DocketNumber: 492 CAP
Judges: Castille, Saylor, Eakin, Baer, Todd, McCaffery, Greenspan
Filed Date: 9/26/2008
Status: Precedential
Modified Date: 10/19/2024
OPINION
This is a direct appeal from an order of the trial court, which granted Appellee Richard Hackett’s second petition filed pursuant to the Post Conviction Relief Act (PCRA), 42 Pa.C.S. §§ 9541-9546, and awarded him a new trial on the ground that the Commonwealth engaged in purposeful discrimination in the selection of the jury in violation of Batson v. Kentucky, 476 U.S. 79, 106 S.Ct. 1712, 90 L.Ed.2d 69 (1986).
While the facts underlying Appellee’s conviction of first degree murder are set forth in our opinion affirming his judgment of sentence on direct appeal, Commonwealth v. Hackett, 534 Pa. 210, 627 A.2d 719 (1993), a brief recitation thereof will facilitate an understanding of the issues raised herein.
Appellee’s murder conviction arises from his involvement in a conspiracy with Marvin Spence, James Gray, and Keith Barrett to kill Gregory Ogrod -and Ogrod’s girlfriend, Maureen Dunne. The testimony presented at trial revealed that prior to the night of the murder, Spence and Appellee had unsuccessfully solicited David Carter to kill Ogrod and Dunne. On July 31, 1986, at approximately 1:45 a.m., Jeffrey Horoschak called Ogrod’s house. Ogrod did not answer the telephone.
About one hour after the murder, Appellee called his girlfriend, Wendi Rosenblum, and told her Ogrod was dead. Appellee directed Rosenblum to tell police that he had stayed at Rosenblum’s apartment all night. While still covered in blood, Spence confessed to Carter, who was apparently with him after the incident, that he had committed murder. A week later, Appellee’s girlfriend observed Appellee dispose of a crowbar.
Appellee, Spence, Gray, and Barrett were tried together in a jury trial in 1988. The Commonwealth presented Ogrod’s identification of Spence as one of the attackers as well as the testimony of Horoschak, Rosenblum, Carter, and May. During jury selection, Spence, who is African-American, raised a claim under Batson, alleging that the prosecutor, Jack McMahon, improperly struck black jurors. Appellee, who is white, raised no such claim. Following the jury trial, all four defendants were convicted of murder.
Although Appellee’s first. PCRA petition was not filed until January 14, 1997, well after Appellee’s sentence became final in 1993, it was deemed to be timely filed because his judgment of sentence became final prior to the 1995 amendments to the PCRA, and his petition was filed within one year of the effective date of such amendments. See Section 3(1) of the Act (Spec.Sess. No. 1), Nov. 17, 1995, P.L. 1118, No. 32. (providing that a petitioner whose judgment became final before the effective date of the amendments would be deemed to have filed a timely petition under the Act only if the petitioner’s first petition was filed within one year of the amendments’ effective date). In this first PCRA petition, Appellee did not raise a Batson claim, but rather asserted five claims of ineffective assistance of counsel. The PCRA court denied relief and this Court affirmed. Commonwealth v. Hackett, 558 Pa. 78, 735 A.2d 688 (1999).
Appellee contended that his supplemental PCRA petition fell under the exception to the PCRA’s one-year timeliness requirement set forth at 42 Pa.C.S. § 9545(b)(1)(h), which applies when “the facts upon which the claim is predicated were unknown to the petitioner and could not have been ascertained by the exercise of due diligence.” Acknowledging that a petition raising an exception to the one-year timeliness requirement must “be filed within sixty days of the date the claim could have been presented” pursuant to 42 Pa.C.S. § 9545(b)(2), Appellee maintained that his supplemental petition was timely filed within sixty days of the trial court’s ruling in the Spence PCRA matter.
On October 5, 2005, without holding an evidentiary hearing, the PCRA court granted Appellee a new trial on the Batson claim. The court rejected the Commonwealth’s contention that it lacked jurisdiction over Appellee’s PCRA petition because it was untimely filed. The court reasoned that the “trigger-date” for the sixty-day provision in Section 9545(b)(2) was March 22, 2004, when it placed on the record its finding in Spence that the Commonwealth violated Batson by engaging in purposeful discrimination in striking a black juror. The court acknowledged that its ruling in Spence was based on the training videotape made by Prosecutor McMahon who had tried the case against Spence and Appellee. Nevertheless, it rejected the Commonwealth’s argument that it was the discovery of the McMahon tape and not the court’s ruling in Spence that constituted the “facts” supporting application of Section 9545(b)(l)(ii)’s exception to the one-year PCRA timeliness requirement. The PCRA court stated that “[i]t would be patently unjust to deny [Appellee] equal protection under the Pennsylvania and U.S. Constitutions on the basis that he did not share his codefendant’s skin color, especially when the retrial will be for the actual doer, and [Appellee] was the
The Commonwealth argues that the PCRA court lacked jurisdiction over Appellee’s petition' because it was untimely filed. It contends that this Court has repeatedly held that the PCRA time requirements are jurisdictional in nature and that we have no authority to create ad hoc non-statutory exceptions to them. It alleges that the PCRA court’s ruling on Spence’s timely filed PCRA petition cannot serve as the newly discovered “fact” upon which Appellee’s Batson claim is predicated pursuant to Section 9545(b)(l)(ii). Rather, the Commonwealth argues that the “fact” upon which Appellee’s Batson claim is predicated, which was “unknown” to Appellee and “could not have been ascertained by the exercise of due diligence” pursuant to Section 9545(b)(1)(h), was the discovery of the McMahon tape, which had been released to the public in April of 1997. To illustrate the point, the Commonwealth asserts that the same evidence that enabled Spence to raise successfully a Batson claim in a timely filed PCRA petition was likewise available to Appellee in April of 1997, long before Appellee filed his second PCRA petition in 2002 and his supplemental PCRA petition in 2004. Nevertheless, the Commonwealth maintains, Appellee chose not to proceed on such grounds in a timely fashion.
Our analysis begins with the plain language of Section 9545(b) of the PCRA, which sets forth in relevant part:
(b) Time for filing petition.—
(1) Any petition under this subchapter, including a second or subsequent petition, shall be filed within one year of the date the judgment becomes final, unless the petition alleges and the petitioner proves that:
*359 (ii) the facts upon which the claim is predicated were unknown to the petitioner and could not have been ascertained by the exercise of due diligence; or
(2) Any petition invoking an exception provided in paragraph (1) shall be filed within 60 days of the date the claim could have been presented.
42 Pa.C.S. § 9545(b)(1)(ii), (b)(2).
This Court has repeatedly held that the time limitations pursuant to the PCRA amendments are jurisdictional. Commonwealth v. Robinson, 575 Pa. 500, 837 A.2d 1157, 1161 (2003); Commonwealth v. Fahy, 558 Pa. 313, 737 A.2d 214, 222 (1999). Jurisdictional time limits go to a court’s right or competency to adjudicate a controversy. Id. We have further held that “the PCRA confers no authority upon this Court to fashion ad hoc equitable exceptions to the PCRA time-bar in addition to those exceptions expressly delineated in the Act.” Robinson, 837 A.2d at 1161.
It is clear that the instant PCRA petition filed on August 15, 2002, and the supplement to that petition filed on May 3, 2004, are facially untimely as they were not filed within one year of the date Appellee’s judgment of sentence became final in 1993. Notwithstanding that Appellee’s judgment of sentence became final prior to the 1995 amendments to the PCRA, this matter involves Appellee’s second PCRA petition and it therefore could not fall under the exception to the timeliness requirements for first PCRA petitions filed within one year of the effective date of the amendments. Section 3(1) of the Act (Spec.Sess. No. 1), Nov. 17, 1995, P.L. 1118, No. 32. Thus, Appellee must demonstrate the substantive requirements for one of the exceptions to the time-bar set forth in Section 9545(b)(l)(i)-(iii) in order for the court to have jurisdiction over his petition.
Appellee’s contentions to the contrary are not persuasive. Appellee first alleges that Prosecutor McMahon’s reasons for striking the African-American venirepersons and the racial composition of his jury were “unknown” to him until such “facts” were revealed in Spence’s PCRA matter. He also argues that he was unable to demonstrate a Batson violation until the Spence PCRA court made a factual finding of purposeful discrimination. These claims cannot save Appellee as he knew or should have known the racial composition of his own jury, and could have determined the reasons behind Prosecutor McMahon’s striking of venirepersons by merely litigating the Batson claim, as Spence did. In this regard, Appellee ignores the obvious; that Spence prevailed on his Batson claim without a previous court finding of purposeful discrimination. As noted, the PCRA court’s finding of purposeful discrimination in Spence was based on evidence equally available to Appellee.
Having concluded that Appellee’s Batson claim was untimely filed and that the PCRA court lacked jurisdiction to grant relief on such claim, we next address Appellant’s remaining allegations, which were preserved in his supplemental PCRA petition.
We decline Appellee’s invitation to construe a Batson claim as falling outside the statutory framework of the PCRA. Initially, we note that both the PCRA and the state habeas corpus statute contemplate that the PCRA subsumes the writ of habeas corpus in circumstances where the PCRA provides a remedy for the claim. Commonwealth v. Peterkin, 722 A.2d at 640. See also 42 Pa.C.S. § 9542 (“The action established in this subchapter shall be the sole means of obtaining collateral relief and encompasses all other common law and statutory remedies for the same purpose that exist when this subchapter takes effect, including habeas corpus and coram nobis.”); 42 Pa.C.S. § 6503(b) (“[T]he writ of habeas corpus shall not be
Contrary to Appellee’s contention, we have held that the scope of the PCRA eligibility requirements should not be narrowly confined to its specifically enumerated areas of review. Commonwealth v. Judge, 591 Pa. 126, 916 A.2d 511, 520 (2007). Such narrow construction would be inconsistent with the legislative intent to channel post-conviction claims into the PCRA’s framework, id., and would instead create a bifurcated system of post-conviction review where some post-conviction claims are cognizable under the PCRA while others are not. Commonwealth v. Lantzy, 558 Pa. 214, 736 A.2d 564, 569-70 (1999).
Instead, this Court has broadly interpreted the PCRA eligibility requirements as including within its ambit claims such as this one, regardless of the “truth-determining process” language that Appellee invokes from Section 9543(a) (2) (i). See Commonwealth v. Liebel, 573 Pa. 375, 825 A.2d 630 (2003) (holding that claim challenging counsel’s effectiveness for failing to file a petition for allowance of appeal is cognizable under PCRA); Commonwealth ex. rel. Dadario v. Goldberg, 565 Pa. 280, 773 A.2d 126 (2001) (holding that claim alleging counsel’s ineffectiveness during the plea bargaining process is cognizable under the PCRA); Commonwealth v. Chester, 557 Pa. 358, 733 A.2d 1242 (1999) (holding that claim alleging ineffective assistance of counsel during penalty phase of capital case is cognizable under the PCRA); Commonwealth v. Lantzy, supra, (holding that claim alleging ineffective assistance of counsel for failing to file an appeal is cognizable under the PCRA).
We find that Appellee’s Batson claim, which essentially attacks his underlying murder conviction, is akin to the aforementioned claims which have been held to be within the ambit of the PCRA and is unlike those unique claims which fall outside the PCRA’s statutory scheme. See Commonwealth v. West, 595 Pa. 483, 938 A.2d 1034 (2007) (holding that substantive due process challenge to continued validity of defendant’s judgment of sentence after a nine-year delay is not cognizable
Appellee next contends that granting Spence a new trial while denying him relief for the same constitutional violation deprives him of due process and equal protection as guaranteed by the United States and Pennsylvania Constitutions. He argues that this claim is entirely independent from his Batson claim, and that he could not have raised it until Spence was granted PCRA relief in the form of a new trial in March of 2004. Appellee concludes that this claim was filed within sixty days of the PCRA court’s ruling in Spence and is therefore timely pursuant to 42 Pa.C.S. § 9545(b)(2).
We recognize that Appellee’s Batson claim is based upon the venirepersons’ equal protection right not to be discriminated against, while his due process/equal protection claim alleges his own equal protection right not to be treated differently from his co-defendant. . Nevertheless, the due process/equal protection claim is likewise untimely. The PCRA court’s grant of relief to Spence cannot serve as a “fact” which was “unknown” to Appellee and “could not have been ascertained by the exercise of due diligence” pursuant to 42 Pa.C.S. § 9545(b)(1)(h), as such purported “fact” did not evolve from or relate in any way to Appellee’s case. In other words, no factual predicate of unequal treatment exists because the grant of relief to Spence was based on a claim never raised by Appellee on direct appeal or in a timely PCRA petition.
Moreover, Appellee would not have been entitled to the same constitutional treatment had he timely preserved such claim. Although Appellee’s trial occurred after Batson had been decided, he had no basis at that time to challenge the discriminatory striking of African American venirepersons because Appellee is Caucasian. It was not until three years later that the United States Supreme Court held in Powers v. Ohio, 499 U.S. 400, 402, 111 S.Ct. 1364, 113 L.Ed.2d 411 (1991), that a criminal defendant may object to race-based exclusions of prospective jurors, whether or not the defendant and the excluded juror share the same race. This Court has expressly ruled that Poivers cannot be retroactively applied to a PCRA petitioner where that petitioner failed to preserve the issue by challenging the Commonwealth’s striking of African-American jurors at trial and again on appeal. Commonwealth v. Tilley, 566 Pa. 312, 780 A.2d 649, 652 (2001).
Thus, in addition to the fact that Appellee failed to raise a Batson claim in a timely PCRA petition, our decisions in Tilley and Sneed clearly establish that Appellee would not be entitled to relief based upon a retroactive application of Powers because he failed to preserve the underlying claim.
Appellee next contends that that this Court should review his death sentence under 42 Pa.C.S. § 9711(h)(3)®, to determine if it is the product of “any arbitrary factor.” Section 9711(h), entitled “Review of Death Sentence” provides that “A sentence of death shall be subject to automatic review by the Supreme Court of Pennsylvania pursuant to its rules.” Id. at § 9711(h). Subsection (3)(i) provides that our Court shall affirm the sentence of death unless it determines that “the sentence of death was the product of passion, prejudice or any other arbitrary factor.” This claim fails as Section 9711 sets forth this Court’s obligation in reviewing a death sentence on direct appeal, and has no application to a petition for collateral relief filed pursuant to the PCRA.
Finally, Appellee argues that in the event that we find his claims to be meritless, we should nevertheless remand this matter to the PCRA court so that a hearing can be held on his Atkins claim. Appellee acknowledges that the PCRA court’s opinion stated without explanation that the court had “denied relief under the Atkins claim” on October 5, 2005. PCRA
COUNSEL FOR THE COMMONWEALTH: Your Honor, as far as the Atkins claim, are you just not going to rule on that?
THE COURT: I’m not going to rule on that. If you want me to have a hearing on Atkins, I’ll have a hearing on Atkins.
Notes of Testimony of PCRA Hearing dated October 5, 2005, at 18. Further, the court’s handwritten order of October 5, 2005 states, “Court grants a new trial under ‘Batson ’ claim 476 U.S. 79, 106 S.Ct. 1712Not under Atkins.” Such order does not indicate that the Atkins claim was fully considered and denied.
The Commonwealth responds that Appellee should not be given another opportunity to present evidence on the Atkins issue when we specifically remanded this case for that purpose in 2003, and Appellee failed to present any evidence on the issue.
Accordingly, for the reasons set forth herein, we vacate the order of the PCRA court and remand the matter to that court solely for disposition of Appellee’s Atkins claim.
* * *
. An order granting post-conviction relief in a case in which the death penalty has been imposed is directly appealable by the Commonwealth to this Court. 42 Pa.C.S. § 9546(d).
. Appellee was also convicted of aggravated assault, possession of an instrument of crime, and criminal conspiracy.
. Spence raised in his direct appeal the issue of whether a new trial was warranted due to, inter alia, Prosecutor McMahon’s alleged misconduct in the striking of black jurors. Our Court affirmed Spence’s
. Appellee had 90 days from the date of this Court's decision on direct appeal to file a petition for a writ of certiorari with the United States Supreme Court. United States Supreme Court Rule 13.
. As discussed infra, the PCRA provides for an exception to the one-year timeliness requirement where the PCRA petition alleges and the petitioner proves one of the circumstances set forth at 42 Pa.C.S. § 9545(b)(l)(i)-(iii).
. One of Appellee's ineffectiveness claims challenged trial counsel’s effectiveness for failing to object and move for a mistrial on the ground
. The District Court granted the petition and awarded Appellee a new penalty hearing based on Mills v. Maryland, 486 U.S. 367, 108 S.Ct. 1860, 100 L.Ed.2d 384 (1988) (vacating a death sentence because there was a substantial probability that the jury may have interpreted the court's instructions and verdict form as precluding it from considering any mitigation evidence unless all jurors unanimously agreed on the existence of a particular mitigating circumstance). The United States Court of Appeals for the Thix-d Circuit, however, reversed the grant of habeas relief. Hackett v. Price, 381 F.3d 281 (3rd Cir.2004) (holding that Hackett failed to demonstrate a reasonable likelihood that the jury applied the challenged instruction and verdict form in a way that prevented the consideration of coxistitutionally relevant evidence), cert. denied, Hackett v. Folino, 544 U.S. 1062, 125 S.Ct. 2514, 161 L.Ed.2d 1114(2005).
. Appellee asserts that the Commonwealth did not appeal the new trial awarded to Spence. Appellee’s Brief at 22.
. Appellee also alleged that his supplemental PCRA petition was filed within sixty days of the order of the Third Circuit Court of Appeals, which denied reargument in Holloway v. Horn, 355 F.3d 707 (3rd.Cir.2004), cert. denied, Beard v. Holloway, 543 U.S. 976, 125 S.Ct. 410, 160 L.Ed.2d 352 (2004) (holding that this Court’s procedural requirements regarding the development of a complete record to establish a prima facie case of a Batson violation is an unreasonable application of federal law). The PCRA court did not base its grant of
. This Court's standard of review is limited to whether the PCRA court's order is supported by the record and free of legal error. Commonwealth v. Abu-Jamal, 574 Pa. 724, 833 A.2d 719, 723 (2003).
. As Appellee raised separate claims in his PCRA petition, it is appropriate that we examine each contention independently to determine whether it was timely raised, and therefore whether we have jurisdiction to address it. Commonwealth v. Fahy, 737 A.2d at 222.
. Appellee further relies on Johnson v. United States, 544 U.S. 295, 125 S.Ct. 1571, 161 L.Ed.2d 542 (2005), for the proposition that judicial findings can be triggers lor purposes of construing a statutory timeliness provision. Johnson, however, is clearly distinguishable on both factual and legal grounds. Interpreting a one-year federal statute of limitations, the United States Supreme Court held in Johnson that the vacatur of a prior state conviction used to enhance a federal sentence constituted a new “fact,” which commenced the statute of limitations for collaterally attacking the federal sentence. Here, Appellee is proceeding under the PCRA and has failed to allege that any new facts arose in his case. Rather, the basis for Appellee's invocation of the timeliness exception for his Batson claim is that his codefendant was granted relief on a claim that Appellee never raised.
. Section 9543, entitled “Eligibility for relief,” provides in relevant part as follows:
(a) GENERAL RULE. — To be eligible for relief under this subchapter, the petitioner must plead and prove by a preponderance of the evidence all of the following:
(2) That the conviction or sentence resulted from one or more of the following:
(i) A violation of the Constitution of this Commonwealth or the Constitution or laws of the United States which, in the circumstances of the particular case, so undermined the truth-determining process that no reliable adjudication of guilt or innocence could have taken place.
42 Pa.C.S. § 9543(a)(2)(i).
. Appellee presumably concedes that the remaining subsections of Section 9543(a)(2)-are not applicable to his Batson claim.
. Moreover, this Court has examined Batson claims within the PCRA framework, albeit without challenges being raised as to the applicability of the PCRA eligibility requirements relied upon here by Appellee. See Commonwealth v. Jones, 590 Pa. 202, 912 A.2d 268 (2006) (finding Batson claim waived); Commonwealth v. Sneed, supra, (holding that while Batson claim was waived, derivative claim that counsel was ineffective for failing to raise the Batson claim is cognizable under the PCRA);. Commonwealth v. Wharton, 571 Pa. 85, 811 A.2d 978 (2002) (finding Batson claim waived).
. The Commonwealth conceded that the Atkins issue was timely filed. Notes of Testimony of PCRA Hearing dated October 5, 2005, at 6.
. We leave it to the PCRA court's discretion whether a hearing is necessary to explore the Atkins claim and to enable the court to issue a reasoned ruling and opinion on the matter.