In re D.S.S.

[Cite as In re D.S.S., 2020-Ohio-5386.]
IN THE COURT OF APPEALS
ELEVENTH APPELLATE DISTRICT
PORTAGE COUNTY, OHIO
IN THE MATTER OF: : OPINION
D.S.S. :
CASE NO. 2020-P-0039
:
:
Appeal from the Portage County Court of Common Pleas, Juvenile Division, Case No.
2017 JCA 00356.
Judgment: Reversed.
Victor V. Vigluicci, Portage County Prosecutor, and Brandon J. Wheeler, Assistant
Prosecutor, 241 South Chestnut Street, Ravenna, OH 44266 (For Appellee, State of
Ohio).
Jason A. Whitacre, Flynn, Keith & Flynn, 214 South Water Street, Kent, OH 44240
(For Appellant, Krysta Gattozzi).
Leonard J. Breiding, II, 4825 Almond Way, Ravenna, OH 44266 (Guardian ad litem).
CYNTHIA WESTCOTT RICE, J.
{¶1} Appellant, Krysta Gattozzi, appeals the decision of the Portage County
Court of Common Pleas, Juvenile Division, holding her in contempt of court. For the
reasons stated herein, the judgment of the lower court is reversed.
{¶2} The underlying case involves a delinquent complaint of rape filed against
a minor, D.S.S. A motion was filed to allow D.S.S. and the minor victim, M.H., half-
brothers, to have contact with each other. In preparation for a hearing on the motion,
the guardian ad litem (“GAL”) for M.H. served subpoenas to three employees of
Children’s Advantage, where M.H. was believed to have received counseling services:
Krysta Gattozzi, Kelly Szydlowski, and Brian Pavelko. However, at the direction of
Children’s Advantage’s executive management, none of the three employees appeared
at the February 2020 hearing. A letter from Children’s Advantage was sent to the GAL
notifying them that they would not appear; however, it was not received until after the
hearing. No motion to quash or limit was filed in regard to these subpoenas.
{¶3} Upon their failure to appear, the trial court issued an order to show cause
against each employee. The arguments and evidence from Mr. Pavelko’s hearing was
incorporated in full into the hearings of Ms. Gattozzi and Ms. Szydlowski. At each
hearing, the court found each employee in contempt. Ms. Gattozzi was sentenced to
ten days in the Portage County jail and assessed a $250.00 fine and court costs; the jail
sentence and $225.00 of the fine were suspended on the condition that she obey all
court subpoenas issued in Portage County for one year. It was also determined that
Ms. Gattozzi had no pertinent information related to the underlying case and the court
excused her from attendance at the rescheduled hearing for which she was originally
subpoenaed. She appealed her sentence and filed a stay of execution, which the lower
court granted.
{¶4} On appeal, Ms. Gattozzi assigns two errors for our review. The first
states:
{¶5} The trial court abused its discretion in finding Appellant in criminal
contempt of court.
{¶6} Findings of contempt by the trial court are reviewed for abuse of
discretion. Matter of G.M., 11th Dist. Trumbull No. 2016-T-0092, 2017-Ohio-8145, ¶18.
2
An abuse of discretion is the trial court’s “‘failure to exercise sound, reasonable, and
legal decision-making.’” State v. Beechler, 2d Dist. Clark No. 09-CA-54, 2010-Ohio-
1900, ¶62, quoting Black’s Law Dictionary 11 (8th Ed.2004).
{¶7} R.C. 2705.02 states in pertinent part:
{¶8} A person guilty of any of the following acts may be punished as for
a contempt:
{¶9} ***
{¶10} (C) A failure to obey a subpoena duly served, or a refusal to be
sworn or to answer as a witness, when lawfully required[.]
{¶11} “’Contempt is defined in general terms as disobedience of a court order.’”
In re Hards, 175 Ohio App.3d 168, 2008-Ohio-630, ¶62 (11th Dist.), quoting State ex
rel. Corn v. Russo, 90 Ohio St.3d 551, 554 (2001). “‘It is conduct which brings the
administration of justice into disrespect, or which tends to embarrass, impede or
obstruct a court in the performance of its functions. The purpose of contempt
proceedings is to secure the dignity of the courts and the uninterrupted and unimpeded
administration of justice.’” Hards, supra, citing Windham Bank v. Tomaszczyk, 27 Ohio
St.2d 55 (1971), paragraph one of the syllabus.
{¶12} Contempt may be either indirect or direct. The Ohio Supreme Court has
defined direct contempt as misbehavior “committed in the presence of or so near the
court as to obstruct the due and orderly administration of justice, and punishment
therefor may be imposed summarily without the filing of charges or the issuance of
process. * * *” In re Lands, 146 Ohio St. 589, 595 (1946). Indirect contempt, on the
other hand, is “committed outside the presence of the court but which also tends to
obstruct the due and orderly administration of justice.” Id. See also, In re Purola, 73
3
Ohio App.3d 306, 310 (3rd Dist.1991). Here, it is apparent and without dispute that this
case involved indirect contempt.
{¶13} Additionally, contempt may be either civil or criminal in nature. “‘If
sanctions are primarily designed to benefit the complainant through remedial or
coercive means, then the contempt proceeding is civil. * * * Often, civil contempt is
characterized by conditional sanctions, i.e., the contemnor is imprisoned until he obeys
the court order. * * * Criminal contempt, on the other hand, is usually characterized by
an unconditional prison sentence or fine. * * * Its sanctions are punitive in nature,
designed to vindicate the authority of the court.’” Id. at 311, quoting Denovchek v. Bd.
of Trumbull Cty. Commrs., 36 Ohio St.3d 14, 16 (1988). Accord, Russo, supra.
{¶14} “‘Any sanction imposed for civil contempt must afford a contemnor the
right to purge himself of the contempt.’ * * * The punishment for criminal contempt, by
contrast, ‘is “punishment for the completed act of disobedience” and usually consists of
fines and/or an unconditional period of incarceration.’” Cleveland v. Goodman, 8th Dist.
Cuyahoga No. 108120, 2020-Ohio-2713, ¶30, quoting Camp-Out, Inc. v. Adkins, 6th
Dist. Wood No. WD-06-057, 2007-Ohio-3946, ¶21. See also, Purola, supra.
{¶15} In distinguishing between civil and criminal contempt, “the courts have
most often considered the character and purpose of the contempt sanctions.” Hards,
supra, at ¶63. Here, the court’s sentence, except $25.00 in fines, was suspended “on
the condition that [Ms. Gattozzi] obey all court subpoenas issues in Portage County,
Ohio, to any court, within the next year.” In this, the court was not asking her to do
something she had refused to do. She did not have the ability to impact any of her
sentence by obedience; only by further violation could her sentence be reinstated.
4
Moreover, just after sentencing her, the court expressly dismissed her from future
proceedings, acknowledging she did not have any pertinent information. Thus, she was
not afforded the opportunity to “purge [herself] of the contempt” indicating this sentence
was intended to be punitive.
{¶16} This is further evidenced by the language of the court post-sentencing: “I
cannot and will not endorse anybody not appearing for a subpoena that’s been duly
served and again, I understand your situation, ma’am, but I’ll tell you what, the
executive involved in this should be condemned for what they did to you and what
they’ve done to the Court, and you can take that message back to them, too. I’m pretty
offended by the whole thing * * *.” The court also suggested that she ask Children’s
Advantage to reimburse her for the fine imposed.
{¶17} In light of this, we agree with Ms. Gattozzi that the court intended to
punish her for her failure to comply with a subpoena, not compel her immediate
compliance, and thus the finding of contempt was criminal in nature, not civil.
{¶18} “‘“[M]any of the significant constitutional safeguards required in criminal
trials are also present in criminal contempt proceedings.”’” State v. Frazier, 4th Dist.
Meigs No. 16CA15, 2017-Ohio-7221, ¶15, quoting Brown v. Executive 200, Inc., 64
Ohio St.2d 250, 252 (1980), quoting State v. Kilbane, 61 Ohio St.2d 201 (1980). This
includes the right to due process. Id.; Segovia v. Likens, 179 Ohio App.3d 256, 2008-
Ohio-5896, ¶25 (10th Dist.). “‘Due process “requires that one charged with contempt of
court be advised of the charges against him, have a reasonable opportunity to meet
them by way of defense or explanation, have the right to be represented by counsel,
and have a chance to testify and call other witnesses in his behalf, either by way of
5
defense or explanation.”’” Frazier, supra, at ¶16, quoting Courtney v. Courtney, 16 Ohio
App.3d 329, 332 (3d Dist.1984), quoting In re Oliver, 333 U.S. 257, 275 (1948).
{¶19} “[T]he standard of proof required in criminal contempt proceedings is proof
of guilt beyond a reasonable doubt and a contemnor cannot be given a criminal
contempt sanction unless proven guilty beyond a reasonable doubt.” Brown, supra.
Moreover, “in cases of criminal, indirect contempt, it must be shown that the alleged
contemnor intended to defy the court.” Midland Steel Prods. Co. v. U.A.W. Local 486,
61 Ohio St.3d 121, 127 (1991), citing Rowe v. Standard Drug Co., 132 Ohio St. 629,
646 (1937). See also State v. Urich, 9th Dist. Medina No. 18CA0078-M, 2019-Ohio-
3138, ¶6. “‘In an effort to ascertain an alleged contemnor’s intent, the court must
consider the totality of the circumstances.’” Weisgarber v. Weisgarber, 5th Dist. Stark
No. 2015CA00158, 2016-Ohio-676, ¶10, quoting In re West, 5th Dist. Knox No.
14CA22, 2015-Ohio-1501, ¶19. “‘An appellate court, when reviewing a trial court’s
finding of indirect criminal contempt, must determine whether sufficient evidence existed
for the trial court to reasonably conclude beyond a reasonable doubt that the contemnor
purposely, willfully, or intentionally violated a prior court order.’” Weisgarber, supra,quoting West, supra.
{¶20} Here, however, the trial court made no finding of guilt beyond a
reasonable doubt and did not address the element of intent. No testimony or evidence
was presented to show that Ms. Gattozzi acted intentionally; indeed, Ms. Gattozzi
consistently argued that she did not intend to defy the court, but would have obeyed had
she known she was still required to attend despite her employers’ instructions to the
contrary. Accordingly, the trial court erred in finding her guilty of indirect criminal
6
contempt of court. See Maynard v. Elliott, 9th Dist. Lorain No. 02CA008067, 2002-
Ohio-5260.
{¶21} Ms. Gattozzi’s first assignment of error has merit.
{¶22} As we find merit to Ms. Gattozzi’s first assignment of error, her second
assignment of error asserting the alternative theory of civil contempt of court need not
be addressed.
{¶23} In light of the foregoing, the judgment of the Portage County Court of
Common Pleas, Juvenile Division, is reversed.
TIMOTHY P. CANNON, P.J.,
MATT LYNCH, J.,
concur.
7