DocketNumber: Appeals, 40 and 41
Judges: Kepi-Iart, Schaffer, Maxey, Drew, Linn, Stern, Barnes
Filed Date: 11/23/1936
Status: Precedential
Modified Date: 10/19/2024
Argued November 23, 1936. The broad question here involved is the power and status of the Attorney General in criminal proceedings.
Whether the remedy invoked, quo warranto, is the proper one, under the circumstances, we pass by, in order that important principles in the administration *Page 19 of the criminal law may be settled. The propriety of the remedy was not challenged by the respondent, the Attorney General. It may be open to doubt.
A killing took place in Fayette County on September 12, 1936. Frank C. Monaghan, the man whose life is alleged to have been unlawfully taken, was at the time under arrest and in the custody of officers of the law. On September 14, 1936, information was made by the coroner charging the assistant county detective and two members of the State police with Monaghan's murder. Two days later James A. Reilly, district attorney of the county, one of the appellants, petitioned the President Judge of the judicial district to request the Attorney General to retain and employ a special attorney to represent the Commonwealth in the case in accordance with the provisions of section 907 of the Administrative Code of April 9, 1929, P. L. 177, 71 P.S. sec. 297, which reads as follows: "Special Attorneys in Criminal Cases. — When the president judge, in the district having jurisdiction of any criminal proceedings, before any court of oyer and terminer, general jail delivery, or quarter sessions, in this Commonwealth, shall request the Attorney General to do so, in writing, setting forth that, in his judgment, the case is a proper one for the Commonwealth's intervention, the Attorney General is hereby authorized and empowered to retain and employ a special attorney or attorneys, as he may deem necessary, properly to represent the Commonwealth in such proceedings, and to investigate charges, and prosecute the alleged offenders against the law. Any attorney, so retained and employed, shall supersede the district attorney of the county in which the case or cases may arise, and shall investigate, prepare, and bring to trial the case or cases, to which he may be assigned. He shall take the oath of office required by law to be taken by district attorneys, and shall be clothed with all the powers and subject to all the liabilities imposed upon them by law. The compensation for services rendered, and necessary *Page 20 expenses incurred by such attorney or attorneys, shall be fixed by the Attorney General."
Acting upon the petition of the district attorney, the President Judge made request to the Attorney General, who repaired to Fayette County and commenced an investigation which indicated that the district attorney himself and other public officials in the county might be implicated in the alleged crime. The three judges of the courts of the county thereupon asked the Attorney General to personally conduct the prosecution of such persons as might be involved in the crime. The Governor of the Commonwealth directed the Attorney General to continue the investigation and personally to conduct the prosecution of any indictments which should be found. Whereupon the Attorney General designated himself special attorney under the section of the Act of 1929 which has been quoted, and, in that capacity, and as Attorney General, drew and signed indictments charging the district attorney and others with the murder of Monaghan. The Attorney General appeared before the grand jury and presented the evidence which his investigation had disclosed, with the result that certain individuals, including the district attorney, were indicted for murder. Thereafter this proceeding was begun challenging the right of the Attorney General to designate himself as special attorney and to supersede the district attorney. The court below, one of the judges dissenting, dismissed the writ, from which order these appeals are taken.
Appellants' counsel would restrict the review to the question "Whether the Attorney General, when called upon to employ and retain an attorney or attorneys to represent the Commonwealth in particular cases, who are to supersede the district attorney, as provided by section 907 of the Administrative Code of 1929, may employ and retain himself." We think the inquiry which we must make cannot be so circumscribed. It is further stated in the brief: "The powers and prerogatives of the *Page 21 Attorney General ex officio are not involved. Whether he may conduct an investigation before the grand jury, whether he may appear before the grand jury in an endeavor to procure the indictment of persons charged or suspected of crime, whether he may sign a bill of indictment, or whether he may appear in court and conduct a prosecution against indicted persons, are all beside the point." With this view we cannot agree. The Attorney General carries with him his official character and powers wherever he appears on behalf of the Commonwealth.
The office of Attorney General is an ancient one. It came into being as a necessary adjunct in the administration of the common law of England and was transported to America in the early days of the establishment of government in the colonies as part of their English derived common law. So we learn from Colonial Records, Vol. 1, p. 188, where it appears that at a meeting of the "Councill" at Philadelphia on June 5, 1686, David Lloyd presented his commission given by the Governor, bearing date April 24, 1686, "Constituting him atturney Genll for this Province and Territorys, To wch he was attested, Declaring his allegiance to ye King, fidelity to the Govr Governmet, and faithfull performance of his Office."
From several sources1 we learn that the origin of the office of Attorney General and of its common law powers and duties are somewhat obscure. It seems that the *Page 22 first record of the King appearing before his court represented by counsel was during the 13th century. During the 13th and 14th centuries, the King had no officials corresponding to an Attorney General and Solicitor General. These offices did not come into existence until the latter part of the 15th and the early 16th centuries. During the early period of English legal history, the King was represented by numerous attorneys. They were appointed by letters patent which set forth their duties, the area over which their authority extended and the courts in which they were to practice. These attorneys were known by various names such as "attornati regis," "narratoreas pro rege," men "qui secuuntur pro rege" and the King's serjeants. During the middle ages the tendency arose to supersede these several attorneys with limited powers by a single attorney with much wider ones and to give this attorney the right to appoint deputies. This process was complete by the end of the 17th century and the two King's attorneys, the Attorney General and the Solicitor General, became the most important law officers of his kingdom.
The most comprehensive statement of the common law duties of the Attorney General in England is found in the New York casePeople v. Miner, 2 Lans. (N.Y.) 396. The opinion in this case states that his duties were: "1st. To prosecute all actions, necessary for the protection and defense of the property and revenues of the Crown. 2d. By information, to bring certain classes of persons accused of crimes and misdemeanors to trial. 3d. By scire facias, to revoke and annul grants made by the Crown improperly, or when forfeited by the grantee thereof. 4th. By information, to recover money or other chattels, or damages for wrongs committed on the land, or other possessions of the Crown. 5th. By writ of quo warranto, to determine the right of him who claims or usurps any office, franchise or liberty, and to vacate the charter, or annul the existence of a corporation, for violation of its charter, or omitting to exercise its corporate *Page 23 powers. 6th. By writ of mandamus, to compel the admission of an officer duly chosen to his office, and to compel his restoration when illegally absent. 7th. By information to chancery, to enforce trusts, and to prevent public nuisances, and the abuse of trust powers. 8th. By proceeding in rem, to recover property to which the Crown may be entitled, by forfeiture for treason, and property, for which there is no other legal owner, such as wrecks, treasure trove, etc. 9th. And in certain cases, by information in chancery, for the protection of the rights of lunatics, and others, who are under the protection of the Crown."
The most important of the duties of the Attorney General for the purposes of the present case are his control and participation in criminal prosecutions. The early records of English criminal prosecutions show that they were conducted by a private prosecutor or by the King's serjeant. This condition existed up until the year 1637 at least. The records of these cases exhibit, however, that in the more important criminal prosecutions, particularly those involving the security of the Crown, the Attorney General and the Solicitor General were present at the trial along with the King's serjeant and often addressed the jury at the conclusion of the trial. This situation existed until the Cromwellian Civil War at which time Blackstone says that the King's premier serjeant was the leading lawyer of his day and took precedence over the King's Attorney General. Following the Civil War and until quite recent times the Attorney General was the only person in England who corresponded to a public prosecutor.
The English Attorney General, under the common law, was the chief law officer of the Crown and the direct ancestor of the chief law officer of the American States. In England he was the legal advisor of the Crown in-trusted with the management of all its legal affairs and the prosecution of all suits, civil and criminal, in which the Crown was interested: Blackstone's Commentaries, *Page 24 pages 308-310; 2 Ruling Case Law, sec. 4, p. 915, 6 Corpus Juris, sec. 1, p. 805; 6 Holdsworth, History of English Law, 466; Howard, Criminal Justice in England 273; De Long, Powers and Duties of the State Attorney General in Criminal Prosecutions, 25 Journal of Criminal Law and Criminology 363-365.
The English common law furnished the basis of American jurisprudence. It was in force throughout the province of Pennsylvania from the earliest times down to January 28, 1777, when the existing statute was enacted which provides: "Each and every one of the laws or acts of general assembly, that were in force and binding on the inhabitants of the said province on the 14th day of May last, shall be in force and binding on the inhabitants of this state, from and after the 10th day of February next, as fully and effectually, to all intents and purposes, as if the said laws, and each of them, had been made or enacted by this general assembly: and all and every person and persons whomsoever are hereby enjoined and required to yield obedience to the said laws, as the case may require, until the said laws or acts of general assembly, respectively, shall be repealed or altered, or until they expire by their own limitation: and the common law and such of the statute laws of England, as have heretofore been in force in the said province, except as hereafter excepted": Act of January 28, 1777, 1 Sm. L. 429, sec. 2, 46 P.S. sec. 152.
The Supreme Court of Illinois had occasion to consider the inquiry which is now engaging our attention, the Attorney General's common law powers, in Hunt v. Chicago Horse DummyRy. Co.,
In Com. v. Kozlowsky,
Today the Attorney General is responsible for the enforcement of the criminal law in at least three of the States of the Union, Delaware, Rhode Island and New Hampshire, and personally participates in the trial of important criminal cases in their courts: Revised Code of Delaware 1915, chap. 17; General Laws of Rhode Island, Acts of 1923, sec. 295; New Hampshire Public Laws, Chap. 16, sec. 5. Many other States recognize the common law powers of the Attorney General and his right to conduct criminal prosecutions: State v. Finch,
With the increase in legal business in certain States, the duties of the Attorney General became too onerous and as a result the legislatures passed acts authorizing local officials to conduct the criminal prosecutions in their locality. In several States these acts did not expressly take away from the Attorney General his common law powers, yet it has been held in some of them that the legislature by conferring the criminal powers on other officials impliedly withdrew these powers from the Attorney General: Ward Baking Co. v. Western Tel. Co.,
In Com. v. English, 11 Phila. 439, 443-444, it is pointed out that "It does not appear that this office [Attorney General] was created by special enactment, but it has been recognized from time to time by the Legislature in fixing the compensation of the official and defining his duties. And whether, as the attorney general of the king under the Province or of the Commonwealth, he has always been considered as the representative of the government in the courts of criminal jurisdiction, with power to prosecute offenders therein." A note in 10 Smith's Laws, page 4, is enlightening on the subject with which we are now dealing. "It does not appear that the office of attorney general has been created or its general *Page 28 duties prescribed by law, although often recognized, specific duties assigned to it, and fees provided for various services, especially by the act of 1821, 7 vol. 367. The attorney general, whether of the king, under the province, or of the commonwealth, is always considered as the representative of the government in the courts of criminal jurisdiction, with power to prosecute offenders therein, and by implication to arrest proceedings, unless prohibited by law, as by the act of 1819, which declares that after indictment found, it shall not be lawful for the attorney general to enter a nolle prosequi, except in cases of assault and battery, fornication and bastardy, on agreement of parties, or in prosecutions for tippling houses with consent of the court: 7 vol. 227."
Pennsylvania's first Constitution, that of 1776, provided in section 20 for the appointment of an Attorney General, but in the Constitutions of 1790 and 1838 such an office was not mentioned. During the period while these Constitutions were in effect, there was always an Attorney General functioning in the Commonwealth. The Constitution of 1874, art. IV, sec. 1, provides for an Attorney General as part of the executive department of the State government and the same article, sec. 9, designates him as a member of the Board of Pardons. Wisely, it would seem, his duties and powers were left undefined and are, therefore, such as the common law conferred upon him, unless limited or enlarged by statute.
The first act of assembly which in any way provided for the appointment of an Attorney General was that of April 21, 1857, P. L. 266,
Prior to 1850 it was the custom of the Attorney General, exclusively by virtue of his common law powers and duties, to prosecute all criminal cases, and for him to appoint deputy Attorneys General in the various counties to represent him in their prosecutions. Thus, in Com. v. English, 11 Phila. 439, it was stated by Judge PRATT that: "Prior to the act of 1850, creating the office of district attorney, the pleas of the commonwealth were all conducted by the attorney general or his deputies, whom he was authorized by law to appoint, but whose duties have never been fully defined by the legislature. Presumably then, they were the same in the district in which he acted as were those of his principal, the attorney general himself."
The Act of May 3, 1850, P. L. 654,
Aside from the Act of April 21, 1857, previously mentioned, many statutes were subsequently passed pertaining to the personnel and the functions of the office of Attorney General. The Administrative Code of 1923 *Page 30
(Act of June 7, 1923, P. L. 498) repealed and reënacted a number of these prior statutory provisions. This Code in turn was superseded by the Administrative Code of 1929 (Act of April 9, 1929, P. L. 177) which sets forth many of the present statutory powers of the Department of Justice (Secs. 902-908, 71 P.S. secs. 292-298) and provides that the head of the department, namely, the Attorney General, shall exercise such powers. (See sec. 206,
We quite recently had occasion to consider the prerogatives of the Attorney General in Com. v. Lehman,
We conclude from the review of decided cases and historical and other authorities that the Attorney General of Pennsylvania is clothed with the powers and attributes *Page 31 which enveloped Attorneys General at common law, including the right to investigate criminal acts, to institute proceedings in the several counties of the Commonwealth, to sign indictments, to appear before the grand jury and submit testimony, to appear in court and to try criminal cases on the Commonwealth's behalf,2 and, in any and all these activities to supersede and set aside the district attorney when in the Attorney General's judgment such action may be necessary.
The foregoing would seem to dispose on broad principles of the entire controversy before us, but to settle certain specific questions raised and to compass the whole field of inquiry we proceed.
Section 907 of the Administrative Code of 1929 and all similar laws which preceded it, providing that the Attorney General may retain and employ a special attorney to represent the Commonwealth in criminal proceedings recognize that the Attorney General is the fountain head from which arises the right to represent the Commonwealth in criminal cases.
It is argued that the special attorney thus appointed holds an office. We think this by no means follows. He is just what the act says he is, a special attorney "retained and employed" by the Attorney General to represent the Commonwealth in the particular matter or matters just as the Attorney General may retain and employ special attorneys to represent the Commonwealth in other special situations when in his judgment it is proper to do so. The person so retained and employed is the representative of the Attorney General for the time being and in the business confided to his care. The attorney so retained and employed, under the terms of the act, supersedes the district attorney only in the case or cases to which he may be assigned, not generally. *Page 32
It is further argued that the Act of 1929, having provided for the appointment of special attorneys and specified their duties and powers, the course provided by the act is controlling and exclusive under the terms of the Act of March 21, 1806, 4 Sm. L. 326, sec. 13,
The cases called to our attention such as Com. v. Douglass, 1 Binney 77; Com. v. Bowman, 44 C. C. 127; Young v. City ofMankato,
The Code of 1929 places the Attorney General at the head of the Department of Justice, the most responsible post in the State government after that of the Governor. Section 904 provides: "The Department of Justice shall *Page 34 have the power, and its duty shall be, with the approval of the Governor: (a) To investigate any violations, or alleged violations, of the laws of the Commonwealth which may come to its notice; (b) To take such steps, and adopt such means, as may be reasonably necessary to enforce the laws of the Commonwealth." This enjoins upon the Attorney General some of the most important duties in the conduct of government and could never have been intended to lessen his powers to achieve the purposes contemplated or the ends desired. Furthermore, the Attorney General is here acting under the direct command of the Governor, who is charged with the people's mandate (Constitution, Art. IV, sec. 2) to "take care that the laws be faithfully executed." It could not have been purposed, when the tables of our basic law were brought forth, that the most important arm which the Governor possesses to carry out this mandate under ordinary and usual conditions, the Attorney General, should be stripped of powers which, almost immemorially, the holder of that high office has possessed.
The orders of the court below are affirmed at appellants' cost.
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