Judges: Cappy, Castille, Nigro, Newman, Saylor, Eakin, Lamb
Filed Date: 11/20/2003
Status: Precedential
Modified Date: 10/19/2024
OPINION
This is a direct appeal from the judgment of sentence of death following the convictions of Appellant Leroy Fears for
The record, developed at the suppression hearing, guilty plea proceeding and sentencing hearing, reveals that, on June 18, 1994, twelve-yeai'-old Shawn Hagan and thirteen-year-old James Naughton met with other teenagers and Appellant, age thirty-two, at a fishing hole on the Monongahela River. The day before, Appellant had paid Naughton to bring a bottle of his parent’s vodka from his home. Appellant and the boys spent the day drinking, swimming and fishing. Appellant, Hagan and Naughton eventually separated from the other boys and continued to fish farther down the river. When it began to get dark, Naughton left the area and Hagan continued to swim.
Upon coming to shore, Hagan removed his outer shorts to hang dry. Hagan sat down next to Appellant at which time Hagan’s arm brushed Appellant. Appellant became aroused, told Hagan to stand, pulled Hagan’s boxer shorts down, and performed oral sex on him. Appellant then asked Hagan what he was going to do about the incident. Hagan responded that he was going to tell his parents that Appellant had kidnapped him. Appellant then pushed Hagan to the ground, sat on top of him, and choked him for approximately five minutes. When Hagan stopped moving, Appellant removed his hands from Hagan’s throat. Once Hagan started to revive and cough, Appellant choked him a second time for approximately ten minutes until Appellant was satisfied that Hagan was no longer alive. Appellant then rolled Hagan on to his stomach. Appellant again became aroused and performed anal sex on him. Appellant then placed Hagan’s body in the river and kept watch for approximately twenty minutes. Appellant
On June 19, 1994, the City of Pittsburgh Police began an investigation into the disappearance of Hagan. They encountered Appellant while searching the area where Hagan had last been seen. Appellant offered to help the police and advised them that he was the last person to have seen Hagan. Appellant also told the officers that he was concerned that neighbors may suspect him in the disappearance because of a prior sexual contact he had with a young boy. After spending several hours with detectives, Appellant voluntarily agreed to accompany them to the Pittsburgh Police Detective Bureau.
In his initial statement, Appellant discussed fishing with Hagan, but did not admit to any criminal activity. As this was occurring, the police learned from another source that Appellant had paid Naughton to provide him with alcohol. Appellant overheard other officers discussing this information, and blurted out that he had given the boy money for vodka, but denied making the boys drink it. The detectives advised Appellant of his rights pursuant to Miranda v. Arizona, 384 U.S. 436, 86 S.Ct 1602, 16 L.Ed.2d 694 (1966), and presented him with a pre-interrogation warning form. Appellant responded that he was willing to provide the police with a written statement, but that he would no longer speak with the officers. All questioning ceased. The police charged Appellant with corruption of minors and incarcerated him on that charge.
The following day, police discovered a boy’s body in the Monongahela River, which was later identified as that of Shawn Hagan. The detectives sought to question Appellant and he exhibited a willingness to speak to them. Appellant was then transported from the Allegheny County Jail to the Pittsburgh Police Station and completed a pre-interrogation written waiver form. Appellant was orally advised of his Miranda rights, and executed another pre-interrogation written waiver form. When the detectives advised Appellant that they had discovered Hagan’s body and could link him to his
Appellant was thereafter charged with criminal homicide, corruption of minors, two counts of involuntary deviate sexual intercourse (IDSI) and abuse of a corpse. Appellant filed a motion to suppress his video-taped statement on the ground that it was involuntarily made. Following a suppression hearing, the trial court found that the video confession was given after at least two occasions where Appellant was Mirandized and waived his rights in written form and on tape. Notes of Testimony, Suppression Hearing, December 8, 1994, at 51. It further found that there were no promises made to Appellant and therefore the confession was completely voluntary. Id. at 52.
The court denied suppression and, on December 8, 1994, Appellant entered a plea of guilty to first-degree murder as well as to the remaining charges. He also noted his desire to proceed to sentencing without a jury. Following a colloquy that took place that same day, the trial court accepted Appellant’s plea. The penalty proceeding was delayed so that a psychological evaluation of Appellant could be conducted.
A penalty hearing was conducted before the court on February 2, 1995. The trial court found that the aggravating circumstance of a killing committed while in perpetration of a felony, 42 Pa.C.S. § 9711(d)(9), outweighed the catchall mitigating circumstance of evidence concerning the character and record of the defendant and the circumstances of the offense, 42 Pa.C.S. § 9711(e)(8),
On January 12, 1996, Appellant filed a pro se post-conviction petition, wherein he alleged the ineffectiveness of trial counsel. On April 16, 1999, the Commonwealth filed a motion requesting certification of the death sentence for appellate review, which the court granted. On April 21, 1999, Appellant filed a reply wherein he requested that his appellate rights be reinstated. The trial court vacated its April 19, 1999 order certifying the case for appellate review and reinstated Appellant’s appellate rights. Counsel was subsequently appointed. On June 4, 1999, Appellant filed a notice of appeal and thereafter requested an evidentiary hearing on the issues of ineffective assistance of counsel. Evidentiary hearings were conducted and the trial court denied relief. A concise statement of matters complained of on appeal was filed on September 12, 2001, and the trial court opinion was issued on June 4, 2002. This appeal follows.
As in all cases where the death penalty has been imposed, we first must conduct an independent review of the sufficiency of the evidence. Commonwealth v. Zettlemoyer, 500 Pa. 16, 454 A.2d 937, 942 n. 3 (1982), cert. denied, 461 U.S. 970, 103 S.Ct. 2444, 77 L.Ed.2d 1327 (1983), reh’g denied, 463 U.S. 1236, 104 S.Ct. 31, 77 L.Ed.2d 1452 (1983). In reviewing the sufficiency of the evidence, we must determine whether the evidence admitted at trial, and all reasonable inferences drawn from that evidence, when viewed in the light most favorable to the Commonwealth as verdict winner, was sufficient to enable the fact finder to conclude that the Commonwealth established all of the elements of the offense beyond a reasonable doubt. Commonwealth v. Ockenhouse, 562 Pa. 481, 756 A.2d 1130, 1135 (2000). This standard is applicable in cases where the evidence is circumstantial, as long as the evidence implicates the accused in the crime beyond a reasonable doubt. Id.
A criminal homicide constitutes murder of the first degree when it is committed by an intentional killing. 18
We now proceed to address the claims raised by Appellant on appeal. Initially, we note that some of Appellant’s claims allege ineffective assistance of counsel. This Court recently abrogated the procedural rule requiring new counsel to raise claims of previous counsel’s ineffectiveness at the first opportunity when new counsel was appointed. Commonwealth v. Grant, 572 Pa. 48, 813 A.2d 726 (2002). In Grant, we announced a new general rule providing that a defendant “should wait to raise claims of ineffective assistance of trial counsel until collateral review.” 813 A.2d at 738. Our decision was based on the fact that claims of ineffectiveness were not suited for direct appeal due to the lack of a trial court opinion addressing the issues as well as the lack of an evidentiary record upon which the appellate court could review the claims. We held that the new rule applies retroactively to “any other cases on direct appeal where the issue of ineffectiveness was properly raised and preserved.” Id.
In Commonwealth v. Bomar, 573 Pa. 426, 826 A.2d 831, 2003 Pa. Lexis 920 (2003), however, we held that where the concerns that arose in Grant did not exist, i.e., where there was a trial court opinion addressing the claims of ineffective assistance and there was an adequate record devoted to the ineffectiveness claims, our court would proceed to consider the
To prevail on a claim that counsel was constitutionally ineffective, the appellant must overcome the presumption of competence by showing that: (1) his underlying claim is of arguable merit; (2) the particular course of conduct pursued by counsel did not have some reasonable basis designed to effectuate his interests; and (3) but for counsel’s ineffectiveness, there is a reasonable probability that the outcome of the challenged proceeding would have been different. Commonwealth v. (Michael) Pierce, 567 Pa.186, 786 A.2d 203, 213 (2001). Allegations of ineffectiveness in connection with the entry of a guilty plea will serve as a basis for relief only if the ineffectiveness caused Appellant to enter an involuntary or unknowing plea. Commonwealth v. Allen, 557 Pa. 135, 732 A.2d 582, 587 (1999).
Appellant first contends that trial counsel was ineffective for failing to move to suppress his confession on the grounds that it violated the Fifth Amendment to the United States Constitution as articulated by Edwards v. Arizona, 451 U.S. 477, 101 S.Ct. 1880, 68 L.Ed.2d 378 (1981). He argues that his right to counsel pursuant to the Fifth Amendment privilege against self-incrimination was violated at the time the police questioned him following his arrest on the criminal homicide charge. He contends that his right attached the previous day when he was arrested and interrogated on the corruption of minors charge and that it precluded the police from subsequently interrogating him on the criminal homicide charge. Appellant concludes that trial counsel’s ineffectiveness in this regard rendered his plea to first degree murder unknowing
In Edwards, the defendant was arrested and questioned by police after being informed of his rights as required by Miranda v. Arizona, 384 U.S. 436, 86 S.Ct. 1602 (1966).
The United States Supreme Court reversed on the ground that the use of the defendant’s confession against him at trial violated his rights under the Fifth and Fourteenth Amendments to have counsel present during custodial interrogation, as declared in Miranda. It held that “when an accused has invoked his right to have counsel present during custodial interrogation, a valid waiver of that right cannot be established by showing only that he responded to further police-initiated custodial interrogation even if he has been advised of his rights.” Id. at 484, 86 S.Ct. 1602. It further held that an accused, having expressed his desire to deal with the police only through counsel, is not subject to further interrogation by the authorities until counsel has been made available to him, unless the accused himself initiates further communication with the police. Id. The Court emphasized that it is inconsistent with Miranda to reinterrogate an accused in custody if he has clearly asserted his right to counsel.
Appellant then stated, “I don’t want to say anything out loud anymore, but I am willing to keep writing.” Id. at 42. At no time did Appellant ask for an attorney. Id. To invoke the right to counsel, “at a minimum, some statement that can reasonably be construed to be an expression of a desire for the assistance of an attorney in dealing with custodial interrogation by police” is required. Commonwealth v. Hayes, 755 A.2d 27, 33 (Pa.Super.2000), quoting McNeil v. Wisconsin, 501 U.S. 171, 178, 111 S.Ct. 2204, 115 L.Ed.2d 158 (1991). Appellant clearly did not convey a desire for counsel, but only declined to continue providing an oral statement. He continued to provide police a written statement. Thus, the interrogation that occurred the following day on June 21, 1994, which concerned the criminal homicide, did not violate Appellant’s Fifth Amendment rights under Edwards. The confession resulting from the interrogation was therefore not constitutionally infirm and the subsequent guilty plea to first degree murder cannot be found to be invalid on this ground. As the
Appellant next contends that the trial court committed reversible error by permitting him to plead guilty to first degree murder, thereby making himself eligible for the death sentence, without requiring the Commonwealth to establish his degree of guilt. He cites several cases which expressly state that an accused may not plead guilty to murder of the first degree. See Commonwealth v. Appel, 547 Pa. 171, 689 A.2d 891, 895 n. 3 (1997); Commonwealth ex rel. Kerekes v. Maroney, 423 Pa. 337, 223 A.2d 699, 701 (1966); Commonwealth v. Jones, 355 Pa. 522, 50 A.2d 317, 319 (1947); Commonwealth v. Iacobino, 319 Pa. 65, 178 A. 823, 825 (1935); Commonwealth v. Berkenbush, 267 Pa. 455, 110 A. 263, 265 (1920). Appellant argues that the prohibition against pleading guilty to first degree murder is based upon the Due Process Clause of the Pennsylvania Constitution which provides, inter alia, that a person cannot be deprived of liberty, “unless by the judgment of his peers or the law of the land.” Pa. Const, art. 1, § 9 (emphasis added).
Contrary to Appellant’s assertions, the case law upon which he relies does not preclude the acceptance of such a plea on constitutional grounds. Rather, each case cited above discusses the presumptions in the burdens of proof in a murder case and notes that it is the Commonwealth’s burden to demonstrate that the defendant possessed the specific intent to kill required for a conviction of first degree murder. Although the cases state in dicta that one cannot plead guilty to first degree murder, they do not hold that the acceptance of a guilty plea to first degree murder violates due process as guaranteed by Article 1, Section 9. See Commonwealth v. Appel, 689 A.2d at 895 n. 3; Commonwealth ex rel. Kerekes v. Maroney, 223 A.2d at 701; Commonwealth v. Jones, 50 A.2d at 319 (Pa.1947); Commonwealth v. Iacobino, 178 A. at 825; Commonwealth v. Berkenbush, 110 A. at 265. Most significantly, the cases do not involve the factual predicate of a defendant entering a guilty plea to first degree murder and do
The issue of whether a trial court violates due process by accepting a guilty plea to first degree murder appears to be one of first impression. We have held that the due process inquiry, in its most general form, entails an assessment as to whether the challenged proceeding or conduct offends some principle of justice so rooted in the traditions and conscience of our people as to be ranked as fundamental, and that defines the community’s sense of fair play and decency. Commonwealth v. Kratsas, 564 Pa. 36, 764 A.2d 20, 27 (2001).
We hold that the community’s sense of fair play and decency is not offended by the trial court’s acceptance of a guilty plea to first degree murder as long as it is determined that the plea is knowingly, voluntarily and intelligently entered. Safeguards exist to protect against an arbitrary imposition of the death sentence. For example, our Court conducts an independent review of the sufficiency of the evidence in every capital case. See Commonwealth v. Zettlemoyer, 500 Pa. 16, 454 A.2d 937, 942 n. 3 (1982). This review is in conjunction with our statutory obligation under 42 Pa.C.S. § 9711(h)(3), which requires this Court to examine whether the sentence of death was the product of passion, prejudice or any other arbitrary factor, and to determine whether the evidence supports at least one aggravating circumstance. These protections act to prevent the imposition of a death sentence based solely upon a defendant’s proclamation of guilt. Permitting a defendant to plead guilty preserves a defendant’s autonomy in deciding whether to proceed to trial and allows a
Moreover, although the present issue was not raised, this Court has affirmed the judgment of sentence in cases where guilty pleas to first degree murder were entered and accepted by the trial court. See Commonwealth v. Fiebiger, 570 Pa. 583, 810 A.2d 1233, 1239 (2002) (“As Appellant’s guilty plea was entered knowingly, intelligently, and voluntarily, with Appellant acknowledging that he committed each element of first degree murder, we do not find that the conviction was the product of passion, prejudice, or any other arbitrary factor [under 42 Pa.C.S. § 9711(h)(3)(i)] and therefore affirm the conviction.”); Commonwealth v. Ockenhouse, 562 Pa. 481, 756 A.2d 1130 (2000) (death sentence affirmed where the guilty plea to first degree murder was accepted following a colloquy in which it was determined that the defendant knowingly and voluntarily entered the plea); Commonwealth v. Michael, 544 Pa. 105, 674 A.2d 1044 (1996) (judgment of sentence of death affirmed where trial court accepted guilty plea to offense of first degree murder).
Permitting a defendant to plead guilty to first degree murder is also consistent with our death penalty statute, which contemplates the acceptance of a guilty plea to that specific offense. Section 9711, entitled “Sentencing procedure for murder of the first degree,” states the following in subsection (b):
Procedure in nonjury trials and guilty pleas. — If the defendant has waived a jury trial or pleaded guilty, the sentencing proceeding shall be conducted before a jury impaneled for that purpose unless waived by the defendant with the consent of the Commonwealth, in which case the trial judge shall hear the evidence and determine the penalty in the*300 same manner as would a jury as provided in subsection (a) [Procedure in jury trials.].
42 Pa.C.S. § 9711(b) (emphasis added).
Similarly, the Pennsylvania Rules of Criminal Procedure do not preclude the acceptance of a guilty plea to first degree murder. Chapter 8 of the Rules of Criminal Procedure is entitled, “Special Rules for Cases In Which Death Sentence is Authorized.” Rule 802 states:
Rule 802. Guilty Plea Procedure
(A) When a defendant charged with murder enters a plea of guilty to a charge of murder generally, the judge before whom the plea is entered shall alone determine the degree of guilt.
(B) If the crime is determined to be murder of the first degree the sentencing proceedings shall be conducted as provided by law.
Pa.R.Crim.P. 802. This rule clearly establishes that a degree of guilt hearing is a procedural alternative that a defendant may pursue and not a required element necessary for the court to accept a plea to first degree murder. Accordingly, we hold that the trial court did not violate the Due Process Clause of the Pennsylvania Constitution, Pa. Const, art. 1, § 9, by accepting Appellant’s plea of guilt to the offense of first degree murder.
In a related claim, Appellant contends that trial counsel was ineffective for advising him to plead guilty to first degree murder because such plea is prohibited. As we reject Appellant’s argument that one may not plead guilty to first degree murder, we likewise reject the ineffectiveness claim arising from this issue.
Appellant, however, raises a separate ground of ineffectiveness arising from counsel’s failure to advise Appellant of the option of proceeding to a degree of guilt hearing. Appellant asserts that trial counsel testified at the evidentiary hearing that he was unaware of the possibility of proceeding to a degree of guilt hearing and therefore counsel could not have advised him of that alternative. He contends that such
Having determined that Appellant’s plea to first degree murder was not per se invalid, we proceed to examine whether it was knowingly, voluntarily and intelligently entered. This determination is intertwined with the resolution of Appellant’s next claim, which challenges the guilty plea colloquy as deficient on several grounds. Appellant reiterates that the colloquy failed to inform him of his right to a degree of guilt hearing, the elements of first degree murder, and an adequate definition of malice as is required under Commonwealth v. Ingram, 455 Pa. 198, 316 A.2d 77 (1974). He further contends that the standard guilty plea form was used and completed without counsel present and that no effort was made to alter that form to explain the unique aspects of a capital case. Specifically, he asserts that he was not informed that he could be tried at the guilt phase by a jury and then proceed to the sentencing phase before a judge, that he could life-qualify the jury, that he had the right to individual voir dire, and that a capital defendant has twenty preemptory challenges.
In reviewing the totality of the circumstances surrounding Appellant’s plea, we hold that the record supports the trial court’s finding of a sufficient colloquy and a knowing, voluntary and intelligent plea to first degree murder. The record reflects that at the colloquy, Appellant indicated his desire to plead guilty to the specific offense of first degree murder. Suppression/Guilty Plea Transcript at 57. Trial counsel informed the court that he had discussed with Appellant how the Commonwealth’s evidence was sufficient to justify a verdict of murder of the first degree, i.e., that Appellant’s audio-taped confession stating that he choked the victim a second time until he was certain that the boy was dead was sufficient for a jury to find that he had acted with the specific intent to kill the victim. Suppression/Guilty Plea Transcript at 58. The court advised Appellant that by pleading guilty to first degree murder, he was pleading guilty to “the intentional, premeditated killing with malice aforethought to the victim in this case, Shawn Hagan.” Suppression/Guilty Plea Transcript at 57.
The trial court also incorporated the ten-page standard guilty plea form into the oral colloquy. The written waiver form explained, inter alia, the constitutional right to a jury trial, the concept of peremptory and “for cause” challenges to jurors, the fact that the Commonwealth was required to prove each element of each crime beyond a reasonable doubt, the definition of reasonable doubt, the presumption of innocence, the rights foregone by pleading guilty, and appellant’s post-trial and appellate rights. The written form was completed, initialed on each page, and signed by Appellant. Trial counsel explained that, although he was not present when Appellant completed the form, he had previously advised Appellant of what the form entailed and asked him to read it and answer the questions. Suppression/Guilty Plea Transcript at 70. Trial counsel further stated that he was available to Appellant and Appellant did not indicate that he had any questions about the form. Suppression/Guilty Plea Transcript at 70. Thus, the colloquy demonstrated that Appellant was aware of the factual basis for the plea and that he understood the nature of the charges to which he was pleading.
Appellant next contends that it was error for the trial court to accept Appellant’s guilty plea to the first count of IDSI, which was based upon the oral sodomy that preceded the strangulation of the victim.
This claim fails because the element of forcible compulsion was clearly established. In Commonwealth v. Rhodes, 510 Pa. 537, 510 A.2d 1217 (1986), a twenty-year-old defendant lured an eight-year-old girl into an abandoned building and instructed her to lie down, whereupon he performed sexual acts upon her. The Superior Court reversed the defendant’s rape conviction under 18 Pa.C.S. § 3121(1), on the ground that no force was used to commit the rape. We reversed, holding that ‘forcible compulsion’ “includes not only physical force or violence but also moral, psychological, or intellectual force used to compel a person to engage in sexual intercourse against that person’s will.” Id. at 1226. We stated:
There is an element of forcible compulsion, or the threat of forcible compulsion that would prevent resistance by a person of reasonable resolution, inherent in the situation in which an adult who is with a child who is younger, smaller, less psychologically and emotionally mature, and less sophisticated than the adult, instructs the child to submit to the performance of sexual acts. This is especially so where the child knows and trusts the adult. In such cases, forcible compulsion or the threat of forcible compulsion derives from the respective capacities of the child and the adult sufficient to induce the child to submit to the wishes of the adult (“prevent resistance”), without the use of physical force or violence or the explicit threat of physical force or violence.
Id. at 1227.
The same is true in the instant case. Here Appellant, age thirty-two, stated in his confession that he told the twelve-year-old victim “to stand up and [Appellant] pulled down his underwear and started to have oral sex with him.” Suppression Hearing/Guilty Plea Transcript at 78-79. When this occurred, it was dusk and Appellant and the victim were in a
Appellant’s next ground for invalidating the plea to the first count of IDSI is based upon the corpus delicti rule. Under the corpus delicti rule, extrajudicial statements of the accused may not be admitted into evidence unless corroborated by independent evidence that the crime actually occurred. Commonwealth v. McMullen, 545 Pa. 361, 681 A.2d 717, 720 (1996). The purpose of the rule is to prevent a conviction based solely upon a confession where no crime has in fact been committed. Commonwealth v. Turza, 340 Pa. 128, 16 A.2d 401 (1940). Appellant argues that there is no independent physical, eyewitness, or other evidence to establish the sodomy and therefore the trial court erred in accepting his guilty plea to IDSI.
Although we agree that there is no independent evidence of the oral sodomy, we find that the confession could have been used to establish those offenses under the exception to the corpus delicti rule, commonly referred to as the closely related crime exception. This Court adopted the closely related crime exception in McMullen, supra. We stated that
where a defendant’s confession relates to two separate crimes with which he is charged, and where independent evidence establishes the corpus delicti of only one of those crimes, the confession may be admissible as evidence of the commission of the other crime. This will be the case only where the relationship between the two crimes is sufficiently close to ensure that the policies underlying the corpus delicti rule are not violated.
Id. at 723 (citations omitted).
The facts of the instant case fall under the closely related crime exception to the corpus delicti rule. Appellant committed the sexual assault and the murder of the child within minutes and the purpose of the murder was to conceal the sexual assault. Therefore the relationship between the
Our conclusion is consistent with the approach taken in Commonwealth v. Bardo, 551 Pa. 140, 709 A.2d 871 (1998). In Bardo, the defendant confessed that he strangled his three-year-old niece to death while he was sexually molesting her. He was charged with first degree murder and aggravated indecent assault. At trial, the Commonwealth introduced evidence that the body of the victim was found in a plastic bag in a creek and that the victim died from unnatural causes. The Commonwealth did not present independent evidence of aggravated indecent assault before introducing the defendant’s confession. We held that the confession was admissible as to both crimes because “the relationship between the two crimes is close and the policy underlying the corpus delicti rule has not been violated.” Id. at 874.
Appellant’s final ground for invalidating his plea to the first count of IDSI is on the basis that the guilty plea colloquy was inadequate because it did not sufficiently define the nature and elements of the offense. He contends that the trial court failed to give understandable definitions of “forcible compulsion,” “per os” and “deviate sexual intercourse.” He concludes that he therefore did not enter a knowing, intelligent and voluntary plea to that offense. Appellant also argues that counsel was ineffective for failing to object to the inadequate colloquy.
As noted, to determine a defendant’s actual knowledge of the implications and rights associated with a guilty plea, a court is free to consider the totality of the circum
You are also charged at CC Number 9409095 with two counts of involuntary deviate sexual intercourse and abuse of corpse. It’s alleged that on June 18th of 1994 in Allegheny County at Count 1, involuntary deviate sexual intercourse, that you did engage in deviate sexual intercourse per os or per anus with Shawn Hagan, age 12, who was not your spouse, by forcible compulsion or by threat of forcible compulsion.
You’re charged at Count 2 with engaging in deviate sexual intercourse per os or per anus with Shawn Hagan, age 12, not your spouse, by forcible compulsion or threat of forcible compulsion.
You are charged at Count 3, abuse of corpse. That is that you, without authorization of law, treated the corpse of Shawn Hagan, age 12, in a way that said actor knew would outrage ordinary family sensibilities. As to the penalties, the deviate sexual intercourse, that is per mouth or per anus as charged at counts 1 and 2, they’re felonies of the first degree. They are punishable each separately by a maximum penalty of 10 to 20 years in jail and/or a $25,000 time [sic]. I emphasize both separately, and the third count, abuse of corpse, is punishable in that it is a misdemeanor of the second degree, is punishable by up to two years in jail, one to two years in jail and/or a $5,000 fine.
Sir, do you understand the nature of the charges and the possible penalties on these related charges?
APPELLANT: Yes, I do, Your Honor.
Suppression Hearing/Guilty Plea Transcript at 60-62.
Following the colloquy, the prosecutor gave a detailed summary of the facts which included those supporting the first count of IDSI, i.e., that while at a secluded area on the
Appellant next contends that the trial court erred in accepting his guilty plea to the second count of IDSI, based upon the anal sodomy that occurred after the strangulation. He argues that, at the time of the offense, one could not engage in deviate sexual intercourse with a corpse. See Commonwealth v. Sudler, 496 Pa. 295, 436 A.2d 1376 (1981) (penetration after a victim’s death is not within the definition of the “forcible compulsion” subsection of the rape statute; the proper offense under such circumstances is abuse of corpse); see also Commonwealth v. Holcomb, 508 Pa. 425, 498 A.2d 833, 847 (1985) (crimes of rape and indecent assault can only arise against living persons).
We agree. Because the plea to the first count of IDSI was properly accepted by the trial court and was supported by sufficient evidence, any error in accepting the plea to the second count of IDSI, for which no sentence was imposed, did not cause prejudice to Appellant. Had the invalid plea supported a separate aggravating circumstance, the process of balancing aggravating and mitigating circumstances would have been offset. That is not the case here. The invalidation of the guilty plea to the second count of IDSI did not invalidate the only aggravating circumstance found, ie., the commission of the killing during the perpetration of a felony. As Appellant was not prejudiced by the entrance of his plea, his related claim of ineffective assistance of counsel for advising him to plead guilty to the second count of IDSI also fails.
Having concluded that there are no reversible errors relating to the guilt phase, we now proceed to address Appellant’s remaining penalty phase issues. Appellant first contends that
Under Pennsylvania law, a capital defendant tried without a jury in the guilt phase retains the right to a jury in the penalty phase of the trial unless he specifically waives that right without objection by the Commonwealth. 42 Pa.C.S. § 9711(b). In Commonwealth v. O’Donnell, 559 Pa. 320, 740 A.2d 198, 211 (1999), this Court adopted the following principles as applicable to a capital defendant’s waiver of his right to be sentenced by a jury pursuant to 42 Pa.C.S. § 9711(b):
Before a voluntary waiver may be accepted as knowing and intelligent, the on-record colloquy must show that the defendant fully comprehended the significance of the right being waived and must indicate that, at a minimum, the defendant knew the essential protections inherent in a jury trial as well as the consequences attendant upon a relinquishment of those safeguards.
Commonwealth v. O’Donnell, 740 A.2d at 212.
While we did not provide a mechanical listing of what must be included in a colloquy regarding a capital defendant’s waiver to a penalty-phase jury, we held in O’Doninell that it was clear that the colloquy must be an on-record dialogue, which is calculated to insure the defendant comprehends the nature and significance of the right being waived. Id. at 213. At the very least, we held that the defendant should be asked if he understands that he has the right to be sentenced by a penalty-phase jury, whether any waiver to that right has been based on promises or coercion and if he understands that under Pennsylvania law a penalty-phase jury must render a unanimous verdict. Id.
Moreover, contrary to his assertions, Appellant was informed of the Mills protections. Trial counsel stated at the colloquy, “[t]hat any single juror who might not agree with the majority would cause that — cause the Court to have to impose a sentence of life.” Sentencing Hearing at 9. Trial counsel further expressly testified at the evidentiary hearing that he had discussed with Appellant the function of a jury in a penalty proceeding and the fact that the jury need not be unanimous in finding a mitigating factor. Evidentiary Hearing at 147-148. Thus, the trial court did not err in permitting Appellant to waive his right to a sentencing jury and counsel was not ineffective for failing to object to a sufficient colloquy.
Appellant next contends that counsel was ineffective for failing to conduct an independent investigation into mitigation evidence, for failing to present a defense psychiatric expert and instead relying on a pre-sentence report prepared by a county probation officer that contained information prejudicial to Appellant.
In evaluating claims that counsel was ineffective for failing to conduct a sufficient investigation into mitigation evidence, the applicable standard is as follows:
Counsel has a duty to undertake reasonable investigations or to make reasonable decisions that render particular investigations unnecessary. See Strickland v. Washington, 466 U.S. 668, 691, 104 S.Ct. 2052, 2066, 80 L.Ed.2d 674 (1984). Where counsel has made a strategic decision after a thorough investigation of the law and facts, it is virtually*314 unchallengeable; strategic choices made following a less than complete investigation are reasonable precisely to the extent that reasonable professional judgment supports the limitation of the investigation. See Strickland, 466 U.S. at 690-91, 104 S.Ct. at 2066. As noted, an evaluation of counsel’s performance is highly deferential, and the reasonableness of counsel’s decisions cannot be based upon the distorting effects of hindsight. See id. at 689, 104 S.Ct. at 2065. Furthermore, reasonableness in this context depends, in critical part, upon the information supplied by the defendant. See Commonwealth v. Peterkin, 511 Pa. 299, 319, 513 A.2d 373, 383 (1986), cert. denied, 479 U.S. 1070, 107 S.Ct. 962, 93 L.Ed.2d 1010 (1987). Thus, assuming a reasonable investigation, where there is no notice to counsel of particular mitigating evidence, he cannot be held ineffective for failing to pursue it. See Commonwealth v. Howard, 553 Pa. 266, 276, 719 A.2d 233, 238 (1998).
Commonwealth v. Basemore, 560 Pa. 258, 744 A.2d 717, 735 (2000).
Before considering the alleged deficiencies in trial counsel’s investigation and introduction of mitigation evidence, we review the investigation he conducted and the mitigating evidence trial counsel presented. Initially, we note that trial counsel spoke with Appellant numerous times over the six-month period between arrest and trial and decided that entering guilty pleas to the offenses charged would establish mitigation by showing remorse and acceptance of responsibility. Evidentiary Hearing at 157. Trial counsel also obtained a letter from a former roommate of Appellant’s who lived in Japan. Appellant was required to contact the friend through the United States Consulate and have the letter notarized by a consular officer. The letter addressed the nature of his six-year relationship with Appellant and the assistance Appellant provided the friend in obtaining his graduate degree. Trial counsel also sought to provide mitigation evidence from the pre-sentence report.
Appellant contends that such investigation and presentation of mitigation evidence was insufficient. According to Appellant, an adequate investigation would have revealed that: Appellant was prematurely born to a twelve-year old girl and suffered from cardiac arrest within one hour of his birth, causing severe lack of oxygen to his brain; Appellant was
As this claim appears to be of arguable merit, we must examine whether counsel had a reasonable basis for his performance. We reiterate that reasonableness in this context depends, in critical part, upon the information supplied by the defendant. Commonwealth v. Basemore, 744 A.2d at 735. As noted, trial counsel testified that Appellant displayed no overt psychotic behavior between the time of the arrest and trial.
Appellant’s final claim is that he was constructively denied counsel in violation of the Sixth Amendment to the United States Constitution based upon the cumulative errors of trial
Finally, pursuant to 42 Pa.C.S. § 9711(h)(3), this Court must affirm a sentence of death unless it finds that: “(i) the sentence of death was the product of passion, prejudice or any other arbitrary factor; or (ii) the evidence fails to support the finding of at least one aggravating circumstance specified in subsection (d).” 42 Pa.C.S. § 9711(h)(3). Here, as noted, the evidence was clearly sufficient to support the aggravating circumstance found by the trial court, that is, that the killing was committed while in the perpetration of a felony. 42 Pa.C.S. § 9711(d)(6). Moreover, after reviewing the record, we conclude that the sentence of death was not the product of passion, prejudice or any other arbitrary factor. 42 Pa.C.S. § 9711(h)(3).
Accordingly, we affirm the verdict and sentence of death.
. 18 Pa.C.S. § 2501.
. 18 Pa.C.S. § 6301.
. 18 Pa.C.S. § 3123.
. 18 Pa.C.S. § 5510.
. All appeals in cases where the death penalty has been imposed are reviewed directly by this court. 42 Pa.C.S. § 9711(h)(1).
. As examples of the other evidence of mitigation, the verdict slip stated that Appellant was an abused child, Appellant used alcohol prior to the offense, and that Appellant was diagnosed as a pedophile.
. As noted infra at 69 and 71, we will not address claims of ineffective assistance of counsel that were not preserved below, presented at the evidentiary hearing and addressed by the trial court in its opinion.
. In Miranda, the Court determined that the Fifth and Fourteenth Amendments’ prohibition against compelled self-incrimination required that custodial interrogation be preceded by advice to the putative defendant that he has the right to remain silent and also the right to the presence of an attorney. 384 U.S. at 479, 86 S.Ct. 1602.
. Appellant also cites cases which hold that a plea to murder generally does not constitute a plea to first degree murder. Commonwealth v. Mitchell, 528 Pa. 546, 599 A.2d 624, 626 (1991); Commonwealth v. Morley, 545 Pa. 420, 681 A.2d 1254 (1996). While we do not dispute this proposition, we find it inapplicable here because Appellant did not enter a plea to murder generally, but instead pled guilty to murder of the first degree.
. In his subsequently filed PCRA petition, the defendant in Michael raised the issue of whether the trial court erred in accepting the plea to first degree murder without holding a degree of guilt hearing. Commonwealth v. Michael, 562 Pa. 356, 755 A.2d 1274 (2000). We denied relief, however, finding the issue to be waived.
. Appellant also argues that counsel was ineffective for advising him to plead guilty to first degree murder because the evidence establishes a lesser degree of homicide. In Commonwealth v. Marsh, 440 Pa. 590, 271 A.2d 481, 483 (1970), we held that the key question is whether the defendant had the opportunity to make a reasonable choice. This claim lacks arguable merit because Appellant was advised of the elements of first degree murder as well as the differences between the various degrees of criminal homicide prior to the entrance of his plea in open court. Evidentiary Hearing at 145. Thus, Appellant had an opportunity to make a reasoned decision.
. Appellant contends that this definition is inadequate under Commonwealth v. Ingram, 455 Pa. 198, 316 A.2d 77 (1974). In Ingram, the defendant pled guilty to an indictment charging him with murder. Following a degree of guilt hearing, he was convicted of second degree murder. Prior to entry of the plea, the defendant was asked: (1) whether he understood that the charge was murder; and (2) whether he understood that by pleading guilty, he would be admitting that he shot and killed the victim.
. Because the record supports the trial court’s determination that the colloquy was sufficient and Appellant’s plea was valid, trial counsel cannot be found ineffective for failing to raise a meritless objection.
. This issue was not before the trial court and is therefore waived. See Pa.R.A.P. 302(a) ("Issues not raised in the lower court are waived and cannot be raised for the first time on appeal.”) Nevertheless, we will address the merits of the claim pursuant to the relaxed waiver rule applicable to capital direct appeals. See Commonwealth v. Freeman, 573 Pa. 532, 827 A.2d 385 (2003) (stating that although relaxed waiver has been modified, that change does not apply to cases, such as this one, where the appellate brief was already filed in this Court when Freeman was announced on May 30, 2003).
. We note that, for a reason not apparent from the record, Appellant was charged with Subsection (1) of Section 3123, which requires forcible compulsion for IDSI, as opposed to Subsection (6), which applied to complainants who are less than thirteen years of age.
. We recently reaffirmed the standard articulated in Bardo in Commonwealth v. Taylor, 831 A.2d 587 (Pa.2003), where we clarified that the two crimes charged need not share a common element in order to fall under the closely related exception to the corpus delicti rule.
. The Legislature subsequently amended the IDSI statute in 1995, to provide that the term " 'forcible compulsion' includes, but is not limited to, compulsion resulting in another person’s death, whether the death occurred before, during or after the sexual intercourse.” 18 Pa.C.S. § 3123(b). As noted, the instant offenses occurred in 1994.
. Harmless error exists where: (1) the error did not prejudice the defendant or the prejudice was de minimis; (2) the erroneously admitted evidence was merely cumulative of other untainted evidence which was substantially similar to the erroneously admitted evidence; or (3) the properly admitted and uncontradicted evidence of guilt was so overwhelming and the prejudicial effect of the error was so insignificant by comparison that the error could not have contributed to the verdict. Commonwealth v. Robinson, 554 Pa. 293, 721 A.2d 344, 350 (1999).
. We summarily reject the contention that trial counsel was ineffective for submitting the pre-sentence report that contained prejudicial information. No prejudice resulted from the submission of the report because the trial judge did not consider any extraneous or otherwise improper information contained therein. See Trial Court opinion at 14-15; Sentencing Hearing at 2-4. Even if prejudicial information was considered by the trial court, a judge, as fact finder, is presumed to disregard inadmissible evidence and consider only competent evidence. Commonwealth v. Davis, 491 Pa. 363, 421 A.2d 179 (1980).
. The court asked Dr. Martone whether she would describe the pedophilia to be an extreme mental or emotional disturbance. Dr. Martone responded, "[n]ot extreme.” Id. at 134. When questioned by the court as to the relevance of Dr. Martone’s testimony, trial counsel informed the court that it was relevant to the circumstances of the offense, which is included in the catchall mitigating circumstance at 42 Pa.C.S. § 9711(e)(8).
. Dr. Tarter examined birthing records from Magee Women’s Hospital, Allegheny County CYS records, and school records, and performed various psychological tests on Appellant in October of 1999. Dr. Martone did not examine these same records in making her diagnosis.
. In fact, Dr. Tarter, upon whose testimony Appellant currently relies, testified that a mental condition may not be readily apparent from "casual conversation” or even psychiatric interviews. Evidentiary Hearing at 212-213.
. We further note that on cross-examination, Dr. Tarter admitted that his practice does not involve the diagnosis or treatment of schizophrenia, but focuses on teaching and research with a concentration in alcohol and substance abuse disorders. Dr. Tarter acknowledged that, by the time he examined Appellant, Appellant was aware of the purpose for (he interview and testing. Evidentiary Hearing at 244. Regarding Appellant's alleged "psychotic break,” Dr. Tarter testified that it occurred after the victim stated that he would tell his parents about the incident. Evidentiary Hearing at 244. Dr. Tarter admitted that the “panic” occurred because Appellant knew his actions were criminal and did not want to return to prison. Evidentiary Hearing at 244-245. Most significantly, Dr. Tarter testified that he agreed with Dr. Martone's opinion and only felt that she should have conducted clinical testing. Evidentiary Hearing at 253.
The trial court discounted Dr. Tarter's testimony, finding that “the credible evidence overwhelmingly supported the fact that [Appellant] possessed the specific intenl to kill Shawn Hagan.” Trial court opinion at 13. It went on to say that “[Appellant's] confession which detailed the events surrounding Hagan's death, the testimony of Dr. Christine Martone (See Notes of Penalty Hearing at 112-138), and the cross-examination testimony of Dr. Tarter, when considered together, established this fact to such a degree that we found that trial counsel was not ineffective for advising Appellant to plead guilty to first degree murder.” Id.
. The Prothonotaiy of the Supreme Court is directed to transmit the complete record of this case to the Governor of Pennsylvania. See 42 Pa.C.S. § 971 l(i).