State v. Shadoan

[Cite as State v. Shadoan, 2011-Ohio-4400.]
IN THE COURT OF APPEALS OF OHIO
FOURTH APPELLATE DISTRICT
ADAMS COUNTY
STATE OF OHIO, :
:
Plaintiff-Appellee, : Case No. 10CA904
:
vs. : Released: August 23, 2011
:
ROY W. SHADOAN, : DECISION AND JUDGMENT
: ENTRY
Defendant-Appellant. :
APPEARANCES:
Lisa Rothwell, West Union, Ohio, for Appellant.
C. David Kelley, Adams County Prosecutor, and Barbara Moore-Eiterman, Adams
County Assistant Prosecutor, West Union, Ohio, for Appellee.
McFarland, J.:
{¶1} Appellant Roy W. Shadoan appeals his conviction in the Adams
County Court of Common Pleas after a jury found him guilty of two counts of
rape, felonies of the first degree in violation of R.C. 2907.02(A)(2); and one count
of gross sexual imposition, a felony of the fourth degree in violation of R.C.
2907.05(A)(1). On appeal, Appellant raises two assignments of error, arguing 1)
he was denied due process of law when the state failed to deliver exculpatory
evidence to him; and 2) the trial court erred when it determined he did not meet the
criteria to file a second petition for post-conviction relief set forth in R.C. 2953.23.
Adams App. No. 10CA904 2
Having reviewed the record, we find the state’s failure to produce the subject
evidence was not a constitutional error and we overrule both of Appellant’s
assignments of error. We affirm the trial court’s judgment.
FACTS
{¶2} We previously stated the facts of this case in State v. Shadoan, 4th Dist.
No. 03CA764, 2004-Ohio-1756:
{¶3} “On September 18, 2002, the thirteen-year-old victim [M.S.] called 911
from her friend’s home. The victim stated: ‘I’m making a, a complaint because my
dad, he molested me.’ On December 31, 2002, the Adams County Grand Jury
returned an indictment charging [A]ppellant with two counts of rape, in violation
of R.C. 2907.02(A)(2), and one count of gross sexual imposition, in violation of
R.C. 2907.05(A)(1).
{¶4} “Beginning on March 24, 2003, and continuing on March 25, 2003, the
court held a jury trial. The victim testified that three separate incidents of sexual
activity occurred between her and the appellant. The victim stated that one
incident occurred while she was sleeping. She awoke upon realizing that appellant
was licking her vagina. The victim testified that [A]ppellant’s actions made her
feel ‘very uncomfortable’ and ‘scared.’ Once she realized what was happening,
she asked appellant to stop.
Adams App. No. 10CA904 3
{¶5} “Another incident occurred when the appellant showed the victim his
penis, told her to ‘give it a kiss,’ and then told her to ‘suck it.’ She complied
because she was scared and ‘did not know what to do.’ The victim stated
[Appellant] then inserted his penis in her mouth and put his hands on her head,
moving her head in an up-and-down direction. Appellant subsequently ejaculated
in the victim’s mouth.
{¶6} “The victim explained that the third incident occurred while she
watched cartoons. Appellant told the victim to get on her hands and knees. She
complied because she ‘did not know what to do.’ She stated that she was ‘scared
and uncomfortable.’ Appellant then positioned himself behind her and pulled
down her pants and underwear. The victim stated that she felt pressure in her
‘butthole’ and that [A]ppellant’s hands were on her hips. She stated that
[A]ppellant rubbed his fingers by her vagina. She testified that she felt wetness on
her ‘butt cheeks’ and ‘in [her] vagina.’ The victim stated that she wanted to move
but [A]ppellant told her not to move. When appellant finished, he retrieved a rag
and wiped the victim.
{¶7} “Appellant denied that he licked the victim’s vagina or that he anally
raped her. He admitted, however, that he ejaculated in the victim’s mouth, but
claims he did so because he thought that the person performing fellatio upon him
was his wife. Appellant explained that he had been sleeping with his shirt covering
Adams App. No. 10CA904 4
his eyes when he felt someone performing fellatio. He assumed that it was his
wife, but after he ejaculated and sat up, he realized that it was the victim.”
{¶8} “Appellant also presented evidence tending to show that the victim had
a motivation to lie and to make up the allegations. He claimed that she did not like
living with him and that she wanted to move to the State of Washington to live
with other relatives.” Shadoan at ¶ 8-12.
{¶9} The jury convicted Appellant of all three counts within the indictment.
Appellant appealed his conviction, which we affirmed in March 2004. While that
appeal was pending, Appellant filed a “Petition to Vacate or Set Aside Sentence,”
in which he argued he was denied effective assistance of counsel when his trial
counsel failed to present exculpatory evidence. Specifically, Appellant argued his
counsel should have presented the second page of a report from Children’s
Hospital Medical Center that noted the results of M.S.’ vaginal and rectal exams
were “normal.” The trial court denied Appellant’s petition because Appellant’s
appeal divested the court of jurisdiction to consider his petition. Appellant did not
appeal the denial of his petition.
{¶10} Subsequently, in June 2005, Private Investigator Martin Yant (“Yant”)
contacted Appellant. Appellant’s sister hired Yant to prove Appellant’s innocence.
In 2006, Yant obtained evidence from the Adams County Sheriff’s Office,
pursuant to a public records request, pertaining to Appellant’s case. Yant received
Adams App. No. 10CA904 5
an evidence worksheet from Matthew Potts, an employee of Adams County
Children Services Agency; the interview notes from Sheriff’s Deputy Jim
Heitkemper; and pages one and three of the results of M.S.’ examination at
Children’s Hospital.
{¶11} Two years later, in August 2008, Appellant filed his second petition
for post-conviction relief. Appellant attached the evidence Yant obtained to his
petition and argued the state’s suppression of that evidence denied him due
process.
{¶12} The trial court denied Appellant’s petition as untimely. We remanded
the case for the trial court to consider whether Appellant was entitled to an
evidentiary hearing, whether the evidence was exculpatory, and whether Appellant
was denied due process.
{¶13} The trial court then afforded Appellant an evidentiary hearing.
Afterward, the court issued a written decision denying Appellant’s second petition
as untimely. The trial court reasoned Appellant had failed to meet the criteria set
forth in R.C. 2953.23(A)(1) and the court was precluded from considering the
merits of his second petition.
{¶14} Appellant now appeals the trial court’s decision.1
1
As noted in our entry of January 25, 2011, Appellant’s appeal is timely.
Adams App. No. 10CA904 6
ASSIGNMENTS OF ERROR
I. “APPELLANT WAS DENIED A FAIR TRIAL AND DUE PROCESS
OF LAW BY WHEN THE STATE FAILED TO PROVIDE
EXCULPATORY MATERIALS AS REQUIRED BY CRIMINAL RULE
16 AND BRADY.”
II. “THE TRIAL COURT ERRED TO THE PREJUDICE OF APPELLANT
AS A MATTER OF FACT AND LAW AND/OR ABUSED ITS
DISCRETION WHEN IT ERRONEOUSLY DETERMINED THAT
APPELLANT FAILED TO MEET THE CRITERIA SET FORTH IN
O.R.C. § 2953.23.”
STANDARD OF REVIEW
{¶15} “Postconviction relief is a narrow remedy reserved for addressing
errors of constitutional dimension that occurred outside the trial record.” State v.
Davis, 4th Dist. No. 10CA25, 2011-Ohio-1706, at ¶ 6, citing State v. Steffen, 70
Ohio St.3d 399, 410, 639 N.E.2d 67. “Unlike a direct appeal, a petitioner has no
constitutional right to postconviction relief.” Id. “The petitioner seeking
postconviction relief has no more rights than those granted within the statute.” Id.,citing State v. Calhoun, 86 Ohio St.3d 279, 281, 1999–Ohio–102, 714 N.E.2d 905.
{¶16} Generally, an appellant must file his petition for post-conviction relief
within 180 days of the filing of the transcript in an appeal, or within 180 days of
the expiration of the time for filing an appeal, if he filed no appeal. R.C.
2953.21(A)(2). “The time limitation prescribed in R.C. 2953.21(A)(2) is
jurisdictional, i.e., a trial court cannot entertain an untimely petition unless one of
Adams App. No. 10CA904 7
the exceptions set forth in R.C. [2953.23(A)] applies.” Davis at ¶ 9, citing State v.
Smith, 4th Dist. No. 06CA65, 2007-Ohio-4730, at ¶ 11.
{¶17} Here, R.C. 2953.23(A)(2) does not apply because DNA testing has not
established Appellant’s actual innocence. What remains is for Appellant to satisfy
R.C. 2953.23(A)(1), which provides, in pertinent part:
{¶18} “(A) * * * [A] court may not entertain * * * a second petition or
successive petitions for * * * relief on behalf of a petitioner unless division (A)(1)
or (2) of this section applies:
“(1) Both of the following apply:
“(a) Either the petitioner shows that the petitioner was unavoidably
prevented from discovery of the facts upon which the petitioner must rely to
present the claim for relief, * * *.
“(b) The petitioner shows by clear and convincing evidence that, but for
constitutional error at trial, no reasonable factfinder would have found the
petitioner guilty of the offense of which the petitioner was convicted * * *.”
{¶19} “The Supreme Court of Ohio has defined ‘clear and convincing
evidence’ as ‘the measure or degree of proof that will produce in the mind of the
trier of fact a firm belief or conviction as to the allegations sought to be
established. It is intermediate, being more than a mere preponderance, but not to
the extent of such certainty as required beyond a reasonable doubt as in criminal
Adams App. No. 10CA904 8
cases. It does not mean clear and unequivocal.’” In re M.O., 4th Dist. No.
10CA3189, 2011-Ohio-2011, at ¶ 7, quoting In re Estate of Haynes (1986), 25
Ohio St.3d 101, 104, 495 N.E.2d 23.
{¶20} We review the trial court’s denial of a petition for post-conviction
relief after a hearing for abuse of discretion. See State v. Gondor, 112 Ohio St.3d
377, 2006-Ohio-6679, 860 N.E.2d 77, at ¶ 45; In re B.C.S., 4th Dist. No. 07CA60,
2008-Ohio-5771, at ¶ 9 (citing Gondor). “‘The term “abuse of discretion”
connotes more than an error of law or judgment; it implies that the court’s attitude
is unreasonable, arbitrary or unconscionable.’” (Citations omitted.) Blakemore v.
Blakemore (1983), 5 Ohio St.3d 217, 219, 450 N.E.2d 1140, quoting State v.
Adams (1980), 62 Ohio St.2d 151, 157, 404 N.E.2d 144. “Under this highly
deferential standard of review, we may not simply substitute our judgment for that
of the trial court.” Woody v. Woody, 4th Dist. No. 09CA34, 2010-Ohio-6049, at ¶
35, citing In re Jane Doe I (1991), 57 Ohio St.3d 135, 137-138, 566 N.E.2d 1181.
“Rather, we are limited to determining whether considering the totality of the
circumstances, the trial court acted unreasonably, arbitrarily or unconscionably.”
Id., citing Briganti v. Briganti (1984), 9 Ohio St.3d 220, 222, 459 N.E.2d 896,
citing Blakemore, 5 Ohio St.3d at 218-220.
Adams App. No. 10CA904 9
LEGAL ANALYSIS
{¶21} Appellant’s second assignment of error is dispositive and we address
it first. Appellant contends the newly discovered evidence reveals inconsistencies
between M.S.’ trial testimony and her pretrial statements to investigators, which
Appellant could have used to impeach her. Appellant argues the state’s entire case
against him hinged on the credibility of M.S. and had the jury been presented with
these inconsistent statements, they may have found her “testimony was
exaggerated or unbelievable.” (Appellant’s Br. at 4.) Appellant claims the state’s
failure to disclose this evidence was a constitutional error and the jury would not
have convicted him otherwise. We disagree.
{¶22} “[S]uppression by the prosecution of evidence favorable to an accused
upon request violates due process where the evidence is material either to guilt or
to punishment, irrespective of the good faith or bad faith of the prosecution.”
Brady v. Maryland (1963), 373 U.S. 83, 87, 83 S.Ct. 1194, 10 L.Ed.2d 215.
“Impeachment evidence, however, as well as exculpatory evidence, falls within the
Brady rule. Such evidence is ‘evidence favorable to an accused’ so that, if
disclosed and used effectively, it may make the difference between conviction and
acquittal.” (Internal citations omitted.) Unites States v. Bagley (1985), 473 U.S.
667, 676, 105 S.Ct. 3375, 87 L.Ed.2d 481.
Adams App. No. 10CA904 10
{¶23} “[T]he duty to disclose exculpatory evidence also extends to those
officials acting within the prosecutorial arm of the government or on the
government’s behalf, including the police.” State v. Payne, 10th Dist. No. 09AP-
107, 2010-Ohio-1018, at ¶ 30, citing Kyles v. Whitley (1995), 514 U.S. 419, 437,
115 S.Ct. 1555, 131 L.Ed.2d 490. “A defendant is not, however, entitled to pretrial
disclosure of all information that might be useful in contradicting favorable
testimony. ‘The mere possibility that an item of undisclosed information might
have helped the defense, or might have affected the outcome of the trial, does not
establish “materiality” in the constitutional sense.’” (Internal citations omitted.)
State v. Hatton (Apr. 19, 1999), 4th Dist. No. 97CA34, quoting State v. Heyward
(May 18, 1998), 4th Dist. No. 96CA42.
{¶24} “[S]uch suppression of evidence amounts to a constitutional violation
only if it deprives the defendant of a fair trial. Consistent with ‘our overriding
concern with the justice of the finding of guilt,’ a constitutional error occurs, and
the conviction must be reversed, only if the evidence is material * * *.” (Internal
citations omitted.) Bagley, 473 U.S. at 678. “The evidence is material only if
there is a reasonable probability that, had the evidence been disclosed to the
defense, the result of the proceeding would have been different. A ‘reasonable
probability’ is a probability sufficient to undermine confidence in the outcome.”
Bagley at 682. This standard applies regardless of whether the accused requested
Adams App. No. 10CA904 11
the evidence be disclosed. Id. “Furthermore, we note that the materiality of
suppressed evidence must be determined collectively rather than item-by-item.”
Hatton, citing Kyles, 514 U.S. at 436-437.
Old Evidence
{¶25} Preliminarily, Appellant was not unavoidably prevented from
discovering all of the evidence he attached to his second petition. While the first
and third pages of the medical report from Children’s Hospital Medical Center in
Cincinnati, Ohio are “new,” the second page is not. The second page contains the
results of the physical examination of M.S., which the state provided to Appellant
prior to trial. (See Appellant’s Feb. 26, 2004 Petition to Vacate or Set Aside
Sentence at 3.) As the trial court correctly noted, Appellant’s newly discovered
evidence consists of “the field notes of the Children Services Investigator as well
as the investigative notes of Deputy Heitkemper,” and “additional pages (1 and 3)
of a Medical Exam Report” that “were not disclosed in discovery prior to trial.”
(Judgment Entry at 3.) We defer to the trial court’s finding that these were the
only “new” pieces of evidence and thus do not consider Appellant’s arguments
surrounding the second page of the medical report.
New Evidence Medical Records
{¶26} The two new pages of the medical report from Children’s Hospital
contain a narrative of what Jennifer Sharp, an employee of the Adams County
Adams App. No. 10CA904 12
Department of Human Services, and M.S. related to Laura Monhollen, the social
worker at the hospital. M.S. recounted the incident of awaking to Appellant
performing cunnilingus on her; Appellant vaginally and anally penetrating her;
Appellant forcing M.S. to give him a “blow job,”; Appellant licking her breasts;
and Appellant giving her vibrators.
Children Services Investigative Summary
{¶27} Matthew Potts (“Potts”), an employee of Adams County Children
Services Agency, compiled an evidence worksheet summarizing conversations he
had during the investigation. Potts’ summary of his conversation with M.S. noted
two incidences of sexual contact. The first was when Appellant performed
cunnilingus on M.S. The second was when Appellant forced M.S. to perform
fellatio on him. The second incident also included Appellant having vaginal and
anal sex with M.S.
Deputy Heitkemper’s Interview Notes
{¶28} Adams County Sheriff’s Deputy Jim Heitkemper (“Heitkemper”)
kept written notes of his interview with M.S. Heitkemper noted three incidences of
sexual contact between M.S. and Appellant, and numbered them one through three,
with number one containing two separate acts. The first incident occurred at 834
Castle (Cassel) Run Road. Appellant was drunk and as M.S. was talking to him,
he pulled up her shirt and bra and licked her breast. Later that night, as M.S. was
Adams App. No. 10CA904 13
asleep on the couch, she awoke to her pants being off and Appellant performing
cunnilingus on her.
{¶29} The second incident occurred at 125 Castle (Cassel) Run Road,
Appellant’s mother’s house. Appellant was lying in the laundry room with his
eyes covered when M.S. came to ask him a question. Appellant told M.S. to kiss
his penis, then to suck it. She did so, and Appellant ejaculated.
{¶30} The third incident again occurred at 125 Castle (Cassel) Run Road.
While in the living room, Appellant pulled down M.S.’ pants and told her to get on
the love seat. Appellant approached her from behind, rubbed his penis on her
genitals, then wiped her off and took her back to the other house. On the same
page of Heitkemper’s notes, he indicates this same conduct occurred later in a
barn, but M.S. thought “it went in her ‘butt.’”
M.S.’ Trial Testimony
{¶31} M.S. testified to the incident where Appellant performed cunnilingus
on her; the incident where Appellant had her perform fellatio on him; and the
incident where Appellant was behind her rubbing his penis on her genitals, and
anal penetration occurred. M.S. also testified Appellant had given her two
vibrators.
Adams App. No. 10CA904 14
Materiality of Statements
{¶32} Overall, we cannot say the outcome of the trial would have been
different had the state timely disclosed this new evidence to Appellant. First, the
newly discovered pretrial statements of M.S. are not inconsistent with her trial
testimony. Black’s Law Dictionary (9th ed. 2009), defines “inconsistent” as
“[l]acking agreement among parts; not compatible with another fact or claim.”
Likewise, the Oxford Universal Dictionary (3d ed. 1955), defines “inconsistent” as
“not agreeing in substance, spirit, or from; * * * at variance, discordant,
incompatible, incongruous.”
{¶33} While the multiple statements M.S. gave are not identical, they are
compatible. In her pretrial statements to Heitkemper and the social worker at
Children’s Hospital, M.S. stated Appellant licked her breasts. In the statement at
Children’s Hospital, M.S. also stated Appellant gave her vibrators. Yet the fact
that M.S. did not include these additional details in her other pretrial statements
does not render her statements inconsistent, or incongruent; it merely means these
statements contain additional facts. However, these additional facts are congruent
with the other statements and not contradictory.
{¶34} Even more salient is the common facts amongst the statements. In
every statement, M.S. stated Appellant performed cunnilingus on her. In every
statement, M.S. stated Appellant made her perform fellatio on him. In every
Adams App. No. 10CA904 15
statement, M.S. stated Appellant’s penis contacted her vaginal and anal areas.
Thus, we cannot say M.S.’ pretrial statements are inconsistent with one another or
her trial testimony.
{¶35} Second, Appellant already had an opportunity to cross-examine M.S.
about the pretrial statement she gave to Potts. Appellant’s counsel asked M.S.
three times whether she had disclosed to Potts that Appellant had engaged in anal
sex with her, and each time M.S. responded affirmatively. (Tr. at 71-72.)
Appellant’s counsel attempted to revisit the issue on recross examination, but
withdrew the question upon the state’s objection. (Tr. at 98.) This greatly lessens
the probability the new evidence would change the outcome, because a jury once
considered and rejected Appellant’s implication that M.S.’ statement to Potts was
inconsistent with her trial testimony or showed a lack of credibility.
{¶36} Third, Appellant has failed to show how this new evidence would
prevent a jury from convicting him. Appellant’s testimony, his wife’s testimony,
and Appellant’s other daughter’s testimony, if believed, would have corroborated
Appellant’s theory that M.S. was a troubled teen who fabricated the allegations of
sexual abuse in order to be placed in a different home where she would have more
freedom. Yet the jury did not believe Appellant’s theory of the case and convicted
him of all charges. Appellant has not shown by clear and convincing evidence that
introducing M.S.’ pretrial statements would change that outcome.
Adams App. No. 10CA904 16
{¶37} Therefore, we cannot say there is a reasonable probability that, had
the suppressed evidence been disclosed to Appellant, the result of his trial would
have been different. The suppressed evidence, as a whole, is insufficient to
undermine confidence in Appellant’s conviction and is not material under Bagley.
The state’s failure to disclose immaterial evidence was not a constitutional error.
{¶38} Given the state’s suppression of evidence was not a constitutional
error, Appellant cannot demonstrate by clear and convincing evidence the outcome
would have been different but for a constitutional error – as there was none – and
he cannot satisfy R.C. 2953.23(A)(1)(b). As Appellant failed to satisfy R.C.
2953.23(A), the trial court was right not to entertain the merits of Appellant’s
second petition.
{¶39} Accordingly, we find the trial court did not abuse its discretion when
it held Appellant failed to meet the criteria in R.C. 2953.23(A)(1) and denied his
second petition for post-conviction relief. As such, we overrule Appellant’s
second assignment of error, overrule his first assignment of error as moot, and
affirm the trial court’s judgment.
JUDGMENT AFFIRMED.
Adams App. No. 10CA904 17
JUDGMENT ENTRY
It is ordered that the JUDGMENT BE AFFIRMED and that the Appellee
recover of Appellant costs herein taxed.
The Court finds there were reasonable grounds for this appeal.
It is ordered that a special mandate issue out of this Court directing the
Adams County Common Pleas Court to carry this judgment into execution.
IF A STAY OF EXECUTION OF SENTENCE AND RELEASE UPON
BAIL HAS BEEN PREVIOUSLY GRANTED BY THE TRIAL COURT OR
THIS COURT, it is temporarily continued for a period not to exceed sixty days
upon the bail previously posted. The purpose of a continued stay is to allow
Appellant to file with the Supreme Court of Ohio an application for a stay during
the pendency of proceedings in that court. If a stay is continued by this entry, it
will terminate at the earlier of the expiration of the sixty day period, or the failure
of the Appellant to file a notice of appeal with the Supreme Court of Ohio in the
forty-five day appeal period pursuant to Rule II, Sec. 2 of the Rules of Practice of
the Supreme Court of Ohio. Additionally, if the Supreme Court of Ohio dismisses
the appeal prior to expiration of sixty days, the stay will terminate as of the date of
such dismissal.
A certified copy of this entry shall constitute the mandate pursuant to Rule
27 of the Rules of Appellate Procedure.
Exceptions.
Kline, J. and Abele, J.: Concur in Judgment and Opinion.
For the Court,
BY: _________________________
Matthew W. McFarland, Judge
NOTICE TO COUNSEL
Pursuant to Local Rule No. 14, this document constitutes a final
judgment entry and the time period for further appeal commences from the
date of filing with the clerk.