Judges: W. A. DREW EDMONDSON, Attorney General of Oklahoma
Filed Date: 5/12/2008
Status: Precedential
Modified Date: 7/6/2016
Dear Representative Collins:
This office has received your request for an official Attorney General Opinion in which you ask, in effect, the following question:
Because the Transformational Justice Act, 2007 Okla. Sess. Laws ch.
274 , §§ 1-3, authorizes government money to be used to provide funds to faith-based groups for specified services, does it violate the federal or state Constitutions?
In 2007, the Oklahoma Legislature enacted a new section of law to be known as the Transformational Justice Act ("Act"). 2007 Okla. Sess. Laws ch.
The Act creates in the State Treasury a revolving fund designated the Reintegration of Inmates Revolving Fund ("Fund"). Id. § 521.2(D). The Fund consists of appropriated dollars3 to be used for "grants to volunteer organizations including, but not limited to, faith-based organizations which provide health, educational or vocational training and programs that assist the reintegration efforts of the Reentry Policy Council." 2007 Okla. Sess. Laws ch.
You ask if the Act's provision which allows state-appropriated monies in the Fund to be used for grants to faith-based organizations violates the federal or state Constitutions. We first analyze this provision of the Act under the Establishment Clause of the federal Constitution.
The United States Supreme Court has acknowledged the Establishment Clause analysis is not always clear cut, saying, "candor compels the acknowledgment that we can only dimly perceive the boundaries of permissible government activity in this sensitive area." Mitchell v.Helms,
In reviewing the history of the Supreme Court's Establishment Clause jurisprudence, the Court, in Everson, said: *Page 3
The ``establishment of religion' clause of the
First Amendment means at least this: Neither a state nor the Federal Government can set up a church. Neither can pass laws which aid one religion, aid all religions, or prefer one religion over another. Neither can force nor influence a person to go or to remain away from church against his will or force him to profess a belief or disbelief in any religion. No person can be punished for entertaining or professing religious beliefs or disbeliefs, for church attendance or non-attendance. No tax in any amount, large or small, can be levied to support any religious activities or institutions, whatever they may be called, or whatever from [sic] they may adopt to teach or practice religion. Neither a state nor the Federal Government can, openly or secretly, participate in the affairs of any religious organizations or groups and vice versa.
Everson,
The Supreme Court has sustained direct financial assistance to church-affiliated organizations, provided the three-part test set forth in Lemon v. Kurtzman,
In Roemer, the Court made it clear that a religious organization may participate in public programs of a secular nature on the same basis as non-sectarian organizations. Id. at 746. The Court upheld the constitutionality of grants to church-related colleges so long as the grants were not used for sectarian purposes. Id. In a plurality opinion, Justice Blackmun said, "[i]t long has been established . . . that the State may send a cleric, indeed even a clerical order, to perform a wholly secular task." Id. The Court rejected the notion that "a religious person can never be in the State's pay for a secular purpose," (id.) and even suggested that exclusion because of religion would itself be unconstitutional. Id. n. 13.
The Supreme Court's decision in Bowen provides instruction for our Establishment Clause analysis of the Act. In Bowen, a group of taxpayers, clergymen, and the American Jewish Congress brought an action challenging the Adolescent Family Life Act ("AFLA"), which established a federal grant program to fund services relating to adolescent sexuality and pregnancy, as violating the Establishment Clause. Bowen,
The Court held AFLA was not facially unconstitutional, and whether or not AFLA was unconstitutionally applied required further proceedings.Id. at 593. The Court assessed the facial constitutionality of AFLA pursuant to the Lemon test. Under Lemon's first prong, the Court found, "it is clear from the face of the statute that the AFLA was motivated primarily, if not entirely, by a legitimate secular purpose-the elimination or reduction of social and economic problems caused by teenage sexuality, pregnancy, and parenthood." Id. at 602. There was no indication Congress's "``actual purpose' in passing the AFLA was one of ``endorsing religion.'" Id. at 604.
The Court said the more difficult question was whether the primary effect of AFLA was to advance religion-Lemon's second prong. Id. One way in which direct government aid might have the effect of advancing religion is if the aid flows to "pervasively sectarian" institutions.4Id. at 610. The Court found nothing on the face of AFLA indicated a significant portion of federal funds would be disbursed to "pervasively sectarian" institutions. The likelihood that some of the AFLA-funded religious institutions agreed with the message Congress intended to deliver to adolescents did not have the primary effect of advancing religion. Id. at 613. The advancement of religion by AFLA was, at most, incidental and remote:
Nothing in our previous cases prevents Congress from making such a judgment or from recognizing the important part that religion or religious organizations may play in resolving certain secular problems. Particularly when, as Congress found, "prevention of adolescent sexual activity and adolescent pregnancy depends primarily upon developing strong family values and close family ties," § 300z(a)(10)(A), it seems quite sensible for Congress to recognize that religious organizations can influence values and can have some influence on family life, including parents' relations with their adolescent children. To the extent that this congressional recognition has any effect of advancing religion, the effect is at most "incidental and remote."
Id. at 607.
Finally, the Court analyzed the third prong of the Lemon Establishment Clause test to determine if AFLA led to an excessive entanglement between church and state.5 The Court said the Secretary of *Page 5 Health and Human Services would no doubt review the programs set up and run by the AFLA grantees; however, such grant monitoring does not amount to excessive entanglement where the grants will be made to religiously-affiliated organizations that are not pervasively sectarian.Id. at 616-17.
Since the Court rendered its decision in Bowen, the Court has recastLemon's third prong entanglement inquiry-that legislation must not foster excessive entanglement between church and state-as simply one criterion relevant to determining the Lemon test's second prong-whether the statute's primary effect advances or inhibits religion. Mitchell,
In analyzing the Act using the Lemon test, as modified by Agostini, the Act does not violate the Establishment Clause of the federal Constitution. Under Lemon's first prong, it is clear from the face of the Act it was motivated primarily, if not entirely, by a legitimate secular purpose-to assist the reintegration efforts of the Reentry Policy Council in reintegrating inmates into communities.
As to Lemon's second prong, the primary effect of the Act, on its face, cannot be said to advance religion. In Bowen, the Court acknowledged that only in the context of aid to pervasively sectarian institutions, such as parochial schools, had the Court found facially unconstitutional an aid program because there was a "substantial" risk that aid would, knowingly or unknowingly, result in religious indoctrination. Bowen,
Attorneys General in other states have reached similar conclusions.See, e.g., Va. Op. Att'y Gen. 06-052 (2006),
In Bowen, the Supreme Court decided only the facial validity of AFLA under the Establishment Clause, leaving the constitutional validity of the Act, as applied, to the district court on remand. Id. at 621. However, the Court gave some guidance to the lower court, saying it should consider the following to determine if the application of AFLA violated the Establishment Clause: (1) "whether in *Page 6 particular cases AFLA aid has been used to fund ``specifically religious activit[ies] in an otherwise substantially secular setting,'" and (2) "whether the Secretary [of Health and Human Services] permitted AFLA grantees to use materials that have an explicitly religious content or are designed to inculcate the views of a particular religious faith."Id. (citation omitted).
In determining the constitutional validity of government aid the Supreme Court has drawn a consistent distinction between government programs that provide aid directly to religious institutions as in Bowen
and programs in which government aid reaches religious institutions only as a result of the genuine and independent choices of private individuals. Zelman v. Simmons-Harris,
[W]here a government aid program is neutral with respect to religion, and provides assistance directly to a broad class of citizens who, in turn, direct government aid to religious schools wholly as a result of their own genuine and independent private choice, the program is not readily subject to challenge under the Establishment Clause. . . . The incidental advancement of a religious mission, or the perceived endorsement of a religious message, is reasonably attributable to the individual recipient, not to the government, whose role ends with the disbursement of benefits.
Id. at 652.
In Americans United for Separation of Church and State v. PrisonFellowship Ministries, Inc.,
In Prison Fellowship Ministries, the Iowa Department of Corrections ("IDOC") faced budgetary constraints and looked for innovative ways to meet programming needs. Id. at 416. IDOC issued a request for a proposal to establish a non-compensated, values-based, pre-release program at one of its prison facilities. Id. at 417. InnerChange and its affiliate Prison Fellowship submitted the only proposal. Id. In the years 2000 to 2004, IDOC contracted for program services with reimbursement made to InnerChange for non-religious costs and expenses. Id. at 425. In years 2005 to 2007, in an attempt to make InnerChange an indirect aid program, the contract changed to a per diem payment of $3.47 for each inmate participating in the program. Id. at 417, 425.
The court used the three-part Lemon test and found the direct aid to InnerChange in years 2000 to 2004 violated the Establishment Clause.Id. at 425. The court said the aid was for a secular purpose, to reduce recidivism, and there was no excessive entanglement between InnerChange and IDOC because there was no pervasive monitoring by IDOC. Id. However, the aid violated the second prong *Page 7 of the Lemon test. The aid had the effect of advancing religion because inmates had to be "``willing to productively participate in a program that is Christian-based.'" Id. The court said the program was "dominated by Bible study, Christian classes, religious revivals, and church services."Id. at 424. The court also noted that inmates who enrolled in the InnerChange program were housed in an area that afforded residents greater privacy, allowed more family visits, and had access to computers, not otherwise accessible to non-participating inmates. Id.
The court also found the per diem payments to InnerChange in years 2005 to 2007 violated the Establishment Clause. Id. at 426. The court said inmates had no "genuine and independent private choice." Id. at 425. The inmate could direct the aid only to InnerChange. Id. "The legislative appropriation could not be directed [by the inmate] to a secular program, or to general prison programs" equivalent to the InnerChange program, because no alternative secular programs were available. Id.
The Bowen and Prison Fellowship Ministries cases provide some indication of the facts a court might consider in determining if the Act's grant program is constitutionally applied. Based upon the Court's language in Bowen, a court would likely find the grant program established by the Act was unconstitutionally applied under the Establishment Clause of the federal Constitution if the grant program involved: (1) government aid which was used to fund specifically religious activities in an otherwise secular setting (id. at 609-10), (2) grantees which were permitted to use materials having explicitly religious content or designed to inculcate the views of a particular religious faith (id. at 621), or (3) inmates who participated in a sectarian program being treated more favorably than those who did not participate in a sectarian program (id. at 626). If the grant program involved indirect aid, a court that found persuasive the Eighth Circuit Court of Appeals' opinion in Prison Fellowship Ministries would likely find the inmates must have a genuine and independent choice between secular and sectarian programs to survive Establishment Clause scrutiny.
The courts have long held that inmates are charges of the State and their well-being is a matter of public concern. Rice v. State ex rel.Short,
[T]he penitentiary is a state institution, maintained by the state in its sovereign capacity; that the expense of maintaining such institution is borne by the people through the avenues of taxation; that this institution is indispensable to state government; without it, the penal laws of the state could not be enforced, society would be imperiled, and state government would crumble. The inmates of this institution are charges of the state . . .; it is necessary that those confined be employed, not only for their health, welfare, and contentment, but to promote discipline in the institution.
Id. at 810.
The Legislature has expressly found that faith-based programs in correctional institutions "have the potential to facilitate inmate institutional adjustment, to help inmates assume personal responsibility, and to reduce recidivism." 57 O.S.Supp. 2007, § 614[
In public funding cases, courts are required to give great deference to the Oklahoma Legislature's determination whether a particular project will serve a public purpose. In reviewing that determination, "courts cannot interfere to arrest legislative action where the line of distinction between that allowable and that which is not is faint and shadowy." Helm v. Childers,
By passing the Act, the Legislature necessarily determined that it would promote a legitimate public purpose to provide "health, educational or vocational training and programs that assist the reintegration efforts of the Reentry Policy Council" to reintegrate inmates into communities. 2007 Okla. Sess. Laws ch.
"The constitutional provisions regarding public purpose [Section 14] and gifts [Section 15] are generally construed in conjunction with each other." See A.G. Opin. 01-30, at 135. A transfer of money based on a public purpose and adequate consideration is not a prohibited "gift." Wayv. Grand Lake Ass'n,
The face of the Act provides for the State to receive consideration for grant payments in the form of health, educational, and vocational training programs, which assist the reintegration efforts of the Reentry Policy Council. There is no indication on the face of the Act that such consideration is not adequate. A legislative act is presumed constitutional and will be upheld unless shown to the contrary. SeeFraternal Order of Police Lodge No. 165 v. City of Choctaw,
Id.6No public money or property shall ever be appropriated, applied, donated, or used, directly or indirectly, for the use, benefit, or support of any sect, church, denomination, or system of religion, or for the use, benefit, or support of any priest, preacher, minister, or other religious teacher or dignitary, or sectarian institution as such.
Although the language of Article II, Section 5 of Oklahoma's Constitution would appear to prohibit payment of public funds to a sectarian institution, such is not the case. The Oklahoma Supreme Court has found payments to a sectarian institution for a public purpose and for adequate consideration does not violate Article II, Section 5. See,e.g., Murrow Indian Orphans Home v. Childers,
In Sharp v. City of Guthrie,
The city having the right to sell the property, and the consideration being adequate, it would make no difference whether the grantee be a sectarian institution or not, for a sale upon a sufficient consideration would not be within the prohibition of section 5, art. 2, of the Constitution.
Id. *Page 9
In Children's Home and Welfare Association v. Childers,
The analysis of a state-aid program under Article II, Section 5 is virtually identical to the analysis utilized by the courts in determining the constitutionality of a state-aid program under Article
In Way, the court upheld a financial claim submitted to the Department of Tourism and Recreation ("Department") by the Grand Lake Association, Inc. ("Association"), an Oklahoma nonprofit corporation, finding payment of the claim did not violate Oklahoma's Constitution in that the payment was for a public purpose and did not constitute an unconstitutional gift. Id. at 1016-18.
The claim was submitted by the Association pursuant to a line-item appropriation made to the Department specifically for the benefit of the Association.8 Id. at 1013. The court found the conditions and governmental safeguards and controls that were legislatively mandated were as stringent and detailed as a contract with the state, and were in the nature of a unilateral contract between the Department and the Association. Id. at 1018. Consequently, payment to the Association did not constitute a gift in violation of Section 15 of Article X of Oklahoma's Constitution, because the State received adequate consideration for its payment.
The court's language in Way gives some indication what a court may consider in determining the adequacy of consideration the State receives for the Act's grant payments. Based on the court's language in Way, a court will likely find the grant program established by the *Page 11 Act was constitutionally applied under Article II, § 5, and Article X, §§ 14(A) and 15, of Oklahoma's Constitution, if the State actually receives adequate consideration for the Act's grant payments. To ensure the State receives consideration for grant payments, a court will likely look for conditions and governmental safeguards and controls to be in place to ensure the grantees are performing and the State actually receives adequate consideration for the aid it provides.
It is, therefore, the official Opinion of the Attorney Generalthat:
*Page 131. The Transformational Justice Act, 57 O.S.Supp. 2007, §§ 521.1[
57-521.1 ], 521.2, which authorizes the State to provide funds to faith-based groups for specified services does not, on its face, violate the Establishment Clause of the federal Constitution.2. Whether the Transformational Justice Act, 57 O.S. Supp. 2007, §§ 521.1[
57-521.1 ], 521.2, as applied, violates the Establishment Clause of the federal Constitution is a question of fact beyond the scope of an Attorney General Opinion. 74 O.S. 2001, § 18b[74-18b ](A)(5).3. Based on the Court's language in Bowen v. Kendrick,
487 U.S. 589 (1988), a court would likely find the grant program established by the *Page 12 Transformational Justice Act, 57 O.S.Supp. 2007, §§ 521.1[57-521.1 ], 521.2, was unconstitutionally applied under the Establishment Clause of the federal Constitution, if the grant program involved direct aid to religious organizations and (1) the government aid was used to fund specifically religious activities in an otherwise secular setting; (2) the grantees were permitted to use materials that have explicitly religious content or are designed to inculcate the views of a particular religious faith; or (3) the inmates who participated in a sectarian program were treated more favorably than those who did not participate in a sectarian program. If the grant program involved indirect aid, a court that found persuasive the Eighth Circuit Court of Appeals' opinion in Americans United for Separation of Church and State v. Prison Fellowship Ministries, Inc.,509 F.3d 406 ,409-26 (8th Cir. 2007), would likely find the inmates must have a genuine and independent choice between secular and sectarian programs to survive Establishment Clause scrutiny.4. The Transformational Justice Act, 57 O.S.Supp. 2007, §§ 521.1[
57-521.1 ], 521.2, which provides for grants to volunteer organizations, including faith-based organizations, to provide health, educational or vocational training and programs that assist reintegration of inmates into communities, on its face, does not violate Article II, Section 5, or Article X, Sections 14(A) and 15, of Oklahoma's Constitution, because the grants are for a public purpose and we cannot conclude from the face of the Act that the State will receive inadequate consideration for the grant payments, so as to constitute gifts.5. Whether the Transformational Justice Act, 57 O.S.Supp. 2007, §§ 521.1[
57-521.1 ], 521.2, as applied, violates Article II, Section 5, or ArticleX , Sections 14(A) and15 , of the Oklahoma Constitution is a question of fact beyond the scope of an Attorney General Opinion. 74 O.S. 2001, § 18b[74-18b ](A)(5).6. Based on the court's language in Way v. Grand Lake Ass'n,
635 P.2d 1010 (Okla. 1981), a court would likely find the grant program established by the Transformational Justice Act, 57 O.S. Supp. 2007, §§ 521.1[57-521.1 ], 521.2, was constitutionally applied under Article II, Section 5, and ArticleX , Sections 14(A) and15 , of the Oklahoma Constitution, if the State actually receives adequate consideration in exchange for the Act's grant payments. To ensure the State receives consideration for grant payments, a court will likely look for conditions and governmental safeguards and controls to be in place to ensure the grantees are performing and the State actually receives adequate consideration for the aid it provides. See Way,635 P.2d at 1015-17 .
W. A. DREW EDMONDSON
ATTORNEY GENERAL OF OKLAHOMA
JANIS W. PRESLAR
Assistant Attorney General
Helm v. Childers , 181 Okla. 535 ( 1938 )
Bowen v. Kendrick , 108 S. Ct. 2562 ( 1988 )
Zelman v. Simmons-Harris , 122 S. Ct. 2460 ( 2002 )
Tilton v. Richardson , 91 S. Ct. 2091 ( 1971 )
Agostini v. Felton , 117 S. Ct. 1997 ( 1997 )
Bradfield v. Roberts , 20 S. Ct. 121 ( 1899 )
Americans United for Separation of Church & State v. Prison ... , 509 F.3d 406 ( 2007 )
Lemon v. Kurtzman , 91 S. Ct. 2105 ( 1971 )
Roemer v. Board of Public Works of Md. , 96 S. Ct. 2337 ( 1976 )