DocketNumber: 43 W.D. Appeal Docket 1984
Judges: Nix, Larsen, Flaherty, McDermott, Hutchinson, Zappala, Papadakos
Filed Date: 4/3/1987
Status: Precedential
Modified Date: 10/19/2024
OPINION
The appellant, John A. Nelson, was convicted by a jury of murder in the first degree and of possession of an instrument of crime. Following further deliberation, the jury decided that imposition of the death sentence was appropriate, having found the aggravating circumstance of torture. After denying the appellant’s post-trial motions, the trial court formally imposed the judgment of sentence of death for the murder; and also sentenced him to a term of imprisonment of from one to two years for the companion crime. There followed this direct appeal to this Court pursuant to section 722(4) of the Judicial Code, 42 Pa.C.S. § 722(4).
In the early evening of February 14,1983, John A. Nelson was released from a hospital after having spent about three days there for problems of alcoholism. Later that same night he killed his wife, Sara Nelson, while subjecting her to
The record evidence discloses that about 7:00 P.M. on the night in question, prior to the killing, appellant Nelson had gone to a local bar and engaged in conversation with one David Fuller, an ex-policeman. In that conversation, according to Fuller’s testimony at trial, the appellant remarked that he was angry with his wife and inquired as to the penalty for murder. Fuller further testified that the appellant did not appear to be intoxicated during this conversation.
John Nelson left the bar and went to his wife’s residence where he was admitted by his stepdaughter, Ms. Dina. In the opinion of Ms. Dina, the appellant was not under the influence of alcohol when he arrived. Sara Nelson was home and did meet with her husband. About 8:00 P.M., Mrs. Nelson agreed to drive her husband to a certain beauty parlor. It was in the basement of the beauty parlor that he subjected her to the brutal, fatal attack that ended her life. Thereafter, he removed Mrs. Nelson’s car to another location; and then telephoned his stepdaughter, representing that he was again looking for his wife. A short time later, however, he told at least three friends or acquaintances that he had killed his wife.
During trial appellant sought to convince the jury that he was so intoxicated on the night of the killing that his actions were not deliberate and premeditated and that he did not possess a specific intent to take his wife’s life. In this context, he attempted to establish that he was so afflicted by the curse of chronic, severe alcoholism that his mind had become impaired to the point of being incapable of committing a premeditated homicide or of forming a specific design to kill. The only evidence adduced by the defense in support of this theory of diminished mental capacity was testimony provided by appellant himself and testimony supplied by his sisters, stressing that his hospitalization prior to the killing had been for the treatment of alcoholism. The defense did not offer expert medical testimony to establish the extent to which his alleged alcoholism had impaired his mental faculties. Defense counsel argued to the jury that the homicide could not rise any higher than murder in the third degree based upon the assertion of mental incapacity due to alcoholism. The appellant also argued in the alternative that he killed his wife while in a heat of passion brought on by a marital dispute during which she struck him with a hammer.
The jury’s verdict in this case makes it clear that they rejected the appellant’s allegations of diminished mental capacity or conduct while in a heat of passion, and that they believed the evidence established an intentional malicious killing. In deciding that imposition of the death penalty was appropriate, the jury expressly accepted the prosecution’s theory that the homicide was committed by means of torture and found that there were no outweighing mitigating circumstances.
Before this Court, the appellant raises numerous challenges; some are directed at the guilt stage of his trial but most are concerned with the sentencing phase of the proceedings.
Under the testimony presented at trial, the Commonwealth’s evidence was unusually impressive in establishing the specific intent to kill. The element of specific intent is one that may be proven from the circumstances surrounding the event. Commonwealth v. Paquette, 451 Pa. 250, 301 A.2d 837 (1973). As we noted in Commonwealth v. Meredith, supra:
Where one does not verbalize the reasons for his actions, we are forced to look to the act itself to glean the intentions of the actor. Where the intention of the actor*271 is obvious from the act itself, the finder of fact is justified in assigning the intention that is suggested by the conduct. If a deadly force is knowingly applied by the actor to the person of another, the intent to take life is as evident as if the actor stated the intent to kill at the time the force was applied. (Emphasis added.) 490 Pa. at 811, 416 A.2d at 485.
Here, appellant admitted causing the death of his wife to individuals even before his arrest on these charges. Thereafter, during custodial interrogation, he again confirmed the fact that he brought about the termination of his wife’s life. Thus the fact that he was the cause of the death is amply supported by the testimony presented. The circumstances surrounding the event reflect with equal clarity his intent at the time to bring about the death of his spouse. Having first assaulted his wife with a hammer and then a chisel, and being unsuccessful in extinguishing her life, appellant then left the basement, went upstairs and secured an electric cord and returned to the basement where he effectively used the cord to accomplish his purpose. From this sequence of events, the jury was certainly justified in concluding that the assault was designed to terminate the life of the unfortunate victim. See, e.g., Commonwealth v. Pursell, 508 Pa. 212, 495 A.2d 183 (1985). We are satisfied that the evidence produced by the Commonwealth provided ample basis for the jury’s determination that the killing was willful, deliberate and premeditated.
Notwithstanding the legal sufficiency of the Commonwealth’s evidence to sustain the jury’s verdict of first-degree murder, the appellant asserts that the verdict was against the weight of the evidence.
As a further argument that the verdict was against the weight of the evidence, the appellant asserts that the testimony indicated he killed his wife in a “heat of passion” brought on by a marital dispute, and that with such evidence the jury could have returned a verdict of voluntary manslaughter. It is true that extended provocation brought about by stress, anger and hostility caused by marital problems can provide grounds for a verdict of voluntary manslaughter instead of murder. Commonwealth v. Shaver, 501 Pa. 167, 460 A.2d 742 (1983). However, in the instant case the “heat of passion” defense rested upon the
The appellant’s arguments concerning the weight of the evidence were, of course, first raised before the trial court in his post-trial motions, and were rejected by the trial judge. The trial judge was able to observe the demeanor of the witnesses as they offered their evidence and was satisfied that the jury's verdict was justified. A jury’s resolution of the facts should not be disturbed unless the failure to do so would be tantamount to a miscarriage of justice. See, e.g., Bohner v. Eastern Express, Inc., 405 Pa. 463, 175 A.2d 864 (1961); Lupi v. Keenan, 396 Pa. 6, 151 A.2d 447 (1959); Frank v. W.S. hosier & Co., Inc., 361 Pa. 272, 64 A.2d 829 (1949). Such would be the case where the quality and/or quantity of the evidence clearly does not support the verdict reached. See Commonwealth v. Vogel, 458 Pa. 200, 321 A.2d 633 (1974). Clearly such a situation is not presented in this appeal.
The appellant next raises as a ground for a new trial the fact that the trial judge, at the beginning of the defense’s case during the guilt stage of the proceedings, refused to grant the motion of defense counsel for a recess prior to calling the appellant to the witness stand. The motion was made about 4:00 P.M. on a Monday, in the midst of trial, and sought to have the proceedings adjourned until the following morning, purportedly to give defense counsel additional time to determine whether or not his client would testify. We note that defense counsel had assumed the representation of his client long in advance of trial; we also note that counsel had advised his client relating to his right to testify on his own behalf, and further stated that he had advised his client that, in counsel’s judgment, he should, in
Contending here that the denial of the recess was a violation of his right to confer with counsel as guaranteed by the Sixth Amendment of the Federal Constitution, the appellant relies on the decision of the United States Supreme Court in Geders v. United States, 425 U.S. 80, 96 S.Ct. 1330, 47 L.Ed.2d 592 (1976). That case, however, does not support the appellant’s contention. Geders upheld the right of a criminal defendant to confer with his counsel during a recess which had been called by the trial judge; the case does not address the question of the defendant’s right to have a recess called. It is within the sound discretion of the trial judge to control the course of trial. Commonwealth v. Dress, 354 Pa. 411, 47 A.2d 197 (1946). There was no question in the instant case that the defense had ample opportunity to explore their options and that they were not forced to make a hasty decision. Moreover, the appellant has not suggested how the denial of the recess prejudiced him. It is therefore apparent that this assignment of error is totally without merit.
It also follows that the appellant’s related contention, that trial counsel was ineffective in not including the recess denial as a ground in his post-trial motions, must fail as well. Counsel is not ineffective for failing to assert a
The appellant next complains that his trial attorney was ineffective in failing to comply with Pa.R.Crim.P. 305(C)(1)(b), which requires the defense to give the Commonwealth pre-trial notice of an intention to offer at trial a claim of mental infirmity. This argument must also be rejected as a ground for a new trial. Despite the apparent failure of defense counsel to comply with the above procedural requirement, the trial court permitted the defense to claim diminished mental capacity, to present evidence in support of the claim, and to argue the matter to the jury for their consideration. Therefore, we cannot ascertain how, if at all, the appellant was actually prejudiced by the procedural omission; his brief to this Court provides us with no help in that regard. Before a defendant on direct appeal is entitled to further inquiry under a theory of ineffective assistance of trial counsel, it must appear that counsel’s omission or improper commission was, in some way, prejudicial to the interests of the defendant. Commonwealth v. Ford, 491 Pa. 586, 421 A.2d 1040 (1980); Commonwealth v. Wade, 480 Pa. 160, 389 A.2d 560 (1978).
Still maintaining that he was not effectively represented during the guilt stage, the appellant further avers that trial counsel failed to seek pre-trial discovery from the Commonwealth. In support of this argument the appellant’s brief simply states that: “it is alleged and believed that the Commonwealth was in possession of substantial medical evidence which would relate to the defendant’s mental or physical condition.” (Emphasis added.) Upon the record before us in this appeal there is no way of knowing whether trial counsel did or did not attempt to secure such pre-trial discovery; nor is there any way of knowing from the appellant’s brief what, if any, medical evidence the Commonwealth may have had in its possession. In providing this Court with nothing more than a bare allegation or statement of belief to support the argument,
The appellant also complains that his defense counsel made no attempt, during the guilt phase of the trial, to present any expert medical testimony concerning the impact of his alcoholism on his mental capacity. However, the appellant makes no assertion here that there was a medical witness who would have offered testimony favorable to his defense of diminished mental capacity. Consequently, this assertion of ineffective assistance of counsel is also without merit. Commonwealth v. Floyd, supra. As a final challenge to the effectiveness of counsel’s assistance during the guilt stage, the appellant contends that counsel’s closing argument fell short of required standards. Our review of counsel’s efforts in that regard discloses no such failure.
Having concluded that the Commonwealth’s evidence in this case was legally sufficient to sustain the jury’s verdict of first-degree murder, and having rejected the arguments upon which the appellant relied for the grant of a new trial, we turn now to the appellant’s assertions regarding the sentencing phase of the proceedings against him.
In urging us to vacate the sentence of death, the appellant first directs our attention to the torture element of the case. He asserts that section 9711(d)(8) of the Sentencing Code, 42 Pa.C.S. § 9711(d)(8), which makes torture an aggravating circumstance upon which a sentence of death can be based, is unconstitutionally vague. He further asserts that the trial judge’s charge to the jury concerning torture was prejudicially inadequate; and that the Commonwealth’s evidence was not legally sufficient to prove that the killing of Mrs. Nelson was accompanied by torture. The appellant also complains that his trial counsel was ineffective in not demurring to the Commonwealth’s proof of torture as an aggravating circumstance, and for not objecting to the trial judge’s charge relating to torture.
Section 9711(d) of the Sentencing Code enumerates ten categories
Now, the Crimes Code [sic] defines aggravating circumstances. For purposes of this particular case only the following matters, if proven, can constitute aggravating circumstances, and in this case there is only one item in which the Commonwealth is contending under the Crimes Code [sic], that there is an aggravating circumstance, and that is that the offense was committed by means of torture. T.T. Vol. V, pp. 198-199.
Appellant notes that the word “torture”, as used in subsection 8, is given no definition by the Sentencing Code and that the trial court made no effort to further define that term for the jury in this case. He argues that this was an insufficient instruction that constituted a denial of due process.
A well recognized aspect of the void-for-vagueness concept is the requirement that standards be sufficiently precise to guide the court and jury. Godfrey v. Georgia, 446 U.S. 420, 428-29, 100 S.Ct. 1759, 1764-65, 64 L.Ed.2d 398 (1980) (opinion of Stewart, J., announcing judgment of the Court, joined in by Blackmun, Powell, and Stevens, JJ.); Proffitt v. Florida, 428 U.S. 242, 255-56, 96 S.Ct. 2960, 2968, 49 L.Ed.2d 913 (1976) (opinion of Powell, J., announcing judgment of the Court, joined in by Stewart and Stevens, JJ.); Gregg v. Georgia, 428 U.S. 153, 192-94, 96 S.Ct. 2909, 2934-35, 49 L.Ed.2d 859 (1976) (opinion of Stewart, J., announcing judgment of the Court, joined in by Powell and Stevens, JJ.). In this instance the question is whether by merely utilizing the word “torture”, the General Assembly has made sufficiently clear the requisite degree of culpability for the imposition of the death penalty under this particular aggravating circumstance.
The test to be applied is whether the prohibited conduct is so vague that men of common intelligence must necessarily guess at its meaning and differ as to its application. See generally Note, The Void-for-Vagueness Problem in the Supreme Court, 109 U.Pa.L.Rev. 67 (1960).
However, this conclusion does not end our inquiry into the instant complaints. It is the responsibility of the courts to “channel the sentencer’s discretion by ‘clear and objective standards’ that provide ‘specific and detailed guidance,’ and that ‘make rationally reviewable the process for imposing a sentence of death.’” Godfrey v. Georgia, supra, 446 U.S. at 428, 100 S.Ct. at 1764-65.
The critical distinction between Commonwealth v. Pursell, supra, and the case at bar is that in Pursell the trial judge gave the jury a charge which contained a sufficiently guiding definition of the word “torture.” That charge conveyed to the jurors the idea that the “torture murderer”, besides having an intent to kill, has an additional specific intent — “ ‘an intention to inflict pain, suffering or both pain and suffering.’ ” 508 Pa. at 239 n. 13, 495 A.2d at 197 n. 13 (quoting charge of trial judge). The central element in our decision in Pursell is that we upheld the charge given by the trial judge regarding the meaning of “torture.” Although we recognize the definitional problem that confronted the trial court in the instant case, we must also observe that the trial judge in Pursell was faced with the same problem and yet succeeded in providing a charge which satisfied due process requirements.
Having concluded that the jury charge given during the sentencing phase of the instant case was prejudicially deficient, we must also conclude that trial counsel was ineffective in his assistance when he failed to make a timely objection to that charge.
For the reasons set forth herein, we are constrained to vacate the death sentence imposed upon the appellant, and remand the case to the court below for the imposition of a life sentence.
. These admissions were made to Ms. Lottie Boyles, George Shoemaker and David Zanni.
. In this appeal the appellant does not challenge the suppression ruling relating to the incriminating statements made to the police.
. Unlike the challenge of legal sufficiency of the evidence, the complaint that the verdict was against the weight of the evidence requires an assessment of the credibility of the testimony offered by the Commonwealth. Commonwealth v. Brantner, 486 Pa. 518, 522 n. 2, 406 A.2d 1011, 1013 n. 2 (1979); Commonwealth v. Farquharson, 467 Pa. 50, 60, 354 A.2d 545, 550 (1976). It is a rule of this Commonwealth that an appellate tribunal should not entertain a challenge to the weight of the evidence since their examination is confined to the "cold record." Commonwealth v. Pronkoskie, 498 Pa. 245, 445 A.2d
. Frequently, in the context of complaints of ineffectiveness of counsel, an evidentiary hearing is required to establish the factual predicate upon which the legal issues will depend. Here, it is a pure question of law which eliminates a necessity for remand for a further hearing.
. As a result of an amendment by Act 1986-87, signed July 7, 1986, section 9711(d) was increased by two additional aggravating circumstances. However, as noted in the text of this opinion, there were only ten enumerated categories at the time of trial.
. Arbitrary and capricious sentencing can only be avoided where the issues are clearly identified and the controlling law explained. E.g., Godfrey v. Georgia, 446 U.S. 420, 100 S.Ct. 1759, 64 L.Ed.2d 398 (1980). The function of elucidating the relevant legal principles belongs to the trial judge, and the failure to perform this function deprives the defendant of a fair trial. Commonwealth v. Bishop, 472 Pa. 485, 372 A.2d 794 (1977).
. The law has long recognized the distinction between the intent to inflict pain and the intent to kill. In those cases where death resulted
. As noted previously, the appellant has raised numerous objections with respect to the sentencing phase of his trial. In view of our