DocketNumber: Appeal, No. 339
Citation Numbers: 426 Pa. 102, 232 A.2d 729, 1967 Pa. LEXIS 436
Judges: Bell, Brien, Consideration, Eagen, Jones, Musmanno, Müsmanno, Roberts, Took
Filed Date: 7/3/1967
Status: Precedential
Modified Date: 11/13/2024
Opinion by
The basic issue which this appeal presents, important in its consequence, is narrow in its scope: do the provisions of Article X, §10-107(5)
A brief recital of the factual background of this appeal is essential. Arlen Specter was elected District Attorney of Philadelphia for a four year term, beginning the first Monday of January, 1966 and ending the first Monday of January, 1970.
On March 11, 1967, the City Solicitor of Philadelphia wrote a letter to Edward J. Martin, Finance Director of the City, advising Martin that, when Specter became a candidate for Mayor, he was required under Article X, §10-107(5), of the charter to resign as district attorney and that “[Specter] remains in office
On March 23, 1967, Specter instituted an action of mandamus against Martin in the Court of Common Pleas No. 3 of Philadelphia County. Martin filed an answer to Specter’s mandamus complaint and a motion for judgment on the pleadings.
Briefly, stated, Martin contends: (1) a district attorney under Article XIV, §1, of the Constitution of Pennsylvania was classified as a “county officer”; (2) under Article XIV §8(1) of the Constitution all “county offices” in Philadelphia were abolished and, under Article XIV, §8(7), all “county officers” became “officers of the city of Philadelphia”; (3) the district attorney is now an “officer of the City” and, as such, is subject to all the provisions of the charter, and, therefore, as a candidate for another public office, Specter cannot continue to occupy the office and perform the duties of district attorney since he was required to resign under Article X, §10-107(5) of the charter.
At the outset of our determination of this appeal we must decide the propriety of a mandamus action to determine this issue.
This action of mandamus is by Specter who claims that, by reason of his office as the duly elected district attorney, he is entitled to receive the salary and compensation attached to such office.
While the right to retain the office of district attorney underlies this litigation, quo warranto, normally the action to try title to public office,
The employment of mandamus as a remedy in this type of situation has received sanction. When we examine the position of Martin the availability of mandamus becomes evident. Martin is under a duty to approve the payment of compensation to the district attorney, such duty being a ministerial duty. However, under the legal advice given Martin upon which he acted, Martin takes the position he does not have to perform his ministerial duty because, under a legal interpretation of the charter, Specter has forfeited his right to the office. In Meadville Area School District v. Dept. of Public Instruction, 398 Pa. 496, 501, 159 A. 2d 482 (1960), this Court recently said: “When public officials act in an improper manner because of an erroneous interpretation of the law under which they are functioning . . . mandamus will issue.” See also: Garratt v. Philadelphia, 387 Pa. 442, 448, 127 A. 2d 738 (1956). In Cain v. Stucker, 159 Pa. Superior Ct. 466, 48 A. 2d 162 (1946), it was held that, where in an action to recover unpaid salary, plaintiff was obliged to establish that a decedent held title to his position as a policeman until his death, mandamus was the ap
Under the unusual circumstances herein existing, we conclude that mandamus furnishes an appropriate medium for the solution of the instant controversy.
Article XIV, §1, of our Constitution designates eo nomine as “county officers” twelve officers; within such designation district attorneys are included. By reason of such designation, a district attorney became a “constitutional officer”, i.e., the incumbent of an office expressly recognized in the Constitution: McGinley v. Scott, 401 Pa. 310, 323, 164 A. 2d 424 (1960); Dauphin County Grand Jury Investigation Proceedings (No. 3), 332 Pa. 358, 362, 363, 2 A. 2d 809 (1938).
Such constitutional classification of these twelve officers as “county officers” accorded recognition of their status as “public officers” and to the geographical areas within which they were to be elected and to perform their official functions and duties.
In 1951, Article XIV of the Constitution was amended by the addition thereto of §8(1). The aim and purpose of that amendment was the integration and consolidation in Philadelphia — where the city and county geographical areas are identical — of county and city offices. By virtue of that amendment, the first portion of which was self-executing, “all county officers” became “city officers”. That constituted what former Chief Justice Steen, in Lennox v. Clark, 372 Pa. 355, 370, 93 A. 2d 834 (1953), aptly termed the first phase of the “inter city-county consolidation.”
In Lennox, supra, our Court was called upon to determine the post consolidation status of the Prothonotary of the Courts of Common Pleas and the Register of Wills of Philadelphia, both of whom were designated as “county officers” under Article XIY, §1 of the Constitution. As to the prothonotary, in view of the fact that Article Y, §7 of the Constitution specifically provided for the office of prothonotary in Philadelphia, his manner of appointment and his au
The significance of the ruling in Lennox insofar as the instant appeal is concerned is that, even though the prothonotary and register of wills were constitutionally classified as “county officers”, this Court, considering not only the additional references to the prothonotary and register of wills in the Constitution but also their functions and duties and the nexus between such officers and the judiciary, held that such officers, despite their constitutional classification as “county officers”, were not converted into “city officers” subject to the Charter. Other than in Article XIY, §1, the office of district attorney was not specifically mentioned in the Constitution and, therefore, in that respect Lennox is distinguishable. However, Lennox (supra, p. 372) laid great stress on the fact that the office of prothonotary was an arm of the judiciary and the register of wills was a quasi-judicial officer and that functions of both offices were not within the scope of municipal government and municipal affairs.
Logically, the office of district attorney is of such nature that it should not fall within the scope and impact of the “City-County Consolidation Amendment”. The affairs and functions of municipal government are foreign to the functions of a district attorney whose duties are performed not on behalf of the City but on behalf of the Commonwealth. That the district attor
Actually, the District Attorney of Philadelphia does not perform any municipal functions and his duties involve only his representation of the Commonwealth. The fact that some city officers may perform some duties on behalf of the Commonwealth and still be classified as city officers does not affect the status of the district attorney; aU of the duties of the district attorney are performed on behalf of the Commonwealth.
In the performance of his duties, the district attorney acts in a quasi-judicial capacity. In Common
In Commonwealth ex rel. Specter v. Freed, 424 Pa. 508, 517, 228 A. 2d 382 (1967) we said: “Further support for the conclusion that the designation of an official as a ‘county officer’ in Article XIV, §1 of the Constitution does not, by virtue of Article XIV, §8 make him subject to the Charter in all respects, is provided by the decision of our Court in Lennox v. Clark, 372 Pa. 355, 93 A. 2d 834 (1953). There we held that despite the designation of the prothonotary and register of wills as ‘county officers’ in Article XIV, §1, the adoption of Article XIV, §8 did not convert them into city officers for purposes of making their employees subject to the civil service provisions of the Charter. While this conclusion was based on a reason somewhat distinguishable from the instant case, Lennox does indicate that this Court has on a previous occasion eschewed a literal and insensitive interpretation of the designation ‘county officer’ in Article XIV of the Con
A reading of the constitutional designation of “county officers” in the light of Lennox, an examination of the functions of the district attorney which are completely divorced from the municipal functions of the city government, a recognition of the nexus between the duties of the district attorney and the judiciary and the fact that the district attorney acts in a quasi-judicial capacity and a construction of Article XIV, §1 in the light of what we believe to have been the intent of the framers of the Constitution led to the conclusion that the District Attorney of Philadelphia did not become subject to the charter by reason of Article XIV, §§8(1) and 8(7).
Even if we assume that Article XIV, §1, of the Constitution which designated a district attorney as a “county officer” is controlling and that, under Article XIV, §8, the District Attorney of Philadelphia has now become a “city officer” subject to the charter provisions, Article X, §§10-107(5) and 10-109 cannot be applied constitutionally to the District Attorney of Philadelphia. In pertinent part, Article VI, §7 of the Constitution (adopted May 17, 1966) provides: “All civil officers shall hold their offices on the condition that they behave themselves well while in office, and shall be removed on conviction of misbehavior in office or of any infamous crime. . . . All civil officers
Illustrative of the removal method contemplated in the first sentence of Article VI, §7, supra, is the Act of March 31, 1860, P. L. 382, §§17 and 18, 16 P.S. §§7711, 7712.
Under the third sentence of Article VI, §7, an elected official, such as a district attorney, can be re
It is basic and fundamental in our jurisprudence that a constitutional direction as to how a thing is to be done is exclusive and prohibitory of any other method which the legislature may deem better or more convenient. In Bowman’s Case, 225 Pa. 364, 367, 368, 74 A. 203 (1909) this Court said: “The condition upon which all officers shall hold their offices, whether conferred by appointment or secured by election, is good behavior. Removal is the penalty for misbehavior. This is the substance and meaning of the first sentence of the fourth section [of the former Article VI]. All officers are either appointed or elected, and the second sentence of the section provides that those appointed, other than judges of the courts of record and the superintendent of public instruction, may be removed at the pleasure of the appointing power. This sentence is not involved in the determination of the question before us, but the last is, for it declares that all officers elected by the people, not within the exceptions, ‘shall be removed by the Governor for reasonable cause, after due notice and full hearing, on the address of two-thirds of the Senate.’ Here is a distinct constitutional expression, and there can be no debate as to the validity of any legislation repugnant to it: Commonwealth v. Moir, 199 Pa. 534. Whether the words, ‘all officers elected by the people,’ include officers elected to fill purely statutory offices created by the legislature and by it to be abolished at will is not a question now calling for a decision from us. What we are to decide is whether a constitutional officer, whose off fice the legislature did not create, and which it cannot abolish, may be removed in any other way than that pointed out in the constitution for the removal of officers elected by the people. Clearly there is but
A district attorney, as well as all other public officers, may be removed under Article VI, §7, upon a conviction “ ‘of misbehavior in office or of any infamous crime’ by a sentence of a court and it is not necessary in such instances to resort to the impeachment or the Senatorial address process prescribed by the Constitution.” Commonwealth v. Knox, 172 Pa. Superior Ct. 510, 523, 94 A. 2d 128 (1953). Martin argues that, if Specter refuses to resign as district attorney and continues as a candidate for Mayor, “then . . . he would be guilty of misbehavior in office” and subject to removal under Article VI, §7. The answer to that is two-fold: (a) the statutory law as to malfeasance or misfeasance of a district attorney in a first class county (Act of 1860, supra) does not encompass a violation of Article X, §10-107(5) of the charter and, aside from such statutory law, Specter’s refusal to resign as district attorney would not under our case law constitute “misbehavior in office”. See: Com
Although Martin concedes that this “Court’s decision in Com. ex rel. Truscott v. Philadelphia, 380 Pa. 367 [111 A. 2d 136j (1955), would suggest that, in the absence of action by the General Assembly giving the City control over the District Attorney’s office, his removal would be governed by Article VI, §7 of the Constitution”,
According to the charter provision the status of a statute, we must presume that it was not intended to violate the provisions of our Constitution. If the district attorney is subject to §10-107(5), then upon a violation thereof he becomes liable to removal from his office by a method offensive to the constitutionally ordained exclusive methods of removal of a constitutional officer. Removal from office under Article X, §10-109 for a violation of §10-107(5) — automatic in nature and without opportunity for a hearing — provides a new and novel method of removal clearly violative of the provisions of Article VI, §7 of our Constitution. If such Charter provisions are applicable to the District Attorney of Philadelphia, they are constitutionally invalid. We conclude that the framers of t.bis Charter did not contemplate the application of these charter provisions to the office of district attorney, an application which would clearly violate our Constitution.
In summary, we conclude: (1) that the District Attorney of Philadelphia is not an officer of the City of Philadelphia so as to subject him to the provisions of Article X, §10-107(5) of the Charter; (2) that, if
Judgment affirmed.
Mr. Justice O’Brien and Mr. Justice Roberts join in this opinion. Mr. Justice Eagen, for the reasons expressed in his opinion, would affirm the judgment of the court below.
Article X, §10-107(5) provides: “No officer or employee of the City except elected officers running for reelection, shall be a candidate for nomination or election to any public office unless he shall have first resigned from his then office or employment.” The sanctions imposed on a violator of this charter provision are that he becomes “ineligible for one year for any office or position under the City.” (Article X, §10-107(6)), liable for a misdemeanor, punishable by a fine of not more than $300 or by imprisonment for not more than 90 days, or both, (Article X, §10-109), and to “removal from office or immediate dismissal,” (Article X, §10-109). “This requirement [under Article X, §10-107(5)] is imposed because an officer or employee who is a candidate for elective office is in a
The Charter was adopted by the electorate on April 17, 1951. The enabling statute is the Act of April 21, 1949, P. L. 665, 53 P.S. §13101 et seq. The provisions of this Charter are not inferior in dignity or power to a statute: Commonwealth v. Cabell, 199 Pa. Superior Ct. 513, 522, 523, 185 A. 2d 611 (1962); Addison Case, 385 Pa. 48, 57, 122 A. 2d 272 (1956). See also: Constitution, Article XV, §1, (“Home Buie Amendment”), adopted November 7, 1922, and Article XIV, §8, (“City-County Consolidation Amendment”), adopted November 6, 1951.
The General Assembly, by the Act of August 26, 1953, P. L. 1476, §3, 53 P.S. §13152, specifically fixed the term of office of the district attorney and, by the Act of August 9, 1955, P. L. 312, No. 123, §1, as amended, 16 P.S. §7706, fixed the “annual salary of the district attorney of Philadelphia.”
The parties stipulated that there were no material issues of fact and that argument should be held as on final hearing.
All parties are in agreement that the instant controversy should be determined promptly without regard to procedural questions.
The right to such salary and compensation attaches to the office itself: Jones v. Dusman, 246 Pa. 513, 515, 516, 92 A. 707 (1914); Cooke v. Roberts, 335 Pa. 561, 562, 7 A. 2d 357 (1939); Zawada v. Pa. System Bd. of Adjustment, 392 Pa. 207, 218, 140 A. 2d 335 (1958).
Mayer v. Hemphill, 411 Pa. 1, 6, 190 A. 2d 444 (1963); Philadelphia v. Sacks, 418 Pa. 193, 196, 210 A. 2d 279 (1965).
Article XIV, §§2, 3 and 4 support this view.
The wide breadth of representation of the City of Philadelphia by the City Solicitor and the Law Department is set forth in Chapter IV, §4-400 of the Charter. “This section is not intended to transfer to the Law Department the traditional prosecuting powers of the office of the district attorney, but it does empower the Law Department, short of exercising such powers, to act in the law enforcement field”: Annotation to §4-400. See: Commonwealth v. Reis Enterprises, Inc., 31 Pa. D. & C. 2d 402 (1963).
The provisions of this statute are not affected by the Constitution: Commonwealth v. McHale, 97 Pa. 397 (1881).
Appellant’s Supplemental Brief, p. 2.
Emphasis supplied.