H. Frank, Jr. v. WCAB (Southampton Tire)

IN THE COMMONWEALTH COURT OF PENNSYLVANIA
Hugh Frank, Jr., :
Petitioner :
:
v. : No. 650 C.D. 2018
: Submitted: August 31, 2018
Workers’ Compensation Appeal :
Board (Southampton Tire), :
Respondent :
BEFORE: HONORABLE MARY HANNAH LEAVITT, President Judge
HONORABLE RENÉE COHN JUBELIRER, Judge
HONORABLE ELLEN CEISLER, Judge
OPINION NOT REPORTED
MEMORANDUM OPINION
BY PRESIDENT JUDGE LEAVITT FILED: November 26, 2018
Hugh Frank Jr. (Claimant) petitions for review of an adjudication of the
Workers’ Compensation Appeal Board (Board) awarding Claimant medical-only
benefits for his work injuries, which included the loss of a tooth. In so doing, the
Board modified the decision of the Workers’ Compensation Judge (WCJ) that
Claimant’s tooth extraction had caused a compensable disfigurement, holding,
instead, that until the tooth implant was completed, the disfigurement claim could
not be determined. In all other respects, the Board affirmed the WCJ decision,
agreeing Claimant had recovered from his neck and left shoulder muscle strain and
had not suffered a work-related wage loss. Discerning no merit to Claimant’s
asserted errors, we affirm the Board.
Claimant worked for Southampton Tire (Employer) as an auto
mechanic for over two years, earning an average weekly wage of $1,160.02. On
February 1, 2016, he tripped and fell to the floor, landing on his left side. The fall
cracked his tooth. He reported the accident and immediately sought medical
treatment.
On February 9, 2016, Employer acknowledged the injury as a fractured
No. 121 tooth and issued a medical-only notice of temporary compensation payable
(NTCP), pursuant to the Pennsylvania Workers’ Compensation Act (Act).2 On April
11, 2016, Claimant filed a claim petition, asserting a wage loss caused by his work
injury, which he described as “cracked teeth, tinnitus, jaw pain, neck pain, left
shoulder pain, [and] headaches.” Claim Petition ¶1 at 1; Reproduced Record at 3a
(R.R. __). Employer filed an answer specifically denying each paragraph of the
claim petition.
A hearing was held before the WCJ. Claimant testified that his fall at
work caused immediate pain in his jaw, ear, neck, left shoulder and eye socket in
addition to cracking his tooth. His dentist referred Claimant to a specialist, who
removed the tooth surgically and inserted an implant. When the implant has
stabilized, Claimant’s dentist will complete the procedure by fixing an artificial tooth
onto the implant.
Claimant testified that for his musculoskeletal injuries, he sought
treatment from Michael Piszel, D.C., a licensed chiropractor, who has treated
Claimant, on occasion, for lumbar pain since 2009. Claimant first saw Dr. Piszel for
his neck and shoulder pain on February 2, 2016, and continues to see him two to
three times a week to alleviate the pain. However, Claimant continues to have jaw
pain, ringing in his ears and headaches. Claimant has not sought medical treatment
for his jaw pain, headaches or tinnitus.
1
The No. 12 tooth is a molar.
2
Act of June 2, 1915, P.L. 736, as amended, 77 P.S. §§ 1-1041.4, 2501-2708.
2
Claimant testified that he continued to work after his fall. However, he
missed work for dental appointments and was tardy on those occasions when the
pain was so severe he could not sleep. Claimant estimated that he “called out sick”
four to five times after his fall. Notes of Testimony (N.T.), 5/5/2016, at 12; R.R.
18a.
Claimant testified that Employer fired him three weeks after his work
injury. Claimant stated that on February 22, 2016, he called Employer to explain
that he would be five minutes late, and Employer responded that Claimant’s
“services were no longer needed.” N.T., 9/8/2016, at 13; R.R. 97a. After he was
fired, Claimant opened an automotive repair shop on April 1, 2016. Claimant
continues to work full-time there and agreed that he is capable of performing all
aspects of his automobile repair job.
In support of his asserted work injury, Claimant presented the
deposition testimony of Dr. Piszel, who agreed he began treating Claimant for
lumbar pain in 2009 and saw Claimant sporadically, until February 2, 2016, when
he saw Claimant for neck and left shoulder pain. Dr. Piszel explained that
Claimant’s magnetic resonance imaging (MRI) of the cervical spine showed disc
herniations on the right side. Claimant’s complaints of pain, however, were left-
sided. The MRI of Claimant’s left shoulder showed no signs of damage other than
arthritic spurring. An electromyography (EMG) showed left C5-C6 radiculopathy,
and a mild to moderate compression of the neurovascular bundle.
Dr. Piszel opined that Claimant sustained a work-related cervical disc
injury at C4-5 and C5-6 with left-sided radiculopathy and myelopathy. Dr. Piszel
believed Claimant’s jaw pain was caused by a work-related temporomandibular joint
(TMJ) injury. Although Claimant’s MRI did not show that Claimant had a distinct
3
shoulder injury, Dr. Piszel stated that Claimant has not recovered and shows both
subjective and objective evidence of pathology. Dr. Piszel has not restricted
Claimant from working because Claimant is self-employed and can limit his work
when he experiences pain.
Employer presented the testimony of Bernard Krause, its service
manager. Krause stated that Claimant continued to work after his fall without
complaints of pain. Claimant did work a few partial days because of medical
appointments, and he was late on several occasions. However, Claimant never stated
that he was missing work because of his work accident. In mid-February, Claimant
gave Krause two weeks’ notice of his resignation, which made Claimant’s last day
of work February 22. On that morning, Claimant called Krause to say he would be
late. Krause replied that since it was Claimant’s last day, he might as well not come
in at all.
Claimant applied for unemployment benefits, asserting that he was
fired. Because the Department of Labor and Industry determined that Claimant had
voluntarily quit, it denied Claimant unemployment benefits.
Employer also presented the testimony of Timothy Steigerwalt, its
president. He presented Claimant’s time records from the period after his fall.
Steigerwalt testified that Claimant missed a few hours of work, but Claimant did not
state that it was related to the work injury. Throughout his employment, Claimant
was occasionally tardy. Steigerwalt confirmed that Claimant resigned and opened
his own automotive repair shop, but on March 1, 2016, not April 1, 2016, as asserted
by Claimant.
Employer presented the testimony of Donald Leatherwood, M.D., an
orthopedic surgeon, who conducted an independent medical examination (IME) of
4
Claimant on June 14, 2016. Claimant’s emergency room report indicated a cracked
tooth, but normal neck and upper extremities. Dr. Leatherwood’s examination of
Claimant showed no objective evidence of injury, except for the loss of his tooth.
Dr. Leatherwood found Claimant’s right-sided disc herniations on the MRI to be
degenerative and unrelated to Claimant’s left-sided pain. Claimant’s EMG showed
chronic left radiculopathy at C5-C7 and possible right median neuropathy, but the
EMG was not consistent with the cervical MRI, which showed only right-sided
findings and no nerve root compression. Dr. Leatherwood concluded that the
possible right median nerve neuropathy was an incidental finding because Claimant
was asymptomatic. Dr. Leatherwood opined that Claimant could have suffered a
neck and left shoulder muscle strain at the time of injury but, if so, he had recovered
by the date of the IME.
Employer also offered a report by P. Michael Schelkun, M.D., D.D.S.,
dated October 14, 2016. Dr. Schelkun saw Claimant on February 16, 2016, and
concluded that Claimant’s cracked tooth could not be salvaged. Dr. Schelkun
extracted the tooth on March 4, 2016, and did a dental implant. On July 27, 2016,
the implant was tested for integration, and it passed. Dr. Schelkun released Claimant
to his primary dentist for the placement of an artificial tooth on the implant. Dr.
Schelkun did a panoramic radiograph of Claimant that showed no evidence of TMJ
or maxillofacial fractures. Claimant never complained to Dr. Schelkun of jaw pain.
The WCJ found that Claimant’s work injury consisted of a fractured
tooth and a neck and shoulder strain and sprain. The WCJ found Claimant to be
fully recovered from the strain and sprain as of the date of the IME, i.e., June 14,
2016. The WCJ awarded Claimant medical expenses from February 1, 2016, through
June 14, 2016, for his sprain treatment. Employer remained liable for medical
5
expenses regarding the tooth injury. In making these determinations, the WCJ
credited the testimony of Drs. Leatherwood and Schelkun. Additionally, the WCJ
found that Claimant failed to establish any loss of income and accepted Employer’s
evidence that Claimant voluntarily left his position after providing a two-week
notice.
With respect to Claimant’s tooth, the WCJ found there was a noticeable
gap when Claimant smiled, which constituted disfigurement. However, because
Claimant was scheduled for a restorative implant, his claim for disfigurement was
premature. The WCJ held that if the restorative implant does not eliminate the
disfigurement, then Claimant may pursue a disfigurement claim.
Claimant appealed to the Board, asserting that the WCJ erred in
rejecting Dr. Piszel’s opinion that Claimant suffered ongoing work injuries and
holding that Claimant did not suffer a work-related wage loss; in finding that
Employer’s contest was reasonable; and in not finding permanent disfigurement.
The Board modified the WCJ’s determination with respect to Claimant’s
disfigurement because of the upcoming restorative implant. The Board agreed,
however, that should the restoration not succeed in eliminating the gap between his
teeth, Claimant could file a disfigurement claim.
Claimant has petitioned for this Court’s review.3 On appeal, he raises
three issues. Claimant argues that the Board erred by (1) limiting his work injury to
3
This Court’s review of an order of the Board determines whether the necessary findings of fact
are supported by substantial evidence, whether Board procedures were violated, whether
constitutional rights were violated or whether an error of law was committed. Cytemp Specialty
Steel v. Workers’ Compensation Appeal Board (Crisman), 39 A.3d 1028, 1033 n.6 (Pa. Cmwlth.
2012). Review for capricious disregard of material, competent evidence is an appropriate
component of appellate consideration in every case in which such question is properly brought
before the court. Leon E. Wintermyer, Inc. v. Workers’ Compensation Appeal Board (Marlowe),
6
a neck and left shoulder strain; (2) denying wage loss benefits; and (3) denying
disfigurement benefits.
We begin with a review of the law. In a claim for benefits, a claimant
must establish that he sustained a compensable injury that has continued throughout
the claim petition proceeding. Soja v. Workers’ Compensation Appeal Board
(Hillis-Carnes Engineering Associates), 33 A.3d 702, 707 (Pa. Cmwlth. 2011). It is
the claimant’s burden to establish a causal relationship between the work injury and
the disability, which is a loss of earning power. Somerset Welding and Steel v.
Workmen’s Compensation Appeal Board (Lee), 650 A.2d 114, 118 (Pa. Cmwlth.
1994). When evaluating a claim, the WCJ is free to reject the testimony of any
witness in whole or in part. Minicozzi v. Workers’ Compensation Appeal Board
(Industrial Metal Plating Inc.), 873 A.2d 25 (Pa. Cmwlth. 2005). The WCJ, as the
ultimate fact finder, determines the credibility of witnesses and the weight to be
assigned the evidence. Green v. Workmen’s Compensation Appeal Board
(Association for Retarded Citizens), 670 A.2d 1216, 1221 (Pa. Cmwlth. 1996).
In his first issue, Claimant argues that his work injuries included neck
pain, left shoulder pain, TMJ, headaches and tinnitus, from which he has not
recovered. In support, he notes that Dr. Piszel established that Claimant continued
to need treatment for his neck and left shoulder pain because of ongoing muscle
spasms. Employer responds that the WCJ did not accept the medical opinion of Dr.
Piszel. Instead, the WCJ credited Dr. Leatherwood’s opinion that there was no
objective evidence that Claimant had a neck and shoulder injury at the time of the
812 A.2d 478, 487 (Pa. 2002). Capricious disregard of the evidence exists “when there is a willful
and deliberate disregard of competent testimony and relevant evidence which one of ordinary
intelligence could not possibly have avoided in reaching a result.” Station Square Gaming L.P. v.
Pennsylvania Gaming Control Board, 927 A.2d 232, 237 (Pa. 2007).
7
IME. Employer also notes that Dr. Schelkun found no evidence of TMJ dysfunction,
and that Claimant offered no medical evidence on either his tinnitus or his
headaches.
The WCJ found that a neck and shoulder strain was consistent with the
mechanism of Claimant’s injury, i.e., a fall with enough force to fracture a tooth.
However, he rejected Dr. Piszel’s testimony that the injury was more than a strain,
explaining as follows:
There is an incongruity between the MRI and the subjective
complaints and the EMG. The MRI changes were toward the
right while the complaints and EMG findings were toward the
left. Even the disc at C4/5 which Dr. Piszel described as a
paramedian was actually toward the right side. Moreover, Dr.
Leatherwood described the neck as having “significant
degenerative disease” which could explain the presence of the
MRI changes. Also, the objective examination in the emergency
room was normal for the neck and shoulder. Finally, Claimant
continued to perform a heavy job and the treating chiropractor
never disabled Claimant or referred him to a medical specialist,
and these factors suggest the nature of the pathology was not
severe.
WCJ Decision, Finding of Fact No. 16.b, at 8. The WCJ found that Claimant had
fully recovered from his neck and left-shoulder injury based on Dr. Leatherwood’s
opinion. It was the WCJ’s prerogative to credit Dr. Leatherwood over Dr. Piszel,
and he fully explained his reasons for doing so. The WCJ also observed that
Claimant was able to return full-time to a heavy job without pain medication, and
Claimant acknowledged that the left side injury had improved over time with
treatment. In sum, Claimant has failed to establish error with respect to his first issue
on appeal.
8
In his second issue, Claimant asserts that the Board erred in denying
him wage loss benefits. Claimant contends his work injury caused him to be absent
from work, resulting in a loss in wages. Some of the loss was caused by dentist
appointments and others by his inability to sleep at night due to the pain. Claimant
asserts that he is entitled to disability benefits for his last day of work because
Employer told him not to come in. Employer responds that Claimant never
presented a doctor’s note that any of his absences were due to his work injury or for
scheduled dental appointments. Further, he never told Employer that his work injury
pain had caused him to call in sick for a full day.
Claimant testified that he worked a 40-hour week. However, he
acknowledged that there were days he was sent home early because of lack of work.
The WCJ made a specific finding on Claimant’s work days after the accident:
Claimant did not miss 4-5 days after the fall. Claimant only
missed a couple of hours sporadically for doctor’s appointments.
Claimant was employed for 40 hours per week. According to the
Employer’s records Claimant worked the following hours after
the injury: February 3-9th – 31.39 hours (called-out February
3rd); February 10-16th – 25.13 hours (no work on February 11th);
February 17-23rd – 33.14 hours ([c]alled-out February 23rd).
WCJ Decision, Finding of Fact No. 9.g., at 5. The WCJ found that Claimant’s
absence on his final of day of work had nothing to do with his work injury.
Accordingly, Claimant missed work, but Claimant’s evidence did not establish that
his absences from work were caused by his work injury. The WCJ credited Krause’s
testimony that Claimant never claimed he was having difficulty doing his job as a
result of the work injury.4
4
Further, the WCJ found Claimant’s recollection was suspect. He claimed to have missed four to
five days of work due to his injury, but the time records belied that claim.
9
The Board affirmed the WCJ, explaining that Claimant had the burden
of proving that his periodic absences from work were related to the work injury.
YDC New Castle-PA DPW v. Workers’ Compensation Appeal Board (Heland), 950
A.2d 1107, 1113 (Pa. Cmwlth. 2008). Moreover, when a claimant leaves the
workplace for medical treatment, he needs to establish that the treatment was not
readily available during non-work hours and not “attributable to [the] claimant’s
preference to pursue treatment during work hours.” CPV Manufacturing, Inc. v.
Workers’ Compensation Appeal Board (McGovern), 805 A.2d 653, 659 (Pa.
Cmwlth. 2002). Claimant offered no specifics about his medical appointments or
whether he could have pursued treatment during non-work hours. Likewise,
Claimant never informed Employer that pain was interfering with his ability to work.
Accordingly, Claimant did not meet his burden of proving that his work absences
were caused by his work injury, and we reject Claimant’s second legal challenge to
the Board’s adjudication.
In his third issue, Claimant argues that the Board erred in modifying the
WCJ’s determination that Claimant suffered a disfigurement. Claimant argues that
the loss of his tooth is noticeable and, thus, the case should be remanded for the WCJ
to award specific loss benefits. Employer responds that his disfigurement is, at most,
temporary and, thus, not compensable.
The Act provides for the payment of benefits to compensate an
employee for a facial disfigurement. Section 306(c)(22) states as follows:
For serious and permanent disfigurement of the head, neck or
face, of such a character as to produce an unsightly appearance,
and such as is not usually incident to the employment, sixty-six
and two-thirds per centum of wages not to exceed two hundred
seventy-five weeks.
10
77 P.S. §513(22). Claimant asserts that because the loss of his tooth is serious and
permanent he is entitled to compensation for his disfigurement.
In support, Claimant directs the Court to Agnello v. Workers’
Compensation Appeal Board (Owens-Illinois), 907 A.2d 676 (Pa. Cmwlth. 2006).
There, the claimant’s work injury resulted in the loss of three lower front teeth. The
claimant’s remaining lower teeth were removed for reasons unrelated to her work
injury; all were replaced with a full lower denture. The claimant asserted that the
lower denture constituted a disfigurement because it was obvious her lower teeth
were not natural. The WCJ denied the claim, noting that the claimant’s upper teeth
had been replaced with a denture for reasons not related to work, and she lost most
of her lower teeth for reasons not related to work. Further, her lower teeth were not
visible above the lip line. The Board affirmed, explaining that the lower denture
eliminated any unsightliness caused by the loss of her three teeth.
This Court reversed. We explained that when reviewing a
disfigurement claim based upon the claimant’s use of a prosthesis, the Board must
consider that the claimant must live “day in and day out” with the device, id. at 679,
and must view the claimant without her prosthesis to evaluate the damage. Because
the claimant had no teeth when she removed her lower denture, we held that she had
suffered a serious, permanent and unsightly disfigurement.
Employer responds that Agnello is distinguishable. It established that
“dentures should not be considered when determining whether there was a
disfigurement … because they do not resolve the disfigurement, only mask it.” Id.
Here, by contrast, Claimant will receive a permanent implanted tooth that is not a
mask. We agree with Employer.
11
The use of artificial devices that mask a problem was further considered
in Scapellato v. Workmen’s Compensation Appeal Board (Guardian Industries
Corp.), 671 A.2d 1196 (Pa. Cmwlth. 1996). There, the claimant suffered a work
injury to his right eye. The claimant underwent two surgical procedures, during
which a cataract was removed and a lens implanted. Prior to the surgery, the
claimant could not see with his right eye. After the surgery, his eyesight was blurred
but close to normal. The claimant sought specific loss benefits and presented expert
medical testimony that the plastic lens implanted into his eye was a prosthetic device.
The employer’s medical expert agreed it was artificial, but opined, further, that it
was a permanent, and integral part of the eye.
The WCJ held that the claimant did not establish loss of use of his eye.
The Board agreed, noting “the mere fact that a foreign object was inserted during
surgery does not mean that its existence should be discounted … in the same way
that the use of other ‘prosthetic devices,’ such as eye glasses or contact lenses, would
be ignored when making this determination.” Id. at 1198. This Court affirmed,
stating “that a determination regarding the issue of specific loss cannot focus solely
on whether a claimant’s condition has been remedied with the aid of an artificial
device or material.” Id. at 1199. We rejected the claimant’s argument that for
purposes of disfigurement, his vision should be measured as if the surgical implant
had not been performed.
Although Scapellato concerned a specific loss benefit, it is instructive
on disfigurement. Claimant is scheduled for a restorative implant, i.e., an artificial
device that will duplicate his lost tooth. In the meantime, his disfigurement is not
“permanent,” as required by the Act. 77 P.S. §513(22). We agree with the Board
that Claimant’s disfigurement claim is premature. Claimant may pursue a
12
disfigurement claim following completion of his tooth restoration should he believe
it has left him with a disfigurement.
For all these reasons, we affirm the Board’s adjudication.
_____________________________________
MARY HANNAH LEAVITT, President Judge
13
IN THE COMMONWEALTH COURT OF PENNSYLVANIA
Hugh Frank, Jr., :
Petitioner :
:
v. : No. 650 C.D. 2018
:
Workers’ Compensation Appeal :
Board (Southampton Tire), :
Respondent :
ORDER
AND NOW this 26th day of November, 2018, the order of the Workers’
Compensation Appeal Board, dated April 25, 2018, is AFFIRMED.
_____________________________________
MARY HANNAH LEAVITT, President Judge