DocketNumber: Appeal, 64
Citation Numbers: 199 A. 153, 330 Pa. 555, 1938 Pa. LEXIS 646
Judges: Kephart, Schaffer, Maxey, Drew, Linn, Stern, Barnes
Filed Date: 3/30/1938
Status: Precedential
Modified Date: 11/13/2024
I think the court below was absolutely right in holding the legacies in question to be demonstrative and I would affirm its decree. *Page 559
It is elementary in all Anglo-Saxon jurisdictions that "the intention of a testator expressed in his will, or clearly deducible therefrom, must prevail if consistent with the rules of law," as Chief Justice FULLER said in Y. W. C. H. v. French,
When the testamentary letter, hereinafter referred to as the will, whose "trust" appellant accepted and "is bound to carry out" (as the majority opinion states) is examined, its intent, as gathered not from an isolated paragraph but "from its four corners" is so clear as to leave, in my judgment, no room for argument. The testator's unequivocal intention was to treat his two children equally in the distribution of his estate. I cannot find in this will of Charles J. Harrison anything which justifies the result the majority opinion brings to pass, to wit, the awarding of $18,578.51 to the son, and nothing to thedaughter whom this testator, as the record abundantly discloses, held in deep affection. This result is brought about in the face of the first imperative provision of the will, reading as follows: ". . . expend whatever of my estate comes into your hands in such way as will be satisfactory and beneficial to your sister, Nellie H. Brydon; . . . give her from time to time as she may need it, or as she may ask it, so much and such part of the estate you receive under my will as will contribute to her maintenance and support, the maintenance and care and education of her children, an amount not exceeding the one-half of the estate you receive. . . ." *Page 560
That language of testator unequivocally expresses hisdominant testamentary intent; the only "directions" the majority opinion quotes relate merely to details of execution. It is an elementary proposition that such details in anydocument should be so interpreted as to give effect to thedocument's intent, not to frustrate it.
The excerpt above quoted from the first third of the will, clearly gave Mrs. Brydon the power to consume one-half of theestate upon her needing it or asking for it; and it has been declared that where a will gives a legatee the power to consume any part of the testator's property, such legatee takes an absolute right in what he or she has the power to consume. SeeHouser v. Houser,
The decision of the majority in this case brings about the disinheritance of one child and the vesting of the entire estate in the other child. This is done despite the testator's clearly expressed intention that the daughter should have as she needed it or asked for it, "an amount not exceedingone-half of the estate," for her "maintenance and support," and "the maintenance and care and education of her children." I submit that this unjust result should be avoided in any case of contest between heirs unless the language of a will imperatively requires it. All authorities agree that legacies should be construed as general or demonstrative instead of specific if it is possible to do so without doing violence to the clear purport of the will. Chief Justice GIBSON said inBlackstone v. Blackstone, 3 Watts 335: "It is certainly true that the presumption of intention is favorable to general legacies in the first instance, and that it requires clear proof of a restrictive intention to repel it." Page on Wills, 2nd ed., Vol. 2, sec. 123, says: The rule is long established that "courts prefer to construe a gift as demonstrative, in preference to specific, if such intention can be fairly deduced from the language of the will." Page cites the following illustrative cases: ". . . A gift of a certain amount invested in bonds of a certain kind or 'invested in stocks' is demonstrative. . . . A demonstrative legacy has been held to becreated by a gift which, in its terms, is apparently specificwhere it is evidently given as a means of carrying outtestator's intention of dividing his estate equally [italics supplied] [citing Hammer's Estate,
The courts of Pennsylvania, the Supreme Court of the United States and the highest courts in Great Britain have always applied the foregoing principles and have construed bequests to be general or demonstrative rather than specific when, to use Chancellor KENT'S phrase, there was "the least opening" for that construction. In the instant case there was more than an "opening" for that construction. The testator's manifest intention to distribute his estate equally between his two children requires that construction.
Even if the meaning of the will was uncertain, it should in obedience to long established canons of construction be construed as the court below did construe it. In Hood's Estate,
There are in the law reports many cases whose facts are in their legal significance similar to the facts in the case at bar and the courts have uniformly construed *Page 563 such questioned legacies to be, in the light of testator's manifest intention, as here, demonstrative and not specific.
In the Estate of James McGraw,
In the case at bar, appellant concedes in his paper book that"at the time of the writing of his will the testator believedthe Splint Fuel Bonds worth $9,000" (italics supplied), that he valued the furniture in the Brydon residence at $12,500, and that testator when he made his will valued his estate at $64,500. His whole will clearly revealed his intention that his daughter should receive one-half of his estate and he merely referred to particular assets of that estate, one deemed by him worth $9,000 and the other deemed by him worth $12,500, as the particular assets for the payment in part of Mrs. Brydon's half interest in his $64,500 whole estate. This made the legaciesdemonstrative, and since the assets pointed out for use in the payment of the legacies failed, the legatee should receive the share the testator intended she should have out of the general assets of the estate. This is in accordance with long established doctrines as the last cited case and the other cases hereinafter cited in this opinion prove.
In Christy et al. v. Christy,
In Kenaday v. Sinnott,
When in the case at bar it is considered that "the manifest general intention of the testator" expressed in his testamentary letter and as expressed in subsequent letters, hereinafter referred to, was that his two children shouldshare equally in the distribution of his estate, I think we should follow the rule laid down by Chief Justice FULLER in the above case and say that the testator's "intention was clear" that his daughter should share equally in his estate and "we ought not to defeat that intention by holding that the" legacies were "specific and that the subsequent change" of them into something of no value "was an ademption."
In Partridge v. Partridge, 25 English Rep. 749, the facts were that A devised 1,000 pounds capital South-Sea stock to B; at the time of making his will he had 1,800 pounds of such stock, and after, by sale, reduced it to 200 pounds, which he after increased to 1,600 pounds, and died. Between the making of his will and his death, the act took place, which changed three-fourths *Page 567 of the capital South-Sea stock into annuities. It was held that the legacy was not taken away or impaired by the sale, nor bythe act of parliament. The Lord Chancellor said: "All cases of ademption of legacies arise from a supposed alteration of the intention of the testator. . . ." Applying this principle to the case at bar, there is absolutely nothing to warrant any inference that the testator, Harrison, changed his intention toward his daughter, that intention being beyond question that she should share equally in the distribution of his estate.
A case which Lord ELDON decided in England is much like the case at bar: Gillaume v. Adderley, 33 Eng. Rep. 799. In that case there was a legacy of "5,000 pounds sterling or 50,000 current rupees" described as "now vested in" East India Company bonds. It was held to be a demonstrative legacy. Lord ELDON said: "The testator, placing himself in loco Parentis, intended a provision for his daughter in all events; that, if his obvious anxiety for that object should be defeated by the nature of that provision, the effect would be very unfortunate; and my opinion is, that this is originally a legacy of money, 5,000 pounds, or 50,000 current rupees, considered as of the same value; and, that, even if the bonds should turn out to be in the alternative, it is not specific; being no more than a bequest of a sum of money; pointing out a particular mode of payment, by a fund, provided in the first instance. . . ."
In a leading case referred to in Page on Wills, to wit:Lake v. Copeland (Supreme Court of Texas),
Judge BOOSE of the court below, whose opinion reveals painstaking attention to this case, reached a decision which impresses me as being in perfect harmony with the decisions and reasoning of this court, the United States Supreme Court and the highest courts of England and other jurisdictions, in precisely similar cases. Judge BOOSE admirably and accurately summed up this case as follows: ". . . the conclusion is irresistible that in carrying out his intention, the whole testamentary scheme constitutes a demonstrative legacy of one-half of the testator's estate. The designation of the bonds or household goods at stated valuations was for the purpose merely of indicating the most convenient means by which to discharge the legacy, or as a means of describing the amount of value of the gift, and equalizing the shares of his two children: Wallis v. Stewart,
The majority opinion interprets the will as meaning that the testator intended to give his daughter bonds of the value, as believed, of $9,000 when the will was written, and furniture of the value, as believed, of $12,500, when the will was written, as the equivalent of $21,500 in cash to be given to his son, even though it should eventuate after the testator's death that the value of the bonds had completely evaporated and the furniture had shrunk into something of only negligible value. How this interpretation can be reconciled with the testator's clearly expressed intent that after his death Mrs. Brydon should have "an amount not exceeding one-half of the estate" for the support and maintenance of herself and the support and maintenance and education of her children, is, to me, inexplicable, for the interpretation leaves Mrs. Brydon nothing but waste paper and a little furniture of negligible value for her "support and maintenance" and "the support, maintenance and education *Page 571 of her children." In my judgment, this entire record negatives the following statement in the majority opinion: "Obviously testator intended by these provisions [referring to the "bonds" and furniture], manifestly equitable, to first secure to his son a sum equivalent to the fund expended in his daughter's behalf and that of her husband during his lifetime. Only by such means could they be placed upon a parity in the distribution of his property." The daughter had nothing whatever to do with her father's purchase of these bonds which, like many other bonds, ultimately proved to be worthless. These bonds belonged as early as 1910 to the bank of which testator was president. The bank was reorganized in 1910 and the testator purchased them from the old bank and had them in his possession for sixteen years at the time he made his will. At that time he believed them worth par (as appellant admits), though there had been a default in their interest payments. That the testator did not intend to penalize his daughter for anything her husband may have done is indicated in this record by a letter he wrote in 1931, a year before his death, in which he said: "Nellie shouldn't be punished for any of John's mistakes." I can find no "parity" or "manifest equity" in making a beloved daughter accept her bequest in worthless paper and almost worthless furniture as the equivalent of a son's receipt of $21,500 in legal tender. If Mrs. Brydon's legacy had been charged against $9,000 which the testator had (let us assume) in 1926 in a safe deposit box and at the time of his death the box was empty, could it be contended that Mrs. Brydon would have to accept the emptiness of that box as the equivalent of $9,000? The United States Supreme Court when presented with a parallel question in the analagous case ofKenaday v. Sinnott, above quoted, answered "No."
To reverse the court below means that we totally nullify a testator's unquestioned intention, as expressed in his will (i. e., his testamentary letter), to give his *Page 572
daughter half of an estate worth at the time the will was written $64,500, so that when the estate is distributed after the testator's death, the daughter gets nothing and the songets $18,578.51. This unjust result is reached in the face of the testator's intention expressed as late as July 8, 1931, 16 months before his death, when he wrote Mrs. Brydon as follows: "My dear Little Girl: . . . I have never changed from the 1st
that was after I pass away you are both to be exactly alike dollar for dollar in distribution of everything I possess which should be perfectly satisfactory to both." In another letter of July 7, 1931, testator said to his daughter: ". . . It is my wish after I leave this world you will both get dollar for dollar." A disinterested witness testified that she talked to the testator in 1931 and he informed her that "he had divided everything between Junior and Nellie"; "they will share alike." Another disinterested witness, a long-time friend of the testator, testified that the testator told her in 1931: "I intend Nellie and Charles to share equally." While the court below in arriving at its conclusion in this case "excluded," as the opinion states, "all extrinsic evidence from consideration," I think the above quoted letters are of great probative value in this case and are admissible to prove testator's intention. 28 R. C. L., page 270, sec. 243, lays down this principle: ". . . The law never opens the door to parol evidence in order to add to or take from wills but for the purpose only of applying their terms or provisions to the objects or subjects therein referred to, and in order to reacha correct interpretation of such language or terms as aretherein expressed" (italics supplied). Page on Wills, 2d ed., Vol. 2, page 2364, sec. 1414: ". . . The meaning and application of the terms of the will can not be understood until the property and beneficiaries have been identified, which can be done only by extrinsic evidence; and, in many instances, until the court understands testator's situation with reference to his property, the natural objects *Page 573
of his bounty, and his contemplated beneficiaries. Evidence of this sort explains the meaning of the will . . ."; sec. 1415: ". . . Among the surrounding facts admitted in evidence, we naturally find that the most usual is evidence of the condition of testator's property, and the relationship between him andthe natural object of his bounty." (Italics supplied.) SeeGlasgow's Est.,
Further light on testator's intention is found in the son's understanding of his father's intention as revealed in the son's letter to his sister under date of June 25, 1926, reading as follows: "Dear Sister:
"Confirming our conversation in reference to the will of Father's and beg to advise that it is a thorough understanding that if anything should happen to me that one-half of the estate, as per the letter filed with the will, is to go to you or your heirs and that my family are not to have any interest in your half of said estate and this Gladys and myself have discussed and she thoroughly understands." The phrase "as per the letter filed with the will" is clearlynonrestrictive. The whole letter obviously means only one thing, to wit: that there was a "thorough understanding," and this understanding was expressed in the letter filed with the will, that "one-half of the estate is to go" to the sister or her heirs, for their father had said so in the letter filed with the will. The son in his letter clearly assumed that his sister's share would be equal to his. There was no intimation that he understood that he was to get cash and his sister was to get worthless bonds and almost worthless furniture. When he wrote "one-half of the estate," we must assume that he meant what he said. The nonrestrictive phrase "as per the letter filed" means only that their father had so declared that each child was to have "one-half of the estate."
The majority opinion misinterprets the significance of the phrase "regardless of their value" as found in the testamentary letter and which refers to the Splint Fuel *Page 574 Company bonds. Testator never intended that these bonds should be charged against the daughter's half of the estate if in factthe bonds had no existence whatsoever as bonds, i. e., if they were mere worthless paper, at the time of his death. As appellant admits in his paper book, testator when the will was made "believed the bonds worth $9,000." (Italics supplied.) He knew that all bonds, even in a prosperous era such as existed in 1926, are subject to slight fluctuation in values, either up or down. The phrase "regardless of their value" has the same significance as the phrase "more or less" in the bequest of "deposits of currency . . . amounting to $10,000, more or less" in the case of Kenaday v. Sinnott (supra). Though in that case the $10,000 had shrunk at the time of the testator's death to $810.60, the Supreme Court of the United States awarded the legatee $10,000 out of the estate. Mr. Harrison obviously never intended the phrase to mean that utterly worthless paper in theform of bonds should be charged against the daughter's share of his estate, at a value of $9,000. That he had no such intention and no such conception of his testamentary letter is proved by the fact that five years after he made his will, and only sixteen months before his death, he wrote his daughter that he had "never changed from the first; . . . after I pass away you are both to be exactly alike dollar for dollar in distribution of everything I possess." This letter of July 8, 1931, isnothing less than an unmistakable interpretation of his own will (i. e., the testamentary letter, which the majority opinion concedes, the recipient, i. e., the son, "is bound to carry out") by the man who wrote it. This letter possesses the greatest probative value as to testator's intention; yet the majority opinion ignores it and gives all the estate to the son. That the testator never for a moment had any such intention as that is proved by the fact that though his actual will dated May 29, 1926, formally gave all his estate to his son, he wrote on the same day a letter to his son imposing a trust upon the *Page 575 estate he should receive under the will, that trust providing for the daughter and her children to the extent of one-half ofthe estate. There is nothing in this record which gives the slightest support to the contention that a paper which has novalue whatsoever can be used as payment of a legacy of $9,000 for which, when the testamentary paper was executed, bonds the testator then believed were worth $9,000 were designated and set apart for its payment in carrying out a testator's clearly expressed (and later repeated) intention that the legatee should have an equal share in the estate. As in the cases cited in this opinion and many others in the reports, such intention should be carried out so long as there are assets in the estate. Testator's feelings toward his daughter never changed; his just intentions toward the natural object of his bounty should not be thwarted by the destruction in value of a part of his estate, for which destruction neither he nor the object of his paternal solicitude were in the remotest degree responsible. What the Court of Chancery of New Jersey said inJohnson v. Conover et al., 35 A. 291, 293, applies with full force to the case at bar: "The courts seem to go upon the ground that the testator is presumed to have intended to make a sensible and equitable disposition of his property; and if thebequest is to a person so related to the testator that theademption of the gift could not have been anticipated by thetestator, then the bequest will be held to be general to saveit from extinction." (Italics supplied.)
Every accepted canon of interpretation in will cases, when applied to this case, confirms the finding of the court below and calls for an affirmation of that court's decree. Among the applicable canons, in addition to those already cited, are these: (1) "When [a testator] has expressed himself in ambiguous or doubtful language, the law will impute to his words such a meaning as, under all the circumstances, will conform to his probable intention and be most agreeable toreason and *Page 576 justice [italics supplied]": Johnson v. Brasington,
The "pole star" long fixed for the guidance of courts in interpreting wills is a testator's intention. None can deny that Charles J. Harrison, the testator, intended his daughter to have one-half of his estate. He unequivocally said so. The court below gave her one-half of the estate. The majority decision gives her nothing. I think the decision of the courtbelow conformed to the "pole star" of testamentary interpretation and should be affirmed.
Mr. Chief Justice KEPHART and Mr. Justice LINN join in this dissent. *Page 577
McGlathery's Estate , 311 Pa. 351 ( 1933 )
Byrne's Estate , 320 Pa. 513 ( 1935 )
Welch's Appeal , 28 Pa. 363 ( 1857 )
Grim's Appeal , 1879 Pa. LEXIS 151 ( 1879 )
Young Women's Christian Home v. French , 23 S. Ct. 184 ( 1903 )
Hood's Estate , 323 Pa. 253 ( 1936 )
Walls v. Stewart , 1851 Pa. LEXIS 92 ( 1851 )
In re Cooper's Estate , 1846 Pa. LEXIS 176 ( 1846 )
Forney's Estate , 161 Pa. 209 ( 1894 )
Christy v. Christy , 162 Pa. 485 ( 1894 )
Glasgow's Estate , 243 Pa. 613 ( 1914 )
Stewart's Estate , 253 Pa. 277 ( 1916 )
Disston's Estate , 257 Pa. 537 ( 1917 )
Lippincott's Estate , 276 Pa. 283 ( 1923 )
Hoff's Appeal , 24 Pa. 200 ( 1855 )
Kenaday v. Sinnott , 21 S. Ct. 233 ( 1901 )
Hammer's Estate , 158 Pa. 632 ( 1893 )
Miller's Estate , 323 Pa. 9 ( 1936 )
Lefebvre v. D'Arcy , 236 Pa. 235 ( 1912 )