DocketNumber: CC 9701546CR; CA A109813; SC S49825
Citation Numbers: 115 P.3d 908, 339 Or. 7, 2005 Ore. LEXIS 374
Judges: Carson, Gillette, Durham, Riggs, De Muniz Balmer
Filed Date: 7/15/2005
Status: Precedential
Modified Date: 11/13/2024
In this criminal case, we decide two questions. First, under the circumstances at issue here, did the police encounter with defendant constitute an unlawful “stop” under ORS 131.615(1) (1995) and, consequently, also an unlawful “seizure” under Article I, section 9, of the Oregon Constitution?
The state charged defendant with possession of amphetamine, ORS 475.992(4)(b), based upon evidence that a police officer had seized during a consent search of defendant’s person. The trial court denied defendant’s pretrial motion to suppress the state’s evidence, and a jury later convicted defendant of the charged offense. On defendant’s subsequent appeal, a majority of the Court of Appeals, sitting en banc, reversed. It held that, notwithstanding the voluntariness of defendant’s consent to the search, Article I, section 9, required exclusion of the challenged evidence because the police officer had stopped defendant unlawfully and then had “exploited” that unlawful stop to obtain defendant’s consent. State v. Hall, 183 Or App 48, 50 P3d 1258 (2002). We allowed the state’s petition for review. For the reasons that follow, we affirm the decision of the Court of Appeals and reverse the judgment of the trial court.
Our review of the trial court’s denial of defendant’s pretrial suppression motion is limited to issues of law. We are bound by the trial court’s findings of historical fact if constitutionally sufficient evidence in the record supports those findings. State v. Boone, 327 Or 307, 309, 959 P2d 76 (1998). If the trial court did not make express findings respecting all pertinent historical facts, and the record contains conflicting evidence, then we presume that the trial court found facts that were consistent with its ultimate conclusion. State v. Stevens, 311 Or 119, 126-27, 806 P2d 92 (1991). With those precepts in mind, we take the following facts from the trial court’s written findings and from the record.
At approximately 4:00 p.m. on January 8, 1997, Klamath Falls Police Officer Deese saw defendant walking along Washington Street near Tenth Street in Klamath Falls. Deese was in uniform and was driving a marked police vehicle. As Deese drove past defendant, he noticed defendant twice glance towards him and then quickly look away. After he had passed defendant, Deese observed in his rear-view mirror that defendant had turned around to look at him several more times.
Based upon those observations, Deese turned his vehicle around and drove back towards defendant. Without activating his overhead lights or blocking defendant’s way, Deese stopped his vehicle next to defendant and then motioned with two fingers for defendant to approach him. When defendant neared, Deese got out of his vehicle and asked defendant if he had any personal identification. Defendant handed Deese an identification card, which Deese used to radio the police dispatch for a warrant check relating to defendant.
After he had radioed the police dispatch, but before he had received back any information, Deese returned the identification card to defendant. Deese noticed that defendant appeared to be carrying something inside his jacket and asked defendant if he was carrying any weapons, knives, or illegal drugs. Defendant replied that he was not. Deese asked defendant if he minded if Deese searched him, and defendant
Before trial, relying upon ORS 131.615(1) (1995), Article I, section 9, and the Fourth Amendment to the United States Constitution,
Defendant appealed. Before the Court of Appeals, defendant did not challenge the trial court’s ruling that his consent to the search had been voluntary. Instead, he argued only that the state’s evidence was inadmissible because it had derived from an unlawful police stop.
Sitting en banc, a majority of the Court of Appeals reversed. Contrary to the trial court, the Court of Appeals unanimously concluded that Deese unlawfully had stopped defendant without reasonable suspicion of criminal activity. Hall, 183 Or App at 56, 62. In considering the effect of that illegality upon the admissibility of the evidence from the consent search that followed, that court also unanimously agreed that, notwithstanding the voluntariness of defendant’s consent, Article I, section 9, required the court to exclude the state’s evidence if that evidence had derived from “exploitation” of the unlawful stop. Id. at 58, 63. In deciding whether the state’s evidence in fact had derived from “exploitation” of that prior illegality, however, the court divided over both the applicable analysis and the result.
According to the majority opinion, whether evidence from a consent search derives from exploitation of prior unlawful police conduct
The dissent disagreed, taking issue both with the majority opinion’s explanation of the nature of the court’s inquiry in determining “exploitation” and with its application of that analysis to the facts of this case. In the dissent’s view, whether evidence derives from police exploitation of a prior illegality is a fact-specific inquiry that depends upon the nature of the causal connection between the unlawful police conduct and the evidence sought to be suppressed. Id. at 67 (Deits, C. J., dissenting). By contrast to the majority opinion’s focus upon whether the illegality affected the officer’s actions, the dissent asserted that an exploitation analysis concerns whether a prior illegality affected the defendant’s decision to consent. Id. at 72 (Deits, C. J., dissenting). Although stressing that no “bright-line” rule exists, the dissent identified a number of factors that it considered relevant to that determination, including (1) a “but-for” causal connection between the unlawful police conduct and the evidence sought to be suppressed; (2) whether the police had obtained information only by virtue of unlawful conduct, and whether
The state petitioned this court for review, and we allowed that petition. On review, the state first argues that Deese’s encounter with defendant did not amount to an unlawful stop. Secondly, the state argues that, even if Deese unlawfully had stopped defendant, the challenged evidence was not subject to suppression under Article I, section 9, because defendant voluntarily had consented to the search and defendant’s voluntary act of consenting — not the unlawful stop — had been the source of the evidence from that search. In making that second argument, the state asks that we reconsider this court’s prior case law holding that a violation of a defendant’s rights under Article I, section 9, may affect the admissibility of evidence from a consent search even when the voluntariness of the defendant’s consent is not at issue. See, e.g., State v. Rodriguez, 317 Or 27, 38-42, 854 P2d 399 (1993) (explaining same).
For the reasons that follow, we conclude that Deese’s encounter with defendant constituted an unlawful stop under ORS 131.615(1) (1995) and, consequently, also an unlawful “seizure” under Article I, section 9. We further decline the state’s invitation to depart from this court’s precedents and, instead, reaffirm that a violation of a defendant’s rights under Article I, section 9, may vitiate a defendant’s otherwise voluntary consent to a search. Finally, under the facts of this case, we conclude that the state failed to satisfy its burden in showing that defendant’s consent was sufficiently independent of the preceding unlawful stop. Based upon those conclusions, we affirm the decision of the Court of Appeals and reverse the judgment of the trial court.
As noted above, defendant’s pretrial suppression motion relied upon ORS 131.615(1) (1995), Article I, section 9, and the Fourth Amendment. Because we resolve this case on state law grounds, we do not reach defendant’s federal constitutional claim. See State v. Kennedy, 295 Or 260, 262, 666 P2d 1316 (1983) (court considers all questions of state law before reaching federal constitutional claims).
A. Applicable Oregon Law
In Oregon, both statutory and constitutional law limit the authority of police to detain citizens. ORS 131.615(1) (1995), the statutory provision at issue here, provided that a police officer temporarily may restrain, or “stop,”
Unless a defendant’s constitutional claims could result in more complete relief, this court generally begins its analysis by first considering a defendant’s statutory claims. See State v. Harberts, 331 Or 72, 81, 11 P3d 641 (2000) (so stating); see also, e.g., State v. Jacobus, 318 Or 234, 864 P2d 861 (1993) (considering whether police encounter was lawful under statutory law before considering state constitutional claims). Previously, as with constitutional limits on police authority, this court has given effect to statutes defining police authority to seize or search a person by denying the state the use of any evidence that it obtained in violation of such provisions. See State v. Davis, 295 Or 227, 236-37, 666 P2d 802 (1983) (so stating); see also, e.g., State v. Toevs, 327 Or 525, 964 P2d 1007 (1998) (suppressing evidence obtained in violation of ORS 810.410(3)(b) (1993), amended by Oregon Laws 1999, chapter 1051, section 89). Because that prior decisional law mandates such a remedy for any statutory violations in this case,
B. Lawfulness of Police Encounter with Defendant under Oregon Law
Because defendant challenged the admissibility of the state’s evidence upon the ground that it derived from an unlawful police stop, we begin our analysis by considering the lawfulness of Deese’s encounter with defendant. This court has identified three general categories of encounters between police officers and citizens. See State v. Holmes, 311 Or 400, 407, 813 P2d 28 (1991) (so stating). The first category, “mere conversation” encounters, encompasses consensual interactions between police officers and citizens that
As noted above, 339 Or at 11-12 n 4, the trial court concluded that Deese’s encounter with defendant had been a consensual interaction that had not restrained defendant’s liberty in a manner that implicated Article I, section 9. Although we are bound by the trial court’s findings of historical fact if constitutionally sufficient evidence in the record supports those findings, we must assess independently whether those findings support the trial court’s legal conclusion. State v. Ehly, 317 Or 66, 75, 854 P2d 421 (1993). In this case, we note at the outset that the state concedes, and we agree, that Deese’s observations of defendant repeatedly turning to look at Deese’s patrol vehicle and then averting his gaze did not give rise to a reasonable suspicion that defendant was engaged in any criminal conduct.
In Holmes, 311 Or at 409-10, this court held that a “seizure” of a person under Article I, section 9, occurs when either (1) a police officer intentionally and significantly interferes with a person’s liberty of movement; or (2) a person believes that his or her liberty of movement has been so restricted and such a belief is objectively reasonable under the circumstances. Police conduct interfering with a person’s liberty of movement may take the form of either physical
This court’s prior case law provides useful guidance as to whether Deese’s encounter with defendant constituted a stop. In State v. Warner, 284 Or 147, 585 P2d 681 (1978), a police officer approached the defendant as he was leaving a tavern and asked the defendant if he would return inside. Id. at 150-51. The defendant complied with the officer’s request, and, once inside the tavern, the officer asked the defendant to place his identification card on a table. Id. at 151-52. After the defendant did so, the officer explained to the defendant that the officer was investigating a robbery, and he advised the defendant that “[the defendant] would be on [his] way” as soon as the officer was satisfied that the defendant had no involvement in that crime. Id. at 152. On review, this court held that, at the moment that the officer told the defendant to place his identification card on the table and advised the defendant that he was the subject of a criminal investigation, the officer had seized the defendant by a show of authority for purposes of ORS 131.615 (1975), amended by Oregon Laws 1997, chapter 866, section 1, and Article I, section 9. Id. at 165.
In State v. Painter, 296 Or 422, 676 P2d 309 (1984), a police officer approached the defendant on the street and requested to see the defendant’s identification. The defendant responded to the officer’s request by handing the officer both an expired driver license and several credit cards. While still retaining those items, the officer ran a warrant check and questioned the defendant about the location of his vehicle. Id. at 424. On review, this court held that the officer had
Under the facts of this case, we similarly conclude that Deese’s encounter with defendant here constituted a “stop” under ORS 131.615(1) (1995). In this case, Deese’s initial actions of stopping his vehicle next to defendant and then gesturing for defendant to approach him did not intrude upon defendant’s liberty of movement, because, even if Deese inconvenienced defendant, his actions did not constitute a show of authority involving conduct “significantly beyond that accepted in ordinary social intercourse.” Holmes, 311 Or at 410. When Deese took defendant’s identification card and radioed the police dispatch for a warrant check, however, the consensual nature of that encounter dissipated, and the encounter evolved from a “mere conversation” encounter into a restraint upon defendant’s liberty of movement. It is true that, unlike the officers in Warner and Painter, Deese promptly returned defendant’s identification card. Nevertheless, when Deese did so, defendant was cognizant that Deese was investigating whether defendant was the subject of any outstanding warrants. Although the state insists to the contrary, we find it difficult to posit that a reasonable person would think that he or she was free to leave at a time when that person is the investigatory subject of a pending warrant check. We further observe that, in this case, Deese did nothing to dispel what would have been an objectively reasonable belief that defendant was restrained from leaving until Deese had received the results of the warrant check. Instead, immediately upon returning defendant’s identification card, Deese questioned defendant about whether defendant was carrying any weapons, knives, or illegal drugs, and he asked defendant for consent to search defendant’s person.
Under those circumstances, we conclude that the trial court erred by ruling that Deese’s encounter with defendant did not restrain defendant’s liberty so as to constitute a “stop” under ORS 131.615(1) (1995). Because that restraint was not justified by a reasonable suspicion of criminal activity, we further conclude that that encounter violated both ORS 131.615(1) (1995) and Article I, section 9.
Having concluded that Deese’s encounter with defendant was unlawful, we now must consider the effect of that illegality upon the admissibility of the state’s evidence from the consent search that followed. In doing so, we first clarify the two related, but distinct, ways that a violation of a defendant’s rights under Article I, section 9, may affect the validity of a defendant’s subsequent consent to a search. See generally State v. Weaver, 319 Or 212, 219, 874 P2d 1322 (1994) (discussing general categories of challenges to consent searches).
First, illegal police conduct violating a defendant’s rights under Article I, section 9, may negate a defendant’s consent to a search upon the ground that that police conduct rendered the defendant’s consent involuntary. Id. Although this court previously has stated that “the burden [of persuasion] on the police to show voluntariness when consent occurs after illegal police conduct is greater than when no illegality has occurred[,]” State v. Kennedy, 290 Or 493, 502, 624 P2d 93 (1981), we reiterate here that the state’s burden of persuasion in establishing the voluntariness of a defendant’s consent under Article I, section 9, does not vary according to the lawfulness of the circumstances in which the defendant’s consent was obtained. See Stevens, 311 Or at 136-37 (defining state’s burden in voluntariness inquiry under Article I, section 9). Instead, as a threshold matter in any case in which the state relies upon a defendant’s consent to validate a warrantless search, the state must prove by a preponderance of the evidence that the defendant’s consent was voluntary. Id. In deciding whether the state has satisfied that burden for the purposes of Article I, section 9, the test is whether, under the totality of the circumstances, the defendant’s consent was an act of free will or, instead, resulted from police coercion, either express or implied. State v. Wolfe, 295 Or 567, 572, 669 P2d 320 (1983).
Although unlawful police conduct does not alter the state’s burden in establishing the voluntariness of a defendant’s consent, the effect of that unlawful conduct upon the
In addition to affecting the voluntariness of a defendant’s consent, this court also has recognized a related, but independent, reason why police conduct violating a defendant’s rights under Article I, section 9, may vitiate a defendant’s subsequent consent to a search. Specifically, similarly to the United States Supreme Court’s holding in Wong Sun v. United States, 371 US 471, 83 S Ct 407, 9 L Ed 2d 411 (1963), that a defendant’s voluntary statements may be the inadmissible “fruits” of a prior Fourth Amendment violation, this court has held that Article I, section 9, may require exclusion of evidence from an otherwise valid consent search upon the ground that the defendant’s consent derived from a preceding violation of the defendant’s rights under that state constitutional provision. See, e.g., Rodriguez, 317 Or at 38-42 (so stating). In Rodriguez, again similarly to the Supreme Court in Wong Sun, this court described that second inquiry as an “exploitation” inquiry.
The state contends that, in the context of a consent search, an “exploitation” inquiry serves only two functions— that is, to ensure that a defendant’s consent is truly voluntary and to deter unlawful police conduct. Based upon that premise, the state asserts that, because the exclusionary rule for violations of Article I, section 9 (hereafter “Oregon exclusionary rule”) is not predicated upon the same deterrence rationale as the Fourth Amendment exclusionary rule, this court has erred in concluding that evidence obtained as a result of a defendant’s voluntary act — such as a defendant’s voluntary grant of consent to a search — similarly may be rendered inadmissible under the Oregon exclusionary rule by a prior violation of the defendant’s rights under Article I, section 9. According to the state, unless unlawful police conduct caused the defendant’s consent to be involuntary, such conduct does not affect the admissibility of evidence from a consent search under the Oregon exclusionary rule, because a
To explain our disagreement with the state’s contention that an “exploitation” inquiry in the context of an otherwise valid consent search is incompatible with the Oregon exclusionary rule, we begin by describing the objective — and consequently also the operation — of that rule. See State ex rel Juv. Dept. v. Rogers, 314 Or 114, 118-19, 836 P2d 127 (1992) (applicability of Oregon exclusionary rule determined in light of reasons for that rule). In doing so, we think it helpful first to contrast that rule with the Fourth Amendment exclusionary rule.
Although its earlier decisions sometimes suggested other considerations at work, the United States Supreme Court for many years consistently has identified deterrence of unlawful police conduct as the primary purpose underlying the exclusionary rule for violations of the Fourth Amendment. See United States v. Leon, 468 US 897, 905-06, 104 S Ct 3405, 82 L Ed 2d 677 (1984) (identifying deterrence function as basis of Fourth Amendment exclusionary rule, but acknowledging that Court’s prior decisions sometimes implied that exclusionary rule was necessary corollary of Fourth Amendment). In so holding, the Supreme Court has characterized the Fourth Amendment exclusionary rule as a judicially created remedial device that applies to only those circumstances in which its remedial objectives most efficaciously will be served. See United States v. Calandra, 414 US 338, 348, 94 S Ct 613, 38 L Ed 2d 561 (1974) (so stating). Based upon that theory, the Supreme Court has defined the breadth of the Fourth Amendment exclusionary rule by assessing whether the deterrence benefits in applying that rule outweigh the costs of excluding otherwise admissible evidence. See Leon, 468 US at 909-10 (noting that analytical approach).
Although the aim of the Oregon exclusionary rule is to restore a defendant to the same position as if “the government’s officers had stayed within the law,” Davis, 295 Or at
In each of those above-described circumstances, the admission of the challenged evidence does not offend Article I, section 9, because the defendant has not been disadvantaged as a result of the unlawful police conduct or, stated differently, because the defendant is not placed in a worse position than if the governmental officers had acted within the bounds of the law. In short, suppression of evidence in such circumstances would not serve to vindicate the defendant’s rights under Article I, section 9, because the evidence sought to be suppressed did not result from a violation of the defendant’s rights under Article I, section 9. See State v. Sargent, 323 Or 455, 462-63, 918 P2d 819 (1996) (evidence not subject
As noted above, in the present case, the state contends that a defendant’s voluntary act of consenting necessarily severs the causal link between evidence that the state obtains from a search based upon that consent and any antecedent violation of the defendant’s rights under Article I, section 9. Starting from that premise, the state argues that the Oregon exclusionary rule does not require exclusion of evidence from a consent search whenever the defendant’s consent is voluntary because the exclusion of evidence in such circumstances would not serve to vindicate the defendant’s rights under Article I, section 9.
On the surface, the state finds some support for that position in this court’s decision in State v. Quinn, 290 Or 383, 623 P2d 630 (1981), as well as its decisions in Kennedy, 290 Or 493, scad Rodriguez, 317 Or 27. In each of those cases, this court concluded that the preceding violation of the defendant’s rights under Article I, section 9, did not rob the defendant’s consent of its efficacy as an independent justification for the search that produced the disputed evidence. Before examining those holdings in Kennedy and Rodriguez, we first dispel the idea that this court’s Article I, section 9, holding in Quinn remains viable law.
In Quinn, 290 Or 383, the police discovered evidence that implicated the defendant in a murder solely as the result of an unlawful search of the defendant’s vehicle. Id. at 387. Without informing the defendant of that discovery, the police sought and obtained the defendant’s consent to search the vehicle a second time. Id. at 388. The police seized the previously discovered evidence pursuant to that second search, and, after being confronted with that evidence, the defendant eventually confessed to the murder. Id. at 388-89.
On review before this court, the defendant challenged the admissibility of evidence from the consent search under Article I, section 9. Purporting to embrace the analysis articulated in Wong Sun, 371 US 471, this court rejected the defendant’s assertion that the evidence seized in the consent search had derived from the preceding unlawful search
In his concurring opinion in Weaver, 319 Or at 222-24, Justice Gillette cautioned that this court’s conclusion in Quinn “approach [ed] being (and it may in fact be) unsupportable.” Specifically, in light of the fact that the police had sought the defendant’s consent in Quinn only because of the discovery of inculpatory evidence during the preceding unlawful search, Justice Gillette opined that “[a] more direct exploitation of illegal government activity would be difficult to posit.” Id. at 224. For the reasons explained below, we agree with that view and take this opportunity to overrule expressly that part of this court’s decision in Quinn.
This court repeatedly has recognized that, even when a defendant’s consent is voluntary — that is, when the defendant’s free will has not been overcome by police coercion— that consent is insufficient to establish the admissibility of evidence from a warrantless search if the state cannot prove that the consent was independent of, or only tenuously related to, any preceding violation of the defendant’s rights under Article I, section 9. See, e.g., Rodriguez, 317 Or at 41-42 (examining whether defendant’s voluntary consent resulted from illegal arrest); State v. Dominguez-Martinez, 321 Or 206, 214, 895 P2d 306 (1995) (concluding that evidence obtained from presumably voluntary consent search during illegal traffic stop was inadmissible). Unless the state is able
Although a showing of voluntariness alone is insufficient to establish the admissibility of evidence from a consent search following a violation of the defendant’s rights under Article I, section 9, this court also has rejected the notion that any consent obtained after unlawful police conduct is invalid per se, no matter how tenuously related to that unlawful conduct. See id. at 39-40 (noting same). Instead, as discussed generally above, see 339 Or at 24-26 (discussing operation of Oregon exclusionary rule), the admissibility of evidence obtained in such circumstances is a fact-specific determination that depends upon the nature of the causal connection between the defendant’s consent and the preceding violation of the defendant’s rights under Article I, section 9. See Rodriguez, 317 Or at 39-40 (discussing same). In Rodriguez, this court framed that inquiry in this context by explaining that a causal connection requiring suppression exists “when the police take advantage of the circumstances of their unlawful conduct to obtain the [defendant’s] consent to search.” Id. at 40.
This court’s decision in State v. Carston, 323 Or 75, 913 P2d 709 (1996), illustrates the application of that consideration.
Before trial, among other things, the defendants moved to suppress the evidence from the consent search. The trial court first determined that the initial stop of the vehicle had been lawful and that officer safety concerns had justified both a patdown search of the defendants and a limited search of the passenger compartment of the vehicle for weapons. Id. at 86. The trial court then went on to rule, however, that the evidence derived from the consent search nevertheless was inadmissible because, after assuring their safety, the officers had questioned the defendants about illicit drugs and had sought the defendant’s consent to search solely based upon information illegally obtained by the informant. Id. On review, this court agreed with the trial court that, in light of that causal link between the defendant’s consent and the prior unlawful search, suppression of the evidence was required. Id. at 86-87.
Having clarified why Quinn does not assist the state here, we now turn to this court’s decisions in Kennedy and Rodriguez. By contrast to the facts at issue in Quinn, the governmental officers in Kennedy and Rodriguez did not seek the defendant’s consent only as a result of knowledge of inculpatory evidence gained from a prior unlawful search. Instead, each case involved the more difficult question of the validity of a defendant’s consent given during a purportedly unlawful seizure. As discussed below, contrary to other of its precedents, this court concluded in both cases that the violation of the defendant’s rights under Article I, section 9, had not destroyed the efficacy of the defendant’s consent to the search that produced the disputed evidence. We examine the basis of each of those holdings in more detail below.
In Kennedy, 290 Or 493, two police officers approached the defendant as he was preparing to exit the Portland airport and informed him that they had information that he might be in possession of illegal drugs. The defendant denied that allegation and then, without any prompting, asked the officers if they wished to search his luggage. Id. at 496. The officers accepted his invitation and subsequently
On review, after assuming that the police interaction with defendant had been unlawful, this court determined that the evidence of the vial nevertheless was admissible based upon “the absence of any coercive circumstances surrounding [the] defendant’s consent, and [the] defendant’s volunteering of consent, with no request by the police.” Id. at 506. In reaching that conclusion, this court stated that the validity of the defendant’s consent in such circumstances hinged upon only a determination of voluntariness, but added that the state faced a higher burden in establishing voluntariness when the defendant’s consent followed 'unlawful police conduct. Id. at 502. Although we reject that formulation, see 339 Or at 20-21, we do not quarrel with the underlying concern that it expresses — namely, that Article I, section 9, requires a careful examination of the causal connection between a preceding illegality and the defendant’s consent when the police gain a defendant’s consent after unlawful police conduct. Although framing that issue as one concerning “exploitation,” this court confirmed the necessity of such an inquiry in its decision in Rodriguez.
In Rodriguez, 317 Or 27, after presenting the defendant with an arrest warrant that may have been unlawful, the governmental agent warned the defendant of his rights to remain silent and to have counsel, and then asked the defendant whether he had any drugs or guns in his apartment. The defendant responded to that question by stating “No, go ahead and look.” Id. at 30. When the agent questioned the defendant whether he had intended to authorize a search, the defendant repeated his willingness to allow the officers to search his apartment, and the agents subsequently discovered two guns. Id.
On review, after again assuming that the defendant’s arrest had been unlawful, this court concluded that suppression of the guns nevertheless was not required under Article I, section 9. After clarifying that the voluntariness of the defendant’s consent was not in question, this court explained that the issue, instead, was whether the defendant’s consent had derived from — or, in the words of
Even if rejecting the state’s view that voluntariness alone is sufficient to establish the admissibility of evidence from a consent search following an unlawful seizure, the above-described conclusion in Rodriguez, like the conclusion in Kennedy, could be viewed as supporting the state’s position that suppression is not required in this case. Similarly to both Kennedy and Rodriguez, there is no evidence that Deese observed any sign of criminal conduct during his illegal detention of defendant that led to his request for defendant’s consent to a search.
Although it was based upon Fourth Amendment precedents, this court’s decision in State v. Olson, 287 Or 157, 598 P2d 670 (1979), is on point. In that case, the defendant made inculpatory statements to the police after officers had
This court reached a similar conclusion in Dominguez-Martinez, 321 Or 206.
This court’s decision in Toevs, 327 Or 525, offers a final example.
As the above-described cases illustrate, this court’s conclusions in Kennedy and Rodriguez that suppression was not required to vindicate those defendants’ rights must be understood in light of the specific facts of each of those cases — particularly, the facts that those defendants both had volunteered to allow a search without any police prompting and, in Rodriguez, that the police had provided the defendant with Miranda warnings before questioning him about drugs or weapons. In the absence of such intervening circumstances — or other circumstances mitigating the effect of the unlawful police conduct — this court has required suppression under facts similar to those at issue in Kennedy and Rodriguez. See, e.g., State v. Amaya, 336 Or 616, 627, 89 P3d 1163 (2004) (explaining necessity of considering legality of stop in deciding admissibility of defendant’s presumably voluntary statements by stating that, “if [the officer] had seized [the] defendant in violation of her Article I, section 9, rights before he questioned her about the bag, then his questions about the bag also were unlawful, and the evidence that the state obtained as a result of those questions must be suppressed”); State v. Morton, 326 Or 466, 470, 953 P2d 374 (1998) (when defendant dropped container only after police had begun taking defendant into custody, “the state cannot separate the act of arrest from the dropping of the container; the seizure [of the container] can be proper only if the arrest itself was authorized by a valid warrant”); compare with Douglas, 260 Or 60 (regardless of legality of police conduct, no suppression is required when defendant granted his consent in response to prompting by his brother-in-law, rather than police actions).
With that background in mind, we return to this case. In doing so, we first summarize our preceding discussion: After a defendant shows a minimal factual nexus
III. CONCLUSION
In sum, we conclude that, under the facts of this case, Deese’s encounter with defendant constituted an unlawful stop under ORS 131.615(1) (1995) and, consequently, also an unlawful “seizure” under Article I, section 9. We also reaffirm that, to vindicate a violation of a defendant’s rights under Article I, section 9, evidence from a search following an otherwise valid consent is subject to suppression under the Oregon exclusionary rule if the defendant’s consent is the product of preceding unlawful police conduct. Finally, under the facts of this case, we conclude that the state failed to satisfy its burden of proving that defendant’s consent was independent of, or only tenuously related to, the
The decision of the Court of Appeals is affirmed. The judgment of the circuit court is reversed.
ORS 131.615(1) (1995), amended by Oregon Laws 1997, chapter 866, section 1, provided, in part:
“A peace officer who reasonably suspects that a person has committed a crime may stop the person and, after informing the person that the peace officer is a peace officer, make a reasonable inquiry.”
The 1997 Legislative Assembly amended that statute to provide that an officer also may stop a person to make a reasonable inquiry if the officer reasonably suspects that that person “is about to commit a crime!.]” Or Laws 1997, ch 866, § 1. That amendment does not apply to this proceeding.
Article I, section 9, of the Oregon Constitution provides:
“No law shall violate the right of the people to be secure in their persons, houses, papers, and effects, against unreasonable search, or seizure; and no warrant shall issue but upon probable cause, supported by oath, or affirmation, and particularly describing the place to be searched, and the person or thing to be seized.”
The text of both ORS 131.615(1) (1995) and Article I, section 9, is set out at 339 Or at 9 n 1. The Fourth Amendment provides:
“The right of the people to be secure in their persons, houses, papers, and effects, against -unreasonable searches and seizures, shall not be violated, and no Warrants shall issue, but upon probable cause, supported by Oath or affirmation, and particularly describing the place to be searched, and the persons or things to be seized.”
The Fourth Amendment is applicable to the states through the Due Process Clause of the Fourteenth Amendment. Mapp v. Ohio, 367 US 643, 655, 81 S Ct 1684, 6 L Ed 2d 1081 (1961).
Defendant originally was indicted in case number 97-0081-CR, and, following a hearing, the trial court denied defendant’s pretrial suppression motion in that case. Subsequently, on the state’s motion, the court dismissed that indictment without prejudice, because the indictment erroneously had charged defendant with possession of methamphetamine, rather than amphetamine. The state then charged defendant with possession of amphetamine in case number 97-1546-CR. Because the trial court already had heard and denied defendant’s suppression motion relating to the vial in case number 97-0081-CR, the trial court in case number 97-1546-CR declined to rehear that motion and, instead, adhered to the same ruling after taking judicial notice of the record from the first suppression hearing.
Specifically, in its letter ruling, the trial court stated:
“This case is similar to State ex rel [Juv.] Dept. v. Fikes, 116 Or App 618[,842 P2d 807] (1992). For the reasons set forth therein, Defendant’s Motion to Suppress is denied.”
In Fikes, 116 Or App at 623-24, the Court of Appeals held that a youth had not been “stopped” under ORS 131.615 (1991), amended by Oregon Laws 1997, chapter 866,
Before the Court of Appeals, defendant also assigned error to the trial court’s denial of his motion to dismiss for lack of a speedy trial under OBS 135.747 and Article I, section 10, of the Oregon Constitution. The Court of Appeals rejected that assignment of error without discussion, Hall, 183 Or App at 50, and defendant did not petition this court for review of that part of the Court of Appeals decision.
In State v. Rodriguez, 317 Or 27, 854 P2d 399 (1993), this court used the phrase “unlawful police conduct” as shorthand to describe a governmental act that violated a defendant’s rights under Article I, section 9. See id. at 38 n 12 (so noting). Throughout this opinion, when we use that same phrase, we use it for that same meaning.
Judge Brewer joined the majority opinion in holding that Article I, section 9, required the exclusion of the state’s evidence. He, however, authored a separate concurring opinion to state his agreement with the dissent that a defendant’s reasons for consenting also may be relevant to the determination whether evidence procured during an otherwise valid consent search is inadmissible because of police exploitation of a prior illegality. Hall, 183 Or App at 61-62 (Brewer, J., concurring).
ORS 131.605(5) defines the meaning of the term “stop,” contained in ORS 131.615(1) (1995), as “a temporary restraint of a person’s liberty by a peace officer lawfully present in any place.”
In 1997, the legislature passed Senate Bill (SB) 936 (1997), which contained a provision, now codified at ORS 136.432, that limits the exclusion of evidence as
We acknowledge that, by requiring the police to have a reasonable suspicion that the person “has committed a crime!,]” ORS 131.615(1) (1995) imposed greater restrictions upon police authority to stop a person than does Article I, section 9. See State v. Cloman, 254 Or 1, 6, 456 P2d 67 (1969) (to stop person, police must have reasonable suspicion that person “[has] a connection with criminal activity”); see also State v. Valdez, 277 Or 621, 625 n 4, 561 P2d 1006 (1977) (observing that, although ORS 131.615 (1973) attempted to codify Cloman, 254 Or 1, and Terry v. Ohio, 392 US 1, 88 S Ct 1868, 20 L Ed 2d 889 (1968), statute adopted narrower rule because legislature omitted words “or is about to commit [a crime]” from final text of statute). As discussed further below, 339 Or at 17, however, that difference is of no consequence here, because the parties do not dispute that Deese lacked a reasonable suspicion that defendant either had been involved in, or was about to become involved in, any criminal activity at the time of the encounter at issue in this case.
ORS 131.605 defines the term “reasonably suspects” as “a belief that is reasonable under the totality of the circumstances existing at the time and place the peace officer acts * *
In Wong Sun, the Supreme Court refined the “fruit of the poisonous tree” doctrine that is applicable under the Fourth Amendment exclusionary rule, stating:
*22 “We need not hold that all evidence is ‘fruit of the poisonous tree’ simply because it would not have come to light but for the illegal actions of the police. Rather, the more apt question in such a case is ‘whether, granting establishment of the primary illegality, the evidence to which instant objection is made has been come at by exploitation of that illegality or instead by means sufficiently distinguishable to be purged of the primary taint.’ ”
371 US at 487-88 (quoting Maguire, Evidence of Guilt, 221 (1959)). Although Wong Sun concerned the admissibility of inculpatory statements that two defendants had made after illegal arrests, the Supreme Court appears to have applied that same reasoning in deciding the admissibility of evidence from a consent search following a violation of the defendant’s rights under the Fourth Amendment. See Florida v. Royer, 460 US 491, 507-08, 103 S Ct 1319, 75 L Ed 2d 229 (1983) (“Because we affirm the * * * conclusion that [the defendant] was being illegally detained when he consented to the search of his luggage, we agree that the consent was tainted by the illegality and was ineffective to justify the search.”). Lower federal courts also have presumed that the analysis from Wong Sun and its progeny concerning the admissibility of confessions under the Fourth Amendment exclusionary rule, see, e.g., Brown v. Illinois, 422 US 590, 95 S Ct 2254, 45 L Ed 2d 416 (1975), applies equally in the context of consent searches. See, e.g., United States v. Melendez-Gonzalez, 727 F 2d 407 (5th Cir 1984).
For an overview of the history of the exclusionary rule under the Fourth Amendment and under Article I, section 9, see generally Ronald W. Messerly, Development of the Right to Exclude Illegally Seized Evidence in Oregon under Article I, section 9 of the Oregon Constitution, 25 Willamette L Rev 697 (1989).
Before the Supreme Court held in Mapp, 367 US 643, that the Fourth Amendment exclusionary rule applies to the states, this court had approved of the use of that rule in Oregon state courts based upon its agreement with the Supreme Court in Weeks v. United States, 232 US 383, 34 S Ct 341, 59 L Ed 652 (1914), that such a rule was necessary to effectuate constitutional protections against unreasonable searches and seizures. See State v. Laundy, 103 Or 443, 494, 204 P 958, 206 P 290 (1922) (stating that Oregon state courts should apply exclusionary rule for same reasons that Supreme Court articulated in Weeks)', see also Davis, 295 Or at 233-34 (noting same history of Oregon exclusionary rule). Although cases subsequent to Laundy sometimes suggested that the Oregon exclusionary rule might apply to deter future constitutional violations, in a sequence of cases beginning with Davis, 295 Or 227, this court reaffirmed its view that, although deterrence may be a benefit of the Oregon exclusionary rule, the constitutional basis for that rule is to vindicate the defendant’s personal rights. See, e.g., State v. Kosta, 304 Or 549, 553, 748 P2d 72 (1987) (personal rights); State v. Tanner, 304 Or 312, 315, 745 P2d 757 (1987) (same); compare with State v. Quinn, 290 Or 383, 397, 623 P2d 630 (1981) (stating exclusionary rule under Article I, section 9, should be applied only as broadly as necessary to accomplish its “prophylactic” purposes).
A number of commentators have challenged the correctness of such a reading of Wong Sun. See, e.g., Wayne R. LaPave, Search and Seizure: A Treatise on the Fourth Amendment, IV-88, § 8.2(d) (4th ed 2004) (arguing that, -under Wong Sun, if “ [a] prior illegal search provides a significant lead in terms of indicating what other evidence [the police] ought to seek or where they ought to seek it, * * * then a consent obtained by exploitation of that information would constitute a fruit of the earlier illegal search. This would be true * * * even if the consenting party were unaware of the earlier search.”); Joseph G. Casaccio, Illegally Acquired Information, Consent Searches, and Tainted Fruit, 87 Colum L Rev 842 (1987) (stating same).
To the extent that the above-quoted statement from Rodriguez may be understood to suggest that a police officer’s state of mind is relevant under Article I, section 9, we do not endorse it. See State v. Ainsworth, 310 Or 613, 621, 801 P2d 749 (1990) (“Article I, section 9, prohibits certain governmental action, not certain governmental states of mind. The Oregon Constitution does not require an inquiry into the observing officer’s thoughts to determine whether the officer’s conduct unconstitutionally violates a defendant’s Article I, section 9, rights.”).
Although Carston concerned a statutory violation, the reasoning in that opinion is equally applicable in this context.
As discussed previously, 339 Or at 13, the majority opinion from the Court of Appeals determined that Deese had “exploited” the unlawful stop because that stop had allowed him to observe bulges in defendant’s jacket. The record, however, does not support a finding that anything about those bulges (which had resulted from defendant’s mittens) revealed any criminal conduct. For that reason, we disagree with the majority opinion from the Court of Appeals that Deese’s observation of the bulges in defendant’s jacket is significant in this case.
Although Dominguez-Martinez concerned a statutory violation, the reasoning in that opinion is equally applicable in this context.
Toevs also concerned a statutory violation, but the reasoning in that opinion is equally applicable in this context.
As noted previously, the dissenting opinion from the Court of Appeals identified some of those same considerations. See Hall, 183 Or App at 71-72 (Diets, C. J., dissenting). In Brown v. Illinois, 422 US 590, 95 S Ct 2254, 45 L Ed 2d 416 (1975), the United States Supreme Court also identified some of those considerations as relevant to deciding the admissibility of a defendant’s voluntary statements following a Fourth Amendment violation. See id. at 603-04 (in deciding whether Fourth Amendment exclusionary rule requires suppression of defendant’s voluntary statements following unlawful arrest, court should consider whether police provided defendant with Miranda warnings, along with “[t]he temporal proximity of the arrest and the confession, the presence of intervening circumstances, and, particularly, the purpose and flagrancy of the official misconduct”). As discussed previously, 339 Or at 23-25, the Brown factor of “purpose and flagrancy of the official misconduct” relates to only the deterrence rationale of the Fourth Amendment exclusionary rule and has no applicability to the exclusionary rule under Article I, section 9. The other considerations that the Supreme Court identified in Brown — namely, whether the police had provided the defendant with Miranda warnings (or, in the case of a consent search, with a warning that the defendant had the right to refuse consent), the temporal proximity between the illegality and the defendant’s confession or consent, and the presence of