Setters v. Durrani

[Cite as Setters v. Durrani, 2020-Ohio-6859.]
IN THE COURT OF APPEALS
FIRST APPELLATE DISTRICT OF OHIO
HAMILTON COUNTY, OHIO
DANA SETTERS, : APPEAL NO. C-190341
TRIAL NO. A-1506570
and :
O P I N I O N.
CRAIG SETTERS, :
Plaintiffs-Appellees, :
vs.
:
ABUBAKAR ATIQ DURRANI, M.D.,
:
and
:
THE CENTER FOR ADVANCED SPINE
TECHNOLOGIES, INC., :
Defendants-Appellants. :
Civil Appeal From: Hamilton County Court of Common Pleas
Judgment Appealed From Is: Affirmed in Part, Reversed in Part, and Cause
Remanded
Date of Judgment Entry on Appeal: December 23, 2020
The Deters Law Firm Co. II, P.A., Robert A. Winter Jr. and James F. Maus, for
Plaintiffs-Appellees,
Taft Stettinius & Hollister LLP, Russell S. Sayre, Aaron M. Herzig and Philip D.
Williamson, for Defendants-Appellants.
OHIO FIRST DISTRICT COURT OF APPEALS
C ROUSE , Judge.
{¶1} Defendants-appellants Abubakar Atiq Durrani, M.D., and the Center for
Advanced Spine Technologies, Inc., (“CAST”) appeal the trial court’s judgment awarding
plaintiffs-appellees Dana and Craig Setters damages in the amount of $849,906 on their
claims for negligence, lack of informed consent, and loss of consortium. For the reasons
that follow, we affirm in part the judgment of the trial court, reverse in part the
judgment of the trial court, and remand the cause for a set off of the settlement proceeds
with West Chester Hospital LLC and UC Health against the jury verdict.
I. Facts and Procedure
{¶2} Dana Setters is a former patient of Durrani. Setters suffers from Ehlers
Danlos Syndrome (“EDS”), a condition that causes hypermobility in her joints and
connective tissues. Setters’s EDS particularly affected her shoulders and her back,
requiring multiple shoulder surgeries and causing significant back pain over the years.
From 2009 to 2012, Setters sought treatment for back pain from several doctors,
including Dr. John Roberts, Dr. Brad Tinkle, and Dr. Derek Neilson. In the fall of 2012,
Neilson, a medical genetics doctor with the EDS Clinic at Cincinnati Children’s Hospital
Medical Center, referred Setters to Durrani.
{¶3} At her intake appointment on August 30, 2012, Setters described occipital
headaches and lower back pain which radiated into her legs. To evaluate Setters’s
symptoms, Durrani ordered an MRI of her cervical spine flexion and extension, a
rotational CT study of her upper cervical spine, and an MRI of her lumbar spine.
{¶4} At a follow-up appointment on September 20, 2012, Durrani determined
that the test results showed symptoms of rotational instability in Setters’s cervical spine.
Durrani also determined that the test results showed foraminal stenosis on the right side
of Setters’s lumbar spine, caused by a small disc herniation at L4-L5 lumber vertebrae.
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OHIO FIRST DISTRICT COURT OF APPEALS
Based on his perceived significance of instability in the cervical spine, Durrani
recommended addressing the cervical spine first and the lumbar spine second.
{¶5} With regard to the cervical spine, Durrani placed Setters in a temporary
neck collar to relieve the occipital symptoms. Durrani further recommended a
stabilizing procedure called a C1-C2 fusion. Setters agreed and signed a consent form on
December 13, 2012. On December 26, 2012, Durrani performed the cervical fusion
using a bone graft substitute called PureGen.
{¶6} With regard to the lumbar spine, Durrani prescribed an epidural steroid
injection to relive the lumbar and leg pain. Setters went to a pain doctor and received
the injection on October 3, 2012. Durrani further recommended a lumbar
hemilaminectomy, foraminotomy, and decompression surgery. Setters agreed and
signed a consent form on February 28, 2013. In March 2013, Durrani performed the
lumbar surgeries.
{¶7} In May 2013, Setters consulted Dr. Lee Greiner, then a neurosurgeon at
the Mayfield Brain & Spine Clinic, for perceived postoperative complications. In June
2013, Greiner referred Setters to Dr. William Tobler for surgical removal of the
hardware in her cervical spine. Tobler performed the surgery on July 26, 2013.
Unfortunately, Setters continued to experience ongoing and increased pain. From
December 2013 to the time of trial, Setters attended monthly pain-management
treatment with Dr. Humam Akbik.
{¶8} In December 2015, Setters and her husband, Craig Setters, filed a
complaint against Durrani, CAST, West Chester Hospital LLC, and UC Health. Setters
asserted various claims, including negligence, battery, lack of informed consent,
intentional infliction of emotional distress, and fraudulent misrepresentation. Craig
Setters asserted a claim for loss of consortium. Setters eventually reached a settlement
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OHIO FIRST DISTRICT COURT OF APPEALS
with West Chester Hospital LLC and UC Health, and voluntarily dismissed the claims
against them. Durrani and CAST proceeded to trial on all claims in November 2018.
{¶9} Following three and a half weeks of testimony, the jury returned a verdict
in favor of the Setterses, finding Durrani and CAST liable for negligence, lack of
informed consent, and loss of consortium. The jury awarded the Setterses $76,423 for
past medical expenses, $73,483 for future medical expenses, $635,000 in noneconomic
damages, and $200,000 for loss of consortium. Following Durrani and CAST’s motion
for judgment notwithstanding the verdict (the “JNOV motion”) and motion for a new
trial, the trial court remitted the noneconomic damages to $500,000 and entered a
judgment of $849,906 against Durrani and CAST. This timely appeal followed.
{¶10} On appeal, Durrani and CAST raise the following four assignments of
error:
1. The trial court erred by admitting evidence of Dr. Durrani’s license
revocations and prior lawsuits and excluding similar evidence about
Dr. Wilkey, the plaintiff’s expert witness.
2. The trial court erred in denying Defendants’ motion for judgment
notwithstanding the verdict or a new trial.
3. The trial court should have granted the application for credit under
R.C. 2307.28.
4. The trial court erred by not remitting amounts billed over the
amounts Setters paid.
II. Evid.R. 403
{¶11} In their first assignment of error, Durrani and CAST challenge an
evidentiary ruling which they contend prejudicially impeached Durrani’s credibility.
Prior to trial, appellants unsuccessfully sought to exclude evidence that Durrani’s Ohio
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OHIO FIRST DISTRICT COURT OF APPEALS
and Kentucky medical licenses had been revoked. They contended that Durrani’s license
revocations were not relevant to the ultimate issue of negligence and that any relevance
was substantially outweighed by its prejudicial value under Evid.R. 403.1 Setters argues
that appellants waived the right to raise this issue on appeal by failing to object to the
line of questioning at trial.
{¶12} As a general rule, the grant or denial of a motion in limine is not a
definitive ruling on the evidence. State v. Grubb, 28 Ohio St.3d 199, 200-201, 503
N.E.2d 142 (1986). Rather, it “is a tentative, interlocutory, precautionary ruling by the
trial court.” Id. at 201-202. Therefore, the grant of a motion in limine generally does
not preserve any error for appellate review. Id. However, Evid.R. 103 was revised,
effective July 1, 2017, to provide: “Once the court rules definitely on the record, either
before or at trial, a party need not renew an objection or offer of proof to preserve a
claim of error for appeal.”
{¶13} In this case, appellants filed several pretrial motions in limine. The
motions applied to all 400+ captioned cases. In one pretrial order, the court ruled
definitely on the record, stating, in part: “The Plaintiffs can use the [Ohio and Kentucky
Medical Boards] records to impeach Dr. Durrani regarding his qualification for and
application for licensing as a physician. If he was licensed at the time of his treatment of
Plaintiff; if he is presently licensed; and if his license was revoked and when it was
revoked are all admissible.” Based on the definitive nature of the court’s order,
appellants were not required to renew their objection at trial to preserve this issue for
appeal.
1 We note that appellants also assigned error to the admission of prior lawsuits against Durrani.
In a pretrial order, the court ruled “[e]vidence of other lawsuits or claims against [appellants]”
inadmissible. However, appellants failed to object at trial when Setters’s counsel violated the
order and questioned Durrani about prior lawsuits. Appellants also failed to present any
argument on this issue in their appellate brief, in contravention of App.R. 16(A)(7). For these
reasons, we address only the admission of Durrani’s medical-license revocations.
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OHIO FIRST DISTRICT COURT OF APPEALS
{¶14} Finding the issue properly preserved for appeal, we turn now to the
merits of the argument. “Evid.R. 403 seeks to eliminate the potential for prejudice of
certain evidence by prohibiting its use in certain circumstances.” Oberlin v. Akron Gen.
Med. Ctr., 91 Ohio St.3d 169, 171, 743 N.E.2d 890 (2001). Evid.R. 403(A) requires the
court to weigh the probative value of the evidence against the danger of unfair prejudice,
and to exclude evidence substantially more prejudicial than probative. “The trial court
has broad discretion in determining whether evidence should be excluded under Evid.R.
403(A).” City of Cincinnati v. Triton Serv., Inc., 2019-Ohio-3108, 140 N.E.3d 1249, ¶ 45
(1st Dist.). A judgment will not be reversed on appeal unless the trial court abused its
discretion and a party has been materially prejudiced. Davis v. Killing, 171 Ohio App.3d
400, 2007-Ohio-2303, 870 N.E.2d 1209, ¶ 11 (11th Dist.); State v. Maurer, 15 Ohio St.3d
239, 265, 473 N.E.2d 768 (1984).
1. Relevancy
{¶15} Our first concern in determining admissibility is relevancy. Appellants
contend that evidence regarding Durrani’s professional history is not relevant to the
ultimate question of his alleged malpractice.
{¶16} In support of their argument, appellants point to Lambert v. Wilkinson,
11th Dist. Ashtabula No. 2007-A-0032, 2008-Ohio-2915. In Lambert, the plaintiff-
patient’s counsel questioned the defendant-doctor about the suspension of his
medical license. The medical-license suspension centered on the improper billing
procedures employed by the defendant-doctor. Id. at ¶ 54. The Eleventh District
found that the medical-license suspension was not relevant to the plaintiff’s medical-
malpractice claims. Id. Instead, the Eleventh District found that the admission of
such evidence proved only the defendant-doctor’s “propensity to be dishonest” and
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OHIO FIRST DISTRICT COURT OF APPEALS
“could do nothing more than prejudice the minds of the jurors.” Id. at ¶ 54-55.
Therefore, the Eleventh District held such evidence inadmissible under Evid.R. 403.
{¶17} We find Lambert applicable here. It was Setters’s position at trial that
Durrani provided negligent treatment by performing an unnecessary cervical-fusion
surgery and by performing lumbar surgery without prior conservative treatment. Both
sides presented competing testimony on the ultimate issue of whether Durrani’s
treatment fell below the appropriate standard of care. Therefore, Durrani’s qualification
as a physician was clearly in question.
{¶18} However, a review of the record shows that the Ohio and Kentucky
Medical Boards revoked Durrani’s medical licenses due to an unrelated instance of
misconduct. There is no evidence that the revocations were attributable to the
competency, knowledge, or skill possessed by Durrani during the time he performed
surgery on Setters. Rather, the revocations centered on his practice for signing blank
prescriptions. According to the Ohio Medical Board: “[I]n advance of a trip to
Pakistan, Dr. Durrani ha[d] pre-signed blank prescriptions so that his employees
(who lacked lawful authority to issue prescriptions) could issue prescriptions for
controlled substances to patients while he was unavailable”; “these prescriptions
were, in fact, unlawfully issued to certain patients”; and “he had denied these facts in
his deposition by a Board attorney.” Because Setters failed to establish any correlation
between the unlawful prescriptions Durrani issued and the surgeries he performed on
her spine, the license revocations were not probative of the ultimate issue of negligence.
{¶19} While Setters argues only waiver on appeal, in response to the JNOV
motion and motion for a new trial, she argued that Durrani’s license revocations were
relevant to his credibility under Evid.R. 608. Evid.R. 608 concerns impeachment of a
witness through instances of prior misconduct related to truthfulness. The
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OHIO FIRST DISTRICT COURT OF APPEALS
circumstances surrounding the revocation of Durrani’s medical licenses indisputably
related to his propensity for truthfulness. However, Setters’s counsel did not elicit the
facts underlying the revocations.2 And the mere fact that Durrani’s medical licenses
were revoked is not probative of his truthfulness. Therefore, while we cannot say that
the admission of such evidence had no bearing on the issue of Durrani’s credibility, it did
little more than prejudice the minds of the jurors. Lambert at ¶ 54.
2. Unfair Prejudice
{¶20} In a medical-malpractice case, evidence that a defendant-doctor’s medical
license was revoked is by its very nature prejudicial. It predisposes the jury to find that
the doctor acted outside acceptable bounds of competence. However, “this alone does
not amount to unfair prejudice.” King v. Ahrens, 16 F.3d 265, 269-270 (8th Cir.1994).
“Unfair prejudice is that quality of evidence which might result in an improper basis for
a jury decision.” Oberlin, 91 Ohio St.3d at 172, 743 N.E.2d 890. Unfairly prejudicial
evidence usually appeals to the jury’s emotions rather than intellect. Id. Evidence that
“arouses the jury’s emotional sympathies, evokes a sense of horror, or appeals to an
instinct to punish” may be unfairly prejudicial. Id.{¶21} The danger of unfair prejudice is readily apparent in this case. Setters’s
counsel used evidence of the license revocation in such a way that it invited the jury to
draw an improper inference about Durrani’s credibility. For example, in opening
statements, Setters’s counsel told the jury, “You’re going to learn a significant amount of
lies regarding his background and how he practiced medicine. His Kentucky and Ohio
licenses are and were permanently revoked. The emphasis on that statement is
‘permanently.’ ” On cross-examination, Setters’s counsel asked Durrani “your medical
license was permanently revoked by the State of Ohio, correct?” and “your Kentucky
2 Because the relevant evidence was not presented at trial, we take no position as to how its
admission under Evid.R. 608 would affect our analysis under Evid.R. 403.
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OHIO FIRST DISTRICT COURT OF APPEALS
medical license was revoked, correct?” without any further exploration. Finally, in
closing arguments, Setters’s counsel stated, “And the testimony from Dr. Durrani, he
said his Kentucky license and his Ohio license were both revoked. They weren’t retried.
They were revoked. That’s a positive action by those states.” Under these circumstances,
one could easily infer that Durrani was an incompetent physician when he treated
Setters. This risk of prejudice is compounded where both sides presented competing
expert testimony and the credibility of the witnesses was paramount. Thus, despite its
minimal relevance, evidence of the license revocation allowed the jury to improperly
infer that Durrani was not credible and that his conduct must have been substandard.
Because the evidence could influence the case on an improper basis, we find that the
trial court abused its discretion in admitting evidence of Durrani’s medical licenses
being revoked under Evid.R. 403.
3. Harmless Error
{¶22} “An improper evidentiary ruling constitutes reversible error only when
the error affects the substantial rights of the adverse party or the ruling is
inconsistent with substantial justice.” Beard v. Meridia Huron Hosp., 106 Ohio
St.3d 237, 2005-Ohio-4787, 834 N.E.2d 323, ¶ 35. In determining whether
substantial justice has been done, a reviewing court must weigh the prejudicial effect
of the errors and determine whether the trier of fact would have reached the same
conclusion had the errors not occurred. O’Brien v. Angley, 63 Ohio St.2d 159, 164-
165, 407 N.E.2d 490 (1980). Without an outcome-determinative effect, the errors
are deemed harmless. Civ.R. 61.
{¶23} In light of the facts of this case, we find that the erroneous admission
of Durrani’s license revocations was harmless. Significantly, the trial transcripts reflect
that Durrani was effectively impeached on a number of other topics relating to his
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OHIO FIRST DISTRICT COURT OF APPEALS
credibility. For instance, the court allowed Setters’s counsel to extensively probe the
inaccuracies on Durrani’s medical license applications. Setters’s counsel elicited
Durrani’s failure to disclose pending medical-malpractice claims on his medical
application and application renewals. Setters’s counsel also elicited Durrani’s failure to
disclose pending nonmedical-malpractice litigation on his medical application renewals.
Finally, Setters’s counsel thoroughly explored Durrani’s misrepresentations on his
licensing verifications, including his indication that he attended Bolan Medical College
when he testified that he attended Army Medical College.
{¶24} In contrast, evidence of Durrani’s license revocations was mentioned only
three times throughout the nearly month-long trial. Setters’s counsel made a single
mention of the revocations during both opening statements and closing arguments.
Setters’s counsel also cross-examined Durrani about his license revocations with two
questions (the same question for each state). Therefore, the license revocations shed
little new light on Durrani’s credibility.
{¶25} In addition, the record reflects substantial competent evidence to support
the jury’s verdict. All of the treating physicians and all of Setters’s experts agreed that
the cervical fusion was unnecessary. All of the doctors who examined pre- or post-
operative diagnostic testing found no evidence of cervical instability. Several of the
treating physicians and experts also agreed that Durrani lacked conservative care on
Setters’s lumbar, which violated the standard of care. Setters’s counsel never expressly
linked the license revocation to the overwhelming evidence of negligence.
{¶26} Given the significance of the other evidence, the limited nature of the
disclosure, and the otherwise lengthy impeachment of Durrani’s credibility, we hold
that evidence of Durrani’s license revocations did not affect appellants’ substantial
rights, and therefore, was harmless. Therefore, the trial court’s admission of such
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OHIO FIRST DISTRICT COURT OF APPEALS
evidence did not amount to reversible error. We accordingly overrule appellants’ first
assignment of error.
III. Motion for Judgment Notwithstanding the Verdict and
Motion for a New Trial
{¶27} In their second assignment of error, appellants challenge the trial court’s
denial of their motion for judgment notwithstanding the verdict and motion for a new
trial on the award of noneconomic damages, award of future economic damages, issue of
conservative care, and application of the real-party-in-interest rule.3
{¶28} We review a trial court’s denial of a JNOV motion de novo. Pierce v.
Durrani, 2015-Ohio-2835, 35 N.E.3d 594, ¶ 10 (1st Dist.); Environmental Network
Corp. v. Goodman Weiss Miller, L.L.P., 119 Ohio St.3d 209, 2008-Ohio-3833, 893
N.E.2d 173, ¶ 23. A JNOV motion tests the legal sufficiency of the evidence.
Environmental Network Corp. at ¶ 23. “The evidence adduced at trial * * * must be
construed most strongly in favor of the party against whom the motion is made, and,
where there is substantial evidence to support his side of the case, upon which
reasonable minds may reach different conclusions, the motion must be denied.”
Posin v. A. B. C. Motor Court Hotel, Inc., 45 Ohio St.2d 271, 275, 344 N.E.2d 334(1976).
{¶29} We review a trial court’s denial of a motion for a new trial under an
abuse-of-discretion standard. Pierce at ¶ 10.
3 Although not included in the assignment of error, in three of the arguments, appellants also
challenge the trial court’s denial of their motion for a directed verdict. We note that the standard
of review for a ruling on a motion for a directed verdict is the same one used for a JNOV motion.
Posin v. A.B.C. Motor Court Hotel, Inc., 45 Ohio St.2d 271, 275, 344 N.E.2d 334 (1976).
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OHIO FIRST DISTRICT COURT OF APPEALS
1. Noneconomic Damages
{¶30} Appellants first argue that the trial court erred in denying the motion for
a directed verdict, judgment notwithstanding the verdict, and a new trial because Setters
did not suffer a catastrophic injury.
{¶31} R.C. 2323.43(A) limits a plaintiff’s noneconomic damages in medical-
malpractice actions. In general, noneconomic damages may not exceed the greater
of $250,000 or three times the plaintiff’s economic loss, subject to a maximum of
$350,000 for each plaintiff or $500,000 for each occurrence. R.C. 2323.43(A)(2).
However, if the plaintiff sustained certain injuries, noneconomic damages may
exceed the general limitations to a maximum of $500,000 for each plaintiff or
$1,000,000 for each occurrence. R.C. 2323.43(A)(3). These injuries include:
(a) Permanent and substantial physical deformity, loss of use of a limb, or
loss of a bodily organ system; or
(b) Permanent physical functional injury that permanently prevents the
injured person from being able to independently care for self and
perform life sustaining activities.
R.C. 2323.43(A)(3)(a)-(b).
{¶32} Here, the jury found that Setters suffered a permanent and substantial
physical deformity under R.C. 2323.42(A)(3)(a). Setters’s injuries consisted of an
abnormal cervical posture, or a tilt in the right side of her neck; a reduction in her
cervical range of motion; two moveable nodules in her neck; and surgical scars. The
description of injuries is not disputed. Rather, it is the legal conclusion of whether
these injuries meet the threshold definition of “permanent and substantial
deformity.”
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OHIO FIRST DISTRICT COURT OF APPEALS
{¶33} The General Assembly did not define the phrase “permanent and
substantial physical deformity” in the statute, nor have we done so in our prior
opinions. However, under the plain and ordinary meaning of the word, a “deformity” is
“a physical blemish or distortion” or “the state of being deformed,” deformed
meaning “unshapely in form” or “misshapen.” Merriam-Webster's Online
Dictionary, https://www.merriam-webster.com/dictionary/deformity, and
https://www.merriam-webster.com/dictionary/derformed (accessed Dec. 1, 2020).
{¶34} The only Ohio court to address “permanent and substantial physical
deformities” for purposes of R.C. 2323.42(A)(3)(a) is the Fifth Appellate District in
Johnson v. Stachel, 5th Dist. Stark No. 2019CA00123, 2020-Ohio-3015. In Johnson,
the plaintiff brought suit against the defendant-doctor for failure to timely diagnose a
hip fracture. Due to the defendant-doctor’s negligence, the plaintiff suffered chronic
shortening of one leg and hip instability. Id. at ¶ 76. The plaintiff eventually
required complete removal of his hip joint, rendering his hip nonweightbearing. Id.
The Fifth District held that the permanent shortening of one leg and the surgical
removal of a hip joint constituted “a structural change to [plaintiff’s] skeletal
system,” and thus, a permanent and substantial physical deformity. Id.
{¶35} The federal courts have greatly elaborated on this issue, noting that
“any ‘permanent and substantial physical deformity’ must be ‘severe and objective.’ ”
Sheffer v. Novartis Pharmaceuticals Corp., S.D.Ohio No. 3:12-cv-238, 2014 WL
10293816, *2 (July 15, 2014), quoting Weldon v. Presley, N.D.Ohio No. 1:10 CV 1077,
2011 WL 3749469, *6 (Aug. 9, 2011). The “statutory cap is lifted only for ‘catastrophic’
injuries.” Sheffer at *1, citing Arbino v. Johnson & Johnson, 116 Ohio St.3d 468, 2007-
Ohio-6948, 880 N.E.2d 420.
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OHIO FIRST DISTRICT COURT OF APPEALS
{¶36} According to federal case law, “catastrophic injuries” may include
misshapen or distorted conditions, restricted use of body parts, and significant scarring.
For example, in Ross v. Home Depot USA Inc., S.D.Ohio No. 2:12-CV-743, 2014 WL
4748434 (Sept. 23, 2014), the plaintiff brought a premises-liability suit against the
defendant-store. As a result of tripping and falling over an extension cord, the
plaintiff suffered multiple “misshapened,” “unnatural,” and “distorted” conditions in
both her left knee and her shoulder. Id. at *6. The plaintiff’s treatment also required
a significant amount of hardware to be implanted into her body. Id. The Southern
District of Ohio held these injuries constituted sufficient evidence to submit the issue
of a permanent and substantial physical deformity to the jury. Id. at *7.
{¶37} Similarly, in Cawley v. Eastman Outdoors, Inc., N.D.Ohio No. 1:14-
CV-00310, 2014 WL 5325223 (Oct. 17, 2014), the plaintiff brought a products-
liability suit against the defendant-distributor for an allegedly defective arrow. While
practicing archery, the arrow shattered upon release and pierced the plaintiff’s left
hand. Id. at *1. As a result of several subsequent surgeries, the plaintiff suffered
“lasting injuries to his hand, including a scar, decreased range of motion, diminished
grip strength, and ongoing pain.” Id. The Northern District of Ohio held that “the
scar on his left hand and thumb, as well as other external and internal deformities,”
was sufficient for the permanent-and-substantial-physical-deformity exception to
the statutory cap on damages. Id. at *7.
{¶38} In this case, all of the treating doctors and experts agreed that Setters’s
spinal anatomy changed as a result of the surgeries. Much like the plaintiff in Cawley,
Setters suffered a restricted range of motion in her neck. According to Greiner, Setters
could only rotate her neck approximately 20 degrees in either direction (normal rotation
being 45-75 degrees). Akbik further testified that Setters could not laterally rotate or
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OHIO FIRST DISTRICT COURT OF APPEALS
bend her neck. Setters also suffered from a “misshapen” neck, similar to the plaintiff’s
knee and shoulder in Ross. Setters testified that her head began “fall[ing] to the side”
approximately one month after surgery. According to Setters, “[i]t just gradually kept
getting worse” until she could no longer keep her head up straight. Setters stated that
she could “straighten [her neck] some,” but “it won’t stay.” All of the treating doctors
and experts agreed that Setters sustained an abnormal cervical posture, or side flexion of
her neck, from the C1-C2 fusion. Thus, taking into consideration the dictionary
definitions and applicable case law, we find there was sufficient evidence to submit the
issue of “permanent and substantial physical deformity” to the jury. We accordingly
hold that the trial court did not err in denying the motion for a directed verdict, the
JNOV motion, and the motion for a new trial on the award of noneconomic damages.
2. Future Economic Damages
{¶39} Appellants next argue that the trial court erred in denying the motion for
a directed verdict, judgment notwithstanding the verdict, and a new trial when the jury’s
award of future damages was not supported by the weight of the evidence but was
instead based only on improper speculation.
{¶40} Future damages are limited to losses which the plaintiff is reasonably
certain to incur from the injuries. Galayda v. Lake Hosp. Sys., Inc., 71 Ohio St.3d 421,
425, 644 N.E.2d 298 (1994). A plaintiff’s claim for future medical expenses must be
supported by evidence that reasonably establishes the amount to be incurred in the
future. Stone v. Patarini, 9th Dist. Lorain No. 98CA007242, 2000 WL 799102, *3 (June
21, 2000). “[T]he jury cannot be allowed to speculate or guess in making allowance for
future medical expenses, and, to this end, there must be some data furnished to the jury
upon which to predicate an estimate of future costs.” (Internal quotations omitted.)
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OHIO FIRST DISTRICT COURT OF APPEALS
Waller v. Phipps, 1st Dist. Hamilton No. C-000758, 2001 WL 1077942, *4 (Sept. 14,
2001).
{¶41} Appellants argue that Setters failed to present sufficient evidence to
reasonably estimate the cost of future medical expenses. Appellants contend that
plaintiff’s expert Dr. Keith Wilkey’s testimony about future surgeries was too speculative
and that an award of future damages was not otherwise supported by the record. In
support of their argument, appellants point to Waller and Hammerschmidt v.
Mignogna, 115 Ohio App.3d 276, 685 N.E.2d 281 (8th Dist.1996).
{¶42} In Waller, this court analyzed whether the defendants were entitled to
a directed verdict on the issue of future medical expenses. The plaintiff’s surgeon
testified that the plaintiff would continue to experience pain in the future. Id. at *3.
However, he did not testify as to how long or how often the plaintiff would require
office visits. Id. at *4. The plaintiff’s surgeon also did not indicate whether the
plaintiff would need any future surgeries, physical therapy, or specific medical
treatment. Id. And none of the other physicians were asked to outline a future
course of treatment, provide details concerning the nature of the treatment, or
project the expected costs. Id. Without any expert testimony on the nature and
extent of the plaintiff’s future medical treatment, this court held that future damages
could not be reasonably established and vacated the part of the judgment allotted for
those expenses. Id. at *4-5.
{¶43} In Hammerschmidt, the Eighth District analyzed whether the plaintiff
was entitled to jury instructions on the issue of future medical expenses. The
plaintiff’s doctor testified that the plaintiff would be disabled unless he underwent
surgery to alleviate the pain and weakness. Hammerschmidt at 281. He estimated
the cost of surgery to be $10,932. Id. at 282. The plaintiff testified that he would
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OHIO FIRST DISTRICT COURT OF APPEALS
undergo surgery when he could afford it. Id. at 281. However, the plaintiff failed to
present evidence that the surgery would in fact occur, when the surgery would take
place, and the expected duration of future pain and suffering. Id. at 282. Given
these uncertainties, the Eighth District held that future damages were not reasonably
certain and the plaintiff was not entitled to jury instructions on the issue of future
damages. Id. at 281.
{¶44} In this case, Setters suffered lasting damage to her neck which caused
abnormal cervical posture, a restricted range of motion, and increased pain. Only one
expert witness, Wilkey, opined as to Setters’s need for future surgeries. Wilkey testified
that Setters would eventually need a corrective osteotomy on her neck and another
C1-C2 fusion. Wilkey estimated the cost of future surgery to be “upwards of $200,000.”
However, Setters testified that she was not willing to undergo any further surgeries. She
stated, “I didn’t want nobody to touch my spine after Durrani.” Thus, the prospect of
future surgery was too speculative and the jury could not have awarded future damages
on that basis. See Hammerschmidt, 115 Ohio App.3d 276, 685 N.E.2d 281; see also
Scott v. Condo, 1st Dist. Hamilton No. C-010123, 2002-Ohio-2148; Thompson v.
City of Brook Park, 8th Dist. Cuyahoga No. 84068, 2004-Ohio-5024, ¶ 29.
{¶45} Unlike the plaintiff in Hammerschmidt, however, Setters presented
evidence of nonsurgical future medical expenses. At the time of trial, Setters had
engaged in monthly pain-management services with Akbik for five years. Akbik
testified that Setters would need monthly visits for pain management “probably, for
the rest of her life.” Setters also submitted evidence of the past medical bills she
incurred from Akbik over the five years leading up to trial. The medical bills
reflected the cost of monthly visits for pain management and medicine-management
care. Thus, Setters presented evidence of how long she would require visits, how often
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OHIO FIRST DISTRICT COURT OF APPEALS
she would require visits, and the costs associated with these types of procedures.
Accordingly, Setters remedied the issues present in Waller and Hammerschmidt,
and presented sufficient evidence of nonsurgical future medical expenses.
{¶46} Upon a review of the verdict, it is clear that the jury awarded damages for
future nonsurgical medical expenses, not all potential future medical expenses. The jury
awarded Setters $73,483 for future medical expenses, not $200,000 for the remote
possibility of a future surgery. Based on Akbik’s testimony, which detailed Setters’s need
for continued pain-management treatment, and the past medical bills, which
demonstrated the nature and amount of past pain-management expenses, the jury’s
award of $73,483 was well within the range supported by the evidence. Therefore, we
conclude that there was sufficient evidence to support the jury’s award of future medical
expenses and that appellants were not entitled to a directed verdict, JNOV, or a new
trial on that issue.
3. Conservative Care
{¶47} Third, appellants argue that the trial court erred in denying the motion
for a directed verdict, judgment notwithstanding the verdict, and a new trial when the
plaintiffs failed to establish what conservative care would have obviated the need for
surgery.
{¶48} The crux of a medical-malpractice claim is whether the defendant-
doctor’s treatment fell below the appropriate standard of care. Clark v. Doe, 119
Ohio App.3d 296, 307, 695 N.E.2d 276 (1st Dist.1997). Here, the jury found that
Durrani violated the standard of care by (1) performing an unnecessary cervical-
spine surgery, and (2) failing to undergo conservative care prior to preforming
lumbar surgery. Appellants argue that there was insufficient evidence for the jury to
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OHIO FIRST DISTRICT COURT OF APPEALS
conclude that Durrani’s decision to preform lumbar surgery without prior conservative
treatment violated the standard of care.
{¶49} While several expert witnesses concluded that Setters may have been a
candidate for lumbar surgery in the future, all of them agreed that the standard of care
required continued conservative treatment prior to operative treatment. For instance,
Dr. Steven Bloomfield, one of Setters’s expert witnesses, testified that the standard of
care requires conservative treatments prior to surgery. Bloomfield noted that Durrani
ordered a singular epidural injection. However, Bloomfield further testified that
Durrani “did not prescribe any physical therapy or medications or any injections other
than the one injection in the lumbar spine.” According to Bloomfield, “the standard of
care is very clear to use these conservative measures first.” Bloomfield testified that he
did not see any reason, based on Setters’s medical history and her CAST intake form, to
not go forward with a course of conservative therapy. Therefore, Bloomfield opined that
Durrani’s failure to prescribe medication and recommend a course of conservative
therapy was a breach of the standard of care.
{¶50} Wilkey also testified that the standard of care requires six weeks to three
months of conservative care prior to lumbar surgery. According to Wilkey, conservative
care for lumbar pain consists of “an onset of medications, physical therapy, maybe an
epidural injection.” Akbik further testified that the normal conservative care for lumbar
pain consists of physical therapy, aqua therapy, chiropractic evaluations, TENS unit,
nerve blocks, and multiple lumbar epidural injections.
{¶51} Durrani and his expert witnesses presented competing testimony. They
agreed that conservative measures such as epidural injections and physical therapy
could alleviate lumbar pain. Dr. Jerome Barakos, one of Durrani’s expert witnesses,
testified that “quite an effort was made in terms of making sure that conservative
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OHIO FIRST DISTRICT COURT OF APPEALS
measures were exhausted before proceeding to surgical [measures].” In particular,
Barakos noted Durrani’s use of medical imaging, oral medication, and an epidural
injection. However, according to Durrani, “once you have a foraminal stenosis the only
way to decompress the foramina is [surgical removal of the spinal facet].” Nonetheless,
the jury was free to weigh all of the testimony and credit the testimony of Setters’s
witnesses over that of Durrani and his witnesses.
{¶52} Under these circumstances, there was sufficient evidence to support the
jury’s conclusion that Durrani’s choice of operative treatment on Setters’s lumbar
violated the standard of care. We accordingly hold that the trial court did not err in
denying the motion for a directed verdict, the JNOV motion, and the motion for a new
trial on the issue of conservative care.
4. Real Party in Interest
{¶53} Fourth, appellants argue that the trial court erred in denying the motion
for judgment notwithstanding the verdict when only Setters’s insurance company could
bring an action for past medical bills. Appellants contend that Setters was not the real
party in interest because Blue Cross Blue Shield (“BC/BS”) paid all of the past medical
bills, and thus, was the sole real party in interest.
{¶54} Civ.R. 17(A) requires a complaint to be brought in the name of the real
party in interest. “The purpose behind the real party in interest rule is * * * to enable the
defendant to avail himself of evidence and defenses that the defendant has against the
real party in interest, and to assure him finality of the judgment, and that he will be
protected against another suit brought by the real party at interest on the same matter.”
(Internal quotations omitted.) Shealy v. Campbell, 20 Ohio St.3d 23, 24-25, 485 N.E.2d
701 (1985).
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OHIO FIRST DISTRICT COURT OF APPEALS
{¶55} There is no evidence in the record that BC/BS paid all of Setters’s past
medical bills. In fact, there was evidence presented to the contrary. Setters testified that
she incurred medical bills and expenses with all of the treating physicians. Setters
further testified that the surgeries “put stress on [her and her husband] * * * financially.”
When asked about her living situation, Setters stated, “We have our own house but it’s –
I mean it’s tough because of medical bills[.]” Therefore, Setters could pursue the full
amount of damages unless the issue of joinder was properly raised. Holibaugh v. Cox,
167 Ohio St. 340, 345-346, 148 N.E.2d 677 (1958) (“An insured who is injured by a
tortious act retains ownership of the resultant claim for damages against the tort-feasor
in that he may, in the absence of a motion or a raising of the issue of joinder, maintain
an action thereon in his own name for the full amount of damages, even though he has
made a partial assignment of the claim to an insurer.”).
{¶56} The real-party-in-interest rule concerns proper party joinder. Fed. Home
Loan Mortg. Corp. v. Schwartzwald, 134 Ohio St.3d 13, 2012-Ohio-5017, 979 N.E.2d
1214, ¶ 33. Civ.R. 19(A) instructs that a person “shall be joined as a party in the action if
* * * he has an interest relating to the subject of the action as an assignor, assignee,
subrogor, or subrogee.” The failure to join a necessary party is procedural and can be
waived if it is not timely asserted. Civ.R. 19(A).
{¶57} Under Civ.R. 12(H), a defense of failure to join a party may be asserted in
an answer, by motion for judgment on the pleadings, or at the trial on the merits.
However, several Ohio courts have held that “merely raising the defense in an answer
‘without further affirmative action to prosecute the raised defense results in a waiver of
said defense.’ ” Nationwide Mut. Fire Ins. Co. v. Logan, 12th Dist. Butler No. CA2005-
07-206, 2006-Ohio-2512, ¶ 24, quoting Mihalic v. Figuero, 8th Dist. Cuyahoga No.
53921, 1998 WL 86428, *3 (May 26, 1988). See Garcia v. O’Rourke, 4th Dist. Gallia No.
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OHIO FIRST DISTRICT COURT OF APPEALS
04CA7, 2005-Ohio-1034, ¶ 19 (“An unspecific and unsupported allegation of failure to
join a party, without further affirmative action to prosecute the raised defense, does not
provide the trial court with information necessary to adjudicate the claimed defense.
Thus, a mere conclusory allegation results in a waiver of the defense.”). See also Monus
v. Day, 7th Dist. Mahoning No. 10MA35, 2011-Ohio-3170; Brown v. Miller, 11th Dist.
Geauga No. 2012-G-3055, 2012-Ohio-5223. We find these cases persuasive and adopt
their reasoning herein, holding that a party waives the right to claim a necessary party
was not joined when it does not take affirmative action to pursue that defense.
{¶58} In this case, BC/BS possessed a subrogated interest to Setters’s past
medical expenses and was a party united in interest with Setters. Appellants did
raise the real-party-in-interest rule in their answer to Setters’s complaint. However,
appellants provided no more than a conclusory, blanket statement and did not name
any specific parties in interest. The appellants simply stated: “To the extent
Plaintiff’s medical bills have been paid by others who may have a subrogation
interest, Plaintiff’s Complaint is not prosecuted in the name of the real party in
interest.” Thereafter, appellants did not file a motion to dismiss for failure to join a
party, move to join BC/BS, or request an appropriate jury instruction at trial.
Appellants cannot avail themselves of the protection of the real-party-in-interest rule
when they made no real effort to pursue the defense. Thus, despite the fact that they
briefly raised it in their answer, appellants waived the defense. We accordingly hold
that the trial court did not err in denying the JNOV motion on the issue of the real-
party-in-interest rule.
5. Cumulative Error
{¶59} Finally, appellants argue that the cumulative effect of the errors
warranted a judgment notwithstanding the verdict or a new trial.
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OHIO FIRST DISTRICT COURT OF APPEALS
{¶60} We recognize that the doctrine of cumulative error applies in the civil
context. See Katz v. Enzer, 29 Ohio App.3d 118, 504 N.E.2d 427 (1st Dist.1985).
However, the cumulative-error doctrine is inapplicable where there are not multiple
instances of harmless error. State v. Leach, 150 Ohio App.3d 567, 2002-Ohio-6654, 782
N.E.2d 631, ¶ 57 (1st Dist.). Because there is only one instance of harmless error, we
cannot find cumulative error. Thus, the trial court did not err in denying the JNOV
motion and the motion for a new trial.
{¶61} Appellants’ second assignment of error is overruled.
IV. Right to Credit
{¶62} In their third assignment of error, appellants contend that the trial court
erred in denying set off of the settlement proceeds with West Chester Hospital LLC and
UC Health against the jury verdict. If a settling defendant is liable for any of the tort
plaintiff’s damages, then a nonsettling defendant is entitled to a setoff under R.C.
2307.28. On appeal, Setters conceded that the trial court should have granted
appellants’ application for setoff. Therefore, appellants’ third assignment of error is
sustained.
V. Remittitur
{¶63} In their fourth and final assignment of error, appellants challenge the trial
court’s award of $149,906 in economic damages and $500,000 in noneconomic
damages. Appellants argue that the $149,906 in economic damages are actually
noneconomic damages subject to a $500,000 cap because BC/BS (not Setters
personally) paid the past medical expenses. Thus, appellants contend that the trial court
erred in entering a total judgment of more than $500,000 and seek a remittitur to that
effect.
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OHIO FIRST DISTRICT COURT OF APPEALS
{¶64} R.C. 2323.43 governs the amounts recoverable for economic and
noneconomic losses in a civil action. Under R.C. 2323.43(A)(1), a plaintiff may recover
unlimited economic damages. Under R.C. 2323.43(A)(2) and (A)(3), a plaintiff may
recover limited noneconomic damages. Noneconomic damages are generally limited to
the greater of $250,000 or three times the amount of economic damages, subject to a
maximum of $350,000 per plaintiff or $500,000 per occurrence. R.C. 2323.43(A)(2).
However, noneconomic damages for catastrophic injuries are limited to $500,000 per
plaintiff or $1,000,000 per occurrence. R.C. 2323.43(A)(3).
{¶65} R.C. 2323.43(H) defines economic and noneconomic loss as follows:
(1) “Economic loss” means any of the following types of pecuniary harm:
(a) All wages, salaries, or other compensation lost as a result of an injury,
death, or loss to person or property that is a subject of a civil action upon
a medical, dental, optometric, or chiropractic claim;
(b) All expenditures for medical care or treatment, rehabilitation services,
or other care, treatment, services, products, or accommodations as a
result of an injury, death, or loss to person or property that is a subject of
a civil action upon a medical, dental, optometric, or chiropractic claim;
(c) Any other expenditures incurred as a result of an injury, death, or loss
to person or property that is a subject of a civil action upon a medical,
dental, optometric, or chiropractic claim, other than attorney’s fees
incurred in connection with that action.
***
(3) “Noneconomic loss” means nonpecuniary harm that results from an
injury * * * including, but not limited to, pain and suffering, loss of
society, consortium, companionship, care, assistance, attention,
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OHIO FIRST DISTRICT COURT OF APPEALS
protection, advice, guidance, counsel, instruction, training, or education,
disfigurement, mental anguish, and any other intangible loss.
{¶66} Appellants argue that an insurance company’s payment of medical
expenses constitutes “noneconomic loss” under R.C. 2323.43(H)(3). In contrast, Setters
argues that any payment of medical expenses (regardless of the payor’s identity)
constitutes an “economic loss” under R.C. 2323.43(H)(1)(b). We agree with Setters.
{¶67} Noneconomic damages are “inherently subjective.” Arbino v. Johnson &
Johnson, 116 Ohio St.3d 468, 2007-Ohio-6948, 880 N.E.2d 420, ¶ 54. Noneconomic
damages are “difficult to calculate” and “lack a precise economic value.” Id.{¶68} On the other hand, economic damages are “objective and determinable in
relation to trade.” State v. Ciresi, 2020-Ohio-5305, ___ N.E.3d ___, ¶ 27 (11th Dist.).
Under R.C. 2323.43(H)(1)(b), economic damages include “[a]ll expenditures for medical
care or treatment.” The General Assembly did not define the word “expenditure” in R.C.
2323.43(H). However, under the plain and ordinary meaning of the word, an
“expenditure” is “the act or process of expending,” expending being “to pay out” or
“spend.” Merriam-Webster’s Online Dictionary, https://www.merriam-
webster.com/dictionary/expenditure and https://www.merriam-
webster.com/dictionary/expending (accessed Dec. 1, 2020). And R.C. 2323.43(H)(1)(b)
includes “all expenditures,” not “expenditures of the plaintiff.” Therefore, under a plain
reading of the statute, “expenditures” encompass all pay outs of funds. State ex rel. Lee
v. Karnes, 103 Ohio St.3d 559, 2004-Ohio-5718, 817 N.E.2d 76, ¶ 27 (We must
“presume that the legislature says in a statute what it means and means in a statute
what it says there.”).
{¶69} Based on the structure and plain language of R.C. 2323.43(H), we
conclude that any payment of medical bills (regardless of the payor’s identity)
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OHIO FIRST DISTRICT COURT OF APPEALS
constitutes “expenditures for medical care or treatment,” and thus, “economic loss”
under R.C. 2323.43(H)(1)(b). Therefore, the trial court did not err in awarding Setters
$149,906 in economic damages in addition to $500,000 in noneconomic damages.
Appellants are not entitled to a remittitur and their fourth assignment of error is
overruled.
VI. Conclusion
{¶70} For the foregoing reasons, we overrule the first, second, and fourth
assignments of error and affirm the judgment of the trial court. However, we sustain the
third assignment of error, reverse the judgment of the trial court, and remand the cause
for the sole purpose of recalculating damages.
Judgment accordingly.
M YERS , P.J., and B ERGERON , J., concur.
Please note:
The court has recorded its own entry on the date of the release of this opinion.
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