DocketNumber: Appeal, 400
Judges: Bell, Jones, Cohen, Eagen, O'Brien, Roberts
Filed Date: 1/30/1970
Status: Precedential
Modified Date: 10/19/2024
Opinion by
This is an appeal from the order of the Court of Common Pleas of Philadelphia County, denying James Smith’s petition for a writ of habeas corpus. The facts upon which the convictions of appellant and his co-felons, Almeida and Hough, rest are well known to this Court
The jury convicted Smith of first degree murder, with punishment fixed at life imprisonment. He filed no post-trial motions, and took no appeal. Nor did Smith initiate any post-conviction proceedings until the instant case, despite the litigious propensities of his co-felons.
On February 4, 1966, appellant filed the present petition for a writ of habeas corpus. In his petition appellant raised the following contentions: first, that he had been denied his right to appeal and his right to the assistance of counsel on appeal from his conviction; second, that he was denied his constitutional right to a fair trial by reason of the knowing use of false testimony by the prosecution; and third, that he was denied his constitutional right to a fair trial by reason
The court below held two hearings which were confined to the presentation of evidence in support of appellant’s contention that he was denied his right to appeal. The other contentions raised by the appellant were briefed and argued to the court below, but not passed on below. The court below held that appellant had knowingly waived his right to appeal, and although the opinion does not discuss the question, the denial of relief necessarily manifested a belief by the court below that appellant was aware of his right to counsel on appeal. The other issues raised by appellant were not mentioned by the court, apparently of the view that they were cognizable only if it appeared that appellant had been denied his right to appeal, and was entitled to an appeal nunc pro tunc.
We reverse, grant the writ, allow an appeal nunc pro tunc, and grant a new trial. Appellant urges that the evidence clearly shows that he was unaware of his right to appeal from the conviction, and of his right to appointed counsel on appeal. On the other hand, the Commonwealth urges the opposite just as strongly. The Commonwealth contends that appellant was well aware of his right to appeal and his right to appointed counsel on appeal, but deliberately declined to appeal because of his fear of receiving the death penalty upon retrial if he should be successful in gaining a new trial. The Commonwealth argues in its brief: “The major consideration in appellant’s choice was the possibility of a death sentence on retrial.”
In view of the recent decisions in the companion cases of Commonwealth v. Littlejohn and Commonwealth v. Archambault, 433 Pa. 336, 250 A. 2d 811 (1969), we need not decide the extremely close factual
In the instant case, it is not clear whether Smith’s failure to appeal resulted from his fear of receiving the death penalty on retrial, or from his lack of knowledge about his appeal rights. However, no hearing is necessary, for under either alternative, Smith did not knowingly and voluntarily waive his right to appeal. He is thus entitled to an appeal nunc pro tunc.
Moreover, since the parties have briefed both below and in this Court the issues which would be cognizable on a direct appeal, and since the issue with which we propose to deal involves solely a matter of law, we shall treat the instant proceeding as a direct appeal. See Commonwealth v. Gist, 433 Pa. 101, 249 A. 2d 351 (1969).
The proximate cause theory was taken a millimeter further by this Court in Commonwealth v. Thomas, 382 Pa. 639, 117 A. 2d 204 (1955). In that case the victim of an armed robbery shot and killed one of the felons, Jackson; the other felon, Thomas, was convicted of the murder.
Thomas was repudiated by this Court in Commonwealth v. Redline, 391 Pa. 486, 137 A. 2d 472 (1958). The facts there were virtually identical to those of Thomas; a policeman shot one fleeing felon and the other was convicted of murder. In an opinion by the late Chief Justice Charles Alvin Jones, this Court interred Thomas and dealt a fatal blow to Almeida. At
Medline began with a rather general review of the entire felony-murder theory. If we may presume to elaborate a bit on that review, we should point out that the felony-murder rule really has two separate branches in Pennsylvania. The first, and the easier concept, is statutory. The Act of June 24, 1939, P. L. 872, §701, 18 P.S. §4701, provides, inter alia: “All murder which shall ... be committed in the perpetration of, or attempting to perpetrate any arson, rape, robbery, burglary, or kidnapping, shall be murder in the first degree. All other kinds of murder shall be murder in the second degree.” Clearly this statutory felony-murder rule merely serves to raise the degree of certain murders to first degree; it gives no aid to the determination of what constitutes murder in the first place. Medline, pointing out that except for one isolated situation
The common law felony-murder rule as thus explicated has been subjected to some harsh criticism, most of it thoroughly warranted. It has been said to be “highly punitive and objectionable as imposing the consequences of murder upon a death wholly unintended.”
A more temperate commentator suggests that the rule should be modified, so that a killing committed during the perpetration of a felony would create merely a rebuttable presumption of intention, rather than the conclusive presumption now created.
In fact, not only is the felony-murder rule nonessential, but it is very doubtful that it has the deterrent effect its proponents assert.
We have gone into this lengthy discussion of the felony-murder rule not for the purpose of hereby abolishing it. That is hardly necessary in the instant case. But we do want to make clear how shaky are the basic premises on which it rests. With so weak a foundation, it behooves us not to extend it further and indeed, to restrain it within the bounds it has always known. As stated above, Redone, at page 495 et seq., demolished the extension to the felony-murder rule made in Almeida: “In adjudging a felony-murder, it is to be remembered at all times that the thing which is imputed
“Until the Almeida case there was no reported instance in this State of a jury ever having been instructed on the trial of an indictment for murder for a killing occurring contemporaneously with the perpetration of a felony that the defendant was guilty of murder regardless of the fact that the fatal shot was fired by a third person acting in hostility and resistance to the felon and in deliberate opposition to the success of the felon’s criminal undertaking.” (Emphasis in original).
RedUne proceeded to discuss the cases, both within and without Pennsylvania, which establish the rule that murder is not present where the fatal shot is fired by a third person acting in opposition to the felon. See Commonwealth v. Thompson, 321 Pa. 327, 330, 184 Atl. 97 (1936); Commonwealth v. Mellor, 294 Pa. 339, 342, 144 Atl. 534 (1928); Commonwealth v. Campbell, 89 Mass. (7 Allen) 541 (1863); Butler v. People, 125 Ill. 641, 18 N.E. 338 (1888); Commonwealth v. Moore, 121 Ky. 97, 88 S.W. 1085 (1905); State v. Oxendine, 187 N.C. 658, 122 S.E. 568 (1924). See also People v. Udwin, 254 N.Y. 255, 172 N.E. 489 (1930); People v. Carippo, 292 Ill. 293, 127 N.E. 75 (1920). We see no reason to repeat that discussion, and simply refer the reader to RedUne, 497 to 503. The Court then summarized the rule by quoting, at pages 503-04, from 13 Ruling Case Law at pp. 753-754: “ ‘Thus, where persons
We then proceeded to distinguish the cases relied upon in Almeida. Chief among those cases was Commonwealth v. Moyer and Byron, supra. We referred to the statement in that case to the effect that a felon can be convicted of murder if the shot is fired by the intended victim as “a palpable gratuity,” since the court below had charged that the defendant was entitled to an acquittal unless the Commonwealth proved beyond a reasonable doubt that one of the felons had fired the fatal bullet. We further distinguished the cases, cited in Almeida, in which the death-dealing act was committed by one participating in the initial felony. See Commonwealth v. Guida, 341 Pa. 305, 19 A. 2d 98 (1941); Commonwealth v. Doris, 287 Pa. 547, 135 Atl. 313 (1926); and Commonwealth v. Sterling, 314 Pa. 76, 170 Atl. 258 (1934). A similar factual difference was noted in the cases succeeding Almeida and relied upon by the Commonwealth, Commonwealth v. Phillips, 372 Pa. 223, 93 A. 2d 455 (1953) and Commonwealth v. Lowry, 374 Pa. 594, 98 A. 2d 733 (1953).
Finally, we distinguished the express malice cases. These included the so-called “shield” cases, where a felon used the interposition of the body of an innocent person to escape harm in flight from the scene of the crime. See, e.g., Keaton v. State, 41 Tex. Cr. R. 621, 57 S.W. 1125 (1900); Taylor v. State, 41 Tex. Cr. R. 564, 55 S.W. 961 (1900); and Wilson v. State, 68 S.W. 2d 100 (Ark. 1934). These cases were not based on the felony-murder rule and imputed malice, but on the express malice found in the use of an innocent person as a shield or breastwork against hostile bullets. Red-line also indicated that Commonwealth v. Bolish, 381
This lengthy review of Redline should have made it clear that the cases on which Almeida was based did not support the result reached therein, nor do the later cases. However, Redline was not limited merely to a factual explication of the cases on which Almeida re
The issue of the application of tort proximate cause principles to homicide prosecutions again arose a few years after Redline in Commonwealth v. Root, 403 Pa. 571, 170 A. 2d 310 (1961). In that case the defendant was engaged in a drag race on a public highway with another person who swerved to the left side of the road, crashed head-on into an oncoming truck, and was killed. This Court reversed Root’s conviction for involuntary manslaughter, and rejected utterly the tort concept of proximate cause in criminal homicide prosecutions :
“While precedent is to be found for application of the tort law concept of ‘proximate cause’ in fixing responsibility for criminal homicide, the want of any rational basis for its use in determining criminal liability can no longer be properly disregarded. When proximate cause was first borrowed from the field of tort law and applied to homicide prosecutions in Pennsylvania, the concept connoted a much more direct causal relation in producing the alleged culpable result than it does today. Proximate cause, as an essential element of a tort founded in negligence, has undergone in recent times, and is still undergoing, a marked extension. More specifically, this area of civil law has
“In this very case (Commonwealth v. Root, 191 Pa. Superior Ct. 238, 245, 156 A. 2d 895) the Superior Court mistakenly opined that ‘The concept of proximate cause as applied in tort cases is applicable to similar problems of causation in criminal cases. Commonwealth v. Almeida, 362 Pa. 596, 603, 611, 68 A. 2d 595 (1949).’ It is indeed strange that the Almeida case should have been cited as authority for the above quoted statement; the rationale of the Almeida case was flatly rejected by this Court in Commonwealth v. Redline, 391 Pa. 486, 504-505, 137 A. 2d 472 (1958), where we held that the tort liability concept of proximate cause is not a proper criterion of causation in a criminal homicide case.” (Emphasis in original).
Such an approach has met with approval from the commentators: “It seems preferable, however, to impose liability only for homicides resulting from acts done in furtherance of the felony. A closer causal connection between the felony and the killing than the proximate-cause theory normally applicable to tort cases should be required because of the extreme penalty-attaching to a conviction for felony murder and the difference between the underlying rationales of criminal and tort law. The former is intended to impose punishment in appropriate cases while the latter is primarily concerned with who shall bear the burden of a loss. Requiring this closer causal connection, although
After this review of Redline, the uninitiated might be surprised to learn that Redline did not specifically overrule Almeida.
In fact, even the majority in Redline seemed to realize that they were seizing upon a will-of-the-wisp
The “distinction” Redline half-heartedly tries to draw has not escaped criticism from the commentators. While the result reached in Redline and most of its reasoning have met with almost unanimous approval, the deus ex machina ending has been condemned. One learned journal has commented:
“It seems, however, that Almeida cannot validly be distinguished from [Redline]. The probability that a felon will be killed seems at least as great as the probability that the victim will be an innocent bystander. Any distinction based on the fact that the killing of a felon by a policeman is sanctioned by the law and therefore justifiable, while the killing of an innocent bystander is merely excusable, seems unwarranted. No criminal sanctions now attach to either in other areas of criminal law, and any distinction here would seem anomalous. Indeed, to make the result hinge on the character of the victim is, in many instances, to make it hinge on the marksmanship of resisters. Any attempt to distinguish between the eases on the theory that the cofelon assumes the risk of being killed would also be improper since this tort doctrine has no place in the criminal law in which the wrong to be redressed is a public one—a killing with the victim’s consent is
Redime concluded, at page 510, in this manner: “The limitation which we thus place on the decision in the Almeida case renders unnecessary any present reconsideration of the extended holding in that case. It will be time enough for action in such regard if and when a conviction for murder based on facts similar to those presented by the Almeida case (both as to the performer of the lethal act and the status of its victim) should again come before this court.” The time is now. The facts are not merely similar to those of Almeida,; they are identical, Smith and Almeida being cofelons. The case law of centuries and the force of reason, both dealt with in great detail in Redime and above, require us to overrule Almeida.
Nor are we prevented from so doing in this case by our decisions in Com. ex rel. Hough v. Maroney, 402 Pa. 371, 167 A. 2d 303 (1961), cert denied, 366 U.S. 971 (1961); Com. ex rel. Almeida v. Rundle, 409 Pa. 460, 187 A. 2d 266 (1963); and Com. ex rel. Hough v. Maroney, 425 Pa. 411, 229 A. 2d 913 (1967). All of those were habeas corpus proceedings, in which Smith’s cofelons sought release by virtue of the change in law that had occurred since their convictions had become final, asking us to give retroactive effect to Redline. In Hough (402 Pa. at 375-76) we stated: “The basic fallacy of the appellant’s contention lies in the fact that the felony-murder rule laid down in the Eedline case, supra, which is now the law of Pennsylvania, was not enunciated until 1958, more than ten years after the ap
All three of those cases, however, were collateral attacks on the convictions. By contrast, the instant case is now on direct appeal. Although in the three collateral attack cases, we spoke of the law as it existed at the time of the relator’s “conviction”, we were not at that time faced with a situation where the conviction had not yet become final, as here. Hough’s conviction had become final as a result of his appeal, and Almeida’s became final by virtue of his failure to take an appeal. In contrast, here, Smith’s conviction is not final, as he is on direct appeal. No one would suggest that this Court would be violating any settled principles of law by making a change in the law and reversing a conviction, even though the law at the time of conviction supported the conviction. This has occurred innumerable times, in practically every landmark constitutional criminal case. Nor should the result be any different where the appeal is nunc pro tunc rather than immediately after conviction. In Commonwealth v. Little, 432 Pa. 256, 248 A. 2d 32 (1968), we conclusively rejected the suggestion made in the late Justice Musmanno’s opinion in Commonwealth v. Jefferson, 430 Pa. 532, 243 A. 2d 412 (1968), that in a nunc pro tunc appeal the appellant is entitled only to those
Appellant is therefore in no way precluded from asserting his claim that Almeida should be overruled. We thus give Almeida burial, taking it out of its limbo, and plunging it downward into the bowels of the earth.
The order of the court below is reversed, an appeal is allowed nunc pro tune, and a new trial is granted.
Mr. Justice Eager concurs in the result.
See Commonwealth v. Hough, 358 Pa. 247, 56 A. 2d 84 (1948) ; Com. ex rel. Hough v. Maroney, 402 Pa. 371, 167 A. 2d 303 (1961), cert. denied, 366 U.S. 971 (1961) ; Com. ex rel. Hough v. Maroney, 425 Pa. 411, 229 A. 2d 913 (1967) ; Commonwealth v. Almeida, 362 Pa. 596, 68 A. 2d 595 (1949), cert. denied, 339 U.S. 924 (1950), rehearing denied, 339 U.S. 950 (1950) ; Com. ex rel. Almeida v. Baldi (361 Misc. Docket No. 9, 1950), cert. denied, 340 U.S. 867 (1950) ; Com. ex rel. Almeida v. Bundle, 409 Pa. 460, 187 A. 2d 266 (1963), cert. denied, 374 U.S. 815 (1963). Cf. Commonwealth v. Thomas, 382 Pa. 639, 117 A. 2d 204 (1955) ; Commonwealth v. Redline, 391 Pa. 486, 137 A. 2d 472 (1958).
United States ex rel. Hough v. Maroney, 247 F. Supp. 767 (W.D. Pa. 1965), (writ granted); United States ex rel. Almeida v. Baldi, 104 F. Supp. 321 (E.D. Pa. 1951), (writ granted), aff’d 195 F. 2d 815 (1952), cert. denied, 345 U.S. 904 (1953), rehearing denied, 345 U.S. 946 (1953).
It would be virtually impossible to catalogue all of the articles on these cases which have been published in the learned journals. Some of the more enlightening include Morris, The Felon’s Besponsihility for the Lethal Acts of Others, 105 U. Pa. L. Rev. 50
That situation is death-dealing by means of intentional train-wrecking. Act of June 24, 1939, P. L. 872, 18 P.S. §4919; see Commonwealth v. Johnson, 368 Pa. 139, 81 A. 2d 569 (1951).
Pirsig, Proposed Revision of the Minnesota Criminal Code, 47 Minn. L. Rev. 417, 427-28 (1963).
Fourth Report of the Commissioners on Criminal Law (1839) xxviii-xxix, quoted in Ludwig, op. cvit., 52.
Mueller, Criminal Law and Administration, 34 N.Y.L. Rev. 83, 98 (1959).
Crum, Causal Relations and the Felony-Murder Rule, 1952 Wash. U. Law Q., 191, 205.
See, e.g., the dissenting opinion of Justice (now Chief Justice) Bell in Commonwealth v. Redime, supra, where he stated: “The brutal crime wave which is sweeping and appalling our Country can be halted only if the Courts stop coddling, and stop freeing murderers, communists and criminals on technicalities made of straw.” To similar effect is the statement in Commonwealth v. Kelly, 333 Pa. 280, 287, 4 A. 2d 805 (1939) : “To this Commonwealth one must answer as a malicious criminal for any fatal injury he here causes a human being by anything done by him intentionally or uintentionally during the commission or attempted commission of any of the specified felonies, for malice is the mainspring of his outlawed enterprise and his every act within the latter’s ambit is imputable to that base quality. Such a rule is essential to the protection -of human life.” (Emphasis added).
See Ludwig, op. cit., 62.
Commissioners on Criminal Law, Second Report 17 (1846), quoted in 1 Russell, Crime 563 (10th ed. 1950) and Morris, op. cit., n.3, at 68.
Holmes, The Common Law 59 (1881).
Act No. 227 of 1968, approved July 30, 1968. It provides, inter alia: “Whoever is convicted of committing a crime of violence, which for the purposes of this section means murder, rape, robbery, burglary, entering a building with intent to commit a crime therein, kidnapping or participation in riot and during the commission thereof had in his possession a firearm shall, in addition to the penalties prescribed by law, be sentenced to undergo imprisonment for not less than five (5) years and not more than ten (10) years.”
71 Harv. L. Rev., op. cit., 1565.
Justice Cohen in his Concurring Opinion in RedUne did state that he would overrule Almeida.
71 Harv. L. Rev. op. cit., 1566-67; See, to similar effect, 106 U. Pa. L. ReV., op. cit., 1178.
See fn.* p. 548 of the Dissenting Opinion in Redline, Where Justice (now Chief Justice) Bell laments: “In the majority opinion, Commonwealth v. Almeida, like Mohammed’s coffin, is suspended between Heaven and earth. However, unlike Mohammed’s coffin, which is headed upward toward Heaven, the coffin containing Commonwealth v. Almeida is pointed downward in preparation for a speedy flight into the bowels of the earth.”