DocketNumber: Original Jurisdiction 1420 C.D. 1988
Citation Numbers: 550 A.2d 814, 120 Pa. Commw. 624, 1988 Pa. Commw. LEXIS 856, 48 Fair Empl. Prac. Cas. (BNA) 420
Judges: Palladino, Colins, Craig, Doyle, Crumlish, Barry, McGinley, Smith
Filed Date: 11/3/1988
Status: Precedential
Modified Date: 11/13/2024
Opinion by
Harold Gondelman filed a petition for review, in the nature of a complaint for declaratory judgment, in this court’s original jurisdiction. Gondelman seeks to have this court declare unconstitutional section 16(b) of Article V of the Pennsylvania Constitution, which man
Prior to argument on the preliminary objections, Judge Leon Katz of the Court of Common Pleas of Philadelphia County and Judge Robert A. Wright of the Court of Common Pleas of Delaware County (Intervenors) sought permission to intervene in this action. Both the Commonwealth and Gondelman consented to the intervention; this court granted permission to intervene. Gondelman and Intervenors (Petitioners) then filed a motion for summary relief which was scheduled for argument with the preliminary objections.
Intervenors are judges who will reach the age of 70 before the expiration of their terms of office. At oral argument the Commonwealth indicated that because of the intervention it would not pursue the preliminary objection to subject matter jurisdiction. The matters which are before us for resolution, therefore, are whether the petition states a cause of action and if so, whether, as a matter of law, section 16(b) of Article V of the Pennsylvania Constitution is unconstitutional. For the reasons which follow, we would propose to overrule the Commonwealths preliminary objections and deny Petitioners’' motion for summary relief.
Petitioners challenge the constitutionality of Article V, section 16(b) of the Pennsylvania Constitution under the Pennsylvania and United States Constitutions. Two challenges are made, under the Pennsylvania Constitution. The first is that mandatory retirement of judges at age 70 violates the guarantees of Article I, section l.
I. Pennsylvania Constitution
Article V, section 16(b) of the Pennsylvania Constitution, mandating retirement of judges at age 70, was adopted by the electors of Pennsylvania on April 23, 1968.
*629 To guard against transgressions of the high powers which we have delegated, we declare that everything in this Article is excepted out of the general powers of government and shall remain inviolate.
It is contended that the “general powers of government” include those provisions in the remainder of the Pennsylvania Constitution. We cannot agree. Armstrong v. King, 281 Pa. 207, 126 A. 263 (1924), is cited in support of the proposition that Article I, section 25
The supremacy of Article I over another portion of the Pennsylvania Constitution, using the proposition now set forth in Article I, section 25, was raised in Collins v. Commonwealth, 262 Pa. 572, 106 A. 229 (1919). At issue in Collins was the constitutionality of the Act of May 10, 1917, P.L. 159, which permitted Ida Collins to bring suit against the Commonwealth for damages that might be due as a result of the death of her husband while driving on a state highway. Article III, section 7 of the Pennsylvania Constitution of 1874 prohibited the General Assembly from passing a special law “regulating the practice or jurisdiction of, or changing the rules of evidence in any judicial proceeding.” Article I, section 11 of the Pennsylvania Constitution of 1874 provided, in pertinent part, that “[sjuits may be brought against the commonwealth in such manner, in such courts and in such cases as the Legislature may by law direct.”
Collins argued that the special law permitting her to sue the Commonwealth could not be held unconstitutional under Article III, section 7 because Article I, section 11 permitted the General Assembly to allow suit and, because of Article I, section 26,
The primary purposes of a constitution are to establish a government, define or limit its powers and divide those powers among its parts. . . . State constitutions . . . typically establish governments of general powers, which possess all powers not. denied by the state constitution. . . . Our state constitution functions this way and restrains these general powers by a Declaration of Rights [Article I]. (Citations omitted.)
The Supreme Court noted that the provision found in Article I, section 25 has, without material change, been a part of the Pennsylvania Constitution since 1776 and that it acts to “limit our state governments general power.” Id. at 30, 515 A.2d at 1335.
We conclude that the effect of Article I, section 25 is not to raise Article I to a superior position over the remainder of the Pennsylvania Constitution. Rather, its effect is to prohibit the government, defined by the remainder of the Constitution, from acting in any manner to limit or restrain those rights set forth in Article I. This concept has been aptly described as follows:
[A] declaration of rights as we have called it in Pennsylvania, is a designation of the recognized inherent private rights of an individual which are protected against infringement by government. The declarations are prohibitions and restrictions of the powers of officials which they must accept and follow. When the people,*632 through their frame- of government, gave power to the General Assembly, officials and agencies of government, they reserved from those powers the designated rights of the individual. A right ... is reserved by all people only in the sense that it is reserved by each person. ‘All’ the people, except by constitutional amendment, cannot deny one person of any of these rights. They cannot do it through their officials, their legislators, or by direct action such as initiative or referendum.
Woodside, Pennsylvania Constitutional Law 113 (1985). Article I has never been used to invalidate another provision of the Pennsylvania Constitution. We now hold that one part of the Pennsylvania Constitution may not be used to challenge the constitutionality of another part of that same constitution. Therefore, the constitutional challenges to Article V, section 16(b) based on article I, sections 1 and 26 do not state a cause of action upon which relief can be granted.
II. ADEA
Section 4(a)(1) of ADEA, 29 U.S.C. §623(a)(l), states, in pertinent part, that “[i]t shall be unlawful for an employer to . . . discharge any individual or otherwise to discriminate against any individual . . . because of such individuals age.” Section 12(a), 29 U.S.C. §631 (a), states that the prohibitions in ADEA are “limited to individuals who are at least 40 years of age.”
Section 11(f) states, in pertinent part:
The term ‘employee’ means an individual employed by an employer except that the term ‘employee’ shall not include any person elected to public office in any State or political subdivision of any State by the qualified voters thereof, or any person chosen by such officer to be on such officer’s personal staff, or an appointee on the policymaking level or an immediate adviser with respect to the exercise of the constitutional or legal powers of the office. The exemption set forth in the preceding sentence shall not include employees subject to the civil service laws of a State government, governmental agency, or political subdivision. The term ‘employee’ includes any individual who is a citizen of the United States employed by an employer in a workplace in a foreign country.
29 U.S.C. §630(f) (emphasis added). Pennsylvania courts have not addressed the issue of whether Pennsylvania judges are excluded from the protection of ADEA. Other jurisdictions have addressed the effect of ADEA on state constitutional provisions mandating retirement of judges at age 70.
The Massachusetts Constitution provides that all judges in the Commonwealth of Massachusetts are to be chosen by appointment of the governor, Mass. Const, part II, c.2, §1, Art. 9, and must retire at age 70. Id., c.3, Art. 1. The mandatory retirement at age 70 provision was challenged as being invalid because it conflicted with ADEA. The Supreme Judicial Court of Massachusetts in Apkin v. Treasurer, 401 Mass. 427, 517 N.E. 2d 141 (1988), held that because the United States Congress did not clearly express an intention to
The New York Constitution also mandates retirement of judges at age 70. N.Y. Const. Art. VI, §25. The New York Constitution provides that judges of some of the New York courts shall be appointed while others are to be elected.
Intervenors make a different ADEA argument than those asserted in New York and Massachusetts. Intervenors contend that they are not elected to “public office” within the meaning and intent of section 11(f) and, therefore, are not exempted from ADEA protection. Intervenors support this novel proposition by arguing that (1) the duties of judges are different than those of public officers in the other two branches of government and (2) the method provided in the Pennsylvánia Constitution for removing judges is different from that for removing legislators and elected executive officers.
Essential characteristics of ‘public office’ are (1) authority conferred by law, (2) fixed tenure of office, and (3) power to exercise some portion of sovereign functions of government; Key element of such test is that officer is carrying out sovereign function. . . . Essential elements to establish public position as ‘public office’ are: position must be created by constitution, . . . portion of sovereign power of government must be delegated to position, . . . duties must be performed independently without control of superior power other than law, and position must have some permanency and continuity.
There can be no doubt that the office of judge-is a public office. The position is created by the constitution, judges have a fixed tenure of office, and judges most certainly perform a sovereign function of government. The fact that the type of government function performed by judges differs from that performed by members of the legislature or officials of the executive branch does not make the position of judge any less of a public office. Neither does the fact that the Pennsylvania Constitution provisions dealing with removal treat the judiciary different from the legislative and executive branches. Examination of the Pennsylvania Constitution shows numerous differences among all three branches of government.
Elected judges in Pennsylvania are clearly excluded from the protection of ADEA by the exception clause of section 11(f). Intervenors cannot state a cause of action challenging the constitutionality of the mandatory retirement provision of the Pennsylvania Constitution on the basis of ADEA.
The constitutionality of the mandatory retirement of judges at age 70, Pa. Const. Art. V, § 16(b), is also challenged on the basis that it violates the due process and equal protection clauses of the fourteenth amendment of the United States Constitution. The due process violation is premised on the “irrebuttable presumption” doctrine. Petitioners’ argument is that mandatory retirement at age 70 presumes that judges over that age are incompetent and this presumption violates due process because judges over age 70 are deprived of their positions without having been given an opportunity to prove their competence. The equal protection violation argument is that judges over age 70 are treated differently than those under age 70 for no legitimate reason, or if there is a legitimate reason, mandatory retirement at age 70 is an irrational means of achieving the objective sought.
Identical legal arguments were made by a group of five Pennsylvania trial judges in a declaratory judgment suit brought in federal district court in 1978. The district court agreed with the judges on both the due
Careful review of both decisions shows disagreement concerning (1) viability and application of the “irrebuttable presumption” doctrine and (2) application of the equal protection rational basis test. At this preliminary point in the litigation of the instant case, we are unwilling to adopt the rationale of either decision.
Ten years have passed since the creation of record on which the decisions in Maimed I and II were based; twenty years have passed since the provision mandating retirement of judges at age 70 became part of the Pennsylvania Constitution. The Pennsylvania Supreme Court in Craig v. Magee Memorial Rehabilitation Center, 512 Pa. 60, 65, 515 A.2d 1350, 1353 (1986), recognized that the passage of time might show that the means used to pursue legitimate government goals might “run too tight a gauntlet through due process.”
We do not agree with the Third Circuit’s observation in Maimed II that in assessing the constitutionality of the provision mandating retirement of judges at age 70, the four reasons for recommending that constitutional provision, expressed by the Judiciary Subcommittee of the Preparatory Committee for the Pennsylvania Constitutional Convention of 1967, must be considered. These reasons are quoted in Maimed II, 621 F.2d
What has occurred in the twenty years since the adoption of the mandatory retirement constitutional provisions is obviously factual in nature and cannot be determined without the aid of an evidential record. Actuarial tables showing normal life expectancy and studies demonstrating the “normal age” to which there is retention of full mental powers in 1988 could be used as evidence to refute the premise that age 70 is past the normal age at which “full powers” are retained. Evidence as to disuse or removal of mandatory retirement ages in public or private employment would tend to demonstrate there is no “current trend towards mandatory retirement.” Evidence showing that competent judges decline to seek a senior judge position, because of the loss of status, might imply a lack of experienced judicial personnel in certain courts and offset any in
IV. Conclusion
Because we do conclude that the petition filed in this case does state a cause of action upon which the Pennsylvania constitutional provision mandating retirement of judges at age 70 could be declared unconstitutional under the United States Constitution, we propose that the Commonwealths preliminary objections be overruled. As the discussion in section III indicates, there are issues of material fact which must be decided before the constitutionality of Pa. Const. Art. V, 16(b) can be resolved. Therefore, we propose that Petitioners’ motion for summary relief be denied.
Per Curiam Order
Now, November 3, 1988, the court being equally divided, petitioners’ Motion for Summary Relief is denied. Respondent’s Preliminary Objections are overruled; respondent shall file its answer within thirty (30) days from the date of this order.
It is also ordered that, pursuant to 42 Pa. C. S. §702(b), this court is of the opinion that this case involves a controlling question of law as to which there is a substantial ground for difference of opinion and that
This section states, in pertinent part that:
Justices, judges and justices of the peace shall be retired upon attaining the age of 70 years.
Summary relief in this case was properly sought pursuant to Pa. R. A.P. 1532(b). The official note to this rule indicates that it is a generalization of Pa. R.C.P. No. 1098 (peremptory judgment).
Section 1 states:
All men are born equally.free and independent, and have certain inherent and indefeasible rights, among which are those of enjoying and defending life and liberty, of acquiring, possessing and protecting property and reputation, and of pursuing their own happiness.
Section 26 states:
Neither the Commonwealth nor any political subdivision thereof shall deny to any person the enjoyment of any civil right, nor discriminate against any person in the exercise of any civil right.
The fourteenth amendment, in pertinent part, states:
No state shall make or enforce any law which shall abridge the privileges or immunities of citizens of the United States; nor shall any State deprive any person of life, liberty, or property, without due process of law; nor deny to any person within its jurisdiction the equal protection of the laws.
On April 23, 1968, the electors repealed Article V of the Pennsylvania Constitution < of 1874 and adopted a new Article V. Article V deals with the judicial branch of the government. The current Pennsylvania Constitution is referred to as the Constitution of 1968 because the numerous changes adopted by the people in 1968 were the result of a Constitutional Convention.
The provision currently found at Article I, section 25 of the Pennsylvania Constitution of 1968 was, at the time of the Armstrong decision, in Article I,- section 26 of the Pennsylvania Constitution of 1874.
Article 18 of the Pennsylvania Constitution of 1874. This provision may be found in Article XI, section 1 of the Pennsylvania Constitution of 1968. Article XI, section 2, however, contains an exception to this prohibition in the event of emergency but requires agreement by two-thirds of each house of the General Assembly, rather than a majority, before the proposed amendment may be published and submitted to the qualified electors of the Commonwealth.
See supra note 7.
ADEA was made applicable to states as employers by amendment in 1974. Pub. L. No. 93-259, §28(a)(l)-(4), 88 Stat. 78 (1974). When enacted, section 631(a), contained an upper age limit. Pub. L. No. 90-202, §12, 81 Stat. 607 (1967). The upper age limit was eliminated from section 631(a) in 1986. Pub. L. No. 99-592, §2(c), 100 Stat. 3342 (1986).
Justices of the New York Court of Appeals are appointed by the governor. N.Y. Const. Art. VI, §2. Justices of the New York Supreme Court are elected. Id., §4. Judges of the New York Court of Claims are appointed by the governor. Id., §9. Judges of New York County, Surrogates, Family and District Courts are elected. Id., §§10, 12, 13, 16. Judges of the civil division of the New York City Court are elected while those of the criminal division are appointed by the mayor. Id., §15. Judges of local courts outside New York City are elected if it is a town court and chosen as the legislature shall so direct in cities. Id., §17.
In Maresca v. Cuomo, 64 N.Y. 2d 242, 485 N.Y.S. 2d 724, 475 N.E. 2d 95 (1984), appeal dismissed, 474 U.S. 802 (1985), the Court of Appeals of New York rejected a facial challenge to the constitutionality of the New York Constitution provision requiring retirement of judges at age 70, based on the equal protection (.and due process clauses of the fourteenth amendment of the United States Constitution. The court applied the rational basis test and found the provision rationally related to legitimate state objectives.
Intervenors focus on the feet that judges, after their first elected term expires, run unopposed for retention for another term, Pa. Const. Art. V, §15, while legislators and elected officers do not have that option. They also cite the fact that judges, unlike legislators and elected executive officers, may be removed from office by the Pennsylvania Supreme Court on its own initiative or by recommendation of the Judicial Inquiry and Review Board. Id., §18.
There are many differences created by the Pennsylvania Constitution among the three branches of government. These include: Individuals must be 21 years old to be elected as a representative and 25 years old to be elected as a senator. Pa. Const. Art. II, §5. The governor, lieutenant governor and attorney general must be
We do not at this time make any decision as to the viability of the “irrebutable presumption” doctrine or the appropriate test to be applied in determining if the due process and equal protection clauses have been violated. Pennsylvania has recognized three possible tests for evaluating fourteenth amendment challenges. James v. Southeastern Pennsylvania Transportation Authority, 505 Pa. 137, 477 A.2d 1302 (1984). These are: (1) rational basis, applied if neither a suspect class nor a fundamental right is involved; (2) strict scrutiny, applied if a suspect class or fundamental right is involved; (3) intermediate, applied when the classification is “sensitive” and the right, while not fundamental, is “important.” Id., 505 Pa. at 145, 477 A.2d at 1305-06. We note that, in addition to pleading the loss, of a property right (employment), the loss of a liberty right (reputation) is alleged in the petition in this case. This right does not appear to have been considered in either Maimed I or II and might have some impact on the analysis.
The Supreme Court in Craig suspended the portion of Pa. R.C.P. No. 238 which provided for the mandatory imposition of prejudgment interest in certain instances to plaintiffs who received jury verdicts in excess of the defendants settlement offer because in practice the assessment violated the fourteenth amendment. Five years earlier in Laudenberger v. Port Authority of Allegheny County, 496 Pa. 52, 69, 436 A.2d 147, 156 (1981), the Supreme Court, feeing the same constitutional challenges as were made in Craig, concluded that that same provision in Rule 238 bore a “feir and substantial relationship to its articulated goal” and did not violate the due process and equal protection clauses of the fourteenth amendment.
Article V, section' 16(c) of the Pennsylvania Constitution provides: “A former or retired justicé or judge may, with his consent, be assigned by the Supreme Court on temporary judicial service as may be prescribed by the rule of the Supreme Court.” Elected judges who wish to be considered for temporary assignment as senior judges must have served at least six years as a judge prior to retirement. 42 Pa. C. S. §102.