Savoy v. Univ. of Akron

[Cite as Savoy v. Univ. of Akron, 2013-Ohio-5928.]
Court of Claims of Ohio
The Ohio Judicial Center
65 South Front Street, Third Floor
Columbus, OH 43215
614.387.9800 or 1.800.824.8263
www.cco.state.oh.us
ALAN SAVOY
Plaintiff
v.
THE UNIVERSITY OF AKRON
Defendant
Case No. 2010-11285
Judge Patrick M. McGrath
Magistrate Anderson M. Renick
DECISION
{¶ 1} On July 10, 2012, the court issued an entry which granted defendant’s
motion for partial judgment on the pleadings and dismissed plaintiff’s claims based upon
alleged violation of his constitutional rights. On May 15, 2013, defendant filed a motion
for summary judgment pursuant to Civ.R. 56(B). On June 10, 2013, plaintiff filed a
response.1 On June 11, 2013, plaintiff filed his affidavit. On June 17, 2013, defendant
filed a reply to plaintiff’s response and a motion for leave to file the same. Defendant’s
motion for leave is GRANTED. The motion for summary judgment is now before the
court for a non-oral hearing.
{¶ 2} Civ.R. 56(C) states, in part, as follows:
{¶ 3} “Summary judgment shall be rendered forthwith if the pleadings,
depositions, answers to interrogatories, written admissions, affidavits, transcripts of
evidence, and written stipulations of fact, if any, timely filed in the action, show that
1
Plaintiff’s June 5, 2013 motion for an extension of time until June 10, 2013, to respond to
defendant’s motion is GRANTED.
there is no genuine issue as to any material fact and that the moving party is entitled to
judgment as a matter of law. No evidence or stipulation may be considered except as
stated in this rule. A summary judgment shall not be rendered unless it appears from
the evidence or stipulation, and only from the evidence or stipulation, that reasonable
minds can come to but one conclusion and that conclusion is adverse to the party
against whom the motion for summary judgment is made, that party being entitled to
have the evidence or stipulation construed most strongly in the party’s favor.” See also
Gilbert v. Summit Cty., 104 Ohio St.3d 660, 2004-Ohio-7108, citing Temple v. Wean
United, Inc., 50 Ohio St.2d 317 (1977).
{¶ 4} In April 2008, plaintiff was an undergraduate student at defendant the
University of Akron (UA). On or about April 25, 2008, plaintiff entered Buchtel Hall on
UA’s campus and spoke with John Case, Vice President of Finance and Administration.
Another UA administrator, Angelo G. Monaco, was present during at least a part of the
conversation between plaintiff and Dr. Case. There is no dispute that at some point
during the conversation, plaintiff called Dr. Case “a liar,” and then left the building. Both
Dr. Case and Monaco were concerned by plaintiff’s behavior which they considered
rude and disruptive, and they subsequently reported the incident to the UA police
department.
{¶ 5} Defendant submitted the affidavit of UA Assistant Police Chief James
Weber, who avers that he received an incident report from Dr. Case wherein plaintiff’s
conduct was described as angry and profane. Chief Weber states that, later that
afternoon, he and Officer Beal responded to Simmons Hall after learning that plaintiff
had entered the registrar’s office. According to Chief Weber, the officers discovered
that plaintiff had two outstanding warrants for his arrest from the city of Akron. Chief
Weber states that although UA’s police department legal advisor determined that there
was not sufficient evidence to arrest plaintiff for disorderly conduct or criminal trespass
related to the Buchtel Hall incident, plaintiff was arrested pursuant to the active
warrants. (Defendant’s Exhibit A, ¶ 6-7.) Plaintiff was given a summons for the
warrants and a trespass warning to stay out of Buchtel Hall. (Defendant’s Exhibit D.)
Officer Beal issued a notice referring plaintiff to UA’s Student Judicial Affairs (SJA) for
the Buchtel Hall incident. (Defendant’s Exhibits D and E.)
{¶ 6} Defendant also submitted the affidavit of Dale Adams, the Director of UA’s
SJA department. (Defendant’s Exhibit F.) Adams avers that the SJA office received the
student referral notice on April 28, 2008, and that he sent plaintiff a letter explaining the
alleged violation and notifying him that a “fact finding meeting” had been scheduled for
May 12, 2008. (Defendant’s Exhibit F, ¶ 2-4.) According to Adams, he met with plaintiff
to discuss the alleged violations, and during the meeting, plaintiff signed a document
acknowledging that he received a copy of a brochure which explained his rights under
the Student Code of Conduct. Plaintiff was also informed that the case had been
scheduled for review by a hearing board on May 16, 2008.
{¶ 7} At the hearing, both Adams and plaintiff presented evidence and plaintiff
had the opportunity to question witnesses. As a result of the hearing, plaintiff was found
“responsible” for one violation of the Student Code of Conduct; disorderly conduct or
lewd, indecent or obscene conduct on the university premises. (Defendant’s Exhibit J.)
The hearing board placed plaintiff on disciplinary probation for the duration of his
undergraduate education and required that he attend an anger-management
assessment by July 15, 2008. Plaintiff was also required to schedule an appointment
prior to any visit to Buchtel Hall. At plaintiff’s request, the decision of the hearing board
was reviewed by the UA Appeal Board and on June 12, 2008, plaintiff was notified by
letter that the hearing board’s decision was upheld. (Defendant’s Exhibit M.)
{¶ 8} On July 16, 2008, plaintiff was notified by the director of UA’s Student
Judicial Affairs office that a “hold” had been placed on his student record as a result of
his failure to comply with the sanction of attending an anger-management assessment.
(Defendant’s Exhibit N.) According to Adams, on or about September 17, 2008, the
hold on his account was lifted after SJA received a September 13, 2008 letter
confirming that plaintiff had completed his anger-management assessment. Adams
avers that UA and the SJA office complied with the UA policies and procedures that
were in effect at the time of the disciplinary proceedings.
{¶ 9} Plaintiff asserts claims for false arrest, abuse of process, malicious
prosecution, defamation, and breach of contract.2 Although plaintiff has alleged various
2
The court notes that the Tenth District Court of Appeals has previously determined that plaintiff’s
complaint states claims for false arrest, defamation and breach of contract. Savoy v. The University of
Akron, 10th Dist. No. 11AP-188, 2012-Ohio-1962, ¶ 2. Plaintiff now asserts that his complaint states
claims, the gravamen of his complaint is that defendant committed a breach of the
terms of its contract with him both by charging him with violations of UA’s Student Code
of Conduct and by issuing sanctions as a result of the outcome of the SJA proceedings.
BREACH OF CONTRACT
{¶ 10} Plaintiff alleges that defendant interfered with his contractual right to
register for UA classes and that defendant failed to comply with its policies during the
SJA proceedings. It is well-settled that the relationship between a college and a student
who enrolls, pays tuition, and attends class is contractual in nature, and that the terms
of this contractual relationship may be found in the handbook, catalog, and other
guidelines supplied to students. Bleicher v. Univ. of Cincinnati College of Med., 78 Ohio
App.3d 302, 308 (1992); Embrey v. Central State Univ., 10th Dist. No. 90AP-1302 (Oct.
8, 1991), citing Smith v. Ohio State Univ., 53 Ohio Misc.2d 11, 13 (1990). In addressing
an alleged breach of such contract, a trial court is required to defer to academic
decisions of a college unless it is perceived that there existed “‘such a substantial
departure from accepted academic norms as to demonstrate that the person or
committee responsible did not actually exercise professional judgment.’” Bleicher,
supra, at 308, quoting Regents of the Univ. of Mich. v. Ewing, 474 U.S. 214, 225 (1985).
The standard of review is not merely whether the court would have decided the matter
differently but whether the faculty action was arbitrary and capricious. Bleicher, supra.
{¶ 11} A copy of the relevant sections of the Student Code of Conduct is attached
to Adams’ affidavit. UA’s Student Code of Conduct regarding investigation for student
misconduct clearly provides for the fact finding and hearing process that occurred as a
result of the incident in Buchtel Hall. There is no doubt that plaintiff was provided with
notice of the disciplinary process and an opportunity to explain his involvement during
both the fact finding process and the subsequent hearing. Plaintiff was provided a
hearing in accordance with the student handbook and was subsequently sanctioned by
defendant for violations of the standards of conduct. In his affidavit, Adams states that
additional claims for abuse of process and malicious prosecution. Although the court finds that plaintiff
has waived any additional claims that were not addressed on appeal, the court will nevertheless address
the newly asserted claims.
UA and the SJA followed all policies and procedures in plaintiff's disciplinary process.
Plaintiff has not provided any credible evidence to rebut Adams’ statement.
{¶ 12} Although plaintiff states in his affidavit that the SJA board reached the
wrong decision based upon false statements by Dr. Case and Monaco and that he was
not provided with adequate time to prepare for the hearing, he has not provided any
evidence to show that defendant violated either the Student Code of Conduct or any
other contractual provision. “Generally, a party’s unsupported and self-serving
assertions, offered by way of affidavit, standing alone and without corroborating
materials under Civ.R. 56, will not be sufficient to demonstrate material issues of fact.
Otherwise, a party could avoid summary judgment under all circumstances solely by
simply submitting such a self-serving affidavit containing nothing more than bare
contradictions of the evidence offered by the moving party.” Bell v. Beightler, 10th Dist.
No. 02AP-569, 2003-Ohio-88, ¶ 33; Kulch v. Structural Fibers, Inc., 78 Ohio St.3d 134,
170, 1997-Ohio-219.
{¶ 13} Under the circumstances, a reasonable trier of fact could not possibly find
that the hearing board failed to exercise professional judgment in making the decision
to impose academic sanctions based upon the finding that plaintiff committed a violation
of the Student Code of Conduct. Therefore, defendant is entitled to judgment on
plaintiff’s breach of contract claim, as a matter of law.
FALSE ARREST
{¶ 14} “False arrest developed as a tort akin to trespass and criminal
conversation, requiring no evil intent but merely an intrusion into a protected right.”
Harvey v. Horn, 33 Ohio App.3d 24, 27 (1986). “The essence of the tort of false arrest
is the depriving of a person of his or her liberty without lawful justification. Specifically, a
plaintiff must show only that he or she was detained and that the detention was
unlawful. The tort does not require proof of malice, motive or lack of probable cause.”
Id. Although the tort of false arrest does not require proof of a lack of probable cause,
“the issue of probable cause remains significant in a false arrest case because its
existence renders the arrest lawful.” Hinkle v. Columbus, 10th Dist. No. 04AP-1195,
2006-Ohio-1522, ¶ 20.
{¶ 15} Plaintiff alleges that he was falsely arrested by Chief Weber and Officer
Beal inasmuch as his arrest was the result of false reports by Dr. Case and Monaco.
However, the evidence shows that plaintiff was arrested based upon outstanding
warrants that were issued by the city of Akron. To the extent that plaintiff contends
Chief Weber relied upon “hearsay” witness statements when he initiated the
investigation that resulted in plaintiff’s arrest on outstanding warrants, the court notes
that such statements are not hearsay inasmuch as they merely explain why Chief
Weber had a duty to contact plaintiff; the statements were not offered for the truth of the
matter asserted. Although plaintiff states in his affidavit that he believes Officer Beal
added a reference to the warrants in his incident report after the arrest, plaintiff does not
contest the validity of the warrants and the timing of such notation does not conflict with
Chief Weber’s statement that the arrest was based upon the warrants. Consequently,
there is no question that defendant’s officers had a lawful justification to detain plaintiff
and issue him a citation for the outstanding warrants. Accordingly, plaintiff’s claim of
false arrest is without merit.
ABUSE OF PROCESS
{¶ 16} Three elements must be satisfied to establish a claim of abuse of process:
“(1) a legal proceeding has been set in motion in proper form and with probable cause,
(2) the proceeding has been perverted to attempt to accomplish an ulterior purpose for
which it was not designed, and (3) direct damage has resulted from the wrongful use of
process.” Cantrell v. Deitz, 10th Dist. No. 12AP-357 (Mar. 28, 2013); Sports Facilities
Dev. II, Ltd. v. Lane, Alton & Horst, 10th Dist. No. 10AP-591, 2011-Ohio-3650, ¶ 8.
{¶ 17} The proceeding at issue is the SJA finding of fact and hearing which was
held pursuant to UA’s Student Code of Conduct. The court is not persuaded that the
SJA proceeding was a “legal proceeding” which would satisfy the first element of
plaintiff’s abuse of process claim. Moreover, for the reasons stated above, and
construing the evidence most strongly in plaintiff’s favor, the court finds that reasonable
minds can only conclude that the proceeding was not perverted to attempt to
accomplish an ulterior purpose for which it was not designed. As discussed above,
plaintiff’s self-serving statement that he was not provided adequate time to prepare for
the hearing does not rebut the uncontroverted evidence that defendant followed all
policies and procedures during the disciplinary process. Adams and the SJA hearing
board had the opportunity to consider plaintiff’s statements and plaintiff had the
opportunity question witnesses and present additional evidence. The court will not
substitute its judgment for that of the hearing board.
MALICIOUS PROSECUTION
{¶ 18} The elements of a cause of action for malicious civil prosecution are: (1)
malicious institution of prior proceedings against the plaintiff by the defendant; (2) lack
of probable cause for the filing of the prior lawsuit; (3) termination of the prior
proceedings in plaintiff’s favor; and (4) seizure of the plaintiff’s person or property during
the course of the prior proceedings. Robb v. Chagrin Lagoons Yacht Club, Inc., 75
Ohio St.3d 264, 1996-Ohio-189, syllabus. Similarly, the elements of the tort of
malicious criminal prosecution are: (1) malice in instituting or continuing a criminal
prosecution; (2) lack of probable cause to support that prosecution; and (3) termination
of the prosecution in favor of the accused. Froehlich v. Ohio Dept. of Mental Health,
114 Ohio St.3d 286, 2007-Ohio-4161, ¶ 10, citing Trussell v. Gen. Motors Corp., 53
Ohio St.3d 142, 146 (1990).
{¶ 19} Plaintiff does not state whether he is asserting a claim based on malicious
civil or criminal prosecution. Regardless, plaintiff’s complaint does not contain any
factual allegations to support either cause of action. With regard to civil prosecution and
the SJA hearing, as stated above, the SJA proceedings were conducted pursuant to the
parties’ contractual relationship. Furthermore, there was a finding of probable cause to
refer the matter to the hearing board, and plaintiff was subsequently found to have
violated the Student Code of Conduct. As to a claim of malicious criminal prosecution,
although the UA police incident report referenced disorderly conduct and criminal
trespass based upon the statements by Dr. Case and Monaco, the evidence shows that
criminal charges were never filed against plaintiff. Inasmuch as a criminal prosecution
was not instituted, plaintiff’s claim of malicious criminal prosecution is without merit.
DEFAMATION
{¶ 20} Defamation, which includes both libel and slander, is a false publication
causing injury to a person’s reputation, exposing the person to public hatred, contempt,
ridicule, shame or disgrace, or affecting the person adversely in his or her trade or
business. Sweitzer v. Outlet Communications, Inc., 133 Ohio App.3d 102, 108 (1999).
In an action for defamation, plaintiff’s prima facie case is made when he has established
a publication to a third person for which defendant is responsible, the recipient’s
understanding of the defamatory meaning, and its actionable character. Hahn v.
Kotten, 43 Ohio St.2d 237, 243 (1975). Whether words are defamatory is a question of
law to be decided by the court. Vail v. Plain Dealer Publishing Co., 72 Ohio St. 3d 279,
280, 1995-Ohio-187. Absent a “publication” of some sort, made by defendant, plaintiff
cannot establish a prima facie case of defamation. Froehlic v. Ohio Dept. of Mental
Health, 123 Ohio Misc.2d 1, 2003-Ohio-1277.
{¶ 21} Plaintiff states in his affidavit that, although he called Dr. Case a liar, he did
not raise his voice, use profanity, or make any threatening gestures during the Buchtel
Hall incident. Despite plaintiff’s claims that Dr. Case and Monaco made false
statements concerning his conduct in Buchtel Hall, he does not specify which
accusations are false and defamatory, or how such statements were published. To the
extent that plaintiff contends that defendant published defamatory statements in
documents that were filed in a related action the Summit County Court of Common
Pleas, it is well-settled that “[s]tatements made ‘in a written pleading or brief, or in an
oral statement to a judge or jury in open court, is absolutely privileged if it has some
reasonable relation to the judicial proceeding in which it appears.’” Morrison v. Gugle,
142 Ohio App. 3d 244, 259 (10th Dist.2001), quoting Michaels v. Berliner, 119 Ohio
App. 3d 82, 87 (1997). “Applicability of absolute privilege is a question of law.” Id.{¶ 22} As stated above, even if plaintiff’s version of the events at Buchtel Hall
were proved to be true, statements made to UA police were not the basis for his arrest.
The officers were acting in good faith when they referred the matter to the SJA for
consideration. There is no evidence upon which a reasonable person could conclude
that the alleged statements were either false or defamatory. Accordingly, the court finds
that plaintiff failed to establish a prima facie case of defamation.
{¶ 23} Moreover, even if plaintiff were to establish a prima facie case of
defamation, the defense of privilege would apply to shield defendant from liability. In
the context of a defamation claim, the defense of privilege applies to statements that are
“made in good faith on any subject matter in which the person communicating has an
interest, or in reference to which he has a right or duty, if made to a person having a
corresponding interest or duty on a privileged occasion and in a manner and under
circumstances fairly warranted by the occasion and duty, right or interest. The essential
elements thereof are good faith, an interest to be upheld, a statement limited in its
scope to this purpose, a proper occasion, and publication in a proper manner and to
proper parties only.” Hahn v. Kotten, 43 Ohio St.2d 237, 244 (1975). “Private citizens
are qualifiedly privileged to give information to proper government authorities for the
prevention or detection of crime.” Paramount Supply Co. v. Sherlin Corp., 16 Ohio
App.3d 176 (1984), paragraph two of the syllabus. A qualified privilege “can be
defeated only by a clear and convincing showing that the communication was made
with actual malice.” Jacobs v. Frank, 60 Ohio St.3d 111 (1991), paragraph two of the
syllabus. “‘[A]ctual malice’ is defined as acting with knowledge that the statements are
false or acting with reckless disregard as to their truth or falsity.” Id.{¶ 24} There is no doubt that statements made by defendant’s employees were
made pursuant to their duties as UA employees, were properly communicated in a
limited scope to UA police and other employees of defendant, and were made in good
faith by properly interested persons. Inasmuch as plaintiff has not provided proof of
actual malice, the court concludes that the statements were protected by a qualified
privilege.
{¶ 25} For the foregoing reasons, and construing the facts most strongly in
plaintiff’s favor, the court finds that there is no genuine issue as to any material fact and
that defendant is entitled to summary judgment as a matter of law. Accordingly,
defendant’s motion for summary judgment shall be granted and judgment shall be
rendered in favor of defendant.
_____________________________________
PATRICK M. MCGRATH
Judge
Court of Claims of Ohio
The Ohio Judicial Center
65 South Front Street, Third Floor
Columbus, OH 43215
614.387.9800 or 1.800.824.8263
www.cco.state.oh.us
ALAN SAVOY
Plaintiff
v.
THE UNIVERSITY OF AKRON
Defendant
Case No. 2010-11285
Judge Patrick M. McGrath
Magistrate Anderson M. Renick
JUDGMENT ENTRY
{¶ 26} A non-oral hearing was conducted in this case upon defendant’s motion for
summary judgment. For the reasons set forth in the decision filed concurrently
herewith, defendant’s motion for summary judgment is GRANTED and judgment is
rendered in favor of defendant. Court costs are assessed against plaintiff. The clerk
shall serve upon all parties notice of this judgment and its date of entry upon the journal.
_____________________________________
PATRICK M. MCGRATH
Judge
cc:
Amy S. Brown Peter D. Traska
Jeanna R. Volp P.O. Box 609306
Assistant Attorneys General Cleveland, Ohio 44109
150 East Gay Street, 18th Floor
Columbus, Ohio 43215-3130
004
Filed July 10, 2013
Sent to S.C. Reporter April 30, 2014