E.L. Filby, E.L. Davidson v. Colebrookdale Twp.

IN THE COMMONWEALTH COURT OF PENNSYLVANIA
Edward L. Filby, Elizabeth L. Davidson, :
Appellants :
:
v. : No. 312 C.D. 2018
: SUBMITTED: September 14, 2018
Colebrookdale Township and Jeffery :
Karver Individually and in his capacity :
as Township Solicitor for Colebrookdale :
Township and Cindy Conrad :
Individually and her capacity as :
Township Manager for Colebrookdale :
Township and David Viola Individually :
and in his capacity as Police Chief of :
Colebrookdale Township and Allan :
Stauffer Individually and in his capacity :
as Zoning Officer of Colebrookdale :
Township and Paul Labe Individually :
and in his capacity as Zoning Officer :
of Colebrookdale Township c/o LTL :
Consultants and David Pollock and :
Dorothy Pollock and Michael Hanley :
and Diane Hanley and Rick Rife and :
Darla Rife and John Schrack and :
Elizabeth Schrack and Russell Mohr :
and Sally Mohr and Sherman Home :
Improvement :
BEFORE: HONORABLE MARY HANNAH LEAVITT, President Judge
HONORABLE RENÉE COHN JUBELIRER, Judge
HONORABLE ELLEN CEISLER, Judge
OPINION NOT REPORTED
MEMORANDUM OPINION
BY JUDGE CEISLER FILED: October 30, 2018
Edward L. Filby and Elizabeth L. Davidson (Appellants) appeal from the
November 15, 2017 Order of the Court of Common Pleas of Berks County (Trial Court)
sustaining the Preliminary Objections filed by Colebrookdale Township (Township),
Jeffery Karver, Cindy Conrad, David Viola, Allan Stauffer, and Paul Labe (together,
Appellees) and dismissing Appellants’ Complaint with prejudice.1 We affirm the Trial
Court’s Order.
Background
Appellants reside at 34 Elaine Drive in the Township (Property). Ms. Davidson
owns the Property; Mr. Filby has resided with Ms. Davidson at the Property since
October 2013. Compl. ¶¶ 1, 16. For the past several years, Appellants have been
involved in a series of disputes with their neighbors. According to Appellants, their
neighbors repeatedly complained to Township officials that items stored outside of
their Property—including old trucks, a refrigerator, furniture, cabinets, carpets, and
tools—were “junk.” Id. ¶¶ 17, 19, 22, 25-28, 30, 33-34, 43. Appellants also averred
that their neighbors complained about overgrown hedges on the Property. Id. ¶¶ 22-
23.
As a result of these complaints, the Township issued zoning violations against
Ms. Davidson as the Property’s owner. The violations were based on Appellants’
accumulation of excessive trash on the Property and their failure to obtain a zoning
permit to maintain a junkyard on the Property. Id., Exs. C, X.
On May 8, 2017, Appellants filed a pro se Complaint against Appellees, both
individually and in their capacity as Township officials.2 In Counts III, IV, VII, and
VIII of the Complaint, Appellants asserted causes of action for “official oppression”
against Mr. Viola, the Township Chief of Police; Ms. Conrad, the Township Manager;
1
Although Appellants named the Township as a Defendant in the caption and body of the
Complaint, see Compl. ¶ 2, they did not identify the Township as a Defendant in any of the specified
causes of action therein, see id. Counts I-VIII.
2
The Trial Court previously sustained Preliminary Objections filed by the other 12
Defendants identified in Appellants’ Complaint and dismissed the causes of action asserted against
those Defendants. Thus, we will address only the causes of action remaining against Appellees.
2
and Mr. Stauffer and Mr. Labe, two Township Zoning Officers. Appellants averred
that:
 Mr. Viola failed to investigate allegations that others had vandalized and
trespassed upon Appellants’ Property and committed acts of violence upon
them, Compl. ¶¶ 58-59; Appellants alleged that “a canvas door to the garage
was torn off,” an antique desk was vandalized, a neighbor accosted Mr. Filby,
and “gunshots [were fired] into [Ms.] Davidson’s garage,” id. ¶¶ 22, 29-30,
59;
 Ms. Conrad showed a preference for Appellants’ next-door neighbors, David
and Dorothy Pollock, when Appellants complained that the Pollocks were
operating an unlicensed day care center at their property, id. ¶¶ 63-65;
 Mr. Stauffer engaged in preferential treatment by criticizing the condition of
Appellants’ Property but not leveling similar criticisms about their neighbors’
properties, particularly with respect to overgrown trees and “the massive
amount of debris in the back of [the] Pollocks’ property,” id. ¶¶ 23, 84; and
 Mr. Labe relied on “staged” photos provided by the Pollocks that did not
reflect the true condition of Appellants’ Property, id. ¶¶ 87-88; Appellants
alleged that the photos were “taken at specific times while [Appellants] were
moving items in and out of [their] [P]roperty to prepare for renovations,” id.
¶ 87; see id. at 17-22 & Ex. W.
In Count V of the Complaint, Appellants asserted causes of action for “official
oppression” and “conflict of interest” against Mr. Karver, the Township Solicitor.
Appellants averred that Mr. Karver’s law partner, Craig Boyd, represented Mr. Filby
in a mortgage foreclosure action and that Mr. Karver drafted Mr. Filby’s father’s will.
Id. ¶¶ 69-70. Because Mr. Filby was dissatisfied with Mr. Boyd’s representation, Mr.
3
Filby “sought other means to settle the mortgage foreclosure matter.” Id. ¶ 70. Mr.
“Filby believe[d] the prior history with [Mr.] Karver coupled with the experience with
[Mr.] Karver’s law firm amount to an unavoidable conflict of interest.” Id. ¶ 71.
Appellants further averred that Mr. Karver and the Pollocks have a “personal”
relationship, attend “the same house of worship,” and “serve together o[n] committees”
and, because of these connections, the Pollocks were permitted to run an unlicensed
day care center at their property. Id. ¶¶ 72-73. Finally, Appellants averred that Mr.
Karver told Ms. Davidson that she would not be allowed representation at the zoning
violation hearing before a Magisterial District Judge (MDJ) and that if Mr. Filby
vacated the Property, the fine imposed by the MDJ would be reduced. Id. ¶¶ 74-75.
On June 16, 2017, Appellees filed Preliminary Objections in the Nature of a
Demurrer, asserting that Appellants’ Complaint failed to state any cognizable cause of
action against them. On July 6, 2017, Appellants filed an Answer to the Preliminary
Objections.
On November 15, 2017, the Trial Court sustained Appellees’ Preliminary
Objections and dismissed Appellants’ Complaint with prejudice. In its Pa. R.A.P.
1925(a) Opinion, the Trial Court explained its reasoning as follows:
[Appellees] responded to [Appellants’] and the neighbor defendants’
complaints against each other. Township held hearings concerning
alleged violations of Township ordinances and statutes. [Appellants]
express dissatisfaction with the results of the officials’ actions regarding
[Appellants’] disputes with the other defendants. [Appellants] do not
allege any violation of any standard of conduct, statute, or law by
[Appellees]. [Appellants] do not contend that the officials deprived them
of any rights or privileges. Furthermore, [Appellants] did not set forth any
cognizable cause of action against either the Township or its officials. For
these reasons, this court sustained [Appellees’] [P]reliminary [O]bjections
and dismissed the causes of action against them.
...
4
. . . [Appellees] did not cause any injury to [Appellants]. They simply
conducted official business that did not satisfy [Appellants] or did not
accomplish the goals [Appellants] wanted.
Trial Ct. Op., 3/20/18, at 1-2, 4-5. Appellants now appeal to this Court.
Issues
(1) Did the Trial Court abuse its discretion in sustaining Appellees’ Preliminary
Objections?
(2) Did Appellants allege sufficient facts to overcome dismissal of their
Complaint in violation of their constitutional rights?
Analysis
Our Court has explained the applicable standard and scope of review as follows:
When reviewing a trial court’s order sustaining preliminary
objections in the nature of a demurrer, our standard of review is de novo
and our scope of review is plenary. Preliminary objections may be
sustained when, based on the facts pled, it is clear that the plaintiff will be
unable to establish a right to relief. All well-pled material facts alleged in
the complaint, and the inferences fairly deducible therefrom, must be
accepted as true. However, conclusions of law, argumentative allegations,
expressions of opinion and unwarranted inferences need not be accepted.
Young v. Estate of Young, 138 A.3d 78, 84-85 (Pa. Cmwlth. 2016) (internal citations
omitted).
1. Official Oppression
In Counts III, IV, V, VII, and VIII of the Complaint, Appellants asserted causes
of action for “official oppression” against Mr. Viola, Ms. Conrad, Mr. Stauffer, Mr.
Labe, and Mr. Karver. Pennsylvania’s official oppression statute, which appears in the
Crimes Code, states:
5
A person acting or purporting to act in an official capacity or taking
advantage of such actual or purported capacity commits a misdemeanor of
the second degree if, knowing that his conduct is illegal, he:
(1) subjects another to arrest, detention, search, seizure,
mistreatment, dispossession, assessment, lien or other
infringement of personal or property rights; or
(2) denies or impedes another in the exercise or enjoyment of
any right, privilege, power or immunity.
18 Pa. C.S. § 5301 (emphasis added).
Our appellate courts have determined that the crime of official oppression cannot
be the basis for civil liability against public officials. See Wilson v. Marrow, 917 A.2d
357, 365 n.9 (Pa. Cmwlth. 2007) (“[O]fficial oppression is a state criminal offense.
Pennsylvania’s official oppression statute does not give rise to a private cause of
action.”) (internal citation omitted); see also D’Errico v. DeFazio, 763 A.2d 424, 430
(Pa. Super. 2000) (“Without some indication in [Section] 5301 [of the Crimes Code]
that the legislature contemplated a private right of action for acts of official oppression,
we are . . . reluctant to create one.”). Therefore, we conclude that Appellants failed to
state a cognizable claim of “official oppression” against Mr. Viola, Ms. Conrad, Mr.
Stauffer, Mr. Labe, and Mr. Karver.
2. Conflict of Interest
In Count V of the Complaint, Appellants also asserted a cause of action for
“conflict of interest” against Mr. Karver. Pennsylvania law, however, does not
recognize a common law tort claim against a public official for “conflict of interest.”
Rather, such claims fall within the purview of the Public Official and Employee Ethics
Act (Ethics Act), 65 Pa. C.S. §§ 1101-1113. Section 1103(a) of the Ethics Act states
that “[n]o public official or public employee shall engage in conduct that constitutes a
conflict of interest.” 65 Pa. C.S. § 1103(a). As the Township Solicitor, Mr. Karver is
a public employee covered by the provisions of the Ethics Act. See P.J.S. v. Pa. State
6
Ethics Comm’n, 697 A.2d 286, 291 (Pa. Cmwlth. 1997) (en banc), aff’d, 723 A.2d 174(Pa. 1999).
The Ethics Act defines “conflict of interest” as a public official’s use of the
authority of his office to obtain a private pecuniary benefit for himself, a member of
his immediate family, or a business with which he or a member of his immediate family
is associated. 65 Pa. C.S. § 1102. Here, Appellants did not allege that Mr. Karver used
his public office to obtain any pecuniary gain; they merely averred that his “conflict of
interest” resulted in the Pollocks’ operation of an unlicensed day care center. Compl.
¶ 73. Thus, Appellants failed to state a conflict of interest claim under the Ethics Act.3
Appellants also failed to plead any facts to support a cause of action for breach
of fiduciary duty with regard to Mr. Karver’s representation of Mr. Filby in private
matters. See Maritrans GP, Inc. v. Pepper, Hamilton & Scheetz, 602 A.2d 1277, 1283
(Pa. 1992) (stating that attorneys may be civilly liable for engaging in conduct, such as
conflicts of interest, that violates their fiduciary duties to their clients). Appellants
simply alleged, without any further explanation, that Mr. Filby’s “prior history with
[Mr.] Karver coupled with the experience with [Mr.] Karver’s law firm amount to an
unavoidable conflict of interest.” Compl. ¶ 71.
Therefore, we conclude that Appellants failed to state a cognizable claim of
“conflict of interest” against Mr. Karver.
3. Due Process
In their briefs filed with this Court, Appellants contend that Appellees violated
their procedural due process rights. Appellants’ Br. at 25-28. Specifically, Appellants
3
In any event, the Ethics Act is administered and enforced by the State Ethics Commission.
See 65 Pa. C.S. §§ 1101.1(c), 1107. An individual may initiate a legal inquiry into a public official’s
alleged conflict of interest by filing a complaint with the State Ethics Commission. 65 Pa. C.S. §
1108(a).
7
claim that the “Township has infringed upon their rights to their Property, by
attempting to control the activity at the Property and issuing citations based on known
false statements.” Appellants’ Reply Br. at 15. Appellants argue that their “asset in
their Property has been wrongfully seized, without due process, and without proper
notice.” Id. at 16.
In their Complaint, however, Appellants did not plead a due process violation,
nor did they allege any facts to support their claim, made for the first time on appeal,
that Appellees violated their procedural due process rights. Rather, Appellants baldly
alleged that Ms. Davidson did not receive various Township “fines, notices and letters”
regarding the Property. Compl. ¶¶ 24, 31. Importantly, Appellants admitted that Ms.
Davidson did receive at least two Notices of Violation from the Township. Id. ¶¶ 23,
27. Appellants also attended several Township meetings, at which Ms. Davidson
offered public comments regarding the alleged zoning infractions. Id. ¶¶ 34-39, 41.4
Apparently recognizing the deficiencies in their Complaint, Appellants ask this
Court to “liberally construe” the Complaint because of their pro se status. Appellants’
Reply Br. at 6, 14. While it is true that pro se pleadings should be construed liberally,
“a pro se litigant is not to be given any particular advantage because of his lack of
knowledge of the law.” Mueller v. Pa. State Police Headquarters, 532 A.2d 900, 902
(Pa. Cmwlth. 1987). It is well settled that
4
Our Court has stated:
The Rules of Civil Procedure allow a plaintiff to file more than one cause of action
against the same defendant. Pa. R.C.P No. 1020. Each claim, however, must be
presented in a self-sufficient separate count, which includes averments of facts
pertaining to the particular claim and relief sought. Id.Com. v. Parisi, 873 A.2d 3, 9 (Pa. Cmwlth. 2005).
8
[b]lind suspicions and unsupported accusations simply do not state a cause
of action pursuant to any theory of tort recovery. Even our present
liberalized system of pleading requires that the material facts upon which
a cause of action is premised be pled with sufficient specificity so as to set
forth the prima facie elements of the tort or torts alleged.
Orange Stones Co. v. City of Reading, 87 A.3d 1014, 1025 (Pa. Cmwlth. 2014) (quoting
Feingold v. Hill, 521 A.2d 33, 38 (Pa. Super. 1987)). Here, we are unable to discern,
on the face of Appellants’ Complaint, what due process violations Appellees
purportedly committed.
Conclusion
In sum, Appellants simply did not plead facts that, if accepted as true, established
their right to relief under any of the causes of action asserted against Appellees.
Accordingly, we affirm the Trial Court’s Order.
________________________________
ELLEN CEISLER, Judge
9
IN THE COMMONWEALTH COURT OF PENNSYLVANIA
Edward L. Filby, Elizabeth L. Davidson, :
Appellants :
:
v. : No. 312 C.D. 2018
:
Colebrookdale Township and Jeffery :
Karver Individually and in his capacity :
as Township Solicitor for Colebrookdale :
Township and Cindy Conrad :
Individually and her capacity as :
Township Manager for Colebrookdale :
Township and David Viola Individually :
and in his capacity as Police Chief of :
Colebrookdale Township and Allan :
Stauffer Individually and in his capacity :
as Zoning Officer of Colebrookdale :
Township and Paul Labe Individually :
and in his capacity as Zoning Officer :
of Colebrookdale Township c/o LTL :
Consultants and David Pollock and :
Dorothy Pollock and Michael Hanley :
and Diane Hanley and Rick Rife and :
Darla Rife and John Schrack and :
Elizabeth Schrack and Russell Mohr :
and Sally Mohr and Sherman Home :
Improvement :
ORDER
AND NOW, this 30th day of October, 2018, the Order of the Berks County
Court of Common Pleas, dated November 15, 2017, is hereby AFFIRMED.
________________________________
ELLEN CEISLER, Judge