Given's Estate

Argued January 30, 1928. Mary Given died in 1906, leaving a will, dated 1898, which was probated, and letters testamentary granted to Henry and Fletcher, executors named. Her son, John, designated as beneficiary therein, executed, in 1907, a deed to these executors as trustees, conveying and transferring all of his property in trust for his support during life. Upon his death any balance remaining was made payable to such persons as he might designate by will, or, in case he failed to exercise this power, then to those entitled to inherit under the intestate laws. The fund derived through his mother's will was delivered to the trustees, and they, and their successors, managed the same until his death in 1926.

A second will of Mary Given, in which a different executor was named, was discovered in 1909. The probate of the first was therefore set aside, and the second testament substituted therefor. Section one of the latter directed as follows: "I give, devise and bequeath unto my beloved son, John Given, his heirs and assigns forever, all my property, and estate, real, personal and mixed of every kind and nature, and wheresoever the same shall be at the time of my decease, except as hereinafter specified," and the reason for specially favoring and giving to him practically everything of which she died possessed was explained in section four. Another son and a daughter were each bequeathed five dollars, and, by paragraph five of the second will, it was provided: "After my beloved son John's death it is my will that my beloved nephew, Charles E. Marshall, shall have all that is remaining of said property."

The executors named in the first will filed their account, when the second writing was proven. Exceptions were filed thereto by Gandolfo, the newly named executor, and by Marshall, who made affidavit that he was a legatee under the second will, and appeared and claimed as such. An auditor was appointed to distribute the balance shown on hand. He surcharged the accountants with certain sums expended for John's benefit, and awarded the balance to the new executor. Exceptions were filed to this report, and, on June 24, 1912, an opinion was filed by the orphans' court, in which it held that Marshall took nothing under the will of Mary Given, and Gandolfo had no interest, except in possible commissions. The entire balance was awarded to the grantees under the voluntary trust deed executed by John in 1907, above referred to.

Judge BUTLER, in construing the second will, then said: "We cannot believe that it will be seriously contended that this clause [number five] gives Marshall any interest; that John Given takes anything less than an absolute estate." No exceptions to this decree were filed by either Gandolfo, the executor, or by Marshall, who then claimed as legatee, nor was any appeal taken therefrom. The balance of the estate was paid as directed to the trustees under the deed of 1907, and has now passed, by order of the court of common pleas, to substitutes. The entire sum was in the possession of the First National Bank of West Chester, last named as fiduciary, when John died on January 25, 1926, intestate. It has filed an account, which admittedly includes the sum of $10,502.95, received from Mary Given's estate.

On May 21, 1926, Gandolfo, the executor of the second will, and Marshall, claiming as a legatee thereunder, presented a petition to the orphans' court asking for a review of the decree of June 24, 1912, averring that it discloses on its face an error in law, since John acquired, under the terms of his mother's will, only a life estate with a power to consume, and not an absolute interest as decreed by the court in 1912. It is therefore insisted that Marshall is entitled to the portion of the assets derived from Mary Given's estate delivered to the trustees under the deed of 1907, and now in the hands of their successor appointed by the common pleas. The contention is that a legal mistake was committed in the distribution ordered in 1912, which should now be corrected. The excuse for failure to insist upon the supposed right at the time by appeal is based on the asserted belief that such course was not required until the son should die, when it could then be definitely determined whether the entire fund had been required for John's support, and if any portion thereof remained undisposed of. It may be noted that when John exercised the right to dispose of the fund in 1907, Marshall was aware of the second will, which he believed of no value, because of the presence of like provisions in the first, and he was a witness to the deed of conveyance. Subsequently, he made claim as remainderman, and contested the question before the court in 1912, but failed to except to the order made, and did not seek a review of the adverse decree entered. The fund was then lodged in the trustees subject to the control of the common pleas.

The court below dismissed the petition for review, holding, as did his predecessor, that Marshall acquired no interest in the fund created for the benefit of John, and of which the latter took possession and disposed of in 1907, and reaffirmed the ruling made by Judge BUTLER in 1912. Whatever view be taken as to the correctness of the original adjudication in holding that John took an absolute estate, the present decree must be affirmed. It is true that a bill of review is an independent proceeding to examine adjudications made, and that the orphans' court is, within its jurisdiction, a court of equity (Mallory's Est., 285 Pa. 186), and has the inherent power to correct mistakes in interpretations of wills made by it (Troutman's Est., 270 Pa. 310), and alter its records in the interest of justice: Bender's Est., 278 Pa. 199; Willing's Est., 288 Pa. 337. Where no rights of others have intervened, the power will be liberally exercised: Chappell's Est., 264 Pa. 486.

Conceding the existence of the implied power of the orphans' court to make changes where error appears, and that it has had conferred upon it not only the right but the duty to grant relief in appropriate cases when the mistake appears on the face of the record, and may so order in its discretion where newly discovered evidence makes such course necessary (Act. Oct. 13, 1840, P. L. 1, as substituted by Act of June 7, 1917, P. L. 447; Troutman's Est., supra), yet the legislation just named in express terms limits the intervention to demands made within five years of the time of confirmation of the account and distribution complained of: Bender's Est., supra. Though orders similar to those contemplated by the statutes mentioned may be made under the general equity powers, yet this power of review will be exercised only in its discretion when the fund remains within its control, and no rights of third parties have intervened. Such a proceeding is not to be made a substitute for an appeal. "Relief will not be granted in equity against a judgment at law where the party has an adequate remedy as to the matters complained of by appeal or error, and makes no effort to avail himself of it, or has lost such remedy by failing to take proper steps to secure or to perfect his appeal or writ of error": 34 C. J. 436. As was recently said by this court, in discussing the Act of 1917 (Troutman's Est., supra, p. 320): "Of course, if the question at issue had been raised, contested and decided adversely, a petition of review could not be substituted for exceptions and an appeal." To like effect is Bailey's Est., 291 Pa. 421, where an effort was made to reopen an adjudication after appeal taken and disposed of.

In the present instance, Marshall had knowledge of the first will, probated in 1906, was a witness to the deed in 1907, himself produced the second will in 1909, undertook the probating of it, secured an accounting by the executors of the first will, filed exceptions thereto, requested a construction of the will, as now insisted on, which resulted in an adverse decree in 1912, and failed to appeal. The fund was awarded to trustees, who have been succeeded in office by an appointee of the court of common pleas, who in turn has there filed an account which is awaiting disposition in that court. Practically fourteen years have elapsed since the decree complained of was entered, and the fund is no longer in the grasp of the orphans' court. Clearly it has no power to reopen the adjudication under the Act of 1917, more than five years having elapsed, nor should it attempt to do so in the exercise of inherent equitable powers, where no appeal from its original decree was taken by one who was a party to that litigation, and the money involved is now under the control of another court.

We have before us two appellants. One is Marshall, who claims as legatee, and the other Gandolfo, the executor of the proven will of Mary Given. As the same question is involved in both cases, but one discussion has been deemed necessary.

The decrees are affirmed in both Nos. 44 and 45, at the costs of the respective appellants.