State v. Ray

[Cite as State v. Ray, 2019-Ohio-1346.]
Court of Appeals of Ohio
EIGHTH APPELLATE DISTRICT
COUNTY OF CUYAHOGA
JOURNAL ENTRY AND OPINION
No. 107450
STATE OF OHIO
PLAINTIFF-APPELLEE
vs.
JAMES RAY
DEFENDANT-APPELLANT
JUDGMENT:
AFFIRMED
Criminal Appeal from the
Cuyahoga County Court of Common Pleas
Case Nos. CR-17-620804, CR-17-620811-A, and CR-17-624128-A
BEFORE: Keough, J., Blackmon, P.J., and E.A. Gallagher, J.
RELEASED AND JOURNALIZED: April 11, 2019
ATTORNEY FOR APPELLANT
Zachary Humphrey
McDonald Humphrey
1220 West Sixth Street, Suite 203
Cleveland, Ohio 44113
ATTORNEYS FOR APPELLEE
Michael C. O’Malley
Cuyahoga County Prosecutor
By: Kelly N. Mason
Assistant County Prosecutor
The Justice Center, 9th Floor
1200 Ontario Street
Cleveland, Ohio 44113
KATHLEEN ANN KEOUGH, J.:
{¶1} Defendant-appellant, James Ray, appeals from the trial court’s judgments,
rendered after his guilty pleas in three cases, sentencing him to 11 and one-half years
incarceration. Finding no merit to the appeal, we affirm.
I. Background
{¶2} After a confidential, reliable informant made several controlled drug buys from
Ray, Cleveland police detectives executed a search warrant at his apartment on January 17, 2017.
Ray’s apartment was in a building that housed a small grocery store on the first floor and two
apartments on the second floor. Immediately prior to executing the search warrant, detectives
who were surveilling the building observed Ray drive away; they stopped him to detain him as
the target of the search warrant. The officers saw two bags of heroin in plain view on the floor
of Ray’s car, and arrested him for drug possession and driving under suspension.
{¶3} When informed the police had a search warrant for his apartment, Ray offered to
cooperate. Although the warrant was for the west apartment, Ray told the officers he lived in
the east apartment of the building and used his key to open that apartment. As the officers
searched the apartment, the actual renter appeared and asked the police why they were in his
apartment. After learning they were in the wrong apartment, the police searched the west
apartment, where they found heroin, scales, a gun, a magazine for the gun, and personal papers
belonging to Ray. Ray’s three-year-old daughter and girlfriend were in the home when the
warrant was executed.
{¶4} In April 2017, Ray was indicted in Cuyahoga C.P. No. CR-17-613556 on two
counts each of felony drug trafficking and drug possession, and one count of possessing criminal
tools. All counts carried forfeiture specifications; the trafficking and possession counts also
carried firearm specifications, and the trafficking counts carried a juvenile specification. Ray
posted bond on this case.
{¶5} In September 2017, Ray was indicted in Cuyahoga C.P. No. CR-17-620811 on
one count each of retaliation and vandalism. This indictment arose from events that occurred in
June and July 2017, while Ray was out on bond, after the grocery store owner told Ray that he
was being evicted from his apartment. Ray damaged a store display and threatened the store
owner, and then caused approximately $21,000 of damages in his apartment.
{¶6} Ray was also indicted in September 2017 in Cuyahoga C.P. No. CR-17-620804 on
three counts of drug possession, two counts of drug trafficking, and possessing criminal tools for
offenses that occurred in August 2017. All counts carried forfeiture specifications; the
possessing-criminal-tools offense also carried a firearm specification.
{¶7} On December 11, 2017, Ray and his court-appointed counsel appeared for trial on
the three cases. Ray told the judge that he wanted different counsel because his counsel was
“trying to avoid a trial.” Ray said that counsel had visited him three times that week to persuade
him to accept the state’s plea offer, which would have resolved all three cases with an agreed
sentencing range of four to seven years. Ray told the court that “she’s not working in my best
interest” and is “trying to get me to take pleas that I’m not comfortable with.” Ray said that his
appointed counsel had also told him that he would not win the suppression motion she had filed.
Defense counsel confirmed with the court that she had spoken with Ray multiple times about the
plea offer.
{¶8} The court noted that this was Ray’s second appointed lawyer; his first appointed
counsel had withdrawn after Ray went capias on the first case and did not appear for court.
When Ray asked if the judge was “going to force” him to keep his court-appointed counsel, the
judge noted that Ray had been indicted some eight months earlier and had many months to retain
counsel. Ray told the judge that he and his family were trying to retain counsel.
{¶9} The prosecutor then told the judge that in preparing for trial, he had the heroin
found in Ray’s apartment retested and learned upon retesting that it weighed well over 100
grams, which would subject Ray to a major drug offender specification and a mandatory 11 years
in prison. The prosecutor said that the state intended to reindict Ray on Cuyahoga C.P. No.
CR-17-613556 to include the major drug offender specification.
{¶10} The judge then told Ray that he would continue the trial date, and that if Ray was
going to hire a new lawyer, he should do it soon.
{¶11} Subsequently, the state dismissed Cuyahoga C.P. No. CR-17-613556, and Ray was
reindicted in Cuyahoga C.P. No. CR-17-624128 to include the major drug offender specification
on the drug trafficking and drug possession charges.
{¶12} On April 13, 2018, the parties appeared for a final pretrial. Ray had not retained
counsel, and appeared with his court-appointed counsel. When the court asked whether there
had been any plea discussions, Ray’s counsel informed the court that the state had offered a
global resolution of the three cases with an agreed sentencing range of four to seven years.
Counsel stated that she had reviewed the evidence with Ray and advised that he should resolve
the cases with the plea offer, but that Ray did not want to accept her advice and insisted upon
going to trial. Counsel also confirmed with the court that she had filed motions to suppress in
Cuyahoga C.P. No. CR-17-624128 regarding the search conducted in Ray’s apartment and the
stop of his vehicle.
{¶13} Ray then told the judge that he did not want to continue with his court-appointed
counsel because she had told him “countless times” that he would lose at trial. Ray said “she
sound[s] like she’s not ready for trial” because “there’s no way” he would lose at trial because he
was not at the apartment when the heroin was found, and did not live there. Ray told the judge
that he would rather represent himself than continue with his court-appointed counsel.
{¶14} After observing that it was curious Ray had not told his lawyer about his alleged
alibi, the judge set the matter for a hearing on the motions to suppress and stated that it would
deal with the self-representation issue after the suppression hearing.
{¶15} On April 16, 2018, the court held a hearing on the motions to suppress. Before the
hearing began, Ray told the court that he did not want his court-appointed lawyer to represent
him at the suppression hearing. When the court asked Ray if he wanted to represent himself,
Ray responded that he needed additional time to procure counsel. The judge told Ray that he
was not going to appoint new counsel at this late date and that Ray “was playing games at this
point” because his case had already been pending for over a year.
{¶16} The prosecutor then reiterated the state’s plea offer to resolve all three cases with
an agreed sentence of four to seven years, but stated that if the motions to suppress were denied
after a hearing, the state’s offer would no longer be available to Ray.
{¶17} After a hearing, the court denied the motions to suppress and set a new trial date.
When the judge asked Ray if he wanted to represent himself at trial, Ray responded that he was
satisfied with his court-appointed lawyer. Ray stated, “I was wrong. She represented me for
the suppression trial [sic], so she can represent me for trial.”
{¶18} At the final pretrial, however, Ray appeared with retained counsel, who informed
the court that he was trying to resolve the cases without a trial. On the day of trial, Ray entered
guilty pleas in the three cases. In Cuyahoga C.P. No. CR-17-624128, the state deleted the major
drug offender specifications, and Ray pleaded guilty to one count of first-degree felony drug
trafficking with firearm and juvenile specifications; one count of third-degree felony drug
trafficking with firearm and juvenile specifications; one count of fourth-degree felony drug
trafficking with firearm and juvenile specifications; one count of first-degree felony drug
possession with a firearm specification; one count of fifth-degree felony drug possession with a
firearm specification; and one count of fifth-degree felony possessing criminal tools. In
Cuyahoga C.P. No. CR-17-620804, Ray pleaded guilty to one count of fourth-degree felony drug
trafficking; one first-degree misdemeanor count of attempted drug possession; and one fifth-
degree felony count of possessing criminal tools, with a firearm specification. In Cuyahoga C.P.
No. CR-17-620811, Ray pleaded guilty to one fourth-degree felony count of vandalism. The
remaining counts were nolled.
{¶19} At sentencing, the trial court sentenced Ray to an aggregate term of 11 and one-half
years incarceration, ordering that the sentences in the three cases were to run consecutively.
This appeal followed.
II. Law and Analysis
A. Substitute Appointed Counsel
{¶20} In his first assignment of error, Ray contends that the trial court violated his Sixth
Amendment right to counsel by refusing to appoint substitute counsel.
{¶21} The Sixth Amendment to the U.S. Constitution provides that “in all criminal
prosecutions, the accused shall enjoy the right * * * to have the assistance of counsel for his
defense.” An indigent defendant has a right to competent representation by his court-appointed
attorney, but he has no right to the counsel of his choice and, therefore, must demonstrate good
cause to warrant substitution of counsel. State v. Reed, 8th Dist. Cuyahoga No. 102729,
2016-Ohio-291, ¶ 20, citing State v. Cowans, 87 Ohio St. 3d 68, 72, 717 N.E.2d 298 (1999).
{¶22} The right to counsel must be balanced against the court’s authority to control its
docket, as well as it awareness that “a demand for counsel may be utilized as a way to delay the
proceedings or trifle with the court.” State v. Vaughn, 8th Dist. Cuyahoga No. 87245,
2006-Ohio-6577, ¶ 18, citing United States v. Krzyske, 836 F.2d 1013, 1017 (6th Cir. 1988).
Accordingly, if after inquiry the court finds a defendant’s grievances unfounded or unreasonable,
it may still require the trial to proceed without substitution of counsel. State v. Dykes, 8th Dist.
Cuyahoga No. 86148, 2005-Ohio-6636, ¶ 10.
{¶23} The Sixth Amendment does not guarantee rapport or a meaningful relationship
between client and counsel. State v. Henness, 79 Ohio St. 3d 53, 65, 679 N.E.2d 686 (1997).
Thus, hostility, disagreement over trial tactics, tension, or personal conflicts between attorney
and client that do not interfere with the preparation and presentation of a competent defense are
insufficient to justify a change in appointed counsel. Dykes at ¶ 7. In order to demonstrate the
good cause necessary to warrant removing court-appointed counsel and substituting new counsel,
the defendant must show a breakdown in the attorney-client relationship of such magnitude so as
to jeopardize the defendant’s Sixth Amendment right to effective assistance of counsel. State v.
Coleman, 37 Ohio St. 3d 286, 292, 525 N.E.2d 792 (1988).
{¶24} A trial court’s decision regarding substitution of counsel is reviewed under an
abuse-of-discretion standard. Cowans, 87 Ohio St. 3d at 73, 717 N.E.2d 298. The term “abuse
of discretion” implies that the trial court’s attitude was arbitrary, unreasonable, or
unconscionable. State v. Hancock, 108 Ohio St. 3d 57, 2006-Ohio-160, 840 N.E.2d 1032.
{¶25} Ray contends that he established good cause for the appointment of substitute
counsel because appointed counsel pressured him to accept the state’s plea offer despite his
reluctance to do so, and because counsel told him that he would not win on the suppression
motions or at trial. Ray contends that counsel’s advice to take the plea deal and her belief he
could not win at trial demonstrates that counsel could not advocate zealously on his behalf, and
thus was good cause for the court to appoint substitute counsel. Ray’s argument is without
merit.
{¶26} “‘A lawyer has a duty to give the accused an honest appraisal of his case. * * *
Counsel has a duty to be candid; he has no duty to be optimistic when the facts do not warrant
optimism.’” Cowans at 73, quoting McKee v. Harris, 649 F.2d 927, 932 (2d Cir.1981). “If the
rule were otherwise, appointed counsel could be replaced for doing little more than giving their
clients honest advice.” Id.
{¶27} In this case, there was no conflict between Ray and his court-appointed lawyer that
prevented her from presenting and preparing an adequate defense; Ray simply did not like
appointed counsel’s honest advice. Counsel apparently told Ray there was little likelihood the
evidence in his case would be suppressed and, therefore, it would be unwise for him to go to
trial, where the jury would hear evidence that the police found 160 grams of heroin, scales, and a
gun in his apartment. Likewise, the jury would hear evidence that Ray had retaliated upon his
landlord when he was evicted, and that he had continued to traffic drugs while he was out on
bond. Accordingly, counsel recommended that he accept the state’s plea offer.
{¶28} As subsequent events demonstrated, counsel’s advice was prescient. The trial
court denied the motions to suppress, as predicted. Furthermore, because Ray did not accept the
state’s initial plea offer, the state reindicted Ray in Cuyahoga C.P. No. CR-17-624128 to add
major drug offender specifications, and when Ray ultimately decided to plead guilty after
retaining counsel, he was sentenced to eleven and one-half years incarceration instead of the four
to seven years he would have received if he had accepted the plea deal recommended by
appointed counsel.
{¶29} Ray did not demonstrate the type of breakdown in the attorney-client relationship
that would prevent appointed counsel from representing him in keeping with his Sixth
Amendment rights. Furthermore, as the trial court noted, Ray’s requests for substitute counsel
appeared to be a delay tactic. Ray made his first request to substitute counsel on the day of trial
(which was later continued), and his second request when his case had already been pending for
over a year. And even though Ray told the court after the suppression hearing that appointed
counsel would represent him at trial, he retained new counsel, which necessitated another
continuance of trial. The trial court did not abuse its discretion in denying Ray’s requests for
substitute appointed counsel.
{¶30} The first assignment of error is overruled.
B. Consecutive Sentences
{¶31} In his second assignment of error, Ray contends that the trial court erred in
ordering that the sentences in the three cases be served consecutively because it did not make the
required findings under R.C. 2929.14(C)(4) to impose consecutive sentences.
{¶32} Consecutive sentences may be imposed only if the trial court makes the required
findings pursuant to R.C. 2929.14(C)(4). State v. Bonnell, 140 Ohio St. 3d 209,
2014-Ohio-3177, 16 N.E.3d 659, ¶ 20-22. Under the statute, consecutive sentences may be
imposed if the trial court finds that (1) consecutive sentences are necessary to protect the public
from future crime or to punish the offender, and (2) consecutive sentences are not
disproportionate to the seriousness of the offender’s conduct and to the danger the offender poses
to the public. In addition, the court must find that any one of the following applies:
(1) the offender committed one or more of the multiple offenses while awaiting
trial or sentencing, while under a sanction, or while under postrelease control for a
prior offense;
(2) at least two of the multiple offenses were committed as part of one or more
courses of the conduct, and the harm caused by two or more of the offenses was
so great or unusual that no single prison term for any of the offenses committed as
part of any of the courses of conduct adequately reflects the seriousness of the
offender’s conduct; or
(3) the offender’s history of criminal conduct demonstrates that consecutive
sentences are necessary to protect the public from future crime by the offender.
{¶33} In order to impose consecutive terms of imprisonment, a trial court must both make
the statutory findings mandated for consecutive sentences under R.C. 2929.14(C)(4) at the
sentencing hearing and incorporate those findings into its sentencing entry. Bonnell at the
syllabus.
{¶34} Here, in imposing consecutive sentences, the trial court stated;
I’ll note again that the second two cases occurred while you were on bond, and I
am going to order that Cases 620811 and 620804 and 624128 all run consecutive.
A total sentence of 11 and a half years is not disproportionate to the crime here.
There was 160 grams of heroin, you know, enough to kill a small community.
You have a prior criminal history, and the sentence is necessary to protect the
public from further drug dealing.
{¶35} Ray contends that the trial court’s findings were insufficient to impose consecutive
sentences because the court did not find that consecutive sentences are not disproportionate to the
danger he poses to the public. Ray contends that the trial court found only that consecutive
sentences were not disproportionate to the seriousness of his conduct. Ray’s argument is
without merit.
{¶36} Although a court must make the separate and distinct findings required by R.C.
2929.14(C)(4), it is not required to give a “talismanic incantation of the words in the statute” to
satisfy its obligation to make its findings. State v. Evans, 8th Dist. Cuyahoga No. 100151,
2014-Ohio-3584, ¶ 30, citing Bonnell, 140 Ohio St. 3d 209, 2014-Ohio-3177,16 N.E.3d 659, at ¶
37. A word-for-word recitation of the statute is not required; as long as the reviewing court can
discern that the trial court engaged in the correct analysis and the record contains evidence to
supports the findings, consecutive sentencing should be upheld. Evans at id.
{¶37} In this case, the trial court made the separate and distinct findings required by R.C.
2929.14(C)(4) to impose consecutive sentences. The trial court specifically found that
consecutive sentences were necessary to protect the public from further drug dealing by Ray. It
also found that a sentence of 11 and one-half years was not disproportionate to the crimes Ray
had committed (i.e., the seriousness of his conduct). And although the trial court did not use the
explicit language of the statute, it found that consecutive sentences were not disproportionate to
the danger Ray poses to the public when it noted that there were 160 grams of heroin in Ray’s
apartment, “enough to kill a small community.” Last, the court found that Ray had a criminal
history, and that he had committed the offenses in two of the cases while he was out on bond
from the first case.
{¶38} Because the trial court made the findings required by R.C. 2929.14(C)(4) to impose
consecutive sentences, the second assignment of error is overruled.
C. Ineffective Assistance of Retained Counsel
{¶39} In his third assignment of error, Ray contends that his retained counsel was
ineffective, in violation of his Sixth Amendment right to effective assistance of counsel, because
counsel encouraged Ray to plead guilty in exchange for a plea offer that did not exist.
Specifically, Ray contends that even though the state never revived its original plea offer, counsel
assured Ray that upon his guilty pleas, the state had agreed to recommend a cumulative sentence
of four to seven years incarceration.
{¶40} To support his argument, Ray attached to his appellate brief his own affidavit, as
well as affidavits from two individuals who averred that retained counsel assured them that the
plea offer included a sentencing range of four to seven years. An appellate court cannot consider
exhibits, affidavits, or other matters attached to an appellate brief that were not properly certified
as part of the trial court’s original record. Isbell v. Kaiser Found. Health Plan, 85 Ohio App. 3d
313, 318, 619 N.E.2d 1055 (8th Dist.1993); App.R. 9(A). Because Ray first filed the affidavits
with his appellate brief, they are not part of the record and we cannot review them on appeal.
They may, however, be a proper basis for a petititon for postconviction relief, should Ray choose
to file such a petition. See R.C. 2953.21(A)(1)(a). The third assignment of error is therefore
overruled.
{¶41} Judgment affirmed.
It is ordered that appellee recover from appellant costs herein taxed.
The court finds there were reasonable grounds for this appeal.
It is ordered that a special mandate issue out of this court directing the common pleas
court to carry this judgment into execution. The defendant’s conviction having been affirmed,
any bail pending appeal is terminated. Case remanded to the trial court for execution of
sentence.
A certified copy of this entry shall constitute the mandate pursuant to Rule 27 of the
Rules of Appellate Procedure.
KATHLEEN ANN KEOUGH, JUDGE
PATRICIA ANN BLACKMON, P.J., and
EILEEN A. GALLAGHER, J., CONCUR