DocketNumber: No. C-020693.
Citation Numbers: 802 N.E.2d 1127, 155 Ohio App. 3d 659, 2003 Ohio 7103
Judges: Doan, Hildebrandt, Painter
Filed Date: 12/12/2003
Status: Precedential
Modified Date: 10/19/2024
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{¶ 2} The record shows that in the early morning hours of February 19, 1994, a young woman was raped at gunpoint by a stranger. She was taken to a local hospital, where a nurse administered a rape exam, which involved obtaining semen samples. Police officers transported the samples to a laboratory at the Hamilton County Coroner's office, where they were preserved for later testing. The victim could not identify her attacker, and no suspects were found at that time.
{¶ 3} Subsequently, Steele, who was incarcerated for another crime, gave a DNA sample pursuant to R.C.
{¶ 4} Steele presents three assignments of error for review. In his first assignment of error, he argues that the state violated his constitutional rights by *Page 663
prosecuting him for rape and kidnapping beyond the statute of limitations prescribed by R.C.
{¶ 5} On March 9, 1999, the legislature amended R.C.
{¶ 6} Steele argues that the retroactive application of this amendment violated the prohibition against retroactive laws in Section
{¶ 7} We note that our holding is not changed by the decision of the U.S. Supreme Court in Stogner v. California (2003), ___ U.S. ___,
{¶ 8} The California statute in that case was enacted after the existing limitations period had expired. Stogner, supra. The Court stated that "to resurrect a prosecution after the relevant statute of limitations has expired is to eliminate a currently existing conclusive presumption forbidding prosecution, and thereby to permit conviction on a quantum of evidence where that quantum, at the time the new law is enacted, would have been legally insufficient." Id.
{¶ 9} The Court noted that courts have consistently distinguished extensions of unexpired statutes of limitation from situations where the statute of limitations has expired. It also specifically stated that its holding did not affect extensions of unexpired statutes of limitation. Id. Since this case involves the extension of an unexpired statute of limitations, not the resurrection of an expired one, Stogner by its own language does not apply. Accordingly, we overrule Steele's first assignment of error.
{¶ 10} In his second assignment of error, Steele argues that the trial court erred in refusing to allow him to represent himself. He contends that he asked to represent himself no fewer than three times, and that the trial court simply denied his requests without making further inquiry. This assignment of error is not well taken.
{¶ 11} The
{¶ 12} "This right, however, occupies no hallowed status similar to the right to counsel enshrined in the
{¶ 13} Consequently, a defendant's assertion of the right must be clear and unequivocal. State v. Cassano,
{¶ 14} The defendant must also assert the right in a timely fashion. In Reed, supra, this court stated that the right to self-representation is unqualified if asserted before the empanelling of a jury. The Ohio Supreme Court has taken a differing view. It has held that a request made three days before trial was untimely. In so holding, it cited a federal case that held that a request made six to ten days before trial was untimely. State v. Vrabel,
{¶ 15} The record in this case shows that the trial court held a hearing on several motions filed by Steele's attorney, as well as a motion that Steele had filed pro se. Defense counsel informed the court that Steele wished to argue his pro se motion. The court denied his request, telling Steele that he spoke through counsel. Steele became argumentative and insisted that he wanted to speak. The court told him that he could be sworn in as a witness. The argument continued, and finally the court told him, "You will speak through the attorney. If you want to take the stand and make any statement subject to cross-examination, you are welcome to do that." Steele responded, "What I would like to do is make a motion to withdraw counsel then." He continued that he wanted to "[g]o by myself." The court denied his motion.
{¶ 16} The hearing continued and Steele's counsel presented evidence regarding a motion to suppress. Subsequently, the court allowed Steele to be sworn in as a witness, and he proceeded to argue his pro se motion. Since he simply argued the law, he was not subject to cross-examination. Steele appeared to be satisfied that he was allowed to argue his motion and did not repeat his request for self-representation at that time.
{¶ 17} Subsequently, Steele filed a "Motion to Withdraw Counsel." Though he asserted that he had the right to represent himself, the gist of his motion was that he was dissatisfied with his counsel. He asserted in the motion, "Defendant *Page 666 state [sic] he and present counsel have irreversible differences, and will not agree on the matters involving the herein numbered offenses. Defendant is extremely uncomfortable with counsel [sic] representation and strongly feels that counsel is not representing defendant to the fullest[.]" Therefore, Steele asked to represent himself.
{¶ 18} The court allowed Steele's counsel to withdraw and appointed new counsel to represent him. It made no decision on Steele's request to represent himself. Over the course of several months, the case was continued several times and eventually set for trial. Neither Steele nor his new attorney brought up the issue of self-representation or asked the court to rule on Steele's previous request to represent himself.
{¶ 19} Finally, on the morning that trial was scheduled to begin, Steele's attorney told the court that Steele wished to represent himself. Upon questioning by the court, Steele confirmed that he wished to represent himself. The court stated that it had made its ruling and denied Steele's request.
{¶ 20} Steele's last-minute request on the day of trial was not timely made. The question becomes, then, whether his previous two requests were clear and unequivocal assertions of his right to self-representation. The record shows that they were more in the name of impulsive acts expressing frustration with his first counsel than unequivocal requests to represent himself. See Reed, supra; Reese v. Nix
(C.A. 8, 1991),
{¶ 21} Consequently, we hold that Steele's assertion of his right to self-representation was not so clear and unequivocal as to trigger further inquiry by the court. See Cassano, supra, at ¶ 38-41. Even if we were to hold that his request was unequivocal when first made, he waived it by accepting the assistance of his new counsel and not raising the issue for several months, leaving it until the day of trial. SeeSandoval, supra, at 774. We, therefore, overrule his second assignment of error.
{¶ 22} In his third assignment of error, Steele argues that the trial court erred in allowing the evidence of the DNA samples taken from him while in prison to be entered in the DNA database. He contends that the taking of DNA samples without any individualized suspicion of wrongdoing violated his
{¶ 23} A compelled intrusion into the body for blood constitutes a search within the meaning of the
{¶ 24} R.C.
{¶ 25} We find no Ohio cases interpreting the constitutionality of this statute. However, one court has held that a similar statute governing juvenile offenders did not violate the
{¶ 26} The court first noted that before the state could require the drawing of blood for a DNA sample, the juvenile must have been adjudicated delinquent using a reasonable-doubt standard. Consequently, the standard required by the statute was beyond a reasonable doubt, "which is a substantially greater burden than the finding of probable cause required for a search warrant." Id. at 309,
{¶ 27} The court went on to state that "[m]ore important, however, is the fact that in the law enforcement context, the state may interfere with an individual's
{¶ 28} The court found that the state's legitimate interest in creating a DNA identification data bank deterred juveniles from committing future offenses and aided the police in the investigation of past and future crimes. It went on to conclude that these legitimate state interests outweighed the minimally intrusive drawing of blood, which it viewed as being akin to the taking of fingerprints or hair samples. It went on to hold that "the minimally intrusive nature of obtaining and analyzing the DNA of a juvenile in custody who admitted to committing gross sexual imposition was a reasonable search and seizure under the
{¶ 29} All fifty states have enacted DNA database statutes and courts have almost uniformly held that they do not violate the
{¶ 30} First, some courts have followed a traditional
{¶ 31} Other courts have determined that DNA testing falls within the "special needs" doctrine that allows searches and seizures without a warrant and without individualized suspicion. Gaines, supra, at 368,
{¶ 32} Thus, as long a government interest exists beyond the need to procure criminal convictions, governmental special needs can be enough to obviate the general requirement of probable cause or individualized suspicion of wrongdoing. State ex. rel. AFL-CIO, supra, at ¶ 25. "In limited circumstances, where the privacy interests implicated by the search are minimal, and where an important governmental interest furthered by the intrusion would be placed in jeopardy by a requirement of individualized suspicion, a search may be reasonable despite the absence of such suspicion." Skinner, supra, at 624,
{¶ 33} The Ohio Supreme Court has thoroughly discussed the special-needs exception. It has held that the exception did not justify a workers' compensation statute permitting drug testing of any employee injured on the job. State ex rel. AFL-CIO, supra, at ¶ 42-44. Nevertheless, several courts have held that DNA testing was a special need beyond law enforcement because the creation of a DNA data bank would provide a strong deterrent against recidivist acts. Roe v. Marcotte (C.A. 2, 1999),
{¶ 34} Several courts have called into question the validity of using these two separate approaches after two recent U.S. Supreme Court cases revisited the special-needs doctrine. First, the Court decidedIndianapolis v. Edmond (2000),
{¶ 35} In analyzing this program, the Court examined previous cases where it had upheld the constitutionality of highway checkpoints. It noted that none of those cases involved a program whose primary purpose was to detect evidence of wrongdoing. Id. at 38,
{¶ 36} In reviewing the Indianapolis checkpoint program, the Court held that because the primary purpose of the program was to uncover evidence of ordinary wrongdoing, the program violated the
{¶ 37} Subsequently, the Court decided Ferguson v. Charleston
(2001),
{¶ 38} As in Edmond, the Court in Ferguson distinguished earlier special-needs cases by noting that in those prior cases the needs advanced were "divorced from the State's general interest in law enforcement."Ferguson, supra, at 79,
{¶ 39} The Court went on to state that while the ultimate goal may have been to get women into treatment and off of drugs, "the immediate objective of the searches was to generate evidence for law enforcementpurposes." Id. at 82-83,
{¶ 40} After Edmond and Ferguson, federal courts have held that analysis of the validity of a DNA database statute now involves a two-part inquiry that relies upon both the previously separate approaches. First, the court must determine whether the statute meets the special-needs threshold, closely reviewing it to determine the search and seizure's primary purpose and whether that purpose goes beyond normal law enforcement needs. United States v. Reynard (S.D.Cal. 2002),
{¶ 41} Based on the language of Ferguson, federal courts have concluded that a distinction exists between a statute's ultimate purpose and its primary purpose. While the ultimate purpose in obtaining a DNA sample from a person is to assist *Page 671
law enforcement, the statute's immediate and primary purpose is to fill and maintain a DNA database, a purpose distinct from the regular needs of law enforcement. United Statesv. Sczubelek (D.Del. 2003),
{¶ 42} Ferguson and Edmond both involved programs in which a search was undertaken to produce evidence that the searched individual had committed a particular crime. The investigation of an identifiable crime is a core law enforcement activity. For this sort of law enforcement function, courts require probable cause or individualized suspicion before law enforcement authorities are permitted to conduct a search or seizure. Nicholas, supra.
{¶ 43} But the courts have stated that DNA statutes are not themselves designed to discover and produce evidence of a specific individual's criminal wrongdoing. A DNA sample is evidence only of an individual's genetic code, which does not, on its own, show the commission of a crime. Unlike a urinalysis that can reflect the presence of illegal substances, the DNA sample only offers the potential to link the donor with a crime. The samples are maintained in the database without reference to the individual, and only a small percentage of the DNA samples are ever linked to any specific crime. Sczubelek, supra, at 322; Nicholas, supra; Vore, supra. "For these reasons, it is difficult to say that the DNA databank program is one ``whose primary purpose [is] to detect evidence of ordinary criminal wrongdoing.'" Nicholas, supra, quoting Edmond, supra, at 38,
{¶ 44} Further, searches conducted pursuant to DNA statutes have two purposes that go beyond the normal need for law enforcement. First, the searches contribute to the creation of a more accurate criminal justice system. This increased accuracy may ultimately exonerate persons who have been, or who will be, wrongly convicted of, or charged with, a crime. Second, the searches allow for a more complete database, which will assist law enforcement agencies in solving future crimes that have not yet been committed. In fact, the DNA statutes have a purpose, to help solve future crimes, that is unlike any other statute that has ever been before the United States Supreme Court. Thus, the statutes necessarily authorize searches that go beyond the normal need for law enforcement.Reynard, supra, at 1168; Nicholas, supra; Vore, supra.
{¶ 45} Of course, an individual's DNA sample may ultimately be used for law enforcement purposes. Purportedly special-needs searches that may ultimately be used for law enforcement purposes are more likely to pass
{¶ 46} R.C.
{¶ 47} We turn now to the second part of the analysis mandated byFerguson and Edmond. Even where a court concludes that a statute or program qualifies as a special need beyond the normal need for law enforcement, it must still evaluate the reasonableness of the intrusion through a balancing analysis. It must balance the individual's privacy interests against the government's special need. Sczubelek, supra, at 323; Vore, supra; Nicholas, supra.
{¶ 48} The United States Supreme Court has characterized the drawing of blood as minimally intrusive. "[B]lood tests do not constitute an unduly extensive imposition on an individual's bodily integrity."Skinner, supra, at 625,
{¶ 49} Nevertheless, prisoners and probationers have diminished expectations of privacy. Griffin v. Wisconsin (1987),
{¶ 50} Balancing the minimal intrusion into an offender's privacy interest with the special need justifying the search that we have previously discussed, we hold that the search authorized by R.C.
Judgment affirmed.
Hildebrandt and Painter, JJ., concur.
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Skinner v. Railway Labor Executives' Assn. , 109 S. Ct. 1402 ( 1989 )
Ferguson v. City of Charleston , 121 S. Ct. 1281 ( 2001 )
Gaines v. State , 1 Nev. 359 ( 2000 )
Doles v. State , 1999 Wyo. LEXIS 197 ( 1999 )
Schmerber v. California , 86 S. Ct. 1826 ( 1966 )
alfred-arthur-sandoval-v-arthur-calderon-warden-of-the-california-state , 241 F.3d 765 ( 2001 )
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People v. Edwards , 353 Ill. App. 3d 475 ( 2004 )
State of Tennessee v. Mack T. Transou ( 2005 )
People v. Garvin , 285 Ill. Dec. 953 ( 2004 )
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