DocketNumber: No. 07AP-900.
Citation Numbers: 896 N.E.2d 191, 177 Ohio App. 3d 799, 2008 Ohio 3948
Judges: Brown, Bryant, Petree
Filed Date: 8/5/2008
Status: Precedential
Modified Date: 10/19/2024
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[EDITORS' NOTE: THIS PAGE CONTAINS HEADNOTES. HEADNOTES ARE NOT AN OFFICIAL PRODUCT OF THE COURT, THEREFORE THEY ARE NOT DISPLAYED.] *Page 803 {¶ 1} Billy J. Stafford, plaintiff-appellant/cross-appellee, appeals from a judgment of the Franklin County Court of Common Pleas, in which the court overruled appellant's objections and affirmed the magistrate's decision finding that appellant's attorney, W. Jeffrey Moore, had engaged in frivolous conduct. Columbus Bonding Center, d.b.a. Columbus Bail Bonds ("CBC"), defendant-appellee/cross-appellant, appeals the same judgment.
{¶ 2} On April 30, 2002, Brian S. Callahan was working as a bounty hunter for Clever Investigations, Inc. ("Clever"). CBC hired Clever to locate and arrest appellant's brother, John, whose failure to appear at several court appearances had resulted in his bond being revoked. Callahan located appellant and originally believed him to be John, Callahan physically restrained appellant and threatened him with a rifle before determining he was not John. Callahan was later convicted of aggravated menacing as a result of the incident.
{¶ 3} On April 29, 2004, Moore, as attorney for appellant, filed an action against CBC, Clever, and Callahan in federal court. Appellant voluntarily dismissed the action on May 11, 2004. On May 16, 2005, appellant filed the present action against CBC, Clever, and Callahan, raising the same claims as he had in the federal court case, including direct claims and respondeat superior claims against CBC for assault and battery, negligence, recklessness, willful and wanton conduct, and intentional infliction of emotional distress. On July 14, 2006, CBC filed a motion for summary judgment, claiming the applicable statutes of limitations barred appellant's claims. On October 13, 2006, the trial court granted CBC's motion for summary judgment, finding that appellant's claims were time-barred. With regard to appellant's claim for intentional infliction of emotional distress, the court determined the claim was actually based upon assault and battery and, thus, subject to a one-year statute of limitations, which had expired. On October 31, 2006, the trial court entered a final judgment granting CBC summary judgment. Appellant appealed the trial court's judgment, challenging only the dismissal of his claim for intentional infliction of emotional distress. Appellant asserted that his claim for intentional infliction of emotional distress arose from menacing and not assault and battery. This court found the essential character of appellant's intentional infliction of emotional distress was assault and battery and affirmed the trial court's judgment in Stafford v. CleverInvestigations, Inc., Franklin App. No. 06AP-1204,
{¶ 4} On October 6, 2006, CBC filed a motion for attorney fees and sanctions in the trial court against appellant's counsel, pursuant to R.C.
I. The trial court erred in finding that the defendant presented sufficient evidence of plaintiff's counsel acting frivolously and in violation of Rule 11 to warrant sanctions.
II. The trial court erred in supporting the magistrate[']s decision that the filing of causes of action outside the statute of limitations is automatically frivolous conduct and in violation of Rule 11.
III. The trial court erred in finding that the filing of the intentional inflictions of emotional distress claim was frivolous and in violation of Rule 11.
IV. The trial court erred in refusing to rule on the issue of Columbus Bonding Center Inc.'s vicarious liability for the actions of defendant Callahan and whether Callahan's leaving the state of Ohio tolled the statute of limitations as to CBC Inc.
V. The [trial] court erred in considering the defendant appellee[']s motion for sanction[s] ripe for hearing and decision.
VI. The trial court erred [in] upholding the magistrate's award of $5,095 as sanctions and attorney fees.
CBC has filed a cross-appeal of the trial court's judgment, asserting the following assignment of error:
The trial court erred when it overruled the Defendant's objections to the Magistrate's Decision filed on June 8, 2007. In overruling the objection, the trial court erred by finding that the record did not contain competent, credible evidence to support the inclusion in the overall sanctions award of the following attorney fees and expenses incurred by the Defendant: (1) attorney fees for its counsel's prosecution of the sanctions hearing; (2) expenses and attorney fees for retaining an expert witness, an attorney, to testify at the sanctions hearing regarding the reasonableness of Defendant's attorney fees in defending the *Page 806 underlying case; and (3) attorney fees incurred for filing an objection to the Magistrate's Decision and for filing a response to the Plaintiff's own objection. Also in overruling the objection, the trial court erred by finding that Defendant was not entitled to its attorney fees for responding to Plaintiff's objection to the Magistrate's Decision or objecting to the Magistrate's Decision itself.
{¶ 5} We will address appellant's first, second, third, and fourth assignments of error together, as they are related. Appellant argues in his first assignment of error that the trial court erred when it found CBC presented sufficient evidence of Moore's acting frivolously and in violation of Civ. R. 11. Appellant argues in his second assignment of error that the trial court erred when it found that the filing of a cause of action outside the statute of limitations is automatically frivolous conduct and in violation of Civ. R. 11. Appellant argues in his third assignment of error that the trial court erred when it found that the filing of the intentional-infliction-of-emotional-distress claim was frivolous and in violation of Civ. R. 11. Appellant argues in his fourth assignment of error that the trial court erred when it refused to rule on the issue of CBC's vicarious liability for the actions of Callahan and whether Callahan's leaving Ohio tolled the statutes of limitations as to CBC.
{¶ 6} The trial court found Moore's conduct frivolous pursuant to R.C.
{¶ 7} Similarly, under Civ. R. 11, a court may award a party attorney fees and expenses if an opposing attorney filed a pleading or motion in violation of the rule. The trial court's decision to impose sanctions, pursuant to Civ. R. 11, cannot be reversed absent an abuse of discretion. See State ex rel. Fant v. Sykes (1987),
{¶ 8} Thus, the relevant inquiry under Civ. R. 11 is whether the attorney's actual intent or belief was of willful negligence. See Ceol v. Zion Industries, Inc.
(1992),
{¶ 9} In the present case, appellant argues that his filing of the complaint was not frivolous, because (1) there existed certain issues that affected the tolling statute that would arguably rectify the late filing, (2) because the statute of limitations is an affirmative defense, there was the possibility that CBC would waive the defense if it did not timely raise it, and (3) he believed his claim for intentional infliction of emotion distress had a four-year statute of limitations.
{¶ 10} Appellant first argues that his filing of the complaint was not frivolous, because there were issues that affected the tolling statute that would arguably rectify the late filing. Specifically, appellant contends in his fourth assignment of error that the trial court erred when it refused to rule on the issue of CBC's vicarious liability for Callahan's actions and, thus, whether Callahan's leaving Ohio tolled the statute of limitations as to CBC pursuant to R.C.
{¶ 11} Nevertheless, the trial court considered appellant's tolling argument under R.C.
When a cause of action accrues against a person, if the person is out of the state, has absconded, or conceals self, the period of limitation for the commencement of the action as provided in sections
2305.04 to2305.14 ,1302.98 , and1304.35 of the Revised Code does not begin to run until the person comes into the state or while the person is so absconded or concealed. After the cause of action accrues if the person departs from the state, absconds, or conceals self, the time of the person's absence or concealment shall not be computed as any part of a period within which the action must be brought.
We agree with the trial court that appellant demonstrated no reasonable basis for the application of R.C.
{¶ 12} Appellant also contends that his filing of the complaint was not frivolous, because the statute of limitations is an affirmative defense and there was the possibility that CBC would waive it by not timely raising it. We first note that insofar as appellant's argument under his first assignment of error contends that the trial court found that the filing of causes of action outside the statute of limitations is "automatically" frivolous conduct, such contention is without merit. Nowhere in the trial court's or the magistrate's decisions did either conclude that any action filed outside the statute of limitations is "automatically" deemed frivolously filed.
{¶ 13} Nevertheless, it is true that a statute of limitations is an affirmative defense that is waived unless raised in a timely manner. Lewis v. Trimble (1997),
{¶ 14} The only contention appellant raised in his memorandum contra CBC's motion for summary judgment to escape the two-year statute of limitations was that, because the federal court gave CBC until June 4, 2004, to respond to appellant's May 11, 2004 voluntary dismissal, the tolling provisions in R.C.
{¶ 15} As for the intentional-infliction-of-emotional-distress claim, appellant argues that he presented a good-faith argument that the threats and intimidation by Callahan levied against him were subject to the four-year statute of limitations for the independent tort of intentional infliction of emotional distress, instead of the one-year statute of limitations for the underlying offense of assault and battery, as this court found in Stafford.
To prove a claim of intentional infliction of emotional distress, the plaintiff must show that the *Page 810
defendant intentionally or recklessly caused him serious emotional distress by extreme and outrageous conduct.Yeager v. Local Union 20 (1983),
{¶ 16} It is well established that to determine whether the four-year statute of limitations for intentional-infliction-of-emotional-distress claims or the one-year statute of limitations for assault and battery claims applies, it is necessary to determine the actual nature or subject matter of the acts giving rise to the complaint, rather than the form in which the action is pled. Doe v. FirstUnited Methodist Church (1994),
{¶ 17} Here, we cannot disagree with the trial court that appellant had no good-faith basis for continuing to pursue his claim for intentional infliction of emotional distress. Moore specifically alleged in the complaint that Callahan intentionally pointed and held a rifle to appellant's head and neck and threatened appellant's life, which caused appellant fear. These facts fall within the definitions of assault and battery, as we found in Stafford. We do not suggest that filing a claim for intentional infliction of emotional distress when the underlying nature of the claim meets the elements of another tort would always constitute actionable conduct. However, because appellant specifically alleged the necessary elements for assault and battery in his complaint, we find it apparent that he was aware that the underlying character of the alleged intentional-infliction-of-emotional-distress claim was actual and threatened offensive contact, thereby rendering the intentional-infliction-of-emotional-distress claim subject to the one-year statute of limitations for assault and battery.
{¶ 18} For all of the above reasons, we find that there was sufficient evidence to support the trial court's determination that appellant acted frivolously and in violation of Civ. R. 11 and R.C.
{¶ 19} Appellant argues in his fifth assignment of error that the trial court erred when it considered CBC's motion for sanctions ripe for hearing and decision. Specifically, appellant argues that according to R.C.
[A]t any time not more than thirty days after the entry of final judgment in a civil action or appeal, any party adversely affected by frivolous conduct may file a motion for an award of court costs, reasonable attorney's fees, and other reasonable expenses incurred in connection with the civil action or appeal.
{¶ 20} Appellant's reading of R.C.
{¶ 21} Appellant argues in his sixth assignment of error that the trial court erred when it upheld the magistrate's sanctions award of $5,095. Specifically, appellant cites three grounds for his claim that the trial court's award of sanctions was improper: (1) CBC failed to present evidence attributing certain attorney fees requested to certain causes of action, (2) the attorney fees generated by CBC were excessive and unnecessary because CBC could have filed a Civ. R. 12(B)(6) motion to dismiss when it filed its answer, which would have avoided further attorney fees and mitigated damages, and (3) CBC had "unclean hands" and should not be entitled to attorney fees.
{¶ 22} We first note that appellant failed to raise any of these three arguments in either his objections to the magistrate's decision or in his supplemental memorandum in support of objections to the magistrate's decision. Pursuant to Civ. R. 53(D)(3)(b)(iv), except for a claim of plain error, a party shall not assign as error on appeal the court's adoption of any factual finding or legal conclusion *Page 812 unless the party has objected to that finding or conclusion. Nevertheless, we find no error, plain or otherwise. With regard to appellant's first argument, appellant claims that CBC should not be entitled to the full amount of its attorney fees because appellant's claim for intentional infliction of emotional distress was neither frivolous nor in violation of Civ. R. 11. However, because we have found that the trial court did not err in finding that all of appellant's causes of action, including his claim for intentional infliction of emotional distress, were frivolous, this argument is without merit.
{¶ 23} We also find appellant's second argument not well taken. Appellant claims CBC had a duty to mitigate damages by filing a Civ. R. 12(B)(6) motion at the time it filed its answer in order to avoid further attorney fees. However, appellant fails to cite any authority for his proposition, and we fail to find any requirement that a party file a Civ. R. 12(B)(6) motion to dismiss based upon the statute of limitations. In fact, generally, the expiration of the statute of limitations is not properly raised in a Civ. R. 12(B)(6) motion, as it typically requires reference to materials outside the complaint. Steiner v. Steiner (1993),
{¶ 24} In appellant's third argument, he claims that attorney fees should not have been awarded to CBC because it had "unclean hands," as CBC would have certainly been held vicariously liable for the behavior of Callahan, but for a mistake in the late filing of the complaint. This argument is without merit for several reasons. Initially, appellant cites no authority for such a position. Further, whether CBC would have eventually been found liable for the underlying action is irrelevant to the analysis of Moore's frivolous conduct. To find parties may engage in frivolous conduct so long as their underlying claims have merit would render Civ. R. 11 and R.C.
{¶ 25} CBC asserts in its sole assignment of error on cross-appeal that the trial court erred when it failed to award certain costs and attorney fees in addition to the costs and fees it did award. Specifically, CBC contends it should be compensated for (1) legal fees incurred in prosecuting the sanctions motion, (2) legal fees incurred in reviewing appellant's objections to the magistrate's decision and preparing its own response and objections, and (3) its expenses for retaining an expert witness attorney to testify at the sanctions hearing.
{¶ 26} With regard to the legal fees incurred in prosecuting the sanctions motion and the expenses related to the expert witness attorney, the trial court found CBC could not recover these fees because it did not present evidence in the record regarding such, and we agree with the court's conclusion. CBC did not present any evidence at the sanctions hearing of these fees, and it did not request such fees during the evidentiary phase of the hearing. The only "evidence" that was presented on this issue was in CBC's closing argument, when appellant requested such fees. It is axiomatic that closing arguments are not evidence. State v. Frazier (1995),
{¶ 27} Further, with regard to CBC's legal fees incurred in reviewing appellant's objections to the magistrate's decision and in preparing its own response and objections, we likewise concur with the trial court's determination that CBC cannot recover these fees. These fees were incurred for conduct that occurred after the magistrate's decision, and CBC failed to demonstrate that appellant's objections were frivolous under R.C.
{¶ 28} Accordingly, appellant's first, second, third, fourth, fifth, and sixth assignments of error are overruled, CBC's cross-assignment of error is overruled, and the judgment of the Franklin County Court of Common Pleas is affirmed.
Judgment affirmed.
BROWN, BRYANT, and PETREE, JJ., concur.
Steiner v. Steiner , 85 Ohio App. 3d 513 ( 1993 )
Passmore v. Greene County Board of Elections , 74 Ohio App. 3d 707 ( 1991 )
Ceol v. Zion Industries, Inc. , 81 Ohio App. 3d 286 ( 1992 )
Stone v. House of Day Funeral Service, Inc. , 140 Ohio App. 3d 713 ( 2000 )
Riston v. Butler , 149 Ohio App. 3d 390 ( 2002 )
Orbit Electronics, Inc. v. Helm Instrument Co. , 167 Ohio App. 3d 301 ( 2006 )
Benkovits v. Bandi , 2021 Ohio 1877 ( 2021 )
Scott Gerber v. Stephen Veltri , 702 F. App'x 423 ( 2017 )
Payson v. Phipps , 2022 Ohio 1525 ( 2022 )
Evans v. Henderson , 2018 Ohio 2531 ( 2018 )
Floch v. Davis , 2013 Ohio 4968 ( 2013 )
Fry v. Wheatland Tube, L.L.C. , 2019 Ohio 1453 ( 2019 )
Strother v. Columbus , 2022 Ohio 4097 ( 2022 )
Calypso Asset Mgt., L.L.C. v. 180 Indus., L.L.C. , 2021 Ohio 1171 ( 2021 )
Mills v. Sonoco Phoenix , 2014 Ohio 366 ( 2014 )
Weaver v. Pillar , 2013 Ohio 1052 ( 2013 )
Wright v. Larschied , 2014 Ohio 3772 ( 2014 )
In re Estate of Garza , 2016 Ohio 5531 ( 2016 )
Herriott v. Trade Wind Express, Inc. , 2013 Ohio 5692 ( 2013 )