State v. Penland

[Cite as State v. Penland, 2023-Ohio-806.]
COURT OF APPEALS OF OHIO
EIGHTH APPELLATE DISTRICT
COUNTY OF CUYAHOGA
STATE OF OHIO, :
Plaintiff-Appellee, :
No. 111531
v. :
CORNEL PENLAND, :
Defendant-Appellant. :
JOURNAL ENTRY AND OPINION
JUDGMENT: AFFIRMED
RELEASED AND JOURNALIZED: March 16, 2023
Criminal Appeal from the Cuyahoga County Court of Common Pleas
Case No. CR-21-664532-A
Appearances:
Michael C. O’Malley, Cuyahoga County Prosecuting
Attorney, and Amanda Hall, Assistant Prosecuting
Attorneys, for appellee.
The Pattakos Law Firm LLC and Peter Pattakos, for
appellant.
EILEEN T. GALLAGHER, J.:
Defendant-appellant, Cornel Penland (“Penland”), appeals from his
conviction and sentence following a jury trial. He raises the following assignments
of error for review:
1. Defendant’s conviction for rape was based on legally insufficient
evidence.
2. Defendant’s conviction for rape was against the manifest weight of
the evidence.
3. The trial court violated defendant’s Sixth Amendment right to
confront his accuser by denying defense counsel the opportunity to ask
the accuser highly relevant and probative questions about her failure to
appear for the originally scheduled trial on the charges, and insisting
the jury make an unwarranted inference about his failure.
4. Trial counsel provided ineffective assistance to defendant in
violation of the Sixth Amendment.
5. The trial court erred by permitting prosecutorial misconduct in the
form of an extremely inflammatory and prejudicial closing argument.
After careful review of the record and relevant case law, we affirm
Penland’s conviction and sentence.
I. Procedural and Factual History
On April 12, 2019, a three-count indictment was filed against “John Doe
#149” in Cuyahoga C.P. No. CR-19-638882-A, alleging that the unidentified suspect
committed two counts of rape in violation of R.C. 2907.02(A)(2), and a single count
of aggravated robbery in violation of R.C. 2911.01(A)(3). The indictment stemmed
from the sexual assault of the victim, N.D., on or about October 25, 2001.
On February 17, 2021, the indictment was amended to delete the
reference to “John Doe #149” and to insert “Cornel Penland.” Ultimately, however,
the case was dismissed without prejudice because “the state [was] unable to secure
the presence of victim/witness.”
On October 22, 2021, Penland was reindicted in Cuyahoga C.P. CR-21-
664532-A. The indictment contained identical language, charging Penland with two
counts of rape in violation of R.C. 2907.02(A)(2), and a single count of aggravated
robbery in violation of R.C. 2911.01(A)(3). The matter proceeded to a jury trial on
March 7, 2022, where the following evidence was adduced.
N.D. was 39 years old at the time of trial. When N.D was 19-years old,
she worked as an exotic dancer in a night club, the First Page Lounge, located in
Cleveland, Ohio. On October 24, 2001, N.D. worked between the hours of 8:00 p.m.
and 2:30 a.m. and earned approximately $300-350 in cash. N.D. stored her money
inside a purple Crown Royal bag and planned to use the money to pay rent.
At the end of her shift, N.D. was waiting for a cab when an unidentified
man offered her a ride home. N.D. accepted the invitation and entered the back seat
of the vehicle, where a second unidentified man was sitting. Once N.D. was secured
inside the vehicle, a third man, later identified as Penland, entered the vehicle and
sat beside N.D. in the back seat. N.D. assumed the men had frequented the night
club that evening. However, she was not familiar with any of the men and had never
seen them before.
According to N.D., the men did not transport her home as agreed upon.
Instead, N.D. was transported to a secluded alleyway, where she was vaginally
raped. N.D. was unable to recall specific details of the sexual assault, but
summarized the incident as follows:
Um, I can’t remember too much because it was 20 years ago, but I’ll
just tell you what I remember. When we got there it was on a back
street. I just remember getting raped. I don’t remember if it was one
or two guys. I know the driver said, “No, I ain’t in that” and that’s that.
(Tr. 231.) Relevant to this appeal, subsequent DNA testing confirmed that Penland
engaged in sexual intercourse with N.D. on the night in question.
N.D. testified that she did not attempt to fight off her assailants because
she was outnumbered and frightened. N.D. clarified that she was forced to engage
in vaginal intercourse and that she did not want to have sex with the strange men.
She further denied any insinuations that she was paid for sex that evening. N.D.
suffered significant emotional trauma as a result of the incident and felt that the
assailants had taken “a part of [her].” (Tr. 244.) She had trouble sleeping, “stopped
dancing altogether,” and participated in individual therapy for approximately five
years. (Tr. 295-296.)
When the sexual assault concluded, Penland took N.D.’s bag of money
and told her to get out of the vehicle. N.D. resisted and was dragged “down the street
by the car” before she eventually let go of her bag and fell from the vehicle. N.D. was
confident that Penland was the individual that took her bag, stating, “I’m telling you
the person that raped me snatched my bag and he’s the reason I got dragged behind
the car.” (Tr. 277.) N.D. was left stranded in the alleyway wearing only a shirt and
her bra. N.D. did not recall what happened to the rest of her clothing. Thereafter,
N.D. located a pay phone and called her friend, Catherine Williams (“Williams”), for
a ride home. N.D. was living with Williams and Lawrence Taylor (“Taylor”) at the
time of the incident. N.D. viewed Williams and Taylor as parental figures and
referred to them as “mommy” and “daddy.”
N.D. was subsequently taken to the hospital for medical treatment.
Photographs were taken of her substantial injuries, which included a missing tooth,
a bloody mouth, and abrasions on her shoulders, elbow, fingers, hands, legs, chin,
and feet. N.D. also suffered vaginal inflammation and swelling. N.D. spoke with a
Sexual Assault Nurse Examiner (“SANE nurse”) and a rape kit was collected.
On cross-examination, N.D. was questioned at length about the events
leading up to the incident, her prior statements to investigators and medical
personnel, and her conduct following the alleged sexual assault. N.D. conceded that
she was uncooperative with the investigation into her sexual assault by missing
appointments with Cleveland police detectives in 2001. N.D. explained that she was
unresponsive because she “wanted to move on with [her] life.” (Tr. 294.) Regarding
the identity of her assailants, N.D. further confirmed that, contrary to her testimony
at trial, she previously told investigating officers and medical personnel that only
two men were present at the time of her sexual assault. Nor could N.D. recall
whether it was one or two men that raped her. N.D. similarly testified that she did
not recognize Penland in the courtroom, did not know him personally, and did not
recall meeting him on the night in question. N.D. stated, however, that she was
certain Penland was her assailant based on the DNA evidence and the information
gathered in preparation for trial. (Tr. 261, 296.)
With respect to N.D.’s conduct after the incident, N.D. testified that
she did not immediately contact the police or go to the hospital. Although N.D. could
not remember whether she walked home or got a ride from Williams, she agreed
that she returned to Williams’s home and immediately went to sleep. The following
morning, N.D. had no intention of seeking medical treatment or filing a police report
because “she wanted it to be over,” and needed to be able to work and pay her rent.
N.D. agreed that “making rent money was more important at that time” because she
had “been homeless for a long time and [did not] want to go back.” (Tr. 285.)
Nevertheless, N.D. was later transported to the hospital by Williams after Williams
and Taylor noticed the extent of N.D.’s injuries.
Additionally, N.D. confirmed that she threw away the clothes she was
wearing at the time she was discarded from the assailants’ vehicle and the nightgown
she changed into when she returned home. When asked why she destroyed
potential evidence, N.D. explained as follows:
The time when it happened you’re not thinking rationally. You
thinking I don’t want no part of this. I want to heal up. * * * I just want
to go back to normal you know. I’m not thinking about who needs my
bloody items and this and that.
(Tr. 283.) Finally, N.D. freely admitted that, when she was younger, she accepted
money for sex on numerous occasions. So much so that she was not willing “to put
a number to it.” (Tr. 280-281.) Nevertheless, N.D. was adamant that no money was
exchanged for sex on the night in question.
Bonnie Schuerger (“Schuerger”) testified that in 2001, she was
employed by University Hospitals Bedford Medical Center as a SANE nurse.
Schuerger thoroughly described her role as a SANE nurse and the protocols in place
for the examination of patients who have been sexually assaulted. Relevant to this
appeal, Schuerger confirmed that she treated N.D. on October 25, 2001. Schuerger
testified that N.D. was visibly “traumatized” and had readily observable injuries.
(Tr. 383.) In the course of her medical examination, Schuerger obtained a narrative
history, completed a “head to toe” physical examination, took photographs of N.D.’s
injuries, and administered a rape kit. N.D.’s narrative, which was admitted as state’s
exhibit No. 32, stated, in pertinent part:
I was at the club First Page. It was close to the end and I didn’t have no
ride. I asked him to give me a ride home. He said ya. When we got to
the car, we left and he detoured off 55th and he parked the car. There
was another guy waiting. I got out the front and he told me to get in the
back because he wanted to take his friend home. He was, they was both
asking me questions like, “what’s up, what’s up?” I said “I have to go
home.” So he told his friend to get in the back, and he got in the back
on the other side of me. So they started not attacking, I guess it would
be attacking. Ok in this attack, it was like he started taking my clothes
off, and I said, “no stop.” So they kept on, the driver had a rubber and
he started doing it to me. The other guy was like here, “[give me oral
sex],” and I said “no.” So, I was afraid. I did it. Then after that was
over they switched. When they switched, after it was over and I was
crying. I was looking for my clothes and stuff and when I looked up the
passenger was hitting me in the face. He snatched my money bag from
dancing all night and pushed me out the car while the car was moving.
I just got my pants that they threw out the window and proceeded to
walk home. My shoes, coat, and dance outfit were still in the car. I
went in the house and took off my clothes, and they were bloody. I put
on my nightgown on and * * * went to sleep. I woke up the next
morning and my mother and father, they didn’t know. My dad spotted
it first and said “let me see your leg and told my mother to take me to
the hospital. 9:20 a.m. [I] went to St. Michael’s. Then mom brought
me here.
Detective Ronald James (“Det. James”) of the Cleveland Police
Department testified that in 2001, he was serving as a patrol officer. On October 25,
2001, Det. James responded to a dispatch advising him that a victim of a sexual
assault had been transported to St. Michael’s Hospital for a medical examination.
Det. James testified that when he arrived at the hospital, N.D. was “visibly shaken
and upset” and had “bruises and abrasions” on her knees. (Tr. 347.) After speaking
with N.D., Det. James learned that she was sexually assaulted by two men after
working a shift “as a dancer at the First Page Lounge.” (Tr. 352.) N.D. further
indicated to Det. James that the men had taken a purple Crown Royal bag that
contained her tip money, a Tommy Hilfiger backpack, and various items of clothing.
The incident occurred between 2:30 and 3:00 a.m. at a location “south of East 55th
and I-490.” (Tr. 349.) N.D. provided a description of each assailant and the vehicle
they were driving. Det. James testified that the information gathered during his
interview with N.D. was memorialized in a written police report. Det. James
subsequently canvassed the area where the incident was alleged to have occurred in
an attempt to recover N.D.’s clothing and personal items. His efforts, however,
proved unsuccessful.
Williams testified that N.D. lived with her at the time of the incident
and paid approximately $100 per week in rent. On October 25, 2011, Williams was
awoken by a phone call from N.D. at approximately 4:00 a.m. N.D was crying and
stated that somebody had “robbed her and raped her and took her money.” (Tr.
449.) At some point thereafter, N.D. came home, and Williams encouraged her to
go to the hospital “so she could get checked out” and preserve evidence. (Tr. 449.)
Williams testified that N.D. appeared emotionally “devastated” and had visible
injuries on her face and legs. (Tr. 450.)
On cross-examination, Williams stated that she did not know whether
N.D. walked home after the incident or whether she was given a ride. And, contrary
to N.D.’s testimony, Williams testified that N.D. did not go to sleep before she was
taken to the hospital. Williams further stated that, although N.D. “looked terrible,”
she was wearing pants and a shirt at the time she arrived at Williams’s home. (Tr.
463-464.)
Heather Bizub (“Bizub”), a forensic scientist with the Ohio Bureau of
Criminal Investigation (“BCI”), testified that N.D.’s rape kit was submitted for DNA
testing on March 21, 2003. At that time, BCI conducted a forensic analysis of the
vaginal slides and swabs contained in N.D.’s rape kit. Bizub confirmed that a semen
sample was recovered from the vaginal swab. The semen sample contained a DNA
mixture that was consistent with the victim and an unknown male. Bizub explained
that because the identity of the male DNA was unknown, BCI isolated a DNA profile
for the unknown male that was suitable for future comparisons. (Tr. 488.)
In July 2017, N.D.’s rape kit was resubmitted to BCI for further
analysis. On this occasion, BCI performed additional DNA testing on other items
contained in the rape kit, including rectal swabs, pubic hair combings, and cuttings
of N.D.’s underwear. Bizub testified that these materials contained the same DNA
profile as the male DNA recovered from the vaginal swabs in 2003. Bizub further
confirmed that the identity of the unknown male DNA was still not known at the
time BCI conducted additional testing in 2017.
Alan Strickler (“Investigator Strickler”), a former investigator for the
Cuyahoga County Prosecutor’s Office, testified that he was assigned to investigate
N.D.’s case while working in the cold-case unit. In October 2018, Investigator
Strickler separately interviewed N.D. and Williams in October 2018. Ultimately,
however, no suspects were identified while Investigator Strickler was assigned to the
case.
Sonya Dziuba (“Investigator Dziuba”), an investigator for Cuyahoga
County Prosecutor’s Office, testified that she was assigned to investigate N.D.’s case
in August 2020. Investigator Dziuba explained that the follow-up investigation was
initiated after the sexual-assault unit received an investigative lead linking Penland
to N.D.’s case. Investigator Dziuba then contacted N.D., who was living in Texas at
the time, and obtained her approval to move forward with the investigation. With
the assistance of the San Antonio Police Department, N.D. was shown a photo array
on September 3, 2020. The photo array contained an image of Penland and images
of five other individuals with similar physical characteristics. When N.D. was
presented with the photo array by a blind administrator, she circled the photograph
of an individual who was not Penland.
Investigator Dziuba subsequently learned that Penland was living in
Georgia. Accordingly, Investigator Dziuba contacted a sexual-assault kit initiative
group located in Atlanta, Georgia, that was “willing to assist [Investigator Dziuba]
in contacting [Penland] and conducting an interview.” (Tr. 527.) The investigators
in Georgia were provided with pertinent materials, including the original police
report, a photograph of N.D. near the time of the incident, and a Google map image
depicting the location of the First Page Lounge, the area where the assault was
alleged to have occurred, and Penland’s last known address.
James Spear (“Investigator Spear”) testified that he is employed by
the Fulton County District Attorney’s Office in Atlanta, Georgia, and serves as an
investigator in the Sexual Assault Kit Initiative Task Force. Investigator Spear
testified that on September 16, 2020, his unit was contacted by the Cuyahoga County
Prosecutor’s Office in relation to this case. Investigator Spear was subsequently
“provided with a case file which contained the original police report from the
Cleveland Police Department and also contained the supplemental report from the
Cuyahoga County Prosecutor’s Officer.” (Tr. 303-304.) Investigator Spear
explained that the investigative lead linking Penland to N.D.’s case related to “a
letter from the Georgia Bureau of Investigations that was notifying the Ohio Bureau
of Investigations of a DNA match in this case.” (Tr. 319.) After familiarizing himself
with the case file, Investigator Spear ran Penland’s name through a database and
confirmed that he was living Covington, Georgia.
On November 16, 2020, Investigator Spear conducted a recorded
interview with Penland, who was accompanied by counsel, regarding his familiarity
with N.D. and his whereabouts on October 25, 2001. During the interview, Penland
provided background information, including his place of residence, employment
history, and marital status. Penland stated that he moved from Ohio to Georgia in
1998, but often returned to Cleveland, Ohio to visit friends and family. Penland
denied ever visiting the First Page Lounge and indicated that he did not spend time
near the general area of East 55th Street. In addition, when presented with a
photograph of N.D. that was taken near the time of the incident in 2001, Penland
denied knowing N.D. and expressed that he had never seen her before.
During the course of the interview, Investigator Spears recounted the
specific nature of N.D.’s allegations and asked Penland to explain the presence of his
DNA. Penland vehemently denied ever forcing himself on a woman and stated that
if he did have sexual conduct with N.D., it was consensual. He continued to reiterate,
however, that he had no recollection of meeting N.D. in 2001. Penland further
denied having any friends that matched the description of the other men alleged to
have been involved in the incident. Finally, Penland had no recollection of why he
would have been in Cleveland, Ohio in October 2001. At the conclusion of the
interview, Investigator Spear obtained Penland’s written consent to conduct a
buccal swab extraction for additional forensic testing.
On December 11, 2020, Penland’s buccal swab was submitted to BCI
for forensic analysis. Penland’s DNA standard was then compared to the unknown
male DNA profile recovered from N.D.’s rape kit. Bizub testified that Penland’s DNA
sample was consistent with the DNA profile from the rape kit. Bizub explained that
the probability of finding another individual with the same DNA profile was “rarer
than one in one trillion unrelated individuals.” (Tr. 502.)
At the close of the state’s case, Penland made a Crim.R. 29 motion for
acquittal, arguing that the evidence demonstrated that his sexual encounter with
N.D. was consensual. After careful consideration, the trial court granted the motion
as to Count 2 of the indictment but denied the motions as to all remaining claims.
(Tr. 566.)
Penland testified on his own behalf. Penland, who was 54 years old at
the time of trial, was born and raised in Cleveland, Ohio. In 1991, Penland began
working as a firefighter in the city of East Cleveland. He served as a firefighter in
East Cleveland for approximately seven years before moving to Georgia in 1998.
Penland testified that he continued working as a firefighter in Georgia, and also
began appraising homes on a part-time basis. Penland frequently returned to the
Cleveland area after he moved to Georgia to visit friends and family.
On direct examination, Penland was questioned at length regarding
his initial contact with Investigator Spears and the interview that occurred on
November 16, 2020. Penland recounted his answers during the interview and
expressed that he genuinely did not recognize the victim or recall the incident
“because it was 20 years ago.” (Tr. 612.) Penland characterized the interview as
follows:
So [Investigator Spears] is giving me this information, I’m trying to
recall you know the stuff that he’s giving me or not and I have no
recollection of any of this.
So, then he’s — he’s assertive as far as, you know, making it seem like
I’m holding back information from him but I didn’t hold anything back
because I didn’t know — I really didn’t know what he was referring to
or trying to, you know, ask me questions about.
(Tr. 614-615.)
After leaving the interview with Investigator Spears and having an
opportunity to reflect, Penland recalled that he had, in fact, visited the Front Page
Lounge with a friend and former colleague, Kevin Chambers (“Chambers”), in 2001.
Furthermore, Penland recalled that he had, in fact, had sex with a stripper on the
night in question. Penland testified that Chambers arranged and paid for N.D. to
have sex with him and Penland.
Penland explained that he and Chambers were socializing in the night
club when Chambers suddenly stated that one of the strippers was willing to engage
in sex with them in exchange for money. Penland testified that he did not personally
pay money for sex but observed Chambers “hand some money to one dancer.” (Tr.
601.) At approximately 11:30 or 12:00 p.m., Penland exited the night club and
entered his rental car. Penland testified that he was sitting in the driver’s seat and
that Chambers and N.D. got into the back seat. Chambers and N.D. briefly engaged
in small talk before having sex in the back seat. Penland remained in the driver’s
seat while the sexual conduct occurred to “mak[e] sure no one walked up on the car.”
(Tr. 602.) After approximately ten minutes, Chambers finished and N.D. asked
Chambers, “is your boy coming[?]” (Tr. 603.) At that time, Penland switched spots
with Chambers and engaged in vaginal sex with N.D. Penland stated that he used a
condom but that it broke during sex. Penland testified that he did not converse with
N.D. and did not notice a purple Crown Royal bag. Penland further stated that N.D.
exited the vehicle without incident. He did not notice any injuries on her person and
did not recall her “being dragged or anything of that nature.” (Tr. 608.)
Throughout his testimony, Penland vehemently denied raping N.D.
and maintained that the sexual encounter was consensual. He further denied taking
any money or personal belongings from N.D. (Tr. 618-619.)
At the conclusion of trial, Penland was found guilty of rape in violation
of R.C. 2907.02(A)(1), a felony of the first degree, as charged in Count 1 of the
indictment. Penland was found not guilty of aggravated robbery as charged in Count
3 of the indictment.
On April 20, 2022, Penland filed a motion for a new trial, arguing that
(1) his Sixth Amendment right to conflict-free counsel was violated where defense
counsel concealed his imminent suspensions from the practice of law, and (2) the
jury could not have reasonably concluded from the trial record that the prosecution
proved the offense of rape beyond a reasonable doubt.
On May 4, 2022, the trial court sentenced Penland to a three-year,
mandatory term of imprisonment on the rape offense. Upon sentencing Penland,
the trial court proceeded directly to a hearing on the pending motion for a new trial.
At the conclusion of the hearing, the trial court issued a journal entry denying
Penland’s motion for a new trial, stating, in relevant part:
As to actual conflict in legal representation, defendant presents no
support. Fact-finding, making inferences and assessing the credibility
of witnesses are jury functions. Based upon the evidence in this case,
the jury found defendant guilty of rape in Count 1, not guilty of robbery
in Count 3. Count 2, rape was dismissed on a Crim.R. 29 motion due
to insufficient evidence. The court determines that there is no basis to
grant a motion for new trial. While still on active status as an attorney,
Samuel Smith conducted and was afforded full discovery and appeared
at all pretrials. Whether Smith’s trial representation is deemed
ineffective will be subject to appellate review and as well as an analysis
of whether the jury’s verdict of guilt is supported by the manifest weight
of the evidence. Defendant fails to establish any cause to grant a
motion for new trial. Accordingly, defendant’s motion for new trial is
denied.
Penland now appeals from his conviction and sentence.
II. Law and Analysis
A. Sufficiency of the Evidence
In the first assignment of error, Penland argues his rape conviction is
based on legally insufficient evidence.
A sufficiency challenge requires a court to determine whether the state
has met its burden of production at trial and to consider not the credibility of the
evidence but whether, if credible, the evidence presented would sustain a conviction.
State v. Thompkins, 78 Ohio St.3d 380, 387, 678 N.E.2d 541 (1997). The relevant
inquiry is whether, after viewing the evidence in a light most favorable to the
prosecution, any rational trier of fact could have found the essential elements of the
crime proven beyond a reasonable doubt. State v. Jenks, 61 Ohio St.3d 259, 273,
574 N.E.2d 492 (1991), citing Jackson v. Virginia, 443 U.S. 307, 319, 99 S.Ct. 2781,
61 L.Ed.2d 560 (1979).
“‘Proof of guilt may be made by circumstantial evidence, real
evidence, and direct evidence, or any combination of the three, and all three have
equal probative value.’” State v. Rodano, 2017-Ohio-1034, 86 N.E.3d 1032, ¶ 35
(8th Dist.), quoting State v. Zadar, 8th Dist. Cuyahoga No. 94698, 2011-Ohio-1060,
¶ 18. Although circumstantial evidence and direct evidence have obvious
differences, those differences are irrelevant to the probative value of the evidence,
and circumstantial evidence carries the same weight as direct evidence. Id., citing
State v. Cassano, 8th Dist. Cuyahoga No. 97228, 2012-Ohio-4047, ¶ 13. Further,
circumstantial evidence is not only sufficient, “‘“but may also be more certain,
satisfying, and persuasive than direct evidence.’”” Id. at ¶ 36, quoting State v.
Hawthorne, 8th Dist. Cuyahoga No. 96496, 2011-Ohio-6078, quoting Michalic v.
Cleveland Tankers, Inc., 364 U.S. 325, 330, 81 S.Ct. 6, 5 L.Ed.2d 20 (1960).
In this case, Penland was convicted of rape in violation of R.C.
2907.02(A)(2). The statute provides that “[n]o person shall engage in sexual
conduct with another when the offender purposely compels the other person to
submit by force or threat of force.”
R.C. 2901.22(A) provides that “[a] person acts purposely when it is the
person’s specific intention to cause a certain result, or, when the gist of the offense
is a prohibition against conduct of a certain nature, regardless of what the offender
intends to accomplish thereby, it is the offender’s specific intention to engage in
conduct of that nature.” In turn, “force” is defined as “any violence, compulsion, or
constraint physically exerted by any means upon or against a person or thing.” R.C.
2901.01(A)(1).
“A defendant purposely compels another to submit to sexual conduct
by force or threat of force if the defendant uses physical force against that person, or
creates the belief that physical force will be used if the victim does not submit.” State
v. Schaim, 65 Ohio St.3d 51, 600 N.E.2d 661 (1992), paragraph one of the syllabus.
“Ohio Supreme Court case law demonstrates that the type and amount of force
necessary to purposefully compel a victim to submit ‘by force or threat of force’
depends upon the victim and offender’s relationship.” State v. Wine, 3d Dist.
Auglaize No. 2-12-01, 2012-Ohio-2837, ¶ 41. “The force and violence necessary to
commit the crime of rape depends upon the age, size and strength of the parties and
their relation to each other.” State v. Eskridge, 38 Ohio St.3d 56, 526 N.E.2d 304(1988), paragraph one of the syllabus. “‘As long as it can be shown that the rape
victim’s will was overcome by fear or duress, the forcible element of rape can be
established.’” Id. at 59, quoting State v. Fowler, 27 Ohio App.3d 149, 154, 500
N.E.2d 390 (8th Dist.1985).
Under Ohio law, “[a] victim need not prove physical resistance to the
offender in prosecutions under [the statute].” R.C. 2907.02(C). Thus, “there is no
requirement under Ohio law that a victim resist in order for a defendant’s act to be
forceful.” State v. Poole, 8th Dist. Cuyahoga No. 107829, 2019-Ohio-3366, ¶ 33.
On appeal, Penland does not dispute that he engaged in sexual
conduct with the victim. Nevertheless, Penland argues the evidence is insufficient
to demonstrate that he purposely compelled N.D. to submit to the sexual conduct by
force or threat of force, as is required to sustain a conviction under R.C.
2907.02(A)(2). Specifically, Penland contends that there is no evidence from which
the trier of fact could “infer that [N.D.’s] fear was based on some wrongful action or
conduct of the defendant that purposely compelled her to submit to the sexual
conduct, against her will.” Penland further suggests that there is no objective
evidence that he “intended to force, threaten, or compel N.D. to engage in sexual
conduct.”
After careful consideration, we disagree with Penland’s interpretation
of the testimony adduced at trial and find the state presented sufficient evidence to
support the jury’s verdict. In this case, N.D. testified that she voluntarily entered
into a vehicle with the understanding that she was being given a ride home. Instead,
N.D. was transported to a secluded “back-alley street,” where Penland, who was
sitting in the back seat of the vehicle, used his penis to “rape” her vaginally. (Tr.
231.) When asked to clarify, N.D. confirmed that Penland “forced” her to engage in
vaginal sex without giving her “a chance to respond.” (Tr. 236.) N.D. testified that
she did not consent to the sexual encounter and did not want to engage in sex with
Penland. (Tr. 237, 250.) N.D., who was 19 years old and weighed 90 pounds at the
time of the incident, further explained that she was outnumbered by the strange men
and did not attempt to fight Penland off because she did not want to provoke him
further. (Tr. 236.) Despite her efforts to avoid a physical confrontation, however,
N.D. sustained significant injuries to her person that were inconsistent with a
consensual encounter. Photographs of her injuries were introduced at trial and the
jury was free to make reasonable inferences from the photographic evidence. The
SANE report, which was generated shortly after the incident occurred, contains
further details of N.D.’s accounting of the incident. Therein, N.D. reported being
“attacked” in the backseat of the vehicle by two men. The assailants removed N.D.’s
clothing and forced her to engage in sexual conduct against her protests of “no,” and
“no stop.” The report further indicates that N.D. was “afraid,” and began crying
“after it was over.”
Viewing the foregoing evidence in a light most favorable to the
prosecution, we find that a rational trier of fact could conclude beyond a reasonable
doubt that Penland purposely compelled N.D. to engage in sexual conduct by force
or threat of force. His rape conviction is therefore supported by sufficient evidence.
The first assignment of error is overruled.
B. Manifest Weight of the Evidence
In the second assignment of error, Penland argues his conviction is
against the manifest weight of the evidence. He contends that the greater weight of
the evidence demonstrates that he and N.D. engaged in a consensual, albeit
transactional, sexual encounter. According to Penland, the “admissions by the
alleged victim, N.D., * * * render it impossible for the jury to have ‘reasonably
concluded from substantial evidence that the prosecution proved’ that [he] raped
the alleged victim ‘beyond a reasonable doubt.’”
In contrast to a sufficiency argument, a manifest-weight challenge
questions whether the state met its burden of persuasion. State v. Bowden, 8th Dist.
Cuyahoga No. 92266, 2009-Ohio-3598, ¶ 12, citing Thompkins, 78 Ohio St.3d at
390, 678 N.E.2d 541 (1997). When considering an appellant’s claim that a
conviction is against the manifest weight of the evidence, the appellate court
functions as a “thirteenth juror” and may disagree “with the factfinder’s resolution
of * * * conflicting testimony.” Thompkins at 387, citing Tibbs v. Florida, 457 U.S.
31, 42, 102 S.Ct. 2211, 72 L.Ed.2d 652 (1982). The appellate court examines the
entire record, weighs the evidence and all reasonable inferences that may be drawn
therefrom, considers the witnesses’ credibility and determines whether, in resolving
conflicts in the evidence, the trier of fact “‘clearly lost its way and created such a
manifest miscarriage of justice that the conviction must be reversed and a new trial
ordered.’” Thompkins at 387, quoting State v. Martin, 20 Ohio App.3d 172, 175, 485
N.E.2d 717 (1st Dist.1983). Reversal on manifest weight grounds is reserved for the
“‘exceptional case in which the evidence weighs heavily against the conviction.’”
Thompkins at 387, quoting Martin at 175.
A trier of fact is free to believe all, some, or none of the testimony of
each witness testifying at trial. State v. Jones, 8th Dist. Cuyahoga No. 108371, 2020-
Ohio-3367, ¶ 85; State v. Sheline, 8th Dist. Cuyahoga No. 106649, 2019-Ohio-528,
¶ 100. Thus, a conviction is not against the manifest weight of the evidence “solely
because the jury heard inconsistent or contradictory testimony.” State v. Rudd, 8th
Dist. Cuyahoga No. 102754, 2016-Ohio-106, ¶ 72, citing State v. Wade, 8th Dist.
Cuyahoga No. 90029, 2008-Ohio-4574, ¶ 38. Finally, we note that a “conviction
may rest solely on the testimony of a single witness, including the victim, if believed,
and there is no requirement that a witness’ testimony be corroborated to be
believed.” See, e.g., State v. Flores-Santiago, 8th Dist. Cuyahoga No. 108458, 2020-
Ohio-1274, ¶ 38; State v. Black, 2019-Ohio-4977, 149 N.E.3d 1132, ¶ 43 (8th Dist.);
State v. Schroeder, 2019-Ohio-4136, 147 N.E.3d 1, ¶ 84 (4th Dist.).
Relying on this court’s decision in State v. Roan, 8th Dist. Cuyahoga
No. 108917, 2020-Ohio-5179, Penland states that this court, sitting as the thirteenth
juror, should reverse his conviction as being against the manifest weight of the
evidence because N.D.’s story was inconsistent and suggested that she had
consented to intimate sexual conduct in exchange for money.
In Roan, the defendant and the victim attended a party together,
where they consumed alcohol and socialized. Once the party concluded, the
defendant and the victim went back to the defendant’s apartment. They watched
television and began “making out.” Id. at ¶ 4. Both parties agreed that “the kissing
was mutually initiated.” Id. at ¶ 30. Thereafter, the defendant and the victim went
upstairs to the defendant’s bedroom. According to the victim, she immediately fell
asleep while fully clothed. In the middle of the night, the victim woke up “completely
naked” and the defendant was on top of her penetrating her from behind.
Throughout the entire investigation, the victim consistently alleged that the
defendant penetrated her anus by force or threat of force. At trial, however, the
victim testified that he penetrated her vagina, not her anus.
The following morning, the victim woke up at approximately 11:00
a.m. and laid in defendant’s bed until he woke up. When defendant woke up, the
parties kissed, and the defendant penetrated the victim’s vagina with his finger. She
performed oral sex on him. Later, she asked him to drive her home and gave him
her phone number.
At trial, the defendant denied engaging in sexual conduct with the
victim in the middle of the night. The defendant conceded that he attempted to take
the victim’s pants off in his bed, but that when she told him “No. Stop,” he stopped.
The defendant testified they both fell asleep and did not wake up until later that
morning. Thus, “[the defendant] denied he was ever on top of the victim in the
middle of the night, took off her clothes or pulled down her leggings, or penetrated
her with his penis.” Id. at ¶ 31. With respect to the sexual encounter the following
morning, the defendant testified that when he woke up:
[The victim] was still there. We started talking, just making small talk.
We laid in bed for two and a half hours or so talking. * * * we talked
about work. We talked about [how] she has pet rats, it was brought up,
and she was showing me photos of them on her phone.
***
After laying there for a bit, we began kissing again, and that lasted
maybe three minutes or so, at which point she then removed the covers
and started performing oral sex on me.
***
So while she was performing oral sex on me, I put my fingers in her
vagina.
Id. at ¶ 33. Approximately two weeks after the alleged incident, the victim filed a
report with the Cleveland Police. Ultimately, the defendant was convicted of three
counts of rape, felonies of the first degree.
On appeal, this court found the defendant’s rape convictions were
against the manifest weight of the evidence. This court reasoned that
[The victim]’s explanation of what occurred in the middle of the night,
which was that [defendant] penetrated or tried to penetrate her anus,
but changed to penetration of her vagina during [the victim]’s trial
testimony, lacks credibility. While [the victim] testified that she was
asleep, fully clothed and wrapped in a blanket, but awoke “completely
naked” to [defendant] raping her, she also testified that she repeatedly
continued to engage in very intimate consensual sexual activity with
him.
Id. at ¶ 44. This court further concluded that the victim’s testimony concerning the
sexual activity the following morning to be “likewise problematic.” While
recognizing that the victim testified that she “did not want to engage in sexual
conduct after waking up that morning,” we found her testimony was inconsistent
with her actions, including her admission that she voluntarily “kissed [the
defendant] while he was digitally penetrating her vagina and that she ultimately
decided to perform oral sex on him[.]” Id. at ¶ 39. This court further found the
victim’s conduct after the alleged incident to be troublesome, stating:
Following the alleged assault, [the victim] continued to communicate
with [defendant], including exchanging multiple text messages.
During these text exchanges, [defendant] denied anything
inappropriate occurred at his apartment; [the victim] did not dispute
his account.
***
Likewise, although [the victim] initially testified that she entered
alcohol treatment because of the sexual assault, she later admitted —
after being confronted with transcripts of her interviews with Detective
Kellums — that she decided to enter the program prior to the date of
the alleged assault due to a family history of alcohol abuse and an
incident where she drove drunk. Finally, [the victim] admitted that her
decision to report the alleged assault to the police was prompted by
seeing pictures of [defendant] at a different party that were posted to
social media.
Id. at ¶ 41, 43.
Beyond the fact that Penland and the defendant in Roan each alleged
that the sexual encounters with each respective victim were consensual, we find the
circumstances presented in Roan to be wholly inapplicable to this case. Contrary to
the facts of Roan, there is no evidence in this case to suggest that N.D. shared an
amicable relationship with Penland before or after the incident. Additionally, and
perhaps most significantly, there is no evidence in this record to suggest that N.D.
engaged in consensual acts with Penland before or after the sexual encounter in the
vehicle such that her allegations of sexual abuse could be deemed inconsistent with
her own conduct. Finally, unlike the victim in Roan, N.D. has consistently alleged
that she was vaginally raped, that she did not know the identity of her assailant, and
that her decision to seek medical treatment and report the alleged sexual assault to
the police was made at the behest of Williams and Taylor. Penland’s reliance on
Roan is misplaced.
Viewing the record in its entirety, we find no basis to conclude that the
trier of fact clearly lost its way and created such a manifest miscarriage of justice
that the conviction must be reversed and a new trial ordered. Although N.D. was
uncooperative with the police at various stages of investigation, was unable to recall
certain details of the incident due to the passage of time, and had a history of
engaging in sex in exchange for money, N.D. consistently stated that she was
compelled to engage in vaginal sex with her assailant by force and/or the threat of
force. See State v. Nitsche, 2016-Ohio-3170, 66 N.E.3d 135, ¶ 45 (8th Dist.) (“A
defendant is not entitled to reversal on manifest weight grounds merely because
certain aspects of a witness’s testimony are not credible or were inconsistent or
contradictory.”); see also State v. Mann, 10th Dist. Franklin No. 10AP-1131, 2011-
Ohio-5286, ¶ 37 (‘“While the jury may take note of the inconsistencies and resolve
or discount them accordingly, * * * such inconsistencies do not render defendant’s
conviction against the manifest weight or sufficiency of the evidence.”’), quoting
State v. Nivens, 10th Dist. Franklin No. 95APA09-1236, 1996 Ohio App. LEXIS
2245, 7 (May 28, 1996).
Throughout these proceedings, N.D. made no statement to the police,
medical personnel, or cold-case investigators that could be construed as an
indication that she consented to the sexual encounter or was otherwise financially
incentivized to engage in sex with Penland. At trial, N.D. adamantly denied having
sex with Penland for money. Moreover, her lifestyle choice, her failure to secure
evidence, and the alleged inconsistencies in her testimony were rigorously explored
by defense counsel on cross-examination. The jury, as the trier of fact, was in the
best position to weigh the credibility of N.D.’s testimony and was free to believe all
or part of it. The fact that the jury rejected Penland’s contention that the sexual
encounter was consensual does not render the verdict against the manifest weight
of the evidence. Here, it is clear from the jury’s finding of not guilty on the
aggravated robbery offense that it carefully considered all relevant testimony and
any inconsistencies when rendering its verdict.
Based on the foregoing, we find Penland’s rape conviction is not
against the manifest weight of the evidence. The second assignment of error is
overruled.
C. Right of Confrontation
In the third assignment of error, Penland argues the trial court
committed reversible error by preventing defense counsel from questioning N.D.
about her failure to appear for trial in Case No. CR-19-638882-A. Penland contends
that N.D.’s “failure to appear was highly relevant to [her] credibility.”
The general admission or exclusion of evidence rests in the sound
discretion of the trial court, and a trial court’s ruling on the admissibility of evidence
will be upheld absent an abuse of discretion and a showing of material prejudice.
State v. Peterson, 8th Dist. Cuyahoga Nos. 100897 and 100899, 2015-Ohio-1013,
¶ 139. An abuse of discretion occurs where “‘the trial court’s attitude, in reaching its
decision, was arbitrary, unreasonable, or unconscionable.’” Johnson v. Abdullah,
166 Ohio St.3d 427, 2021-Ohio-3304, 187 N.E.3d 463, ¶ 34, quoting Celmer v.
Rodgers, 114 Ohio St.3d 221, 2007-Ohio-3697, 871 N.E.2d 557, ¶ 19 (plurality
opinion).
The Confrontation Clause of the Sixth Amendment to the United
States Constitution gives the accused the right to confront the witnesses against him;
however, it “guarantees only ‘an opportunity for effective cross-examination, not
cross-examination that is effective in whatever way, and to whatever extent, the
defense might wish.’” State v. Lang, 129 Ohio St.3d 512, 2011-Ohio-4215, 954
N.E.2d 596, ¶ 83, quoting Delaware v. Fensterer, 474 U.S. 15, 20, 106 S.Ct. 292, 88
L.Ed.2d 15 (1985).
“The Ohio Rules of Evidence clearly delineate the methods by which a
party may impeach a witness’ credibility.” State v. Myricks, 2d Dist. Montgomery
No. 22846, 2009-Ohio-5304, ¶ 25. Evid.R. 611(B) permits cross-examination on
“all relevant matters and matters affecting credibility.” In turn, Evid.R. 616(A)
governs methods of impeachment and provides that “[b]ias, prejudice, interest, or
any motive to misrepresent may be shown to impeach the witness either by
examination of the witness or by extrinsic evidence.” Evid.R. 616(A). Evid.R.
608(B) similarly permits cross-examination of a witness concerning specific
instances of conduct “if clearly probative of truthfulness or untruthfulness.”
Evid.R. 608(B) is a rule of law that “‘protects a legitimate state interest
in preventing criminal trials from bogging down in matters collateral
to the crime with which the defendant was charged.’” State v. Myricks,
2d Dist. Montgomery No. 22846, 2009-Ohio-5304, ¶ 26, quoting State
v. Boggs, 63 Ohio St.3d 418, 422-23, 588 N.E.2d 813 (1995). In
balancing this state interest, a defendant may question a witness on
cross-examination regarding prior instances of misconduct when the
questioning is “clearly probative” of the witness’s character for
truthfulness. State v. Moshos, 12th Dist. Clinton No. CA2009-06-008,
2010-Ohio-735, ¶ 18; see also State v. Widmer, 12th Dist. Warren No.
CA2011-03-027, 2012-Ohio-4342, ¶ 134.
Therefore, Evid.R. 608(B) permits cross-examination of a witness
regarding specific instances of conduct that may have “a clear bearing”
upon the witness’s truthful character and requires a “high degree of
probative value” of the prior conduct “as to the truthfulness of the
witness” before the court will allow cross-examination as to the prior
conduct for purposes of attacking the credibility of the witness. Staff
Notes to Evid.R. 608(B). The conduct must therefore be “clearly
probative of truthfulness or untruthfulness” in order to avoid unfair
prejudice, confusion of the issues, and misleading of the jury. Widmer,
citing State v. Williams, 1 Ohio App.3d 156, 157, 440 N.E.2d 65 (10th
Dist.1981).
State v. Jones, 2015-Ohio-2151, 35 N.E.3d 934, ¶ 37-38 (8th Dist.).
Whether evidence is probative is determined by its relevance to a
matter in issue. “Relevant evidence” means evidence having any tendency to make
the existence of any fact that is of consequence to the determination of the action
more probable or less probable than it would be without the evidence. Evid.R. 401.
“‘The mere fact that testimony is logically relevant does not in all cases
make it admissible. It must also be legally relevant. A fact which in
connection with other facts renders probable the existence of a fact in
issue may still be rejected, if in the opinion of the judge and under the
circumstances of the case it is considered essentially misleading or too
remote.’”
Cleveland v. Alrefaei, 8th Dist. Cuyahoga No. 107985, 2020-Ohio-5009, ¶ 51,
quoting State v. McDowell, 3d Dist. Hancock No. 5-17-01, 2017-Ohio-9249, ¶ 28,
quoting Whiteman v. State, 119 Ohio St. 285, 289, 164 N.E. 51 (1928).
A trial court retains “wide latitude insofar as the Confrontation Clause
is concerned to impose reasonable limits on such cross-examination based on
concerns about, among other things, harassment, prejudice, confusion of the issues,
* * * or interrogation that is repetitive or only marginally relevant.” Delaware v.
Van Arsdall, 475 U.S. 673, 679, 106 S.Ct. 1431, 89 L.Ed.2d 674 (1986).
“To establish a Confrontation Clause violation, the defendant must
show that he was ‘prohibited from engaging in otherwise appropriate
cross-examination’ and ‘[a] reasonable jury might have received a
significantly different impression of [the witness’s] credibility had [the
defendant’s] counsel been permitted to pursue his proposed line of
cross-examination.’” State v. Warmus, 197 Ohio App.3d 383, 2011-
Ohio-5827, 967 N.E.2d 1223, ¶ 64 (8th Dist.), quoting Van Arsdall at
680.
In this case, defense counsel attempted to question N.D. on cross-
examination about her failure to appear at the originally scheduled trial in 2021. At
that time, the following exchange occurred on the record:
DEFENSE COUNSEL: Ok, now you [N.D.] are aware that this case was
actually set for trial the very first time last year?
PROSECUTOR: Objection.
TRIAL COURT: Sustained. And the jury will disregard that. We have
just come out of a COVID situation here where trials have started and
stopped and you will find no inference whatever. Do you understand,
counsel?
DEFENSE COUNSEL: I understand.
TRIAL COURT: Ladies and gentleman, do you understand that?
DEFENSE COUNSEL: All right. No further questions. Thank you.
(Tr. 294.)
On appeal, Penland argues the trial court abused its discretion by
unduly limiting cross-examination of N.D., particularly where “this case turned
entirely on the credibility of Penland versus the alleged victim.” Penland further
suggests that the trial court compounded the evidentiary error by suggesting that
N.D.’s absence from the originally scheduled trial date was related to the COVID-19
pandemic, “despite that there was absolutely no admissible evidence in the record
to warrant such a conclusion.”
After careful consideration, we are unable to conclude that Penland
was denied his constitutional right to cross-examine N.D. fully and effectively In
this case, defense counsel was provided the unfettered opportunity to cross-examine
N.D. about (1) perceived contradictions in her testimony at trial, (2) her allegedly
inconsistent prior statements, (3) her history as a prostitute, and (4) her
unwillingness to cooperate with the initial police investigation. These issues were
highly contested and directly related to N.D.’s conduct on the night in question and
the truthfulness of her subsequent allegations to the police and medical personnel.
In contrast, there is no information in this record to suggest N.D.’s failure to appear
at trial in 2021 was “clearly probative” of her truthfulness or untruthfulness. See,
e.g., United States v. Williams, 249 Fed.Appx. 482, 483 (8th Cir.2007) (holding that
prosecution witness’s failure to appear for court proceedings was not probative of
his truthfulness under Federal Rule of Evidence 608(b)). Beyond mere speculation,
Penland has not demonstrated that N.D.’s failure to appear in 2021 made her
allegations of sexual abuse more or less probable. We reiterate that N.D. freely
admitted that she was uncooperative during the police investigation and was
unresponsive at various stages of this case. She repeatedly explained that she
“wanted to move on with [her] life” and “didn’t want to ruin [Penland’s] life if he
matured.” (Tr. 293-284.) The trial court carefully weighed the probative value of
the challenged evidence and ensured that the trier of fact was presented with all
relevant information relating to the credibility of N.D.’s allegations.
Under the specific circumstances of this case, we find the trial court
did not abuse its discretion by determining that the probative value of a posed
question on cross-examination was substantially outweighed by the danger of unfair
prejudice, of confusion of the issues, or of misleading the jury. Additionally, we
cannot say the trial court’s brief reference to the scheduling complications
associated with the COVID pandemic were inaccurate or otherwise prejudicial.
The third assignment of error is overruled.
D. Ineffective Assistance of Counsel
In the fourth assignment of error, Penland argues defense counsel
rendered ineffective assistance of counsel by (1) failing to disclose his impending
suspension from the practice of law, (2) failing to file a motion to dismiss based on
prejudicial preindictment delay, and (3) failing to effectively cross-examine the
state’s witnesses.
Our review of counsel’s performance is highly deferential. State v.
Korecky, 8th Dist. Cuyahoga No. 108328, 2020-Ohio-797, ¶ 20, citing Strickland v.
Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984). Because we
presume licensed attorneys are competent, the party claiming ineffective assistance
of counsel bears the burden of proving that counsel was ineffective. Id., citing State
v. Smith, 17 Ohio St.3d 98, 477 N.E.2d 1128 (1985).
“To gain reversal on a claim of ineffective assistance of counsel, a
defendant must show that (1) his ‘counsel’s performance was deficient,’ and (2) ‘the
deficient performance prejudiced the defense.’” State v. Fisher, 8th Dist. Cuyahoga
No. 108494, 2020-Ohio-670, ¶ 18, quoting Strickland at 687. “The first prong of
Strickland’s test requires the defendant to show ‘that counsel’s representation fell
below an objective standard of reasonableness.’” Id., quoting Strickland at 688.
“Strickland’s second prong requires the defendant to show ‘a reasonable probability
that but for counsel’s errors, the proceeding’s result would have been different.’” Id.,quoting State v. Winters, 8th Dist. Cuyahoga No. 102871, 2016-Ohio-928, ¶ 25.
That is, the second prong requires a determination as to whether the defense was
prejudiced by counsel’s ineffectiveness. State v. Beasley, 153 Ohio St.3d 497, 2018-
Ohio-493, 108 N.E.3d 1028, ¶ 140, citing Strickland at 687.
“While ‘[t]he right to counsel is the right to the effective assistance of
counsel,’ ‘trial strategy or tactical decisions cannot form the basis for a claim of
ineffective counsel.’” Fisher at ¶ 19, quoting Strickland at 686, citing McMann v.
Richardson, 397 U.S. 759, 90 S.Ct. 1441, 25 L.Ed.2d 763 (1970).
1. Defense Counsel’s Failure to Disclose
his Impending Suspension from Law
Penland first argues that defense counsel rendered ineffective
assistance of counsel by representing him at trial despite counsel’s “actual conflict
of interest.” Penland’s position relied on the fact that defense counsel was
suspended from the practice of law on March 23, 2022 — less than two weeks after
Penland’s jury trial concluded. Disciplinary Counsel v. Smith, 168 Ohio St.3d 196,
2022-Ohio-840, 197 N.E.3d 533. Penland contends that defense counsel’s
representation “was motivated by collecting his fee prior to that suspension, thus
elevating his own interests above his client’s and creating an actual conflict.”
Alternatively, Penland argues defense counsel rendered ineffective assistance of
counsel by failing to disclose that he was subject to pending disciplinary proceedings
and potential sanctions from the Supreme Court of Ohio.
In United States v. Cronic, 466 U.S. 648, 104 S.Ct. 2039, 80 L.Ed.2d
657 (1984), the United States Supreme Court recognized a “narrow exception” to the
Strickland requirements when considering whether a criminal defendant was
denied his or her right to counsel under the Sixth Amendment. See State v. Lucas,
2020-Ohio-1602, 154 N.E.3d 262, ¶ 36 (8th Dist.). The court held that there are
certain circumstances “that are so likely to prejudice the accused that the cost of
litigating their effect in a particular case is unjustified,” such that ineffectiveness and
prejudice are presumed and a denial of an accused’s Sixth Amendment right to
counsel is found “without inquiry into the actual conduct” of the proceedings.
Cronic at 658-660. One such circumstance includes trial counsel’s active
representation of conflicting interests. Id. at 658-660 and fn. 25, 28.
The fundamental right to counsel includes a “correlative right to
representation free from conflicts of interest.” State v. Gillard, 64 Ohio St.3d 304,
311, 595 N.E.2d 878 (1992). “Both defense counsel and the trial court are under an
affirmative duty to ensure that a defendant’s representation is conflict-free.” State
v. Dillon, 74 Ohio St.3d 166, 167-168, 657 N.E.2d 273 (1995). “A defendant who
claims he was denied the right to conflict-free counsel must demonstrate an actual
conflict of interest that adversely affected his lawyer’s performance.” State v. Allen,
3d Dist. Allen No. 1-21-59, 2022-Ohio-3599, ¶ 25, citing State v. Wilson, 2022-Ohio-
504, 185 N.E.3d 176, ¶ 137 (3d Dist.). A possible conflict is insufficient. State v.
Getsy, 84 Ohio St.3d 180, 187, 702 N.E.2d 866 (1998).
An “actual conflict of interest,” for purposes of the Sixth Amendment,
is “a conflict of interest that adversely affects counsel’s performance.” Mickens v.
Taylor, 535 U.S. 162, 172, 122 S.Ct. 1237, 152 L.Ed.2d 291 (2002), fn. 5. To prove an
“actual conflict of interest,” the defendant must show that his or her counsel
“actively represented conflicting interests,” and that the conflict “actually affected
the adequacy of his [or her] representation.” Id., quoting Cuyler v. Sullivan, 446
U.S. 335, 349-350, 100 S.Ct. 1708, 64 L.Ed.2d 333 (1980). “[W]hether an actual
conflict of interest existed is a mixed question of law and fact, subject to de novo
review on appeal.” Cuyler at 342.
After careful consideration, we do not find an actual or genuine
conflict of interest in this case. Here, there is no dispute that defense counsel was a
licensed attorney at the time of trial. He, therefore, had the right to maintain a legal
practice and demand payment. Critically, the record reflects that defense counsel
zealously represented Penland’s interests throughout the trial proceedings and
diligently pursued Penland’s position that he engaged in consensual intercourse
with N.D. At all critical stages of the trial, counsel’s theory of defense aligned with
Penland’s own testimony. Under the totality of these circumstances, we find
Penland has failed to demonstrate that defense counsel’s pending disciplinary
process caused his interests to diverge from Penland’s own interests “with respect
to a material factual or legal issue or to a course of action.” See State v. Dillon, 74
Ohio St.3d 166, 168, 657 N.E.2d 273 (1995), quoting Cuyler at 356, fn. 3.
Moreover, although this court is troubled by defense counsel’s failure
to disclose relevant information to his client prior to trial, we cannot say defense
counsel’s lack of candor constituted ineffective assistance of counsel under
Strickland. The Ohio Supreme Court’s characterization of counsel’s past
representation is not lost on this court. See Smith, 168 Ohio St. 3d 196, 2022-Ohio-
840, 197 N.E.3d 533. However, we are cognizant that the disciplinary proceedings
have no direct bearing on this case. Significantly, this court “‘is confined to the
record on appeal and may not engage in assumptions to sustain an ineffective
assistance of counsel argument.’” State v. Zeber, 9th Dist. Summit No. 28481, 2017-
Ohio-8987, ¶ 8, quoting State v. Higgins, 9th Dist. Summit No. 26120, 2012-Ohio-
5650, ¶ 9. In this case, beyond the specific claims that are addressed in detail below,
Penland had not identified a causal connection between the unrelated disciplinary
proceedings and counsel’s conduct in this case. Accordingly, we find no merit to
Penland’s broad claim of ineffective counsel based on counsel’s failure to disclose
his pending suspension. Nevertheless, we find it is necessary to address Penland’s
remaining claims that rely on specific aspects of counsel’s performance at trial.
2. Defense Counsel’s Failure to File a Motion
to Dismiss for Preindictment Delay
Next, Penland argues defense counsel rendered ineffective assistance
of counsel “by failing to move the trial court to dismiss the indictment against [him]
for prejudicial preindictment delay.” Penland contends that there is a reasonable
likelihood that the motion would have been granted had it been filed because “there
was a nearly 18 year delay between the date of the alleged rape and the first
indictment.”
“[P]reindictment delay violates due process only when it is
unjustifiable and causes actual prejudice.” State v. Jones, 148 Ohio St.3d 167, 2016-
Ohio-5105, 69 N.E.3d 688, ¶ 12. This court has “firmly established a burden-shifting
framework for analyzing a due-process claim based on preindictment delay.” Id. at
¶ 13. Pursuant to that framework, a defendant first bears the burden of presenting
evidence that the preindictment delay caused actual prejudice. Id., citing State v.
Whiting, 84 Ohio St.3d 215, 217, 702 N.E.2d 1199 (1998), and State v. Adams, 144
Ohio St.3d 429, 2015-Ohio-3954, 45 N.E.3d 127, ¶ 99. After the defendant has
provided evidence of actual prejudice, the burden shifts to the state to produce
evidence of a justifiable reason for the delay. Id., citing Whiting and Adams.
The mere “possibility that memories will fade, witnesses will become
inaccessible, or evidence will be lost is not sufficient to establish actual prejudice,”
because those are manifestations of the prejudice inherent in any delay. State v.
Adams, 144 Ohio St.3d 429, 2015-Ohio-3954, 45 N.E.3d 127, ¶ 105, citing United
States v. Marion, 404 U.S. 307, 326, 92 S.Ct. 455, 30 L.Ed.2d 468 (1971). “Actual
prejudice exists when missing evidence or unavailable testimony, identified by the
defendant and relevant to the defense, would minimize or eliminate the impact of
the state’s evidence and bolster the defense.” Jones, 148 Ohio St.3d 167, 2016-Ohio-
5105, 69 N.E.3d 688, at ¶ 28. “Actual prejudice is determined by the circumstances
of the case and evidence is considered ‘as it exists when the indictment is filed’ in
relation to the prejudice the defendant will suffer at trial due to the delay.” State v.
August, 12th Dist. Warren No. CA2018-12-136, 2019-Ohio-4126, ¶ 12, citing State v.
Walls, 96 Ohio St.3d 437, 2002-Ohio-5059, 7756 N.E.2d 829, ¶ 52. “The prejudice
advanced must be more than merely speculative [and] must be balanced against the
other evidence in order to determine whether actual prejudice will impact the
defendant at trial.” August at ¶ 12.
In this case, the parties do not dispute that Penland engaged in sexual
conduct with N.D. on the night in question. The sole issue before the jury was
whether the encounter was consensual, as Penland suggests, or whether the
elements of rape pursuant to R.C. 2907.02(A)(2) were satisfied. With respect to
these issues, Penland and N.D. fully recounted their version of the incident and were
fully cross-examined by opposing counsel. On appeal, Penland broadly suggests
that it is “obvious that the lengthy delay between the alleged crime and the
indictment substantially prejudiced [him].” However, because Penland has not
identified what evidence, if any, was missing or unavailable due to the delay, we find
that Penland has not demonstrated actual prejudice. Presuming defense counsel
exercised reasonable professional judgment, we find nothing in this record to
suggest defense counsel did not investigate the availability of all evidence that might
have bolstered Penland’s defense or minimized the impact of the state’s evidence.
Accordingly, we cannot say defense counsel was deficient for failing to file a motion
to dismiss based on preindictment delay.
3. Defense Counsel’s Failure to Adequately
Cross-Examine State Witnesses
Finally, Penland argues defense counsel rendered ineffective
assistance of counsel by failing to effectively cross-examine N.D. and Williams about
the nature of their relationship. Relying exclusively on appellate counsel’s own
unsupported, and speculative interpretation of the evidence adduced at trial,
Penland contends that it was unreasonable for defense counsel to not “inquire on
cross-examination or offer argument as to the obvious reasonable doubt raised by
the testimony showing that N.D. was a prostitute being pimped and exploited by
Williams and Taylor.” Penland suggests that “such questions and argument would
have been of considerable value to establish why N.D. would be engaged in a sexual
encounter with Mr. Penland, and why she had gotten into the strangers’ car to begin
with.”
Generally, “[t]he extent and scope of cross-examination clearly fall
within the ambit of trial strategy, and debatable trial tactics do not establish
ineffective assistance of counsel.” State v. Leonard, 104 Ohio St.3d 54, 2004-Ohio-
6235, 818 N.E.2d 229, ¶ 146. Moreover, “‘[a]n appellate court reviewing an
ineffective assistance of counsel claim must not scrutinize trial counsel’s strategic
decision to engage, or not engage, in a particular line of questioning on cross-
examination.’” State v. Dorsey, 10th Dist. Franklin No. 04AP-737, 2005-Ohio-
2334, ¶ 22, quoting In re Brooks, 10th Dist. Franklin No. 04AP164, 2004-Ohio-
3887, ¶ 40; see also State v. Allah, 4th Dist. Gallia No. 14CA12, 2015-Ohio-5060,
¶ 23.
After careful review of the record, we find no merit to Penland’s final
claim of ineffective assistance of counsel. In this case, N.D. and Williams were each
cross-examined at length regarding N.D.’s living arrangement, the nature of their
relationship, and their respective memories of the incident. Williams explained that
N.D. moved into her home approximately one year before the incident and paid
$100 per week for rent. Williams testified that she met N.D. through her children
and was aware that N.D. was an erotic dancer, although Williams often advised N.D.
that her “lifestyle is not the right lifestyle to be in.” (Tr. 455.) N.D. offered similar
testimony.
Collectively, we find defense counsel’s cross-examination of N.D. and
Williams was satisfactory. Significantly, we find no evidentiary basis to conclude
that defense counsel prejudicially rendered ineffective assistance of counsel by
failing to insinuate that N.D.’s living arrangement with Williams and Taylor was
purely transactional. The fact that N.D. referred to Williams and Taylor as
“mommy” and “daddy,” and was concerned about her ability to pay rent does not
support appellate counsel’s proclamation that Williams was “pimping N.D. out” — a
fact that would corroborate Penland’s testimony. Rather than perpetuating
unsubstantiated opinions, defense counsel made the tactical decision to focus his
cross-examination on the facts in evidence. The record demonstrates that counsel’s
strategy was to attack N.D.’s credibility by highlighting the inconsistencies in her
prior versions of the incident, her history as a prostitute, her inability to identify
Penland as her assailant, and her failure to cooperate during the initial police
investigation. In the absence of clear evidence that Williams was aware or somehow
part of N.D.’s prior prostitution, we find it was well within defense counsel’s
discretion to refrain from attacking Williams’s and N.D.’s credibility with conjecture
or speculation.
The fourth assignment of error is overruled.
E. Prosecutorial Misconduct
In the fifth assignment of error, Penland argues “the trial court erred
by permitting prosecutorial misconduct in the form of an extremely inflammatory
and prejudicial closing arguments.”
The test for prosecutorial misconduct is whether the prosecutor’s
“‘remarks were improper and, if so, whether they prejudicially affected substantial
rights of the defendant.’” State v. Hessler, 90 Ohio St.3d 108, 125, 734 N.E.2d 1237(2000), quoting State v. Smith, 14 Ohio St.3d 13, 14, 470 N.E.2d 883 (1984). An
appellate court should only reverse a conviction if the effect of the misconduct
“‘permeates the entire atmosphere of the trial.’” State v. Gibson, 8th Dist. Cuyahoga
No. 98725, 2013-Ohio-4372, ¶ 99, quoting State v. Tumbleson, 105 Ohio App.3d
693, 699, 664 N.E.2d 1318 (12th Dist.1995). “The touchstone of analysis ‘is the
fairness of the trial, not the culpability of the prosecutor.’” State v. Gapen, 104 Ohio
St.3d 358, 2004-Ohio-6548, 819 N.E.2d 1047, ¶ 92, quoting Smith v. Phillips, 455
U.S. 209, 219, 102 S.Ct. 940, 71 L.Ed.2d 78 (1982).
Generally, a prosecutor is entitled to wide latitude during closing
argument. State v. Harris, 2017-Ohio-2751, 90 N.E.3d 342, ¶ 84 (8th Dist.), citing
State v. Maurer, 15 Ohio St.3d 239, 473 N.E.2d 768 (1984). And the closing
argument must be viewed in its entirety to determine whether the disputed remarks
were prejudicial. “[I]solated comments by a prosecutor are not to be taken out of
context and given their most damaging meaning.” Gapen at ¶ 106, citing Donnelly
v. DeChristoforo, 416 U.S. 637, 647, 94 S.Ct. 1868, 40 L.Ed.2d 431 (1974). In
determining whether a prosecutor’s comment was prejudicial, we consider several
factors (1) the nature of the remark(s), (2) whether an objection was made by
counsel, (3) whether the court gave curative instructions, and (4) the general
strength of the evidence against the defendant. Harris, citing State v. Braxton, 102
Ohio App.3d 28, 41, 656 N.E.2d 970 (8th Dist.1995).
“The United States Supreme Court has expressly recognized that
prosecutors serve a special role in our justice system requiring them to adhere to the
highest standards and to avoid improper arguments, insinuations, and assertions
calculated to mislead the jury.” State v. Fears, 86 Ohio St.3d 329, 351, 715 N.E.2d
136 (1999) (Moyer, C.J., concurring in part and dissenting in part). Thus, while a
prosecutor may strike hard blows, he or she may not strike foul ones. Berger v.
United States, 295 U.S. 78, 88, 55 S.Ct. 629, 79 L.Ed. 1314(1935). As recognized by
this court, such “foul blows” include the following:
personally vouching for the credibility of a witness, launching ad
hominem attacks against the defendant or [defendant’s] lawyer, relying
on improper evidence, relying on evidence not in the record, critically
commenting on the defendant’s exercise of his [or her] rights such as
the right to remain silent or the right to a jury trial, and deliberately
misleading the jury.
State v. Hough, 8th Dist. Cuyahoga No. 91691, 2011-Ohio-2656, ¶ 7.
In this case, Penland argues that the following statements during the
state’s closing argument amounted to prosecutorial misconduct:
1. [Defense counsel], I anticipate, will get up here and victim blame. I
hate victim blaming, ladies and gentleman. And that is just a tactic to
turn your attention away from where it truly belongs. Mr. Penland.
(Tr. 672.)
2. Mr. Penland was away from his wife, a wife he admits to cheating on
and saw a chance to have sex with a stripper[.] (Tr. 675.)
3. Please don’t let [defense counsel] get up here and distract you with
insignificant details like the time that she was admitted to the hospital.
That’s irrelevant. Or that the outer clothing she wore wasn’t preserved
by her. Victim blaming. (Tr. 677.)
4. I’m angry. This is a child. (Tr. 700.)
5. I don’t care. And you shouldn’t either. You should be angry about
that. Stop blaming [N.D.] for the decision she made when she was a
kid. (Tr. 700-701.)
6. This guy’s using methamphetamine in his 40s. I don’t care about
what [defense counsel] thinks. I care about facts. (Tr. 701.)
7. This case depends on credibility. Who do you believe? And you need
to use your common sense. About a year ago we tried the case of a
Derrick [sic] Chauvin[.]1 (Tr. 701.)
8. [Defense counsel] got up here and blamed [N.D.] and tried to throw
up a bunch of smoke and mirrors. (Tr. 707-708.)
On appeal, Penland argues that the foregoing statements were rife
with (1) improper appeals to the jurors’ emotions, (2) inflammatory and irrelevant
statements about Penland, (3) expressions of the prosecutor’s own opinions, (4)
calls for the jurors to become angry, and (5) disparaging comments about defense
counsel. Penland contends the state’s “extremely inflammatory and improper
statements” deprived him of due process of law and the right to a fair and impartial
jury.
Initially, we are unable to conclude that the prosecutor’s isolated
reference to Derek Chauvin amounted to prosecutorial misconduct. While the
reference to the former officer, standing alone, constituted a deliberate attempt to
inflame emotion, the prosecutor was prevented from completing the analogy before
her point, albeit irrelevant, could be made. Here, defense counsel raised a timely
objection once Chauvin’s name was mentioned, and the trial court prevented the
prosecutor from completing her statement before it could be fully articulated.
Under these circumstances, we find no resulting prejudice. The trial court took the
1 The prosecutor’s statement appears to be a reference to former Minneapolis
police officer, Derek Chauvin, who was tried and convicted of murder for the killing of
George Floyd.
appropriate steps to limit the state’s closing argument to ensure Penland was
afforded his fundamental right to a fair and impartial trial.
Defense counsel did not raise timely objections to the remaining
statements challenged on appeal. Thus, Penland has waived all but plain error.
State v. Obermiller, 147 Ohio St.3d 175, 2016-Ohio-1594, 63 N.E.3d 93, ¶ 72.
Crim.R. 52(B) provides that “[p]lain errors or defects affecting substantial rights
may be noticed although they were not brought to the attention of the court.” Plain
error requires (1) “an error, i.e., a deviation from a legal rule”; (2) that is “plain” or
“an ‘obvious’ defect in the trial proceedings”; and (3) that “must have affected
‘substantial rights.’” State v. Barnes, 94 Ohio St.3d 21, 27, 759 N.E.2d 1240 (2002).
For an error to have affected substantial rights, the error “must have affected the
outcome of the trial.” Id. “The accused is therefore required to demonstrate a
reasonable probability that the error resulted in prejudice—the same deferential
standard for reviewing ineffective assistance of counsel claims.” State v. Rogers,
143 Ohio St.3d 385, 2015-Ohio-2459, 38 N.E.3d 860, ¶ 22. “But even if an accused
shows that the trial court committed plain error affecting the outcome of the
proceeding, an appellate court is not required to correct it.” Id. at ¶ 23. “Notice of
plain error under Crim.R. 52(B) is to be taken with the utmost caution, under
exceptional circumstances and only to prevent a manifest miscarriage of justice.”
State v. Long, 53 Ohio St.2d 91, 97, 372 N.E.2d 804 (1978).
In this case, the issue of credibility predominated the parties’ closing
arguments. The state, for its part, emphasized the severity of N.D.’s physical and
psychological injuries, the inconsistencies in Penland’s statements to the
investigating detectives, and the reliability of the forensic evidence. The state
further reiterated N.D.’s testimony that she felt forced to engage in sexual conduct
with Penland because she was outnumbered and believed she was in danger.
Although the state acknowledged that N.D. was unable to recall certain details of the
“traumatic event,” the prosecutor maintained that “the essence of what [N.D.] told
over and over has remained consistent for 21 years. That is that she was raped that
night, that she was robbed, and was left out in the cold by Mr. Penland and his
friend.” (Tr. 669-670.) Finally, in an effort to diminish the anticipated arguments
of defense counsel, the state preemptively urged the jury to conclude that N.D.’s
profession, her failure to secure her clothing, and her inability to recall the specific
time she went to the hospital did not render her rape allegations “any less true.” (Tr.
670, 677.)
In contrast, defense counsel argued that the greater weight of the
evidence supported Penland’s testimony that he and N.D. had consensual sex in
exchange for money. In support of his contention, defense counsel noted that N.D.’s
conduct before and after the alleged incident was inconsistent with someone who
was sexually assaulted and robbed. Defense counsel emphasized that N.D. (1)
admitted to “soliciting for sex” during the pertinent time period, (2) “admitted to
having a few drinks” on the night of the incident, (3) admitted that making money
and paying rent was a priority “at that time in her life,” (4) admitted that she was
uncooperative and unresponsive to the initial police investigation, (5) admitted that
she failed to preserve the clothing she was wearing at the time of the incident, and
(6) “admitted to going home and going to sleep after the alleged sexual assault as
opposed to seeking out law enforcement officials or going to the hospital.” (Tr. 682-
683.) Defense counsel further discussed the alleged inconsistencies in N.D.’s
version of the incident, including (1) whether there were two or three men involved
in the sexual assault, (2) how she returned home after the incident, (3) who
transported her to the hospital after the incident, (4) how much money was stolen
from her, and (5) whether her assailant was wearing a condom.
After careful consideration, we find no merit to Penland’s contention
that the state encouraged the jury “to pass judgment on Penland [merely] because
he ‘used methamphetamine in his 40’s,’ ‘cheat[ed] on his wife,’ and ‘had sex with a
stripper.’” In this case, Penland’s infidelity and his prior drug use were facts
developed over the course of trial. The prosecutor’s isolated reference to these
established facts was made while discussing the collective circumstances impairing
Penland’s credibility and his characterization of the sexual encounter. As stated, the
issue of credibility was highly contested and the state was permitted to freely
comment on “‘“what the evidence has shown and what reasonable inferences may
be drawn therefrom.”’” State v. Fudge, 2018-Ohio-601, 105 N.E.3d 766, ¶ 48 (10th
Dist.), quoting State v. Muhleka, 2d Dist. Montgomery No. 19827, 2004-Ohio-1822,
¶ 85, State v. Lott, 51 Ohio St.3d 160, 165, 555 N.E.2d 293 (1990). For these same
reasons, we find it was proper for the state to preemptively diminish perceived
inconsistencies in N.D.’s testimony, by arguing that her inability to recall certain
details of the encounter did not negate her credibility as it relates to whether she
engaged in sex in exchange for money. N.D.’s recollection and inconsistent
statements were extensively explored by defense counsel on cross-examination, and
the state had the right to address these issues at the time of closing arguments. The
prosecutor’s reference to these issues did not constitute error, plain or otherwise.
Finally, while we agree that a prosecutor must refrain from
denigrating defense counsel and should limit his or her closing remarks to what the
evidence tends to show, we cannot say when reviewing the closing remarks as a
whole, the challenged portions of the state’s closing argument denied Penland a fair
trial to the point that the jury would have acquitted Penland if the comments were
not made. In this case, the prosecutor’s use of the phrase, “victim blaming,” was
made in response to defense counsel’s characterization of N.D.’s role in the incident
and was merely an attempt to redirect the jury’s attention to the evidence more
favorable to the state. Similarly, the prosecutor’s characterization of N.D. as a
“child,” and the prosecutor’s insinuation that the jury should be “angry,” were
isolated occurrences that concerned secondary issues that did not go to the heart of
the issues before the jury, namely whether the sexual encounter was consensual or
whether N.D. was compelled to engage in vaginal intercourse by force or threat of
force. As discussed, the jury was provided ample evidence throughout the pendency
of the trial on the issue of credibility and was in the best position to resolve the
competing characterizations of the sexual encounter. Under these circumstances,
we are unable to conclude that the prosecutor’s remarks were “so inflammatory as
to render the jury’s decision a product solely of passion and prejudice.” State v.
Arrone, 2d Dist. Greene No. 2005 CA 89, 2006-Ohio-4144, ¶ 126. Accordingly, we
find that Penland has failed to demonstrate the extremely high burden of
demonstrating plain error.
The fifth assignment of error is overruled.
Judgment affirmed.
It is ordered that appellee recover from appellant costs herein taxed.
The court finds there were reasonable grounds for this appeal.
It is ordered that a special mandate issue out of this court directing the
common pleas court to carry this judgment into execution. The defendant’s
conviction having been affirmed, any bail pending appeal is terminated. Case
remanded to the trial court for execution of sentence.
A certified copy of this entry shall constitute the mandate pursuant to Rule 27
of the Rules of Appellate Procedure.
EILEEN T. GALLAGHER, JUDGE
MICHELLE J. SHEEHAN, P.J., and
SEAN C. GALLAGHER, J., CONCUR