohio-2197, ¶12 (finding that plaintiff could have brought a
valid action against the estate after expiration of R.C. 2117.06 pursuant to R.C.
2117.06(G) provided that the recovery would come from non-estate assets);
Jackson v. Conn (July 12, 1995), 2nd Dist. No. 95-CA-11 (“[I]f Jackson had
otherwise satisfied the two-year statute of limitations provided in R.C. 2305.10,
her claim may have survived as to non-estate assets even though it was brought
more than one year after Conn’s death.”).
{¶25} Therefore, for all of the above reasons, when reviewing the evidence
in a light most favorable for the non-moving party, we find that the trial court
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properly granted Moody’s motion for summary judgment because Harshbarger
failed to present timely notice of his claim against the Moody estate.
{¶26} Harshbarger’s assignment of error is, therefore, overruled.
{¶27} Having found no error prejudicial to the appellant herein in the
particulars assigned and argued, we affirm the judgment of the trial court.
Judgment Affirmed
WILLAMOWSKI, P.J. and SHAW, J., concur.
/jlr
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