DocketNumber: Nos. 1646 and 1647
Citation Numbers: 394 Pa. Super. 538, 576 A.2d 979
Judges: Files, Hoffman, Sole, Tamilia
Filed Date: 5/17/1990
Status: Precedential
Modified Date: 2/18/2022
An unusual and unfortunate fact situation prompts our consideration of the issue in this appeal. We are asked to review whether the trial court properly refused to permit the substitution or amendment of a complaint to include, in place of a deceased defendant, the executor of his estate
Plaintiffs’ decedent, their minor child, died on September 25, 1986. Plaintiffs commenced an action against Dr. J. Albright Jones and various other defendants by filing a Complaint on September 23, 1988, two days prior to the expiration of the applicable statute of limitations. It is undisputed that Plaintiffs had the Complaint, accompanied by the appropriate fees for service of process upon each of the defendants, delivered to the Sheriff. As was required for service upon Dr. Jones, the Sheriff of Philadelphia County deputized the Sheriff of Delaware County to effectuate service upon Dr. Jones and other Delaware County Defendants. The other defendants were served on October 14, 1988. Although Dr. Jones was not served on that date, this same date is handwritten in the margin of the Sheriff’s Return of Service for Dr. Jones. The significance of this handwritten date has never been determined. Dr. Jones died the next day, October 15, 1988. Plaintiff’s Complaint was finally served by the sheriff to Dr. Jones’ secretary on October 25, 1988, more than 30 days after it was filed.
Plaintiffs were advised of Dr. Jones’ death and the appointment of his wife as executor of his estate. Voluntary consent to substitution was refused by Dr. Jones’ executor, therefore, plaintiffs filed a Motion to Compel Substitution of the executor in place of Dr. Jones or, in the alternative, to Amend the Complaint to add the executor as a defendant. The trial court’s denial of these motions is the subject of this appeal.
Two basic reasons were provided by the court to support its decision. The court determined that since Dr. Jones died before he received service of the Complaint he was never a party to the action, and, therefore substitution by his executor would not be possible. The court also found that plaintiffs’ Complaint could not be amended to add the
We will initially consider whether Dr. Jones was a “party” to this action. This determination becomes critical under the provisions of Pa.R.C.P. 2352 which refers to substitution of a successor. It provides:
(a) The successor may become a party to a pending action by filing of record a statement of the material facts on which the right to substitution is based.
(b) If the successor does not voluntarily become a party, the prothonotary, upon praecipe of an adverse party setting forth the material facts shall enter a rule upon the successor to show cause why he should not be substituted as a party.
A definition of the term successor can be found in Pa.R.C.P. 2351 which provides:
“successor” means anyone who by operation of law, election or appointment has succeeded to the interest or office of a party to an action.
A reading of these provision clearly identifies the necessity of determining whether Dr. Jones was “a party” to the action instituted by plaintiffs so that a successor can be substituted. In support of the trial court’s conclusion that Dr. Jones was not “a party” because he died before service was effectuated, Appellees point to decisions from both our supreme court and this court. Ehrhardt v. Costello, 437 Pa. 556, 264 A.2d 620 (1970) Schor v. Becker, 437 Pa. 409, 263 A.2d 324 (1970); Valentin v. Cartegena 375 Pa.Super. 493, 544 A.2d 1028 (1988) citing Thompson v. Peck, 320 Pa. 27, 181 A. 597 (1935). These cases, however, do not support the proposition for which they are cited, and offer very little insight into the present factual situation. It is true as Appellees claim that these cases stand for the proposition that a dead person cannot be a party to an action; but this
Unlike the instant case where Dr. Jones was alive when suit was instituted, in Ehrhardt v. Costello, supra, the potential defendant died nearly one and one-half years before a writ of summons was issued. Based upon this fact the court stated:
At the time of Costello’s death, the action against him had not been ‘commenced’ and, obviously, he had not been served with any process against him in any action and, therefore, Costello never became a ‘party’ to a pending action..
During his lifetime, Costello was not a ‘party’ to any action instituted against him by Ehrhardt and could not post-mortem, be made a party..
Id., 437 Pa. at 560-561, 264 A.2d at 622-623.
The same distinction can be made in Valentin v. Cartegena, supra, where the plaintiff brought a wrongful death* action against an individual who, unbeknownst to plaintiff, died before the suit was commenced. The court ruled that “[b]ecause Cyril Laffey had died before the lawsuit against him was commenced, the suit against him was a nullity.’’ Id., 375 Pa.Super. at 495, 544 A.2d at 1029. It went' on to state: “Moreover, because a dead person cannot be a party to an action commenced after his death, substitution of a personal representative of the dead person’s estate is improper.” Id. In addition to citing Ehrhardt v. Costello, supra, the Valentin court also cites Thompson v. Peck, 320 Pa. 27, 181 A. 597 (1935) and Longo v. Estep, 289 Pa.Super. 19, 432 A.2d 1029 (1981). As in Valentin and Ehrhardt, the actions in Thompson and Longo were instituted against a person who died before the complaint was filed. These cases, unlike the one now before us, present a situation where the plaintiff’s suit is a nullity because it was brought against a person who was already dead.
We find that the action in this case was “commenced” when the plaintiff filed her complaint and complied with local practice to ensure that the complaint would be served on Dr. Jones, who was at that time still alive. This determination is relevant to a discussion of the trial court’s conclusion that plaintiffs’ Complaint could not be amended to add the name of Dr. Jones’ personal representative. Although the cause of action accrued on September 25, 1986 when
In Marzella v. King, 256 Pa.Super. 179, 389 A.2d 659 (1978) plaintiffs filed a writ of summons in trespass days before the applicable statute of limitations would have run. The praecipe named the the estate of George King as defendant, “clearly evidencpng] appellants’ knowledge of Mr. King’s death.” Id., 256 Pa.Superior Ct. at 389 A.2d at 660. The court found that when the summons and complaint were filed against the King estate those documents failed to designate a legal, competent entity as a defendant. The appellants made no effort to secure the appointment of an administrator prior to the running of the statute of limitations, therefore, the court refused to permit an amendment naming the administrator after the statute had passed. The Marzella decision turned on the fact that the Complaint was filed against an nonexisting entity. Much like the cases cited above, where an action is filed against a dead person, the action is void. The statute of limitations
The step necessary in Marzella and other cases where a potential party predeceases the filing of a complaint or issuance of a writ of summons is not necessary in the instant case because this action was brought against a party who was, at that time, alive. The statute of limitations did not continue to run, and this fact provides the plaintiffs with an opportunity to seek substitution or amendment.
The situation presented here is somewhat unique. Plaintiffs did all that was required of them under the law to bring this action against Dr. Jones. They filed a Complaint against him during his lifetime before expiration of the statute of limitations. Plaintiffs saw to it that this Complaint was delivered to the sheriffs office along with the appropriate fees for service. Plaintiffs also sought to have the sheriff deputize the sheriff of another county to effectuate this service. The fact that Dr. Jones died before this service was made should not defeat plaintiffs cause of action where plaintiffs promptly sought substitution or amendment of the complaint to include Dr. Jone’s personal representative. We conclude that under the facts of this case, where a Complaint is filed against a party who is alive and where the plaintiff takes all necessary steps to ensure the sheriff will effectuate service but service is not made prior to the defendant’s death, the statute of limitations has been tolled and substitution or amendment of the Complaint to add the defendant’s personal representative should be permitted. Both the law and justice dictate this result.
Order reversed. Case remanded for proceedings consistent with this opinion. Jurisdiction is relinquished.