DocketNumber: Appeal, 187
Judges: Bell, Musmanno, Jones, Cohen, Eagen, O'Brien, Roberts
Filed Date: 4/26/1963
Status: Precedential
Modified Date: 10/19/2024
Opinion by
Plaintiff, a taxpayer and registered elector, filed a taxpayer’s Complaint in Equity against the Controller and other (named) fiscal officers of Philadelphia to restrain them from paying the salary of James H. J. Tate; and to enjoin Tate from holding the office of City Councilman; and such other relief as the. Court may deem proper. Tate was granted permission by the Court to appear as defendant-intervenor. Tate, according to a prior decision of this Court in Mayer v. D’Ortona, 408 Pa. 518, 184 A. 2d 582, is an elected Councilman of the City of Philadelphia and the Acting Mayor.
Defendants filed preliminary objections to the Complaint and requested the Complaint be dismissed for six reasons: (1) a taxpayer’s suit does not lie to test the right to hold public office; (2) quo warranto is the sole and exclusive remedy in such a case; (3) the present action is premature since Acting Mayor Tate was not a candidate for Mayor under the provisions of Section 10-107(5) of the Charter; (4) Section 3-400, and not Section 10-107(5), of the Charter is applicable to an acting Mayor; (5) there was a want of equity in plaintiff’s Complaint in that the granting of the relief prayed for would result in unnecessary disruption of municipal affairs; and (6) the Complaint failed to state a cause of action upon which relief may be granted.
After hearing argument, the Court below sustained defendants’, preliminary objections on the grounds: (1) the suit was premature since Tate had not in fact become a candidate under Section 10-107 (5) of the Charter, (2) there is no jurisdiction in equity since quo warranto is the sole and exclusive remedy, and (3) as a matter of substantive law, Tate is not required to resign as Councilman or as acting Mayor in order to seek election to a full term as Mayor.
Appellant appealed from the Order of the Court below which sustained defendants’ preliminary objections and dismissed the Complaint.
Philadelphia’s Home Rule Charter, adopted in 1951, provides in “Section 10-107. Political Activities.
*5 “(5) No officer or employee of the City, except elected officers running for re-election, shall he a candidate for nomination or election to any public office unless he shall have first resigned from his then office or employment.
“(6) Any officer or employee of the City who violates any of the foregoing provisions of this section shall, in addition to any penalties provided for hereafter, be ineligible for one year for any office or position under the City.”
Section 10-109 of the Charter provides: “Section 10-109. Penalties. A violation of any of the foregoing sections of this article shall be a misdemeanor, punishable by a fine of not more than three hundred dollars or by imprisonment for not more than ninety days, or both, and if the violator is an officer or employee of the City, by removal from office or immediate dismissal.”
The facts and circumstances which have caused this suit and this appeal are very unusual. Because they involve an interpretation of the meaning of several provisions of the City Charter,
Quo Warranto—Taxpayer’s Bill
The first question on which the parties vigorously differ is whether, under these unusual circumstances, quo warranto is the sole and exclusive remedy, or
The general rule is well settled that quo warranto is the sole and exclusive remedy to try title or right to office, whether the right which is challenged is that of a de jure or a de facto officer. It is likewise part of the general rule that quo warranto can be brought only by an Attorney General, or by a District Attorney, or by a person who has a special right or interest as distinguished from the right or interest of the public generally, or has been specially damaged. Brinton v. Kerr, 320 Pa. 62, 63-64, 181 A. 569; Commonwealth ex rel. Schermer v. Franek, 311 Pa. 341, 166 A. 878; Commonwealth ex rel. District Attorney v. Gibson, 316 Pa. 429, 175 A. 389; Williams's Appeal, 312 Pa. 477, 167 A. 587; Commonwealth ex rel. v. Conroy, 267 Pa. 518, 110 A. 166; Eddy v. Ashley Borough, 281 Pa. 4, 125 A. 308; Dorris v. Lloyd (No. 2), 375 Pa. 481, 100 A. 2d 599; Commonwealth ex rel. McLaughlin v. Cluley, 56 Pa. 270; Commonwealth ex rel. Butterfield v. McCarter, 98 Pa. 607; Commonwealth ex rel. Gast v. Pfromm, 255 Pa. 485, 100 A. 276. Cf. also Dorris v. Lloyd (No. 1), 375 Pa. 474, 100 A. 2d 924. And this is particularly true where such a judgment would not place the plaintiff himself in office: Commonwealth ex rel. Schermer v. Franek, 311 Pa., supra; Commonwealth ex rel. v. Crow, 218 Pa. 234, 67 A. 355.
However, there is likewise a well settled general rule that a taxpayer has a right and a standing to sue to enjoin public officials from wrongfully or unlawfully expending public money, and in such cases the complainant need not have any special interest which is damaged other than his interest as a taxpayer: Smith v. Gallagher, 408 Pa. 551, 185 A. 2d 135; Butcher v. Philadelphia, 382 Pa. 34, 114 A. 2d 120; Scudder v. Smith, 331 Pa. 165, 200 A. 601; Page v. King, 285 Pa. 153, 131 A. 707; Harris v. Philadelphia, 299 Pa. 473, 149 A. 722.
Appellant contends that three very important questions are necessarily involved in this case and they cannot be adequately answered nor can the public be fully and promptly protected by quo warranto. These questions are (1) the title or right to office of Tate, (2) the right of a fiscal officer to lawfully pay any salary to Tate, and (3) which if any provisions of the City Charter with their severe criminal and civil penalties apply to Tate. For example, appellant contends that payment of public funds to Tate is illegal and must be enjoined because Tate is no longer (a) a City Councilman or (b) President of City Council or (c) acting Mayor or (d) Mayor.. Appellant contends that
Appellant further contends that a taxpayer’s bill is both appropriate and necessary for realistic reasons, viz., since quo warranto can be brought only by a District Attorney or by an Attorney General, (or by a'person who'is specially interested or specially damaged), the suit may never be brought and the public may never be protected for one or more reasons, i.e;, (1) misapprehension of the law by the official; (2) volume and pressure of the official’s other public business; (3) an unwise exercise of discretion by the official-; or (4) politics. Courts are striving to get away from technicalities in order to promote justice and if the public interest is to be protected, Courts cannot blind themselves to realities. However, because of the well known exigencies in the circumstances here present, we shall, without deciding the procedural question, assume that a taxpayer’s bill will lie.
Meaning of Pertinent Charter Provisions
An interpretation of pertinent provisions of the Charter, which is desired by all the parties, raises complex and difficult questions. Is Tate an officer of the City, and if so is he a candidate for nomination for Mayor, and if so must he first resign? To answer these questions will obviously require a careful consideration of the pertinent provisions of the Philadelphia City Charter and their application to the facts of this case.
Section 3-400 provides: “The Mayor shall serve for a term of four years beginning on the first Monday of January following his election. He shall not be. eligible for election for more than two successive terms; and he shall not during his term of office be a candidate for any other elective office whatsoever. Should he announce his candidacy for any other office he shall be automatically disqualified to continue to serve as Mayor, and the office.shall be deemed -vacant.”
Tate’s first argument is very strange in view of -the fact that he contends that he is still a Councilman and is not Mayor of Philadelphia, but only an “acting” Mayor—even though he exercises all the powers and duties of and receives the salary of Mayor. There is no provision in the City Charter for an “acting” Mayor, and certainly such an entity is not specifically covered or governed by Section 3-400. It is difficult, therefore, to appreciate how counsel for Tate can so often blow hot and cold—to have him Mayor when it suits their purpose, and only a Councilman and President of City
A City Councilman is an Officer of the City within Section 10-107(5)
The reason that Section 10-107(5) has (allegedly) no application to a Councilman is because a Councilman is not an elected officer or employee of the City within the meaning of that Section and consequently a Councilman can be a candidate for any other public office without first resigning. Although a Councilman is paid out of the City treasury, he is, according to Tate, the only person on the City payroll who (a) can engage in certain political activities which are prohibited to all officers and employees of the City, and (b) does not have to résign when he is a candidate for another office. This is wholly contrary to the spirit of the Charter and cannot possibly be accepted. Neither the letter of the Charter nor the spirit permits such an interpretation !
Tate deduces this interpretation from the fact that there are a number of provisions in the City Charter which provide separately and specifically with the Mayor, and others which provide separately with Councilmen, and others which provide for “officers and employees.” He contends that a repetition of certain re
Even more importantly, Tate, in his attempt to draw this sharp line of demarcation between a Councilman and a Mayor or other officer or employee of the City, has completely overlooked the other pertinent provisions of Article X, Sections 10-107 and 10-101 et seq., of the Charter. In addition to Section 10-107(5) of Article X, upon which Tate bases (erroneously) his principal if not his entire argument on this point, Article X, Section 10-107(3) and Sections 10-100, 101 and 105, refute this contention. For example, "Section 10-107. Political Activities" provides: "(3) No
Other provisions of Article X confirm the construction that Councilmen are included as officers within the meaning of Section 10-107(5). Article X'reads:
“Prohibited Activities of Councilmen, City Officers, Employees and’ Others, and Penalties.”
“Section 10-100. Councilmen Not to Engage in Certain Activities; Penalties.” Section 10-100 then prohibits Councilmen from engaging in certain activities, including being interested directly or indirectly in any contract for the purchase of property, or the erection of a structure, or supplying any services to be paid for out of the City Treasury, or recommending the appointment of any person to any position in the Civil Service.
“Annotation
“Purposes: 1. Ethical standards of conduct preclude one who is a City officer from soliciting in á private capacity or personally profiting or being interested, directly or indirectly, in contracts with the City whose officer he is. See Act of June 24, 1939, P. L. 872, Section 682.”
Section 10-101 provides: “Officers and Employees Not to be Brokers or Agents for Procuring Bonds. No officer or employee whose compensation is paid out of the City Treasury shall directly or indirectly be the broker or agent who procures or receives any compen
“Annotation
“Purposes: 1. Any officer or employee who is paid from the City Treasury (e.y. City and County officers and employees and Councilmen) may not, directly or indirectly, be a broker or agent profiting from the bonding of City officers or employees. See Annotation to Section 10-100. Past experience indicates the desirability of this prohibition.
“Section 10-105. Gratuities. No officer or employee of the City and no officer or employee whose salary or other compensation is paid out of the City Treasury shall solicit or accept any compensation or gratuity in the form of money or otherwise for any act or omission in the course of his public work. . . .”
The Annotation to this Section states: “Purposes: 1. . . . The solicitation or acceptance of any such benefit by any City officer or employee of the executive or legislative branch or by any County or other governmental employee whose compensation is paid from the City Treasury is prohibited.
“2. For penalties for violating this section, see Section 10-109.”
No one would dare to contend that the City Charter intended to allow a Councilman (a) to be a broker or agent for City business or (b) to be interested in or benefited from City contracts or (c) to receive compensation or gratuities for any act or omission in the. course of his public duties, or (d) to solicit or receive contributions from civil service employees- or from other persons for a political purpose—yet that would logically and necessarily be the result of Tate’s contention that a Councilman is not an officer or employee of the City under Section 10-107 (5).
Is Tate a Candidate?
We note that the word "candidate" is not defined in the Philadelphia Home Rule Charter. Candidate is not a word of art. "Candidate" must, therefore, be construed in the light of its common, ordinary and generally accepted meaning. Fidler v. Zoning Board of Adjustment, 408 Pa. 260, 264, 182 A. 2d 692; Commonwealth Tr. Co. Mtg. Invest. Fund Case, 357 Pa. 349, 54 A. 2d 649. Cf. also, Commonwealth ex rel. Laughlin v. Green, 351 Pa. 170, 40 A. 2d 492; Leonard v. Commonwealth, 112 Pa. 607, 4 A. 220; Statutory Construction Act of May 28, 1937, P.L. 1019, § 33, 46 P.S. § 533.
In view of the penalties provided for in Section 10-107 (6) and in Section 10-109, we agree with appellees that Section 10-107 (5) must be strictly construed. The original defendants who are appellees herein disagree with Tate’s aforesaid contentions. These appellees contend that when strictly construed, this Section does not apply to Tate for two reasons: First, and most important, Tate does not become a candidate for nomination or election to the office of Mayor until after (a) he files nomination papers for the Mayoralty and (b) the time for withdrawal of nomination to that office
Appellant, on the other hand, contends that Tate became a candidate for Mayor when he announced his availability and his willingness to be a candidate for nomination for the office of Mayor. This contention is entirely unrealistic and equally devoid of merit. Appellant averred, “8. On December 17th, 1962, James H. J. Tate announced that he was seeking the office of Mayor of Philadelphia in the Municipal Election of 1963 and he offered himself for said office. By said declarations, he thereby, became a candidate for the office of Mayor and is at the present time a candidate for the office of Mayor.”
The appellant concedes that he did not aver that on December 17, 1962, Tate announced that he was a candidate, but in effect merely announced that he was willing and glad to become a candidate. There were undoubtedly several thousand persons in Philadelphia who were available, willing and anxious to be a candidate
Although several of the above mentioned cases interpret the word “candidate” in the broad sense in which it is used by appellant, namely, “one who seeks or aspires to some office, or offers himself for the same”, this is certainly too broad a definition of the language used in Section 10-107(5). We are convinced that the language of Section 10-107(5) : “shall be a. candidate for nomination or election”, when construed strictly and in the light of its common ordinary usage, means filing nomination papers or publicly announcing
We. therefore hold that Tate at the commencement of this suit and in the light of the record in this case was npt a candidate for nomination or election , to. the office of Mayor of Philadelphia, and the taxpayer’s action was premature.
However, the facts and the exigencies of this unusual situation require a decision on the merits. After-Mayer’s complaint was filed but before the appeal was-orally argued in this Court, Tate filed nomination papers and publicly announced his candidacy for nomination to the office of Mayor of Philadelphia.. If. we merely dismissed the present complaint in Equity on the ground that it was premature, another taxpayer’s suit or-even a quo warranto proceeding, would almost certainly be immediately brought to test Tate’s candidacy and his status. It is therefore in the public interest that this case be disposed of and the very important questions involved he decided on their merits, in order to avoid the uncertainty and confusion and inevitable harm which would otherwise result. We shall therefore take judicial notice of the fact that James H, J. Tate is now a candidate for the office of Mayor of Philadelphia...
It is clear that under the decision in Mayer v. D’Ortona, 408 Pa., supra, and in the light of the Charter provisions and the principles hereinabove enunciated, Tate, would have to resign as Councilman in order to-, be a candidate for Mayor.
Most of the vexing controversial issues in this case
“Section 3-500. Mayor. An election to fill a vacancy for an unexpired term in the office of Mayor shall be held at the next municipal or general election occurring more than thirty days after the vacancy occurs, unless the vacancy occurs in the last year of the term, in which event a Mayor [not an acting mayor] shall be chosen by the Council by a majority vote- of all its members. Until the vacancy is filled, or. in case of the Mayor’s temporary disability, the President of the Council shall act as Mayor; and if the President of the Council shall resign or be unable to act, then the Chairman of the Finance Committee. of the Council shall act as Mayor.”
That section, in the light of possible and existing circumstances, is undoubtedly ambiguous.
The dissenting opinion held that a consideration of that section of the Charter, together with other pertinent sections of the Charter and a realistic and common sense' interpretation thereof, demonstrated that-
The effect of the Court's decision in D'Ortona was that if a Mayor of Philadelphia resigned or died one month after his induction, the President of City Council should thereafter be "acting" Mayor until the next municipal election,
A situation has arisen which was not presented at the time of that decision. In the light of the existing situation and its resulting confusion, it is clear that the D’Ortona decision is not consonant with the long recognized interpretation of the analogous provisions of the Constitution of Pennsylvania, Article IV, §§13 and 14, and of Article II, §1, paragraph 6, of the Con
“Filling Vacancy in Lieutenant Governor’s Office;
Election of Successor to President Pro Tempore
“Section 14. In case of a vacancy in the office of Lieutenant Governor, or when the Lieutenant Governor shall be . . . unable to exercise the duties of his office, the powers, duties and emoluments thereof for the remainder of the term, or until'the disability be removed shall devolve upon the President pro tempore of the Senate; and the President pro tempore of the Senate shall in lilce manner become Governor if a vacancy or disability shall occur in the office of Governor;....”
The Federal Constitution provides: “In case of the Removal of the President from Office, or of his Death, Resignation, or inability* to discharge the Powers and Duties of the said Office, the Same [the powers and duties] shall devolve on the Vice President, and the Congress may by Law provide for the Case of Removal, Death, Resignation, or Inability,* both of the President and Vice President, declaring what Officer shall then act as President, and such Officer shall act accordingly, until ... a President shall be elected.”
The language of Article II, §1, paragraph 6, of the Constitution of the United States with respect to whether a Vice President succeeds to the Presidency upon the death or resignation of a President, or wheth
To resolve the present uncertainties and confusion which have resulted from Mayer v. D’Ortona and were not foreseen or anticipated when that decision was written, and in accordance with the spirit and a reasonable and realistic interpretation- of the provisions of the Charter in its entirety, and in order to safeguard the orderly and workable administration of the Government of Philadelphia, Mayer v. D'Ortona is hereby overruled,
Decree affirmed; each party to pay own costs.
Mr. Justice Musmanno joins in this Opinion and particularly agrees with the overruling of Máyer v. D’Ortona, and the holding that James H. J. Tate is the present Mayor of Philadelphia and as such can be a candidate to succeed himself as Mayor without the necessity of resigning. However, there are several expressions in the Court’s Opinion with which Justice Musmanno does not agree.
Italics throughout, ours.
Philadelphia’s Home Rule Charter is a magnificent magnum opus. Because it is a detailed charter of 177 pages and because it was drawn by busy men, and because not even Solomon could foresee and clearly and specifically cover and provide for every future event or contingency, cases will undoubtedly arise involving uncertainty, doubt or confusion.
Tate also contends on the record in this ease he is not a “candidate” within the meaning of Section 10-107(5); this .contention will be discussed infra.
Through his various counsel.
Freund v. Cox, 321 Pa. 548, 183 A. 924, which is relied upon by appellee, is clearly distinguishable. In that case the Court correctly held that Councilmen were not included in and under the Civil Service provisions of that Charter. Any analysis of those provisions will disclose that they were very different from the challenged provisions of the present Charter.
Can there be any doubt that Richardson Mlworth, and John IT. Kennedy, and Richard M. Nixon, and Nelson A. Rockefeller, were active candidates for a different and higher office for many years before publicly announcing their candidacy?
The writer of the present opinion filed in that case a vigorous dissenting opinion.
Cali v. Philadelphia, 406 Pa. 290, 177 A. 2d 824.
Inability or disability, temporary or permanent, has caused grave concern to Congress and to experts in Constitutional law. No such uncertainty or doubt exists where a President resigns or dies.
No one has advocated and supported as strongly as the writer of the present opinion, the principle of stare decisis which is part of the law of Pennsylvania: Borsch Estate, 362 Pa. 581, 589, 67 A. 2d 119. However, it is sometimes forgotten that there are well recognized exceptions to this rule. It is obvious, if we are to progress, that there always will be exceptions to every general rule or principle, and that neither the law. nor the principle of stare decisis can or should be as immutable as “the laws of the Medes and the Persians.”
Mr. Justice Frankfurter, in his concurring opinion in Green v. United States, 356 U.S. 165, 192 (1958) said: “To be sure, it is never too late for this Court to correct a misconception in an occasional decision, even on a rare occasion to change a rule of law that may have long persisted but also have long been questioned and only fluctuatingly applied.”
I would further hold that the principle of Stare Decisis should always be applied, except in the two situations set forth by Justice Frankfurter and in the following situations: (1) Where the Su