In re Adoption of H.W.

[Cite as In re Adoption of H.W., 2018-Ohio-460.]
IN THE COURT OF APPEALS OF OHIO
THIRD APPELLATE DISTRICT
WYANDOT COUNTY
IN RE: THE PLACEMENT OF:
CASE NO. 16-17-05
H.W.
[MARY WALTON - APPELLANT] OPINION
[MARK WALTON - APPELLANT]
IN RE: THE ADOPTION OF:
CASE NO. 16-17-06
H.W.
[MARY WALTON - APPELLANT] OPINION
[MARK WALTON - APPELLANT]
Appeals from Wyandot County Common Pleas Court
Probate Division
Trial Court Nos. 20175010 and 20175011
Judgments Reversed and Cause Remanded
Date of Decision: February 5, 2018
APPEARANCES:
James W. Fruth for Appellant
Case Nos. 16-17-05, 16-17-06
PRESTON, J.
{¶1} Petitioners-appellants, Mark A. Walton and Mary E. Walton (the
“Waltons”), appeal the September 20, 2017 decision of the Wyandot County Court
of Common Pleas, Probate Division (“Probate Court”), concluding that it did not
have jurisdiction to determine the Waltons’ petition to adopt H.W. For the reasons
that follow, we reverse.
{¶2} This case stems from a petition to adopt H.W. filed by the Waltons on
July 11, 2017 in the Probate Court. (Case No. 20175011, Doc. No. 1). The facts of
this case are intertwined with an abuse, neglect, and dependency case involving
H.W. in the Sandusky County Court of Common Pleas, Juvenile Division (“Juvenile
Court”).
{¶3} H.W., who tested positive for drugs when he was born in June 2015,
was placed in the foster care of the Waltons after the Sandusky County Department
of Job and Family Services (“SCDJFS”) was granted temporary custody of H.W. on
July 15, 2015. (See Case No. 20175011, Doc. Nos. 2, 24). The SCDJFS removed
H.W. from the foster care of the Waltons on October 26, 2016 “due to safety
concerns for [H.W.] if he remained in [the Waltons’] home.” (Case No. 20175011,
Doc. No. 5).
{¶4} The same day that the Waltons filed their petition to adopt H.W.,
H.W.’s biological parents filed in the Probate Court applications of “Consent for
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Placement of Child for Private Adoption” consenting to the placement of H.W. with
the Waltons for the purpose of adoption. (Case No. 20175010, Doc. Nos. 1, 2). The
Waltons previously adopted H.W.’s half-sister. (See Case No. 20175010, Doc. No.
7). Two days after the Waltons filed their petition to adopt H.W., a permanent-
custody hearing was held in the Juvenile Court. (See Case No. 20175010, Doc. No.
10); (Case No. 20175011, Doc. No. 6).
{¶5} On July 20, 2017, the SCDJFS objected to the Waltons’s petition to
adopt H.W. (Case No. 20175010, Doc. No. 3); (Case No. 20175011, Doc. No. 2).
The next day, the Waltons filed a “Motion to Strike Pleadings” arguing that the
SCDJFS “lacks standing in this matter and is not a party to this proceeding.” (Case
No. 20175010, Doc. No. 5); (Case No. 20175011, Doc. No. 4). On August 7, 2017,
the SCDJFS filed a motion to intervene in the Probate Court case. (Case No.
20175010, Doc. No. 9); (Case No. 20175011, Doc. No. 5). That same day the
SCDJFS filed its answer to the Waltons’ petition to adopt H.W. (Case No.
20175010, Doc. No. 10); (Case No. 20175011, Doc. No. 6).
{¶6} On August 8, 2017, the Waltons objected to the SCDJFS motion to
intervene in the Probate Case. (Case No. 20175010, Doc. No. 15); (Case No.
20175011, Doc. No. 7).
{¶7} On September 19, 2017, the SCDJFS moved to dismiss the Waltons’
petition to adopt H.W. because the Juvenile Court “filed a Judgment Entry granting
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Case Nos. 16-17-05, 16-17-06
the [SCDJFS] Permanent Custody of [H.W.] on September 13, 2017.” (Case No.
20175010, Doc. No. 39); (Case No. 20175011, Doc. No. 24). (See also Case No.
20175010, Doc. No. 40); (Case No. 20175011, Doc. No. 25).
{¶8} On September 20, 2017, the Probate Court issued an entry concluding
that it lacked jurisdiction to consider the Waltons’ petition. (Case No. 20175010,
Doc. No. 41); (Case No. 20175011, Doc. No. 26). In its entry, the Probate Court
“dismissed” “all pending motions.” (Id.); (Id.).
{¶9} The Waltons filed “Motion to Reconsider and Stay Judgment Entry of
September 20, 2017 and Memorandum in Opposition to Motion to Dismiss” on
September 20, 2017. (Case No. 20175010, Doc. No. 42); (Case No. 20175011, Doc.
No. 27). On September 22, 2017, the SCDJFS filed “Motion to Dismiss Petitioners
[sic] Motion to Reconsider and Stay Judgment Entry.” (Case No. 20175010, Doc.
No. 43); (Case No. 20175011, Doc. No. 28). On October 3, 2017, the Probate Court
denied the Waltons’ motion. (Case No. 20175010, Doc. No. 44); (Case No.
20175011, Doc. No. 29).
{¶10} On October 9, 2017, the Waltons filed their notice of appeal of the
Probate Court’s September 20, 2017 and October 3, 2017 entries. (Doc. No. 194).
They raise one assignment of error for our review.
Assignment of Error
The Wyandot County Probate Court Erred in Finding that it
Lacked Jurisdiction Over the Appellants’ Adoption Petition
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Case Nos. 16-17-05, 16-17-06
{¶11} In their assignment of error, the Waltons argue that the trial court erred
by concluding that it lacked jurisdiction to consider their petition to adopt H.W. In
particular, the Waltons argue that, under State ex rel. Allen Cty. Children Servs. Bd.
v. Mercer Cty. Common Pleas Court, Prob. Div., 150 Ohio St.3d 230, 2016-Ohio-
7382, exclusive, original jurisdiction vested with the Probate Court to determine
their petition to adopt H.W. at the time they filed their petition.
{¶12} As an initial matter, we must address the participation of the SCDJFS
in this case. The SCDJFS is not a party to the adoption proceeding—that is, the
Probate Court dismissed all motions pending in the case when it concluded that it
did not have jurisdiction to determine the adoption petition. Stated another way, the
Probate Court denied the SCDJFS’s motion to intervene in the case.
{¶13} Because the SCDJFS is not a party to the case, it follows that
documents filed by the SCDJFS are not properly part of the record. Indeed, because
the SCDJFS is not a party to the adoption proceeding, we sustained the Waltons’
motion to strike the “appellees” brief filed by the SCDJFS.1 See Short v. Short, 4th
Dist. Pike No. 12CA834, 2014-Ohio-5684, ¶ 14-15, quoting Hokes v. Ford Motor
Co., 9th Dist. Summit No. 22602, 2005-Ohio-5182, ¶ 6. See also Burton Carol
Mgt., LLC v. Ziegler, 11th Dist. Lake No. 2014-L-130, 2015-Ohio-4924, ¶ 2;
1
On January 11, 2018, this court granted the SCDJFS’s motion for leave to file a brief of amicus curiae and
considered its brief filed November 20, 2017 for that purpose.
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Case Nos. 16-17-05, 16-17-06
Ambrosia Coal & Constr. Co. v. C.B.G. Inc., 7th Dist. Mahoning No. 00CA101,
2001 WL 1123901, *2 (Sept. 14, 2001). Moreover, neither this court, nor the trial
court, can consider evidence that is not part of the official record. See Raymond
Builders Supply, Inc. v. Slapnicker, 11th Dist. Ashtabula No. 2003-A-0040, 2004-
Ohio-1437, ¶ 10 (“Neither this court, nor the trial court, can consider evidence that
is not part of the official record.”).
{¶14} Turning to the Waltons’ argument, “[t]he lack of subject matter
jurisdiction is a question of law and addresses whether the plaintiff has alleged any
cause of action over which the court has authority to decide.” Couch v. Ohio Civ.
Serv. Emps. Assn., 3d Dist. Allen No. 1-10-45, 2010-Ohio-6258, ¶ 10, citing
McHenry v. Indus. Comm. of Ohio, 68 Ohio App.3d 56, 62 (4th Dist.1990). An
appellate court reviews de novo a trial court’s dismissal for lack of subject matter
jurisdiction. Id., citing Antram v. Upper Scioto Valley Local School Dist. Bd. of
Edn., 3d Dist. Hardin No. 6-08-04, 2008-Ohio-5824, ¶ 6. “De novo review is
independent and without deference to the trial court’s determination.” ISHA, Inc. v.
Risser, 3d Dist. Allen No. 1-12-47, 2013-Ohio-2149, ¶ 25, citing Costner
Consulting Co. v. U.S. Bancorp, 195 Ohio App.3d 477, 2011-Ohio-3822, ¶ 10 (10th
Dist.).
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{¶15} The Supreme Court of Ohio addressed the jurisdiction of a Juvenile
Court and a Probate Court in cases concerning a child that is part of an abuse,
neglect, and dependency case and a private-adoption case:
A juvenile court has “exclusive original jurisdiction * * *
[c]oncerning any child who on or about the date specified in the
complaint * * * is alleged * * * to be a * * * delinquent, unruly,
abused, neglected, or dependent child.” R.C. 2151.23(A)(1).
***
The juvenile court “shall retain jurisdiction over any child for
whom the court issues an order of disposition” pursuant to R.C.
2151.353(A) until the child reaches the age of 18 or 21 years or until
“the child is adopted and a final decree of adoption is issued.” R.C.
2151.353(F)(1). The retained jurisdiction following a dispositional
order issued pursuant to R.C. 2151.353(A)—including an order of
temporary custody under R.C. 2151.353(A)(2)—is “continuing
jurisdiction,” R.C. 2151.417(B), subject to termination by an adoption
decree.
Thus, a juvenile court’s exclusive jurisdiction terminates upon
the issuance of a dispositional order pursuant to R.C. 2151.353(A).
***
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Case Nos. 16-17-05, 16-17-06
In contrast to the juvenile court’s continuing jurisdiction over an
abused, neglected, or dependent child, “the original and exclusive
jurisdiction over adoption proceedings is vested in the probate court,”
In re Adoption of Pushcar, 110 Ohio St.3d 332, 2006-Ohio-4572, ¶ 9,
and the adoption statutes broadly permit “[a]ny minor” to be adopted
by “[a] husband and wife together, at least one of whom is an adult,”
R.C. 3107.02(A) and 3107.03(A).
State ex rel. Allen Cty. Children Servs. Bd., 150 Ohio St.3d 230, 2016-Ohio-7382,
at ¶ 21-24.
{¶16} “R.C. 5103.16(D)(1) permits the parent or parents of a child to arrange
a private adoption without going through an authorized agency by appearing
personally and applying to the probate court for approval of a proposed adoptive
placement.” Id. at ¶ 26. The Supreme Court of Ohio “recognized that a parent need
not have physical custody of the child to utilize the procedure for private adoptive
placement in R.C. 5103.16(D).” Id. at ¶ 28, citing In re Adoption of J.A.S., 126 Ohio
St.3d 145, 2010-Ohio-3270, ¶ 21 (“Although the statute requires the biological
parents to seek court approval of placement, this does not mean that the children
must physically be with the biological parents in order for them to file.”). “Rather,
the parent’s right to consent to an adoption of a child subject to the juvenile court’s
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Case Nos. 16-17-05, 16-17-06
continuing jurisdiction depends on the dispositional order that the court entered and
whether it grants temporary or permanent legal custody.” Id. at ¶ 29.
{¶17} As the Supreme Court explained, “‘[t]emporary custody’ means ‘legal
custody of a child who is removed from the child’s home, which custody may be
terminated at any time at the discretion of the court.’” (Emphasis added.) Id. at ¶
30, quoting R.C. 2151.011(B)(56).
“‘Legal custody’ is ‘a legal status that vests in the custodian the right
to have physical care and control of the child and to determine where
and with whom the child shall live, and the right and duty to protect,
train, and discipline the child and to provide the child with food,
shelter, education, and medical care, all subject to any residual
parental rights, privileges, and responsibilities.’”
(Emphasis added.) Id. at ¶ 31, quoting R.C. 2151.011(B)(21).
“In turn, ‘residual parental rights, privileges, and
responsibilities’ is defined to mean ‘those rights, privileges, and
responsibilities remaining with the natural parent after the transfer of
legal custody of the child, including, but not necessarily limited to,
the privilege of reasonable visitation, consent to adoption, the
privilege to determine the child’s religious affiliation, and the
responsibility for support.’”
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(Emphasis added.) Id., quoting R.C. 2151.011(B)(49).
“‘Permanent custody’ is different from legal custody. It means
‘a legal status that vests in a public children services agency or a
private child placing agency, all parental rights, duties, and
obligations, including the right to consent to adoption, and divests the
natural parents or adoptive parents of all parental rights, privileges,
and obligations, including all residual rights and obligations.”
(Emphasis added.) Id. at ¶ 32, quoting R.C. 2151.011(B)(32).
{¶18} “‘The important distinction is that an award of legal custody of a child
does not divest parents of their residual parental rights, privileges, and
responsibilities.” (Emphasis added.) Id. at ¶ 33, quoting In re C.R., 108 Ohio St.3d
369, 2006-Ohio-1191, ¶ 17.
{¶19} “Accordingly, the authority of the probate court to order preadoption
placement pursuant to R.C. 5103.16(D) is therefore within its exclusive, original
jurisdiction over adoption proceedings, notwithstanding the fact that the child is
subject to the continuing jurisdiction of the juvenile court.” Id. at ¶ 36.
{¶20} In this case, the Juvenile Court’s exclusive, original jurisdiction over
H.W. granted by R.C. 2151.23(A)(1) terminated after it adjudicated him an abused,
neglected, or dependent child and issued a disposition of temporary custody. As
such, at the time the Waltons filed their petition to adopt H.W., the Juvenile Court
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Case Nos. 16-17-05, 16-17-06
was exercising its continuing jurisdiction over H.W. Accord id. at ¶ 23 (“The
Juvenile Court’s exclusive jurisdiction over M.S. granted by R.C. 2151.23(A)(1)
therefore ended after it adjudicated her an abused, neglected, or dependent child and
issued a disposition of temporary custody, and it is now exercising continuing
jurisdiction over the child.”). The Juvenile Court’s continuing jurisdiction did not
divest the Probate Court of its exclusive, original jurisdiction over the adoption
proceedings initiated by the Waltons. See id. at ¶ 40.
{¶21} Nevertheless, the Probate Court concluded that it was without
jurisdiction to consider the adoption petition since the Juvenile Court awarded
permanent custody of H.W. to the SCDJFS on September 13, 2017—evidence that
the Probate Court should not have considered since it is not part of the official
record. However, the Probate Court was vested with exclusive, original jurisdiction
when the Waltons filed their petition to adopt H.W. simultaneously with the consent
of H.W.’s biological parents. Stated another way, because H.W. was in the
temporary custody of the SCDJFS at the time the Waltons filed their petition to
adopt H.W., H.W.’s biological parents retained their residual parental rights,
including the ability to consent to adoption. Moreover, that a permanent-custody
proceeding was initiated in the Juvenile Court did not alter the continuing
jurisdiction of the Juvenile Court. See id. at ¶ 21-23. Thus, the Probate Court had
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exclusive, original jurisdiction to determine the Waltons’s petition to adopt H.W.
See id. at ¶ 24.
{¶22} For these reasons, we conclude that the Probate Court has exclusive,
original jurisdiction to consider the Waltons’s petition to adopt H.W. See id. at ¶
41. The Waltons’s assignment of error is sustained.
{¶23} Having found error prejudicial to the appellant herein in the particulars
assigned and argued, we reverse the judgments of the trial court and remand for
further proceedings consistent with this opinion.
Judgments Reversed and
Cause Remanded
WILLAMOWSKI, P.J. and SHAW, J., concur.
/jlr
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