In re Adoption of L.B.R.

[Cite as In re Adoption of L.B.R., 2019-Ohio-3001.]
IN THE COURT OF APPEALS OF OHIO
SECOND APPELLATE DISTRICT
CLARK COUNTY
IN RE ADOPTION OF: L.B.R. and :
D.R.-M.R. :
: Appellate Case No. 2019-CA-14
:
: Trial Court Case Nos. 20185040 and
: 20185041
:
: (Appeal from Probate Court)
:
:
...........
OPINION
Rendered on the 26th day of July, 2019.
...........
FRANK MATTHEW BATZ, Atty. Reg. No. 0093817, 126 North Philadelphia Street,
Dayton, Ohio 45403
Attorney for Respondent-Appellant
JOHN M. SPENCER, Atty. Reg. No. 0003255, 30 Warder Street, Suite 250, Springfield,
Ohio 45504
Attorney for Petitioner-Appellee
.............
WELBAUM, P.J.
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{¶ 1} Michael H. appeals from a judgment finding that his consent was not required
for the adoption of his daughters, L.B.H. and D.R.-M.H.1 According to Michael, the trial
court’s decision was based on insufficient evidence and was also against the manifest
weight of the evidence. Michael further contends that his trial counsel rendered
ineffective assistance.
{¶ 2} After reviewing the record and applicable legal principles, we find that the
judgment was not against the manifest weight of the evidence and, therefore, was also
not based on insufficient evidence. In addition, Michael retained his own counsel in this
private adoption proceeding and was not entitled to attack the judgment based on
ineffective assistance of counsel. Even if Michael could assert such a claim, it would be
without merit. Accordingly, the judgment of the trial court will be affirmed.
I. Facts and Course of Proceedings
{¶ 3} On August 3, 2018, Jason R. filed a petition in the trial court, seeking to adopt
L.B.H. and D.R.-M.H., who were born, respectively, in 2008 and 2011. Jason’s wife,
Barbara S., was the children’s biological mother, and Michael was their biological father.
Barbara and Michael were married in 2010 and were divorced in 2013. At the time of
the divorce, Michael was in prison serving a 24-month sentence for driving under the
influence (“DUI”). As a result, the divorce decree awarded custody of the children to
Barbara. Michael was not given visitation rights because he was in prison. However,
1 These are the children’s initials prior to adoption. We will use these initials even though
the caption refers to the initials for the last name the children would have after being
adopted.
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the decree stated that he could petition the court for visitation once he was released from
prison. While Michael was in prison, he did write some letters to his children.
{¶ 4} After Michael was released to a halfway house in March 2014, Barbara met
him at a local restaurant and allowed him to see the girls. L.B.H. remembered Michael,
but the younger daughter did not. After a few visits, Michael was rearrested and was
sent back to prison to finish out his term. Barbara was upset because she had allowed
visitation, only to have the children exposed again to the disruption. Michael was then
released from prison in July 2014. Michael is a habitual DUI offender, and he has had
six DUI convictions.
{¶ 5} After Michael was released in 2014, he did not ask the domestic relations
court to establish visitation; in fact, he has never asked the court to order visitation. On
several occasions, Barbara worked with Michael to reestablish visitation, but he always
violated the boundaries that had been set. Michael had some visits between July 2014
and September 2015, but he had no more visits after September 20, 2015. Between
then and when Michael was arrested again in December 2015, he did not ask for visits.
The 2015 arrest was for DUI and possession of a large amount of drugs. The minimum
mandatory prison term for these alleged crimes was three years, and Michael expected
that he would serve five years.
{¶ 6} The case remained pending until Michael was eventually sentenced and
went to prison in March 2017. During that fifteen-month time period, Michael did not ask
to see his daughters, nor did he file any requests with the court for visitation. He ended
up being imprisoned from March 2017 until early February 2018. During this prison term,
Michael did not communicate at all with his daughters. In April 2017, Barbara contacted
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Michael through an email system for prisoners. During their correspondence, Barbara
told Michael that she would not let him see the girls unless there was a court order. Due
to Michael’s drinking and criminal activity, she wanted visitation to be supervised.
{¶ 7} After Michael was released in February 2018, he did not file a request with
the domestic relations court for visitation. He also did not contact Barbara until March
26, 2018, when he sent her a text message from a phone number she did not recognize.
The text told Barbara to check the child support account and to tell L.B.H. “Happy
Birthday.” In response, Barbara said that she did not need or want Michael’s money,
and that the best thing he could do would be to let her husband, Jason, adopt L.B.H., as
that is what L.B.H. had requested for her birthday. See Plaintiff’s Ex. 3 (a collection of
text messages).
{¶ 8} Between March 26, 2018 and June 18, 2018, Barbara and Michael
communicated on four occasions.2 Only the first text message was initiated by Michael.
On May 3, 2018, Barbara contacted Michael because his girlfriend had posted pictures
of Barbara’s children on social media. Barbara did not want her children shown on social
media because Michael was involved in criminal activity and she did not know the persons
with whom Michael and his girlfriend associated. Michael did not reply to this text.
{¶ 9} On June 8, 2018, Barbara called Michael on the phone due to a conflict
concerning a mutual friend. Her intent was to tell Michael that she was not involved and
did not want her name being discussed on Facebook. Michael did not ask about the
2 Michael testified that Barbara had called him “millions” of times between March and
August 2018, especially if she was mad. Michael said he did not answer because all
they were going to do was fight. He had no evidence of this, and the trial court obviously
did not believe his testimony. Whether Barbara called him is also irrelevant, as he did
not answer.
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children, and none of the conversation was about them. Later that night, Barbara texted
Michael after receiving a phone call from the mutual friend. He did not reply to the text.
{¶ 10} Their final communication was on June 28, 2018. Once again, Michael’s
girlfriend had discussed the children on social media, and Barbara sent him a text
message to let him know. During this text conversation, Barbara mentioned that she had
shown L.B.H. his text on her birthday and had asked L.B.H. if she (Barbara) could send
a picture of L.B.H. to Michael. L.B.H. said no. L.B.H. also did not want Michael to have
her phone number. Barbara told L.B.H. that she would put Michael’s phone number in
her phone so she could text him, but L.B.H. said that was not necessary.
{¶ 11} During this text conversation, Barbara also mentioned various changes
Michael would need to make for informal visitation; if he did not do so, he would have to
file a motion for parenting time. As noted, this was the last contact between the parties,
and Michael did not thereafter file any motion to seek parenting time. Jason then filed
the petition for adoption on August 3, 2018.
{¶ 12} The evidence also revealed that Michael made a child support payment of
$1,000 on March 28, 2018, which was within the one-year period before the petition was
filed. Michael made no other support payments during that time, other than minimal
amounts of around $5.00, which were taken from his prison pay. He did make payments
on September 10, 2018, and on November 13, 2018, after the petition was filed. As of
December 19, 2018, his child support arrearage was $13,592.15. This represented the
amount of unpaid support between September 16, 2013 and December 19, 2018.
{¶ 13} After hearing the evidence, the trial court filed an entry in January 2019,
concluding that Michael’s consent was not a prerequisite for the children’s adoption
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because he had failed without justifiable cause to provide more than de minimis contact
with the children for the year preceding the filing of the petition. The court stated that it
could not make a similar finding regarding financial support and maintenance of the
children during that time period, because Michael was incarcerated for six months of this
time, and several months elapsed before he could fully rejoin the workforce. Michael
timely appealed from the court’s decision.
II. Sufficiency and Manifest Weight Challenges
{¶ 14} Because Michael’s first two assignments of error are interrelated, we will
consider them together. These assignments of error are as follows:
The Trial Court’s Determination That the Biological Father’s Consent
Was Unnecessary for the Adoption of the Children Was Based on
Insufficient Evidence as a Matter of Law.
The Trial Court’s Determination That the Biological Father’s Consent
Was Unnecessary for the Adoption of the Children Was Against the
Manifest Weight of the Evidence.
{¶ 15} Under these assignments of error, Michael contends that he attempted to
contact his children on multiple occasions, but that Barbara significantly interfered with
and discouraged his attempts. Thus, according to Michael, his lack of contact was based
on justifiable cause.
{¶ 16} Before discussing these points, we will review the legal standards for
challenges to the sufficiency and manifest weight of the evidence. “A sufficiency of the
evidence argument disputes whether the [prevailing party] has presented adequate
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evidence on each element of the offense to allow the case to go to the jury or sustain the
verdict as a matter of law." State v. Wilson, 2d Dist. Montgomery No. 22581, 2009-Ohio-
525, ¶ 10, citing State v. Thompkins, 78 Ohio St.3d 380, 678 N.E.2d 541 (1997). In such
situations, we apply the test from State v. Jenks, 61 Ohio St.3d 259, 574 N.E.2d 492(1991), which states that:
An appellate court's function when reviewing the sufficiency of the evidence
to support a criminal conviction is to examine the evidence admitted at trial
to determine whether such evidence, if believed, would convince the
average mind of the defendant's guilt beyond a reasonable doubt. The
relevant inquiry is whether, after viewing the evidence in a light most
favorable to the prosecution, any rational trier of fact could have found the
essential elements of the crime proven beyond a reasonable doubt.
(Citation omitted). Jenks at paragraph two of the syllabus.
{¶ 17} Unlike sufficiency, “[a] weight of the evidence argument challenges the
believability of the evidence and asks which of the competing inferences suggested by
the evidence is more believable or persuasive.” (Citation omitted.) Wilson at ¶ 12.
The manifest weight standard of appellate review in Thompkins “applies in both civil and
criminal cases.” Bayes v. Dornon, 2015-Ohio-3053, 37 N.E.3d 181, ¶ 46 (2d Dist.), citing
Eastley v. Volkman, 132 Ohio St.3d 328, 2012-Ohio-2179, 972 N.E.2d 517, ¶ 17.
{¶ 18} In this situation, a “ ‘court reviewing the entire record, weighs the evidence
and all reasonable inferences, considers the credibility of witnesses and determines
whether in resolving conflicts in the evidence, the [factfinder] clearly lost its way and
created such a manifest miscarriage of justice that the [judgment] must be reversed and
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a new trial ordered. The discretionary power to grant a new trial should be exercised
only in the exceptional case in which the evidence weighs heavily against the
[judgment].’ ” Thompkins at 387, quoting State v. Martin, 20 Ohio App.3d 172, 175, 485
N.E.2d 717 (1st Dist.1983). “The fact that the evidence is subject to different
interpretations does not render the conviction against the manifest weight of the
evidence." State v. Adams, 2d Dist. Greene Nos. 2013-CA-61, 2014-Ohio-3432, ¶ 24,
citing Wilson at ¶ 14.
{¶ 19} “Although sufficiency and manifest weight are different legal concepts,
manifest weight may subsume sufficiency in conducting the analysis; that is, a finding that
a [judgment] is supported by the manifest weight of the evidence necessarily includes a
finding of sufficiency.” (Citations omitted.) State v. McCrary, 10th Dist. Franklin No.
10AP-881, 2011-Ohio-3161, ¶ 11. As a result, "a determination that a [judgment] is
supported by the weight of the evidence will also be dispositive of the issue of sufficiency."
(Citations omitted.) State v. Braxton, 10th Dist. Franklin No. 04AP-725, 2005-Ohio-2198,
¶ 15.
{¶ 20} Furthermore, “[b]ecause the factfinder * * * has the opportunity to see and
hear the witnesses, the cautious exercise of the discretionary power of a court of appeals
to find that a judgment is against the manifest weight of the evidence requires that
substantial deference be extended to the factfinder's determinations of credibility. The
decision whether, and to what extent, to credit the testimony of particular witnesses is
within the peculiar competence of the factfinder, who has seen and heard the witness.”
State v. Lawson, 2d Dist. Montgomery No. 16288, 1997 WL 476684, *4 (Aug. 22, 1997).
Accord Buckingham v. Buckingham, 2018-Ohio-2039, 113 N.E.3d 1061, ¶ 41 (2d Dist.).
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{¶ 21} As pertinent here, R.C. 3107.07 provides:
Consent to adoption is not required of any of the following:
(A) A parent of a minor, when it is alleged in the adoption petition and
the court, after proper service of notice and hearing, finds by clear and
convincing evidence that the parent has failed without justifiable cause to
provide more than de minimis contact with the minor or to provide for the
maintenance and support of the minor as required by law or judicial decree
for a period of at least one year immediately preceding either the filing of
the adoption petition or the placement of the minor in the home of the
petitioner.
{¶ 22} “Clear and convincing evidence is that measure or degree of proof which is
more than a mere ‘preponderance of the evidence,’ but not to the extent of such certainty
as is required ‘beyond a reasonable doubt’ in criminal cases, and which will produce in
the mind of the trier of [fact] a firm belief or conviction as to the facts sought to be
established.” Cross v. Ledford, 161 Ohio St. 469, 120 N.E.2d 118 (1954), paragraph
three of the syllabus.
{¶ 23} The party who contends that consent is not required has the burden of proof
throughout the proceeding. In re Adoption of M.G.B.-E., 154 Ohio St.3d 17, 2018-Ohio-
1787, 110 N.E.3d 1236, ¶ 38-39, citing In re Adoption of Holcomb, 18 Ohio St.3d 361,
368, 481 N.E.2d 613 (1985), paragraph four of the syllabus. “Even if a parent has
completely failed to communicate with his children during the statutory period, his consent
to adoption will still be required if there exists justifiable cause for the failure.” Id. at ¶ 39,
citing Holcomb at 367. “Typically, a noncustodial parent has justifiable cause for failing
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to communicate when the custodial parent significantly interferes with or significantly
discourages communication.” Id., citing Holcomb at 367-368.
{¶ 24} “The first consideration is whether the parent has had more than de
minimis contact with the child. This is a factual consideration. If the trial court decides
that issue adversely to the parent, then the court further considers whether the lack of
contact is justifiable.” In re Adoption of J.R.H., 2d Dist. Clark No. 2013-CA-29, 2013-
Ohio-3385, ¶ 28. We review the court’s decision on this initial point for abuse of
discretion. Id. at ¶ 26-28, citing In re Adoption of M.B., 131 Ohio St.3d 186, 2012-Ohio-
236, 963 N.E.2d 142, ¶ 21.
{¶ 25} In the case before us, there is no question that Michael failed to have more
than de minimis contact with his children during the relevant time period. He had not
seen his children since September 20, 2015, and he asked Barbara only to tell one child
“Happy Birthday” on March 28, 2018. Assuming for purposes of argument that this was
a “contact,” it was less than minimal at best. Furthermore, Michael had contact
information for Barbara, including her cell phone number and an email address that she
had for six years. Michael also had contact information for Barbara’s mother and
admitted that he always had access to get hold of Barbara if he wanted.
{¶ 26} In addition, Michael did not send the children any birthday or Christmas
presents, nor did he send any letters or cards. And, although he was jailed for six months
during the pertinent time period, he made no effort to write to the children. In contrast,
Michael wrote to them when he was jailed previously. Michael also did not attempt to
attend any of the children’s sports or dance activities and did not contact their school.
Accordingly, we find no abuse of discretion in the court’s decision that Michael failed to
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have more than de minimis contact with L.B.H. and D.R.-M.H. for more than a year before
the adoption petition was filed.
{¶ 27} The second consideration is whether the trial court erred in finding that the
lack of contact was not justifiable. In this context, we apply a manifest weight standard.
J.R.H., 2d Dist. Clark No. 2013-CA-29, 2013-Ohio-3385, at ¶ 36, citing M.B., 131 Ohio
St.3d 186, 2012-Ohio-236, 963 N.E.2d 142, at ¶ 24.
{¶ 28} In Holcomb, the Supreme Court of Ohio declined to ascribe a “precise and
inflexible meaning to the term ‘justifiable cause.’ ” Holcomb, 18 Ohio St.3d at 367, 481
N.E.2d 613. Instead, the court commented that “the better-reasoned approach would be
to leave to the probate court as finder of fact the question of whether or not justifiable
cause exists.” Id., citing In re Adoption of McDermitt, 63 Ohio St.2d 301, 408 N.E.2d 680(1980). This is because “[t]he probate court is in the best position to observe the
demeanor of the parties, to assess their credibility, and to determine the accuracy of their
testimony.” Id.{¶ 29} As support for the claim that his failure was excusable due to Barbara’s
substantial interference, Michael relies on In re J.D.T., 2012-Ohio-4537, 978 N.E.2d 602(7th Dist.). However, J.D.T. involved far different facts than the case before us. For
example, after the father in J.D.T. was charged with operating a vehicle while intoxicated,
the mother no longer allowed him to pick up the children for visitation and told him not to
call anymore. Id. at ¶ 15. Nothing like that occurred in the case before us.
Furthermore, in J.D.T., the father filed a pro se motion for contempt against the mother
for failing to provide him with his court-ordered visitation. The filing took place several
months before the adoption petition was filed, i.e., it was within the pertinent time period.
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Id. In contrast, Michael never had a court order for visitation and never asked the
domestic relations court for an order.
{¶ 30} After being told not to call, the father in J.D.T. called his son every day for
at least three weeks and left messages each day. He then regularly called for the next
two months. However, when the mother answered the phone, she would not let her son
speak with his father. Id. at ¶ 17. The father also had his parents and sister call to
contact his son, but their calls were ignored. Id. at ¶ 17 and 19. In addition, about a
month before the adoption petition was filed, the father set up a meeting with his son
through a friend and met his son on a street corner. On two other occasions, the father
met his son by chance, and the son “was excited to see him and greeted him with hugs
and kisses.” Id. at ¶ 17. In the case before us, Michael made one attempt to indirectly
contact one of his children.
{¶ 31} When the mother in J.D.T. found out that the father’s parents had allowed
him to talk with his son, she refused to let the son visit them anymore. Id. at ¶ 18.
Furthermore, she let her ex-sister-in-law (the father’s sister) visit with the son only if the
father and his parents were not around. She also repeatedly told the sister that she
would not let the father see his son. Id. at ¶ 21.
{¶ 32} In view of these facts, the trial court found that the father’s lack of contact
with his son was justifiable. Id. at ¶ 27. The appellate court affirmed the order, noting
that whether to believe the mother and her husband or to believe the other witnesses was
“a matter of credibility for the trial court to determine.” Id. at ¶ 22.
{¶ 33} In contrast to the events in J.D.T., Michael initiated one communication with
Barbara and asked her to convey a birthday message to L.B.H., which Barbara did.
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Barbara also offered to send a picture of L.B.H. to Michael and to give him L.B.H.’s phone
number; however, L.B.H. refused to let Barbara do so. Additionally, Barbara offered to
put Michael’s phone number in L.B.H.’s phone, but L.B.H. refused that as well.
{¶ 34} Given Michael’s many DUIs and criminal activity, Barbara wanted Michael
to have court-ordered supervised visitation. Barbara stressed that she feared for her
children’s safety because the police report for Michael’s arrest in 2015 (when he was
arrested for DUI and possession of a large amount of drugs) was “very graphic” and “very
scary.” Transcript of Proceedings (“Tr.), p. 26. Again, Michael made no attempt to
apply for visitation, even though he knew he had that right.
{¶ 35} We have said that “failure to enforce visitation could be justifiable if the
person did not have the financial means to enforce the order.” J.R.H., 2d Dist. Clark No.
2013-CA-29, 2013-Ohio-3385, ¶ 28. Lack of financial means was not the issue here,
however, as the trial court noted. See January 28, 2019 Entry, p. 4. Specifically, the
court observed that Michael could have proceeded pro se or could have funded a retainer
with the $1,700 his mother was holding for him. Id. Rather than choosing to do that,
Michael told Barbara that he was saving the money to buy a bank-owned house.
Plaintiff’s Ex. 3 at p. 22; Tr. at p. 95.
{¶ 36} There is no doubt that Barbara’s text messages to Michael were harsh at
times, as she called him a “dead-beat” and a “loser” and used inappropriate language,
particularly in reference to Michael’s girlfriend. Ex. 3 at pp. 11-12. Most of these
comments were made after Michael’s girlfriend posted pictures of the children on social
media. While the language was ill-chosen, it had little to do with whether Michael’s failure
to contact his children was justifiable. Michael even said at trial that he had “no good
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excuse” for failing to ask the domestic relations court for visitation. Tr. at p. 97.
{¶ 37} Based on the preceding discussion, this case does not present the
exceptional case where the evidence weighs heavily against the judgment. Thompkins,
78 Ohio St.3d at 387, 678 N.E.2d 541. As noted, a finding that a judgment is supported
by the weight of the evidence also disposes of the sufficiency issue. Braxton, 10th Dist.
Franklin No. 04AP-725, 2005-Ohio-2198, at ¶ 15.
{¶ 38} Accordingly, the First and Second Assignments of Error are overruled.
III. Ineffective Assistance of Counsel
{¶ 39} Michael’s Third Assignment of Error states that:
Appellant Was Provided With Ineffective Assistance of Counsel.
{¶ 40} Under this assignment of error, Michael contends that his trial counsel
rendered ineffective assistance for the following reasons: (1) counsel was unaware that
testimony would be given during the January 28, 2019 “pretrial”; (2) Michael was
unprepared, as his testimony was rambling and focused on irrelevant information; and (3)
trial counsel was unprepared to completely represent Michael.
{¶ 41} These arguments are without merit because there is no right to an attorney
in civil cases. As a result, litigants may not attack civil judgments based on ineffective
assistance of counsel. See Marshall v. Scalf, 8th Dist. Cuyahoga No. 88708, 2007-Ohio-
3667, ¶ 26; Fidler v. Fidler, 10th Dist. Franklin No. 08AP-284, 2008-Ohio-4688, ¶ 16. We
have also held that “ ‘ “A complaint of ineffective assistance of counsel is not a proper
ground on which to reverse the judgment of a lower court in a civil case that does not
result in incarceration * * * when the attorney was employed by a civil litigant.” ’ ” D.O.I.T.,
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L.L.C v. Bd. of Wright Dunbar Technology Academy, 2d Dist. Montgomery No. 23250,
2011-Ohio-4538, ¶ 5, quoting Wolford v. Wolford, 184 Ohio App.3d 363, 2009-Ohio-5459,
920 N.E.2d 1052, ¶ 32 (4th Dist.). (Other citation omitted.)
{¶ 42} Nonetheless, we have held that “the test for ineffective assistance of
counsel in criminal cases is equally applicable to actions seeking to force the permanent,
involuntary termination of parental custody.” In re P.M., 179 Ohio App.3d 413, 2008-
Ohio-6041, 902 N.E.2d 74, ¶ 15 (2d Dist.), citing In re Heston, 129 Ohio App.3d 825, 827,
719 N.E.2d 93 (1st Dist.). Accord In re J.D., 2d Dist. Montgomery No. 26588, 2015-Ohio-
4114, ¶ 79, citing In re S.A., 2d Dist. Clark No. 07-CA-110, 2008-Ohio-2225, ¶ 8.
{¶ 43} We have not directly applied ineffective assistance of counsel standards in
an adoption case. However, in a case where a guardian ad litem/counsel had been
appointed for an imprisoned father serving a prison term of 20 years to life, we remarked
that adoption proceedings “may implicate fundamental liberty interests and basic civil
rights,” and that the father “was provided with a court-appointed guardian ad litem/counsel
* * * precisely because of the nature of the rights implicated.” In re Adoption of R.C.A.,
2d Dist. Montgomery No. 19509, 2003-Ohio-607, ¶ 13.3 We also commented that neither
the father’s counsel nor the trial court had assured that he “received a hearing that was
3 The Twelfth District Court of Appeals has said that “the fact that an indigent parent is
incarcerated does not automatically require the appointment of counsel in an adoption
proceeding.” In re Adoption of R.M.T., 12th Dist. Warren No. CA2016-12-107, 2017-
Ohio-8639, ¶ 20, citing In re Adoption of A.N.B., 12th Dist. Preble No. CA2012-12-017,
2013-Ohio-2055. In A.N.B., the court commented that “[w]hile the appointment of
counsel is not a requirement, * * * this does not foreclose appointment in a case where
no other procedural safeguard is available and therefore appointment of counsel is
necessary to protect a parent's fundamental rights.” Id. at ¶ 27, citing Lassiter v. Dept.
of Social Servs. of Durham Cty., N.C., 452 U.S. 18, 101 S.Ct. 2153, 68 L.Ed.2d 640(1981).
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fundamentally fair.” Id. Because the trial court committed plain error by focusing on
consent grounds not raised in the adoption petition, we reversed the judgment and
remanded the case for further proceedings. Id. at ¶ 17.
{¶ 44} Other courts have refused to recognize ineffective assistance of counsel
claims by biological parents who oppose private adoption petitions. E.g., In re Adoption
of J.L.M-L., 5th Dist. Muskingum No. CT2016-0030, 2017-Ohio-61, ¶ 12-13 (noting that
the doctrine of ineffective assistance of counsel has not been extended beyond criminal
and permanent custody cases).
{¶ 45} In an adoption case cited by Michael, the court of appeals did consider an
ineffective assistance of counsel claim. See In re Adoption of Brianna Marie D., 6th Dist.
Lucas No. L-04-1367, 2005-Ohio-797. However, in that case, the probate court had
appointed counsel for the parent whose consent was required. In considering the issue,
the Sixth District Court of Appeals did not address whether counsel should have been
appointed or whether ineffective assistance of counsel claims are appropriate in adoption
cases. Instead, the court simply applied the general standards for ineffective assistance
of counsel. Id. at ¶ 35. In another case, the Ninth District Court of Appeals considered
whether trial counsel was ineffective, by “[a]ssuming without deciding that a claim of
ineffective assistance of counsel is applicable in a private adoption case.” In re N.L.T.,
9th Dist. Lorain No. 14CA010567, 2015-Ohio-433, ¶ 11.
{¶ 46} Other courts in Ohio have concluded that there is no equal protection or due
process right to appointed counsel for indigent parents in private adoption proceedings.
See In re L.C.C., 2018-Ohio-4617, 114 N.E.3d 448, ¶ 30 and 39 (10th Dist.), citing cases
from the Fourth, Fifth, and Twelfth District Courts of Appeal. The Supreme Court of Ohio
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recently accepted an appeal in a case involving these issues. See In re Adoption of
M.M.F., 5th Dist. Delaware No. 18 CAF 09 0069, 2019-Ohio-448, appeal accepted for
review, 155 Ohio St.3d 1467, 2019-Ohio-2100, 122 N.E.3d 1298.
{¶ 47} The propositions of law raised in the M.M.F. appeal are as follows:
By requiring that indigent persons receive appointed counsel when
termination of their parental rights is adjudicated in juvenile court, but not
when termination of their parental rights by adoption is adjudicated in
probate court, the State of Ohio denies adoption respondents equal
protection of the laws.
***
Denying appointed counsel to an indigent adoption respondent
unable to perform relevant and effective cross-examination, produce
disinterested witnesses and exhibits, and argue regarding existence and
significance of a zero child support order violates due process of law in the
circumstances of this case.
Merit Brief of Appellant, E.S., filed in Ohio Sup. Ct. Case No. 2019-0421, pp. 6 and 25.
{¶ 48} Some inconsistency obviously exists among Ohio appellate districts.
However, for purposes of this case, we need not resolve these issues because we find
no ineffective assistance of counsel.
{¶ 49} We have noted that:
In order to prevail on a claim of ineffective assistance of counsel, the
defendant must show both deficient performance and resulting prejudice.
Strickland v. Washington (1984), 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d
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674. To show deficiency, the defendant must show that counsel's
representation fell below an objective standard of reasonableness. Id.Trial counsel is entitled to a strong presumption that his conduct falls within
the wide range of effective assistance. Id. The adequacy of counsel's
performance must be viewed in light of all of the circumstances surrounding
the trial court proceedings. Id. Hindsight may not be allowed to distort the
assessment of what was reasonable in light of counsel's perspective at the
time. State v. Cook (1992), 65 Ohio St.3d 516, 524, 605 N.E.2d 70.
Even assuming that counsel's performance was ineffective, the
defendant must still show that the error had an effect on the judgment.
State v. Bradley (1989), 42 Ohio St.3d 136, 142, 538 N.E.2d 373. Reversal
is warranted only where the defendant demonstrates that there is a
reasonable probability that, but for counsel's errors, the result of the
proceeding likely would have been different. Id.S.A., 2d Dist. Clark No. 07-CA-110, 2008-Ohio-2225, at ¶ 9-10.
{¶ 50} Michael’s initial brief in this case was filed on May 1, 2019. In that brief, he
argued that his trial counsel was unaware that testimony would be given during the
“pretrial hearing.” This argument was based on an affidavit that Michael included with a
motion to supplement the record, in which Michael stated that his counsel was unaware
that the trial court would be questioning him during the January 28, 2019 “pre-trial
hearing,” and failed to either prepare him for this questioning or object to it. See Father’s
Affidavit in Opposition of Adoption, ¶ 10-11, filed on April 30, 2019.
{¶ 51} We denied the motion to supplement on May 20, 2019. See Decision and
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Entry In re Adoption of L.B.R., D.R.-M.R. (May 20, 2019). Our decision stressed that we
“ ‘cannot add matter to the record * * *, which was not part of the trial court’s proceedings,
and then decide the appeal on the basis of the new matter.’ ” Id. at p. 2, quoting State
v. Ishamail, 54 Ohio St.2d 402, 377 N.E.2d 500 (1978), paragraph one of the syllabus.
We suggested that if the record or transcript were incomplete, Michael could file a motion
to remand and/or a motion to supplement or correct the record filed in the trial court. Id.
at pp. 2-3. However, we stressed that the procedures in App.R. 9 cannot be used to
change the record or to include materials that were not part of the trial court record. Id.
at p.3.
{¶ 52} Michael did not avail himself of these options. Michael’s reply brief, which
was filed after our decision, does eliminate direct references to his affidavit, but he still
indirectly references it. For example, in responding to Jason’s claim that Michael’s
argument about counsel’s unawareness was made in bad faith, Michael stated that Jason
“fails to consider if Consent Hearing Counsel competently and diligently prepared her
client for the Consent Hearing.” Michael’s Reply Brief, p. 12.
{¶ 53} For purposes of our discussion, we will disregard any content in Michael’s
affidavit, as it references matters outside the record. After reviewing the record, we find
no evidence that his trial counsel’s performance was deficient. This action was filed on
August 3, 2018. On October 11, 2018, the trial court filed a notice setting a consent
hearing on November 19, 2018, and a best interest hearing on December 19, 2018.
Michael’s retained counsel filed a notice of appearance on November 8, 2018, and also
filed a motion to continue the “trial” set for November 19, 2018, because counsel was
scheduled to be in another hearing at that time.
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{¶ 54} The same day, the court continued the consent hearing until December 21,
2018. Subsequently, on December 21, 2018, the court filed an entry noting that the
matter had come on for a pretrial conference that day, and that the court met with the
attorneys. During the conference, Michael’s attorney said that the issue of the biological
father’s consent would be contested. As a result, the court’s entry stated that, “To that
end, and with the agreement of counsel, the matter is assigned for hearing to address the
need for the biological father’s consent to the petitions at bar on January 28, 2019.”
(Emphasis added.) December 21, 2018 Entry, p.1. Consequently, it is obvious that
Michael’s attorney knew that testimony would be taken on January 28, 2019.
{¶ 55} Furthermore, a court is specifically permitted to interrogate witnesses “in an
impartial manner, whether called by itself or by a party.” Evid.R. 614(B). Thus, trial
counsel would have known trial courts can ask questions. In the case before us, the trial
court asked both Barbara and Michael a few clarifying questions. See Tr. at pp. 67-70
(Barbara), and pp, 95-98 (Michael). The law is well-established that trial courts “should
not hesitate to pose pertinent and even-handed questions to witnesses.” Brothers. v.
Morrone-O'Keefe Dev. Co., 10th Dist. Franklin No. 05AP-161, 2006-Ohio-1160, ¶ 11.
Moreover, “during a bench trial, a trial court enjoys even greater freedom in questioning
witnesses because the court cannot prejudicially influence a jury with its questions or
demeanor.” Id. Accord Owais v. Costandinidis, 2d Dist. Greene No. 2014-CA-5, 2014-
Ohio-4103, ¶ 73.
{¶ 56} There is no evidence in the record that the trial court’s manner was anything
other than impartial. In addition, the court allowed both sides to conduct further
examination after its interrogation.
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{¶ 57} As to Michael’s lack of preparation, the record is devoid of evidence that he
was unprepared for his testimony. Having reviewed the transcript, we also do not find
that Michael’s testimony was rambling and focused on irrelevant information. Finally, the
record contains no evidence that trial counsel was unprepared for the hearing. This was
a simple case, with only two witnesses. With the facts as they were, there was only so
much Michael’s counsel could do. Accordingly, the Third Assignment of Error is
overruled.
IV. Conclusion
{¶ 58} All of Michael’s assignments of error having been overruled, the judgment
of the trial court is affirmed.
.............
DONOVAN, J. and FROELICH, J., concur.
Copies sent to:
Frank Matthew Batz
John M. Spencer
Hon. Richard P. Carey