State v. D.D.G.

[Cite as State v. D.D.G., 2019-Ohio-4982.]
COURT OF APPEALS OF OHIO
EIGHTH APPELLATE DISTRICT
COUNTY OF CUYAHOGA
STATE OF OHIO, :
Plaintiff-Appellee, :
Nos. 108291 and 108342
v. :
D.D.G., :
Defendant-Appellant. :
JOURNAL ENTRY AND OPINION
JUDGMENT: AFFIRMED
RELEASED AND JOURNALIZED: December 5, 2019
Civil Appeal from the Cuyahoga County Court of Common Pleas
Case Nos. CR-13-577059-A and CR-09-524279-A
Appearances:
Michael C. O’Malley, Cuyahoga County Prosecuting
Attorney, and Christopher D. Schroeder and Anthony T.
Miranda, Assistant Prosecuting Attorneys, for appellee.
Mary Elaine Hall, for appellant.
MARY J. BOYLE, J.:
This cause came to be heard upon the accelerated calendar pursuant
to App.R. 11.1 and Loc.R. 11.1. In this consolidated, accelerated appeal, defendant-
appellant, D.D.G., a.k.a. D.G., appeals the trial court’s judgments denying his
applications to seal his criminal record in two separate criminal cases.1 He raises
two assignments of error for our review:
1. Whether the trial court, in [Cuyahoga C.P. No.] CR-13-577059,
abused its discretion when it denied the defendant-appellant, D.D.G.’s
(aka D.G.’s) Petition for Expungement without holding a hearing?
2. Whether the trial court, in [Cuyahoga C.P. No.] CR-09-524279,
abused its discretion when it did not conduct a balancing test to also
include the totality of the expungement statute which contains R.C.
2953.36 and R.C. 2901.01 by reference?
Finding no merit to his assignments of error, we affirm.
I. Procedural History and Factual Background
In July 2009, D.D.G. pleaded guilty to two counts of drug possession
in violation of R.C. 2925.11(A), one a felony of the fifth degree and the other a felony
of the fourth degree in CR-09-524279. Both counts carried a forfeiture specification.
The trial court sentenced D.D.G. to a one-year term of community control. It also
ordered D.D.G. to pay court costs.
In September 2013, D.D.G. pleaded guilty to drug trafficking in
violation of R.C. 2925.03(A)(2), a felony of the fifth degree, with a forfeiture
specification in CR-13-577059. The trial court sentenced him to a one-year term of
community control and ordered D.D.G. to perform 20 hours of community work
service. It also suspended his driver’s license for six months and waived his court
costs.
Appeal No. 108342 is an appeal from CR-09-524279-A and Appeal No. 108291 is
1
an appeal from CR-13-577059-A. We consolidated both appeals for briefing, hearing, and
disposition.
On January 24, 2019, D.D.G. filed separate applications for sealing in
CR-09-524279 and CR-13-577059.2 In his applications, D.D.G. acknowledged that
he had three felony convictions, stemming from CR-09-524279, CR-13-577059, and
Sandusky C.P. No. 13CR567.
D.D.G. moved to consolidate both petitions, but the trial court never
ruled on that motion, and the petitions proceeded separately before different trial
court judges.3
In both cases, the trial courts ordered an expungement investigation
report, which showed that D.D.G. was convicted of four felonies — two counts of
drug possession (CR-09-524279), one count of drug trafficking (CR-13-577059),
and one count of failure to comply with order or signal of a police officer (13CR567)
2While D.D.G.’s applications were titled, “motion for expungement,” he was
technically applying to seal his criminal records. The terms “expungement” and “sealing,”
are often used interchangeably; however, they are not the same thing. Expungement
occurs when a conviction is completely erased from one’s record. Sealing is when the
records of a conviction are filed in a “separate, secured location” and “cannot be seen by
most people.” The Ohio Justice & Policy Center’s Criminal Records Manual,
Understanding and Clearing Up Ohio Criminal Records, and Overcoming the Barriers
They Create, http://ohiojpc.org/wp-content/uploads/2015/07/OJPCs-Criminal-
Record-Manual.pdf (accessed Sept. 18, 2019). Ohio does not allow the expungement of
adult convictions but, instead, allows offenders to apply to have their records sealed.
Compare R.C. 2953.32 (“Sealing of conviction record or bail forfeiture record”) and R.C.
2953.52 (“Sealing of records after not guilty finding, dismissal of proceedings or no bill
by grand jury”) with R.C. 2151.358 (“Expungement of sealed records” for juveniles).
3 In CR-13-577059, the docket reflects that the trial court considered D.D.G.’s
motion to consolidate as moot after denying his application to seal. In CR-09-524279,
however, the trial court made no determination about his motion to consolidate the
applications in that case.
— and a misdemeanor, noise in motor vehicles, a fourth-degree misdemeanor, in
Cleveland M.C. No. 2010 CRB 026869.4
The state opposed both of D.D.G.’s applications, arguing that under
R.C. 2953.31(A), D.D.G. was “statutorily ineligible for [sealing his criminal
convictions] because he has more than one felony conviction, and one of [his]
convictions was a felony of the third degree.” The state pointed out that the
expungement investigation report showed that in addition to his felony convictions
in CR-09-524279 and CR-13-577059, which were in Cuyahoga County Common
Pleas Court, D.D.G. was also convicted of failure to comply with an order or signal
of a police officer in violation of R.C. 2921.331(B), a felony of the third degree, in
Sandusky C.P. No. 13CR567.5 Attached to both of the state’s briefs in opposition was
a printed copy of the docket from D.D.G.’s Sandusky case, showing that he pleaded
guilty to failure to comply with an order or signal of a police officer in December
2013, and was sentenced to 180 days in jail, a three-year term of community control
sanctions, a driver’s license suspension, and a fine on January 21, 2014.
4 The expungement investigation report states that D.D.G. was also convicted of
playing of sound devices in motor vehicles in Case No. 2010 CRB 026869. However, the
Cleveland Municipal Court’s docket shows that while D.D.G. was initially charged with
that crime, he was only convicted of noise in motor vehicles.
5 In CR-13-577059, the state’s brief in opposition stated that the expungement
investigation report also showed D.D.G. had misdemeanor convictions for playing of
sound devices in motor vehicles and noise in motor vehicles. However, as we already
noted, the expungement investigation report incorrectly states that D.D.G. was convicted
of playing of sound devices in motor vehicles, as the municipal court’s docket shows that
he was only charged with that crime, but never convicted of it.
In CR-09-524279, the trial court set a date for a hearing on the
petition and held that hearing on March 21, 2019. At the hearing, D.D.G.’s counsel
conceded that D.D.G. had a third-degree felony conviction for failure to comply in
Sandusky County Common Pleas Court. The trial court denied D.D.G.’s petition in
that case, finding that D.D.G. was not an eligible offender under R.C. 2953.31(A)
because he was convicted of failure to comply with an order or signal of a police
officer, a third-degree felony, and had four felony and two misdemeanor
convictions.
In CR-13-577059, the trial court did not set a date for a hearing on
D.D.G.’s petition and denied it without a hearing. The trial court’s journal entry
stated that it was denying the petition because D.D.G. was not eligible for sealing
under R.C. 2953.31(A) because he was convicted of failure to comply with an order
or signal of a police officer, a third-degree felony, and had more than one felony
conviction.
It is from these judgments that D.D.G. now appeals.
II. Law and Analysis
A. Denial of D.D.G.’s Application for Sealing in Case No. CR-09-
524279
We will address D.D.G.’s assignments of error out of order for ease of
discussion. In his second assignment of error, D.D.G. argues that the trial court
abused its discretion by not conducting a balancing test and referencing R.C.
2953.36 and 2901.01.
We review the trial court’s denial of D.D.G.’s application to seal his
record of conviction for an abuse of discretion. State v. M.H., 8th Dist. Cuyahoga
No. 105589, 2018-Ohio-582, ¶ 11, citing State v. Smith, 8th Dist. Cuyahoga No.
91853, 2009-Ohio-2380. An abuse of discretion occurs where the trial court’s
decision is arbitrary, unreasonable, or unconscionable. Blakemore v. Blakemore, 5
Ohio St.3d 217, 219, 450 N.E.2d 1140 (1983). However, whether an applicant is
considered an eligible offender is an issue of law for a reviewing court to decide de
novo. State v. M.E., 8th Dist. Cuyahoga No. 106298, 2018-Ohio-4715, ¶ 6, citing
State v. M.R., 8th Dist. Cuyahoga No. 94591, 2010-Ohio-6025. Because the trial
courts denied D.D.G.’s applications on the basis that he was an ineligible offender,
we review the trial courts’ decisions de novo.
To be “eligible” for sealing, an offender must qualify under either
subsection (a) or (b) of R.C. 2953.31(A)(1). Subsection (a) states that an “eligible
offender” includes “[a]nyone who has been convicted of one or more offenses, but
not more than five felonies, in this state or any other jurisdiction, if all of the offenses
in this state are felonies of the fourth or fifth degree or misdemeanors and none of
those offenses are an offense of violence or a felony sex offense[.]” Here, D.D.G. is
not an eligible offender under R.C. 2953.31(A)(1)(a) because he has a felony of the
third degree for failure to comply with an order or signal of a police officer.
Subsection (b) states that an “eligible offender” is
[a]nyone who has been convicted of an offense in this state or any other
jurisdiction, to whom division (A)(1)(a) of this section does not apply,
and who has not more than one felony conviction, not more than two
misdemeanor convictions, or not more than one felony conviction and
one misdemeanor conviction in this state or any other jurisdiction.
In other words, an offender is eligible for sealing under subsection (b)
if the offender only has one felony conviction; one misdemeanor conviction; or one
felony conviction and one misdemeanor conviction. Here, D.D.G. has four felony
convictions and one misdemeanor conviction. Therefore, he is not an eligible
offender under R.C. 2953.31(A)(1)(b).
Despite the fact that he is clearly ineligible under R.C. 2953.31(A)(1),
D.D.G. maintains that the trial court erred in denying his applications and should
have granted his applications after conducting the balancing test set forth in the
Ohio Supreme Court’s decision in Pepper Pike v. Doe, 66 Ohio St.2d 374, 421 N.E.2d
1303 (1981). In that case, however, the court reviewed “whether a defendant
charged with but not convicted of a criminal offense has a right to * * * expungement
of her criminal record.” Id. at 376. In finding that the defendant was entitled to
expungement based on the “unusual and exceptional circumstances” of that case,
the court stated:
When exercising these powers, the trial court should use a balancing
test, which weighs the interest of the accused in his good name and
right to be free from unwarranted punishment against the legitimate
need of government to maintain records. Where there is no compelling
state interest or reason to retain the judicial and police records, such as
where they arise from a domestic quarrel and constitute vindictive use
of our courts, the accused is entitled to this remedy.
Id. at 377.
Pepper Pike, however, does not apply here because, unlike the
defendant in that case who was not convicted, D.D.G. pleaded guilty to and was
convicted of four felonies in CR-09-524279, CR-13-577059, and 13CR567
respectively. “[N]either the rule of Pepper Pike nor its rationale has vitality when
the offender has been convicted and is not a first-time offender.” State v. Radcliff,
142 Ohio St.3d 78, 2015-Ohio-235, 28 N.E.3d 69, ¶ 27; see also State v. Hilbert, 145
Ohio App.3d 824, 826-827, 764 N.E.2d 1064 (8th Dist.2001) (noting that the Ohio
Supreme Court seemed to treat the General Assembly’s amendment of R.C. 2953.31
“as an expression of legislative will that the [Pepper Pike] v. Doe standard no longer
be the controlling test[.]”); State v. Moore, 31 Ohio App.3d 225, 227, 510 N.E.2d 825(8th Dist.1986), citing State v. Weber, 19 Ohio App.3d 214, 484 N.E.2d 207 (8th
Dist.1984) (where this court recognized that Pepper Pike limited “a trial court’s
discretion to grant judicial expungement relief to instances where the defendant is
acquitted of the criminal offense or to cases where the charges are dismissed prior
to trial.”).
Further, when the Ohio Supreme Court decided Pepper Pike in 1981,
Ohio law did not provide any mechanism for sealing the records of criminal cases
resulting in acquittal or dismissal, which is now found in R.C. 2953.51, et seq. State
v. Vanzandt, 142 Ohio St.3d 223, 2015-Ohio-236, 28 N.E.3d 1267, ¶ 11. Here, D.D.G.
was neither acquitted, nor were his cases dismissed prior to trial. Rather, he pleaded
guilty to and was convicted of two counts of drug possession in CR-09-524279 (a
felony of the fifth degree and a felony of the fourth degree); one count of drug
trafficking in CR-13-577059 (a felony of the fifth degree); and one count of failure to
comply with an order or signal of a police officer in 13CR567 (a felony of the third
degree). Therefore, the balancing test set forth in Pepper Pike does not apply to
D.D.G.
Accordingly, D.D.G. was not eligible for sealing of his record of
conviction, the trial court did not err since it was not required to conduct a balancing
test, and we overrule D.D.G.’s second assignment of error.
B. Failure to Hold a Hearing on D.D.G.’s Application for Sealing in
CR-13-577059
In his first assignment of error, D.D.G. argues that the trial court
erred by not holding a hearing on his application to seal in CR-13-577059, which he
argues is mandatory under R.C. 2953.32(B). D.D.G.’s first assignment of error
requires us to interpret a statute, which is a question of law that we review de novo.
State v. Pariag, 137 Ohio St.3d 81, 2013-Ohio-4010, 998 N.E.2d 401, ¶ 9.
There are a few cases from this court that have held that a trial court
is not required to hold a hearing on an offender’s application for sealing when the
trial court is able to determine that the offender is not eligible as a matter of law
without a hearing.
In State v. J.K., 8th Dist. Cuyahoga No. 96574, 2011-Ohio-5675, we
recognized that the Eighth District has repeatedly held that an oral hearing on an
application for sealing is mandatory. Id. at ¶ 15. However, we found that because
the state only raised an issue of law in its opposition brief — i.e., that J.K. was not
eligible under R.C. 2953.36 because he was convicted of attempted arson, an offense
of violence — “an evidentiary hearing was not necessary to address” that issue. Id.
at ¶ 16.6
Subsequent decisions from this court have cited to J.K. for the
proposition that a hearing is not necessary when the offender’s noneligibility is a
question of law and can be determined by proof or documentation included in the
record. See State v. V.S., 8th Dist. Cuyahoga No. 105264, 2017-Ohio-1565, ¶ 11
(“Appellant’s OVI conviction is excluded by R.C. 2953.36(A)(2) * * * and may not be
sealed. Therefore, when a conviction an applicant is attempting to seal is for one of
[the crimes excluded under R.C. 2953.36], the court need not hold a hearing because
the statutory provisions do not apply.”); State v. E.A., 8th Dist. Cuyahoga No.
103829, 2017-Ohio-180, ¶ 12 (“The offense E.A. committed is an offense of violence
and not subject to sealing under R.C. 2953.32. Therefore, the state’s claim that the
court erred because it did not hold a hearing is moot.”); State v. Moulder, 8th Dist.
Cuyahoga No. 98661, 2013-Ohio-1036, ¶ 6, citing J.K. (“[W]here the state raises a
determinative question of law in its brief in opposition to expungement that can be
decided without a hearing, a trial court could, in its discretion, deny the motion
without a hearing.”).7
6 In J.K., we concluded that the trial court did not err in not holding a hearing and
affirmed the trial court’s decision sealing J.K.’s convictions because attempted arson was
not an offense of violence under R.C. 2953.36 and was a fifth-degree felony and J.K. was
“eligible in all other respects.” Id. at ¶ 31.
7 In a footnote related to that statement, the panel in Moulder stated, “[s]uch issues
would include whether the offense was one prohibited by statute from being expunged or
whether the applicant was a first offender where the state had submitted proof of
convictions precluding expungement.” Id. at ¶ 6, fn. 2.
After a review of the relevant case law, we find that a trial court does
not need to hold a hearing when an offender is not eligible as a matter of law and
that ineligibility can be established by proof or documentation included in the
record. A hearing is not required under these circumstances for three reasons: (1)
R.C. 2953.32(B)’s plain language does not require a trial court to “hold” a hearing,
(2) other appellate districts have recognized that a hearing is not necessary when an
offender is not eligible for sealing as a matter of law, and (3) judicial economy.
First, R.C. 2953.32(B) states, “Upon the filing of an application under
this section, the court shall set a date for a hearing and shall notify the prosecutor
for the case of the hearing on the application.” (Emphasis added.) Contrary to
D.D.G.’s belief and the cases upon which he relies, the statute’s explicit language
does not, in fact, require a trial court to “hold” a hearing; instead, the statute only
requires a trial court to “set” a date for a hearing. State ex rel. Cincinnati Enquirer
v. Lyons, 140 Ohio St.3d 7, 2014-Ohio-2354, 14 N.E.3d 989, ¶ 27-29
(R.C. 2953.32(B)’s plain language does not require the trial court to “hold a hearing,”
but, instead, only requires it to “set a date for a hearing.”). This distinction cannot
be ignored as the General Assembly has required trial courts to “hold” hearings in
other statutes. See R.C. 2151.314(A) (“If the child is not so released, a complaint * * *
or an information * * * shall be filed or an indictment * * * shall be sought and an
informal detention or shelter care hearing held promptly, not later than seventy-
two hours after the child is placed in detention or shelter care, to determine whether
detention or shelter care is required.”) (Emphasis added.); R.C. 2903.214 (“If a
person who files a petition pursuant to this section requests an ex parte order, the
court shall hold an ex parte hearing as soon as possible after the petition is filed,
but not later than the next day that the court is in session after the petition is filed.”)
(Emphasis added.); R.C. 2929.18(A)(1) (“If the court decides to impose restitution,
the court shall hold a hearing on restitution if the offender, victim, or survivor
disputes the amount.”) (Emphasis added.); R.C. 2930.07(A) (“[T]he prosecutor may
file a motion with the court requesting that the court issue an order specifying that
the victim and other witnesses in the case not be compelled in any phase of the
criminal or delinquency proceeding to give testimony that would disclose the
victim’s or victim’s representative’s address, place of employment, or similar
identifying fact without the victim’s or victim’s representative’s consent. The court
shall hold a hearing on the motion in chambers, and a court reporter shall make a
record of the proceeding.”) (Emphasis added.); R.C. 2945.37(B) (“In a criminal
action in a court of common pleas, a county court, or a municipal court, the court,
prosecutor, or defense may raise the issue of the defendant’s competence to stand
trial. If the issue is raised before the trial has commenced, the court shall hold a
hearing on the issue as provided in this section.”). (Emphasis added.)
Further, setting a case for a hearing and actually holding a hearing are
different, and “we are forbidden to add a nonexistent provision to the plain language
of [a statute].” State ex rel. Steffen v. Judges of the Court of Appeals for the First
Appellate Dist., 126 Ohio St.3d 405, 2010-Ohio-2430, 934 N.E.2d 906, ¶ 26.
Therefore, by requiring the trial court to hold a hearing even when an offender is not
statutorily eligible for sealing, we would be adding a provision to R.C. 2953.32(B)
and impermissibly legislating.
One may wonder why the statute would require a trial court to set a
date for a hearing but then not actually require the court to hold that hearing. But
we believe the General Assembly did so intentionally. By setting the application for
a hearing, the trial court notifies the prosecutor of the application and sets a deadline
for which the prosecutor has to file objections. See R.C. 2953.32(B) (“The prosecutor
may object to the granting of the application by filing an objection with the court
prior to the date set for the hearing.”). (Emphasis added.) We believe that the
General Assembly intended to have a trial court set a hearing to set a deadline for
the prosecutor, with the understanding that not all applications for sealing require
a hearing to actually be held, i.e., when an offender is not eligible as a matter of law.
In support of his argument that the trial court was required to hold a
hearing under the plain language of R.C. 2953.32(B), D.D.G. cites to State v. B.J.,
8th Dist. Cuyahoga No. 105764, 2018-Ohio-177; State v. M.R., 2017-Ohio-973, 86
N.E.3d 641 (8th Dist.); Strongsville v. J.M.B., 8th Dist. Cuyahoga No. 100680,
2014-Ohio-3144; and State v. Hann, 173 Ohio App.3d 716, 2007-Ohio-6201, 880
N.E.2d 148 (8th Dist.). The dissent also believes that R.C. 2953.32(B)’s language
mandates a hearing, relying on State v. S.E., 8th Dist. Cuyahoga No. 106367, 2018-
Ohio-1414; State v. M.S., 8th Dist. Cuyahoga No. 98892, 2013-Ohio-828; and State
v. R.A., 8th Dist. Cuyahoga Nos. 97550 and 97551, 2012-Ohio-2507, in addition to
the cases cited by D.D.G.
D.D.G. and the dissent are correct that those cases held that a hearing
is mandatory under R.C. 2953.32(B); however, as we explained above, the statute’s
plain language does not actually require a hearing to be held. Further, those cases
are also distinguishable as none of those cases show that a de novo review of the
offenders’ eligibility to apply for sealing occurred. Instead, those cases reversed and
remanded the trial courts’ decisions because the trial courts simply failed to hold a
hearing on the offenders’ applications. B.J. at ¶ 6-7; S.E. at ¶ 8; M.R. at ¶ 10; J.M.B.
at ¶ 12; M.S. at ¶ 11; R.A. at ¶ 6; and Hann at ¶ 8.8 In the instant case, however,
D.D.G.’s eligibility is at issue on appeal. Unlike those cases, we have already
determined that D.D.G. is ineligible for sealing his criminal record. Therefore, to
reverse and require the trial court to hold a hearing would be a futile act and waste
of resources.
Second, other appellate districts have held that a hearing on an
offender’s application for sealing is not necessary when the trial court is able to
determine the offender is not eligible as a matter of law. In State v. Campbell, 9th
Dist. Summit No. 24919, 2010-Ohio-128, the court held that because the defendant
was convicted of an offense of violence, he was not eligible for sealing under R.C.
8 B.J. is distinguishable from the instant matter. In that case, the defendant was
convicted of assault on a police officer and was ineligible for expungement under R.C.
2953.36(A)(3), which among other exceptions, prohibits offenders from applying for
expungement when one of the convictions is an offense of violence. When an offender is
ineligible under R.C. 2953.36(A), “sections 2953.31 to 2953.25 of the Revised Code do not
apply[.]” In other words, when an offender is not eligible under R.C. 2953.36, R.C.
2953.32’s “hearing requirement” does not apply. Therefore, D.D.G.’s reliance on B.J. is
misplaced.
2953.36 and “the trial court had no authority to hear the motion to seal the record.”
Id. at ¶ 8. The court stated, “[i]t is axiomatic that, if R.C. 2953.32 does not apply to
[an offender’s] conviction of record, then the requirements that the trial court set a
hearing and make certain determinations pursuant to R.C. 2953.32(B) and (C) are
not implicated.” Id. at ¶ 8.
In State v. Clark, 4th Dist. Athens No. 11CA8, 2011-Ohio-6354, the
Fourth District reached a similar conclusion concerning R.C. 2953.32(B)’s plain
language. The court stated, “R.C. 2953.32 requires only that a hearing date be set.
There is no requirement that a hearing must be held.” Id. at ¶ 13. It said:
Importantly, the events outlined in R.C. 2953.32(B) transpire before
the hearing date, and R.C. 2953.32 does not require that a hearing be
held after the prosecutor objects and the trial court makes its
investigation. Therefore, in our view, R.C. 2953.32 contemplates that
a trial court may, without a hearing, deny an application based on (1)
the application itself, (2) the prosecutor’s objections, and (3) the
investigation reports.
(Emphasis sic.) Id.
In Aurora v. Bulanda, 11th Dist. Portage No. 95-P-0130, 1996 Ohio
App. LEXIS 2453 (June 14, 1996), the court recognized that some appellate districts,
including the Eighth District in State v. Saltzer, 14 Ohio App.3d 394, 471 N.E.2d 872(8th Dist.1984), generally hold that a hearing is mandatory because “under normal
circumstances, a trial court would be required to hear evidence before rendering its
decision on the motion[,]” such as when determining if an offender is rehabilitated.
Id. at 11. The court found those types of cases distinguishable, however, given the
fact that the defendant was convicted of driving while intoxicated, which could not
be expunged under R.C. 2953.36. Id. As a result, the court concluded that the
defendant “could not have presented any evidence which could have changed the
outcome in [that] case because the trial court simply had no discretion to grant her
motion” and, therefore, that “a trial court is not required to hold an evidential
hearing under these circumstances because it simply would serve no purpose.” Id.
at 12.
The Tenth District has also held that when an offender’s application
is barred by res judicata, which is a matter of law, a trial court need not hold a
hearing. See McBride v. Whitehall, 10th Dist. Franklin Nos. 13AP-658 and 13AP-
680, 2013-Ohio-5718, ¶ 21 (“[C]ollateral estoppel precludes appellant from
relitigating his status as an eligible offender under R.C. 2953.31. Because appellant
is not an eligible offender, the trial court in this case lacked jurisdiction to grant his
applications under R.C. 2953.32. * * * A hearing is not necessary to reach this
conclusion.”); State v. Haney, 10th Dist. Franklin No. 99AP-159, 1999 Ohio App.
LEXIS 5524, 12 (Nov. 23, 1999) (“[A]ppellant could not have presented any evidence
that would have changed the outcome because the trial court had no discretion to
grant the second application. The trial court was required, as a matter of law, to find
the second application barred by res judicata. Accordingly, this court concludes that
the trial court was not required to hold an evidentiary hearing[.]”).
Third, requiring a trial court to hold a hearing when an offender is not
eligible for sealing as a matter of law does not serve judicial-economy purposes. The
trial court has no discretion at the hearing to grant a motion for an offender who is
not statutorily eligible, and thus, such a hearing does nothing but waste judicial
resources, taxpayers’ and offenders’ money, and court costs.
With the above in mind and turning to the instant case, the docket
reflects that the trial court did not actually set a date for a hearing in CR-13-577059
as is explicitly required under R.C. 2953.32(B). But, under Crim.R. 52(A), an error
is harmless when it “does not affect [a person’s] substantial rights” and will be
disregarded.
Here, the trial court’s failure to set a date for a hearing on D.D.G.’s
application for sealing was a harmless error because it did not affect D.D.G.’s
substantial rights — he was not eligible to have his record of conviction sealed and a
hearing on his application would be aimless. See Clark, 2011-Ohio-6354, at ¶ 15
(“[A]lthough the trial court erred by not setting a hearing date, that error is
harmless.”); State v. Milavec, 8th Dist. Cuyahoga No. 79235, 2001 Ohio App.
LEXIS 3045, 4 (July. 5, 2001) (the trial court’s failure to set a date for a hearing on
the offender’s application for sealing was harmless error “because the record clearly
reveals that a firearm was used in the commission of the offense, making [the
offender] ineligible to have her record of conviction sealed”). Accordingly, we
overrule D.D.G.’s first assignment of error.
Judgment affirmed.
It is ordered that appellee recover of appellant costs herein taxed.
The court finds there were reasonable grounds for this appeal.
It is ordered that a special mandate issue out of this court directing the
common pleas court to carry this judgment into execution.
A certified copy of this entry shall constitute the mandate pursuant to Rule 27
of the Rules of Appellate Procedure.
MARY J. BOYLE, JUDGE
MICHELLE J. SHEEHAN, J., CONCURS;
MARY EILEEN KILBANE, A.J., CONCURS IN PART AND DISSENTS IN PART
WITH SEPARATE OPINION
MARY EILEEN KILBANE, A.J., CONCURRING IN PART AND DISSENTING IN
PART WITH SEPARATE OPINION:
Respectfully, I would affirm the trial court’s judgment in part and
reverse in part. I agree with the majority’s disposition of the second assignment of
error affirming the denial of D.D.G.’s application to seal his record in Case No. CR-
09-524279. I respectfully disagree, however, with the majority’s disposition of the
first assignment of error. I would reverse the trial court’s denial of D.D.G.’s
application to seal his record in Case No. CR-13-577059 because the procedure set
forth in R.C. 2953.32(B) mandates a hearing on D.D.G.’s application, which was
heard by a different trial judge than in Case No. CR-09-524279.
The majority, relying on J.K., 8th Dist. Cuyahoga No. 96574, 2011-
Ohio-5675, finds that the trial court is not required to hold a hearing on an
application for expungement when the only issue is the defendant’s eligibility, which
is a question of law. In J.K., the state argued that because J.K. pled guilty to
attempted arson, he was not eligible for expungement because arson is an offense of
violence under R.C. 2953.36, which lists convictions that are excluded from
expungement. The majority opinion found that this sole issue is “clearly a question
of law” and “an evidentiary hearing was not necessary to address it.” Id. at ¶ 16,
citing State v. Webb, 2d Dist. Montgomery No. 23892, 2010-Ohio-5743.
A review of Webb, however, reveals that it has only been cited in two
other cases — J.K. and R.A., 8th Dist. Cuyahoga Nos. 97550 and 97551, 2012-Ohio-
2507, which distinguishes Webb. Moreover, the majority’s holding in J.K. is a
departure from our long line of cases holding that an expungement hearing is
mandatory upon an application to seal the record.
As the dissenting opinion in J.K. stated:
The majority deviates from this court’s repeated holding that an oral
hearing on an expungement motion is mandatory. As ground for the
deviation, the majority states that the state’s opposition to J.K.’s
expungement motion only raised a question of law; that is, whether
attempted arson is an expungeable offense. The majority cites [Webb]
in support of its holding.
In Webb, the defendant pleaded guilty to arson and was sentenced to
community control sanctions. After successfully completing his
community control sanctions, the defendant filed a motion to seal the
record of his conviction. The trial court denied his motion without a
hearing.
The Second Appellate District affirmed the trial court’s judgment,
finding that because arson is a crime of violence, the defendant was
statutorily ineligible for expungement. The court held the issue was
“purely an issue of law, and no hearing [was] necessary to resolve that
question.” Id. at ¶ 6.
Here, J.K. was charged with arson and insurance fraud. But he pleaded
guilty to attempted arson and insurance fraud. The majority
acknowledges that under State v. Simon, 87 Ohio St.3d 531, 2000-
Ohio-474, 721 N.E.2d 1041, a trial court reviews the entire record,
including not only the plea, but also the events that led to the original
charges. The majority then reviews the entire record and finds that J.K.
did not commit a disqualifying crime of violence and upholds the trial
court’s judgment.
I believe that review should have occurred in the first instance by the
trial court at an oral hearing. I would therefore rule in line with this
court’s precedent of requiring a hearing on a motion for expungement
and would reverse and remand upon the state’s first assignment of
error.
Id. at ¶ 33-37.
Furthermore, subsequent decisions from our court have
distinguished J.K., noting that the:
J.K. decision relied on [Webb] for th[e] proposition [that a hearing is
not necessary where the state raises purely an issue of law in opposition
to the motion for expungement]. But a reading of Webb demonstrates
that the Webb court cited no authority for its conclusion that a hearing
is not necessary to resolve issues of law regarding an application for
expungement. And no other cases have cited Webb or J.K. for this
proposition. Accordingly, we decline to follow Webb or J.K. in this
case, and hold that the trial court erred in denying R.A.’s application
for expungement without first holding a hearing.
R.A. at ¶ 7.
And in M.S, 8th Dist. Cuyahoga No. 98892, 2013-Ohio-828, this
court stated:
In a recent decision, [J.K.], a panel of this court departed from our long
line of cases and held that an expungement hearing is not necessary
where the state raises purely an issue of law when opposing the
application for expungement. This case is distinguishable from J.K.,
because in J.K., the applicant was convicted for arson, which was an
offense of violence excepted under R.C. 2953.36 for expungement, and
therefore, the application involved only a question of law. Here, we
recognize that whether an applicant is considered a first offender is an
issue of law. State v. Oravec, 8th Dist. Cuyahoga No. 96654, 2011-
Ohio-5831, ¶ 5. However, there is a question of fact regarding what the
alleged prior conviction was because the state did not provide any
documentation for the allegation.
Id. at fn. 2.
In following with our long line of cases holding that an expungement
hearing is mandatory upon an application to seal the record, we recently stated in
B.J., 8th Dist. Cuyahoga No. 105764, 2018-Ohio-177, that:
“[a] trial court commits error by ruling on a motion for expungement
filed pursuant to R.C. 2953.32 without first holding a hearing. R.C.
2953.32(B); [State v. Hamilton], 75 Ohio St.3d 636, 1996-Ohio-440,
665 N.E.2d 669 (1996); State v. Saltzer, 14 Ohio App.3d 394, 471
N.E.2d 872 (8th Dist.1984), followed. Accordingly, this court has
repeatedly held that ‘an oral hearing on an expungement motion is
mandatory, and failure to hold one is cause for reversal and remand.’
State v. J.K., 8th Dist. Cuyahoga No. 96574, 2011-Ohio-5675, ¶ 15,
citing State v. Hann, 173 Ohio App.3d 716, 718, 2007-Ohio-6201, 880
N.E.2d 148 (8th Dist.). See also State v. Nowden, 8th Dist. Cuyahoga
No. 88605, 2007-Ohio-2914; State v. Poston, 8th Dist. Cuyahoga No.
87216, 2006-Ohio-4125; State v. Powers, 8th Dist. Cuyahoga No.
84416, 2004-Ohio-7021; State v. Davis, 8th Dist. Cuyahoga No. 81940,
2003-Ohio-1363; State v. Rebello, 8th Dist. Cuyahoga No. 77076, 2000
Ohio App. LEXIS 1924 (May 4, 2000). The rationale that a trial court
must first hold a hearing is ‘obviously predicated upon the fact that,
under normal circumstances, a trial court would be required to hear
evidence prior to rendering its decision in order to make several
determinations pursuant to [R.C. 2953.32(C)(1)(a) through (e)].’ J.K.
at ¶ 15, citing State v. Haney, 10th Dist. Franklin No. 99AP-159, 1999
Ohio App. LEXIS 5524 (Nov. 23, 1999).”
Id. at ¶ 6, quoting M.R., 2017-Ohio-973, 86 N.E.3d 641, at ¶ 10 (8th Dist.). See also
S.E., 8th Dist. Cuyahoga No. 106367, 2018-Ohio-1414.
In addition to J.K.’s departure from this court’s longstanding
precedent, I would find that J.K. is factually distinguishable from the instant case.
The defendant in J.K., committed attempted arson — an offense of violence, which
is specifically excluded from expungement under R.C. 2953.36.9 Whereas in the
instant case, D.D.G. committed drug related offenses. The trial court should have
held a hearing to review these offenses and determine eligibility. I would therefore
rule in line with this court’s precedent of requiring a hearing on a motion for
expungement and would reverse and remand for a hearing as requested and
required by R.C. 2953.32(B).
In reaching its decision, the majority also relies on Lyons, 140 Ohio
St.3d 7, 2014-Ohio-2354, 14 N.E.3d 989, for the proposition that the plain language
of the statute does not require the trial court to hold a hearing, but rather requires
the trial court to set a date for a hearing. I disagree with the majority’s interpretation
of Lyons. In Lyons, the trial court relied on the wrong statute when sealing the
defendant’s record without a hearing. In comparing R.C. 2953.32 with R.C. 2953.52,
the Ohio Supreme Court stated that “shall set a date for a hearing,” as provided in
R.C. 2953.52(B)(1), means “that the sealing of a criminal record may not be done
immediately in such cases. Setting a date implies that sealing will be considered in
the future.” Id. at ¶ 27. The court further stated that “shall” connotes a “mandatory
9 The majority also cites to other cases from this court (V.S., 8th Dist. Cuyahoga
No. 105264, 2017-Ohio-1565, and E.A., 8th Dist. Cuyahoga No. 103829, 2017-Ohio-180)
that rely on J.K., which are distinguishable from the instant case for the same reason J.K.
is distinguishable — the offenses are excluded from expungement under R.C. 2953.36.
Furthermore, the majority’s citation to Moulder, 8th Dist. Cuyahoga No. 98661, 2013-
Ohio-1036, is telling as Moulder acknowledges the new proposition raised in J.K., but
nevertheless found that the trial court should have held a hearing on an application made
pursuant to R.C. 2953.31 because “former R.C. 2953.32(B) requires a hearing on such a
motion.” Id. at ¶ 7.
obligation.” Id. at ¶ 28. Here, the trial court never set a hearing date in Case No.
CR-13-577059. Rather, it denied D.D.G.’s motion after the state filed its brief in
opposition.
I recognize, based on the record in Case No. CR-09-524279 and as
discussed in the second assignment of error, that D.D.G. is not eligible for
expungement. Nonetheless, the procedure set forth in R.C. 2953.32(B) mandates a
hearing on D.D.G.’s separate motion in his separate case — Case No. CR-13-577059
— which was heard by a different trial judge than Case No. CR-09-524279.
As a result, I would reverse the trial court’s denial in Case No. CR-13-
577059, and remand the matter for a hearing. B.J., 8th Dist. Cuyahoga No. 105764,
2018-Ohio-177, at ¶ 7, citing M.R., 2017-Ohio-973, 86 N.E.3d 641.