State v. Smith

[Cite as State v. Smith, 2014-Ohio-3855.]
IN THE COURT OF APPEALS OF OHIO
SIXTH APPELLATE DISTRICT
WOOD COUNTY
State of Ohio Court of Appeals No. WD-13-057
Appellee Trial Court No. 12 CR 395
v.
Amanda Smith DECISION AND JUDGMENT
Appellant Decided: September 5, 2014
*****
Paul A. Dobson, Wood County Prosecuting Attorney, and
Heather Baker and David T. Harold, Assistant Prosecuting
Attorneys, for appellee.
Tim A. Dugan, for appellant.
*****
YARBROUGH, P.J.
I. Introduction
{¶ 1} Appellant, Amanda Smith, appeals the judgment of the Wood County Court
of Common Pleas (“trial court”), finding her guilty of one count of complicity to rape and
sentencing her to a prison term of 10 years. For the following reasons, we affirm.
A. Facts and Procedural Background
{¶ 2} On November 7, 2011, appellant’s stepfather, W.L., reported to the Bowling
Green Police Department that appellant had received several photos from A.L. revealing
instances of sexual abuse against A.L.’s 17-month old daughter, E.L. Upon further
investigation, the police discovered that appellant encouraged A.L. to engage in the
sexual activities depicted in the photos and asked him to send her the pictures upon
completion of the acts. Appellant was 17 years old at the time of the incident. Appellant
confessed to her involvement in the incident when she was questioned by the police,
indicating that she received sexual gratification from the pictures.
{¶ 3} As a result of the foregoing, a complaint was filed on November 8, 2011, in
the Wood County Court of Common Pleas, Juvenile Division (“juvenile court”), charging
appellant with an act that, if committed by an adult, would constitute complicity to rape
in violation of R.C. 2907.02(A)(1)(b), a felony of the first degree. Thereafter, the state
filed a motion to relinquish jurisdiction under Juv.R. 30. Upon a finding of probable
cause that appellant committed the acts charged in the complaint, the juvenile court
continued the matter for an amenability hearing.
{¶ 4} The amenability hearing occurred on three separate days. On the first day of
the hearing, appellant presented the testimony of Dr. Gerald J. Briskin. Regarding his
examination of appellant, Dr. Briskin testified that appellant
* * * presented a rather unusual clinical picture. From a diagnostic
standpoint there really is no clear-cut entity that she fits into, but in
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understanding the personality dynamics, the way she’s put together, the
impact of her life experiences, you can formulate a picture of the way she
tends to function, her general personality, her general personality structure.
* * * But what I concluded was that as [a] result of her history and her life
experiences she is basically a very, very dependent individual and a very
frightened individual.
{¶ 5} Dr. Briskin went on to characterize appellant’s actions as a hypomanic
incident, and opined that appellant had an atypical bipolar reaction. To appellant, Dr.
Briskin testified, the sexually explicit conversation with A.L. was a fantasy. He stated
that the fantasy was appellant’s “way of escaping the reality of what was going on in her
life with the passing of her aunt.” He concluded that appellant was fantasizing “because
there – there was no contact of any physical nature, any visual nature. It was all in her
head and it was impersonal. It was avoidant. She didn’t really want to be involved.”
{¶ 6} When questioned about whether appellant’s condition was amenable, Dr.
Briskin stated that counseling would be necessary, but that appellant was cooperative and
responsive. Thereafter, defense counsel asked Dr. Briskin whether the necessary
progress could be obtained by the time appellant turned 21, to which he replied: “Yeah.
Again, you know, that’s a judgment call. I would say, you know, I would – I would be
hopeful and think that the prognosis is favorable given the circumstances and given what
you’re starting with because her problems are not essentially behavioral problems,
they’re personal emotional problems.” Regarding amenability, Dr. Briskin further stated:
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I think she’s amenable to treatment, I think that this has been a very
instructive kind of experience for her. I think in terms of her history of no
prior difficulties, no conflict with the law, no antisocial behavior, that she is
very amenable to treatment.
{¶ 7} Ultimately, Dr. Briskin concluded that appellant was too immature to be
transferred to the general trial division to be tried as an adult.
{¶ 8} On the second day of the amenability hearing, the state solicited the
testimony of Wood County probation officer Laura Graves. In her testimony, Graves
stated that, in her experience, treatment for juvenile sexual offenders takes an average of
two years to complete. Graves indicated that she had reservations about appellant’s
amenability, primarily due to the timeframe involved (since appellant was approaching
19 years of age at the time of the hearing). Moreover, Graves explained that the
timeframe usually exceeds two years where the offender fails to accept responsibility for
the actions. Here, Graves was concerned that appellant was not taking responsibility for
her actions insofar as she stated to Graves that “she should have been awarded a medal
for reporting the incidents.”
{¶ 9} Next, the state called E.L.’s mother, B.T., and grandmother, T.J. Both
witnesses testified that they noticed marked changes in E.L.’s behavior following the
incidences of sexual abuse, including a propensity to lash out physically against her
caregivers. Specifically, B.T. stated that E.L. would “hit people, pull hair, bite.” T.J.
elaborated on E.L.’s behavior, stating: “She started to get really angry about little things.
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I mean, yeah, in a toddler you have fits, tantrums, but this was beyond that. She would
lash out, scratch your face, pull your hair, smack you. I mean it was – it was to the point
where she would hurt you as badly as she possibly could as a little child.” Further, T.J.
noted the changes in E.L.’s relationship with her grandfather, including a refusal to play
games with him or be affectionate towards him.
{¶ 10} On the final day of the amenability hearing, appellant called the medical
director of the Court Diagnostic and Treatment Center, Dr. Thomas Sherman, who was
ordered by the court to conduct an amenability evaluation on appellant. Upon examining
appellant, Dr. Sherman diagnosed her with borderline personality disorder. When asked
whether appellant would benefit from being placed into the adult rehabilitative system,
Dr. Sherman responded: “I think that there’s nothing in the adult system that could
possibly help this kind of condition. That’s not to say that there’s much in the juvenile
system that could help it either.” Dr. Sherman went on to note that “[t]his is a tough case
to treat unless you’ve got a lot of money and can get somebody into long-term
psychotherapy, but talking therapy helps this, medication does not. * * * You’re talking
about Cadillac treatment here and I’m not sure that that’s available within the juvenile
justice system.” Dr. Sherman opined that appellant’s case was “difficult” and that
completion of treatment by the time appellant turned 21 would be “a real stretch.”
{¶ 11} Upon conclusion of the amenability hearing, the juvenile court took the
matter under advisement. Subsequently, on July 24, 2012, the juvenile court issued its
decision transferring the matter to the general trial division. In its decision, the juvenile
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court provided a detailed analysis of the amenability factors contained in R.C.
2152.12(D) and (E). Specifically, the juvenile court found that appellant was mature
enough for transfer to the general trial division, and was not suffering from a mental
illness. The juvenile court also determined that there would not be sufficient time to
rehabilitate appellant within the juvenile justice system, as she was already 18 years old
at the time of the hearing. Ultimately, the juvenile court concluded that “[appellant] is
not amenable to care or rehabilitation within the juvenile justice system and that the
safety of the community requires [appellant] be subject to adult sanctions.”
{¶ 12} Upon transfer to the trial court, the matter proceeded through pretrial,
during which time appellant filed a motion to suppress, which was subsequently denied.
Thereafter, appellant entered into a plea agreement with the state, wherein appellant
agreed to plead guilty to one count of complicity to rape in exchange for the state’s
modification of the indictment to remove any mention of the victim’s age, thereby
eliminating the possibility of a life sentence. After accepting appellant’s guilty plea, the
trial court immediately sentenced appellant to the agreed upon ten-year prison term.
Appellant’s timely appeal followed.
B. Assignments of Error
{¶ 13} On appeal, appellant assigns the following errors for our review:
1) The Juvenile Court abused its discretion by granting the State’s
motion to relinquish jurisdiction.
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2) Appellant received ineffective assistance of counsel when
counsel allowed appellant to enter a guilty plea and agree to a mandatory
ten year prison term.
II. Analysis
A. Motion to Relinquish Jurisdiction
{¶ 14} In her first assignment of error, appellant argues that the juvenile court
erred in granting the state’s motion to relinquish jurisdiction.
{¶ 15} “A juvenile court’s decision to relinquish jurisdiction in a discretionary
transfer proceeding conducted pursuant to R.C. 2152.12 will not be overturned on appeal
absent a finding of abuse of discretion.” State v. Fontenet, 6th Dist. Lucas No. L-10-
1366, 2013-Ohio-1355, ¶ 30, citing State. v. Grimes, 2d Dist. Greene No. 2009-CA-30,
2010-Ohio-5385, ¶ 14. An abuse of discretion requires a finding that the trial court’s
decision was unreasonable, arbitrary, or unconscionable. Blakemore v. Blakemore, 5
Ohio St.3d 217, 219, 450 N.E.2d 276 (1983).
{¶ 16} Transfer of a juvenile proceeding is governed by R.C. 2152.12. Under
R.C. 2152.12(B), a juvenile court may transfer a case to the general trial division if the
court finds that (1) the child was at least 14 years of age at the time of the offense, (2)
there is probable cause to believe the child committed the offense, and (3) the child is not
amenable to rehabilitation within the juvenile system, and the safety of the community
may require adult sanctions. In determining whether the child is amenable to
rehabilitation within the juvenile system, the juvenile court must consider “whether the
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applicable factors under [R.C. 2152.12(D)] indicating that the case should be transferred
outweigh the applicable factors under [R.C.2152.12(E)] indicating that the case should
not be transferred.” R.C. 2152.12(B)(3). Moreover, the juvenile court must specifically
indicate the factors that it considered in rendering its decision. Id.{¶ 17} Here, appellant acknowledges that she was over 14 years of age at the time
the offense was committed. Further, she does not contest the juvenile court’s finding of
probable cause. Rather, she argues that the juvenile court did not properly examine the
factors set forth in R.C. 2152.12(D) and (E).
{¶ 18} R.C. 2152.12(D) sets forth a list of nine factors for the court to consider
that weigh in favor of transfer. The court may also consider “any other relevant factors”
in arriving at its decision. The factors that were considered by the juvenile court in this
case are:
(1) The victim of the act charged suffered physical or psychological
harm * * * as a result of the alleged act.
(2) The physical or psychological harm suffered by the victim due
to the alleged act of the child was exacerbated because of the physical or
psychological vulnerability or the age of the victim.
***
(8) The child is emotionally, physically, or psychologically mature
enough for the transfer.
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(9) There is not sufficient time to rehabilitate the child within the
juvenile system.
{¶ 19} R.C. 2152.12(E) sets forth the following factors that argue against such a
transfer. The juvenile court considered these factors, and found the following relevant to
this case:
***
(3) The child was not the principal actor in the act charged, or, at the
time of the act charged, the child was under the negative influence or
coercion of another person.
***
(5) The child previously has not been adjudicated a delinquent child.
{¶ 20} In this case, appellant contends that the juvenile court improperly weighed
the factors listed above. In particular, appellant argues that the juvenile court’s
conclusion that she was not amenable to rehabilitation within the juvenile system was
unreasonable and not supported by the evidence. We disagree.
{¶ 21} We note at the outset that the juvenile court’s judgment entry includes a
thorough analysis of each factor contained in R.C. 2152.12(D) and (E). Indeed, the
juvenile court provided its reasoning with respect to each relevant factor and explained
why certain factors were irrelevant. Regarding appellant’s amenability under R.C.
2152.12(D)(9) and (E)(8), the juvenile court noted that, at the time of the hearing,
appellant was 18 years of age, leaving her less than three years to be rehabilitated within
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the juvenile system. The juvenile court went on to examine the testimony provided at the
amenability hearing, concluding that there was not sufficient time to rehabilitate appellant
within the juvenile system.
{¶ 22} Upon consideration of the evidence produced at the amenability hearing,
along with the juvenile court’s judgment entry, we find that the juvenile court adequately
considered the entire record and analyzed the evidence in light of the factors both in favor
of and against the transfer of jurisdiction. Notably, we have previously stated that “a
‘juvenile court is not bound by the experts’ opinions in making its determination whether
the defendant is amenable to rehabilitation.’” State v. Houston, 70 Ohio App.3d 152,
156, 590 N.E.2d 839 (6th Dist.1990), quoting State v. Dickens, 9th Dist. Summit No.
12967, 1987 WL 17928 (Sept. 23, 1987). Nevertheless, we find that the expert evidence
at the hearing supports the juvenile court’s findings.
{¶ 23} Regarding appellant’s amenability, Dr. Briskin could not definitively state
that appellant would be rehabilitated by the time she turned 21. Rather, Dr. Briskin stated
that he was “hopeful” that appellant could be rehabilitated within that timeframe.
Further, Dr. Sherman testified that appellant would need the “Cadillac treatment” in order
to complete rehabilitation by her 21st birthday. Even with such treatment, rehabilitation
would be a “stretch” according to Dr. Sherman. Given the foregoing testimony, and in
light of the seriousness of the underlying offense and the age of the victim, we cannot say
that the juvenile court’s finding that appellant was not amenable to rehabilitation within
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the juvenile system was unreasonable, arbitrary, or unconscionable. Thus, the juvenile
court did not abuse its discretion when it granted the state’s motion to relinquish
jurisdiction.
{¶ 24} Accordingly, appellant’s first assignment of error is not well-taken.
B. Ineffective Assistance of Counsel
{¶ 25} In her second assignment of error, appellant argues that her trial counsel
rendered ineffective assistance by allowing her to enter a guilty plea and agreeing to a
mandatory ten-year prison sentence.
{¶ 26} To support a claim for ineffective assistance of counsel, appellant must
satisfy the two-prong test developed in Strickland v. Washington, 466 U.S. 668, 687, 104
S.Ct. 2052, 80 L.Ed.2d 674 (1984). That is, appellant must show counsel’s performance
fell below an objective standard of reasonableness, and a reasonable probability exists
that but for counsel’s error, the result of the proceedings would have been different. Id.at 687–688, 694. In Strickland, the United States Supreme Court opined,
[A] court need not determine whether counsel’s performance was
deficient before examining the prejudice suffered by the defendant as a
result of the alleged deficiencies. The object of an ineffectiveness claim is
not to grade counsel’s performance. If it is easier to dispose of an
ineffectiveness claim on the ground of lack of sufficient prejudice, which
we expect will often be so, that course should be followed. Id. at 697.
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{¶ 27} Here, appellant argues that effective trial counsel would never have
allowed her to enter into a plea agreement resulting in a ten-year prison sentence. She
contends that trial counsel “saw no positive outcome and just gave up.” However, as
appellant acknowledges, the plea agreement negotiated by her trial counsel eliminated the
potential for the trial court to impose a life sentence. Further, the Ohio Supreme Court
has previously held that acts that are based upon reasonably debatable tactical strategies
do not give rise to a claim of ineffective assistance of counsel. State v. Clayton, 62 Ohio
St.2d 45, 402 N.E.2d 1189 (1980). “The Clayton analysis has been applied in the context
of recommendations by counsel on whether to accept a proposed plea agreement.” State
v. McIntosh, 6th Dist. Erie No. E-07-048, 2008-Ohio-4743, ¶ 33, citing State v. Burke,
7th Dist. Columbiana No. 98-CO-64, 2000 WL 288522 (Mar. 15, 2000); State v. Jiminez,
8th Dist. Cuyahoga No. 75382, 1999 WL 342221 (May 27, 1999).
{¶ 28} Here, we find that counsel’s plea recommendation to accept the plea
agreement rather than run the risk of receiving a life sentence constituted a strategic
decision that does not support a claim of ineffective assistance of counsel. See State v.
Jefferson, 10th Dist. Franklin No. 12AP-238, 2014-Ohio-11 (finding that trial counsel
rendered effective assistance by reducing the defendant’s risk of a life sentence to a
sentence of a fixed number of years); see also State v. Davidson, 6th Dist. Lucas No. L-
09-1194, 2010-Ohio-3928 (concluding that the negotiation of a plea agreement that
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reduced the defendant’s maximum potential sentence from eight years to five years did
not constitute ineffective assistance of counsel). Accordingly, appellant’s second
assignment of error is not well-taken.
III. Conclusion
{¶ 29} The judgment of the Wood County Court of Common Pleas is affirmed.
Appellant is ordered to pay the costs of this appeal pursuant to App.R. 24. The clerk is
ordered to serve all parties with notice of this decision.
Judgment affirmed.
A certified copy of this entry shall constitute the mandate pursuant to App.R. 27.
See also 6th Dist.Loc.App.R. 4.
Mark L. Pietrykowski, J. _______________________________
JUDGE
Arlene Singer, J.
_______________________________
Stephen A. Yarbrough, P.J. JUDGE
CONCUR.
_______________________________
JUDGE
This decision is subject to further editing by the Supreme Court of
Ohio’s Reporter of Decisions. Parties interested in viewing the final reported
version are advised to visit the Ohio Supreme Court’s web site at:
http://www.sconet.state.oh.us/rod/newpdf/?source=6.
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