Com. v. Francis, D.

J-S63038-15
NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
COMMONWEALTH OF PENNSYLVANIA, : IN THE SUPERIOR COURT OF
: PENNSYLVANIA
Appellee :
:
v. :
:
DONALD FRANCIS, :
:
Appellant : No. 916 EDA 2015
Appeal from the Judgment of Sentence February 11, 2015
in the Court of Common Pleas of Lehigh County,
Criminal Division, No(s): CP-39-CR-0004292-2014;
CP-39-CR-0004317-2014
BEFORE: DONOHUE, MUNDY and MUSMANNO, JJ.
MEMORANDUM BY MUSMANNO, J.: FILED DECEMBER 22, 2015
Donald Francis (“Francis”) appeals from the judgment of sentence
imposed following his guilty plea to possession with intent to deliver a
controlled substance (heroin) and possession of a controlled substance
(cocaine). See 35 P.S. § 780-113(a)(16), (30). Additionally, Francis’s
counsel, Amy E. Sonin, Esquire (“Sonin”), has filed a Petition to Withdraw as
counsel and an accompanying brief pursuant to Anders v. California, 386
U.S. 738, 744 (1967). We grant Sonin’s Petition to Withdraw and affirm
Francis’s judgment of sentence.
On January 14, 2015, Francis pled guilty to the above-mentioned
crimes at two separate case numbers. In exchange for pleading guilty, the
Commonwealth agreed to withdraw certain charges, and agreed that
Francis’s minimum sentences would not exceed the mid-point of the
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standard range of the sentencing guidelines. On February 11, 2015, the trial
court sentenced Francis to fifteen months to four years in prison for the
possession with intent to deliver conviction and a concurrent prison term of
three to twelve months for the possession of a controlled substance
conviction. Francis filed a Post-Sentence Motion, which the trial court
denied.
Francis filed a timely Notice of Appeal and a court-ordered
Pennsylvania Rule of Appellate Procedure 1925(b) Concise Statement.
On appeal, Sonin has filed an Anders Brief raising the following
question:
Whether the trial court abused its discretion by imposing a harsh
and excessive sentence[,] which was manifestly unreasonable[,]
in that the court failed to fully state its reasons in the imposition
of its sentence, the court failed to fashion a sentence specific to
[Francis] and his personal circumstances, and the court ordered
a pre-sentence investigation report and then sentenced [Francis]
to a harsher sentence than was recommended in that report
without noting specific reasons for doing so?
Anders Brief at 6. Sonin filed a separate Petition to Withdraw with this
Court on November 23, 2015.1 Francis filed neither a pro se brief, nor
retained alternate counsel for this appeal.
We must first determine whether Sonin has complied with the dictates
of Anders in petitioning to withdraw from representation. See
Commonwealth v. Goodwin, 928 A.2d 287, 290 (Pa. Super. 2007)
1
We note that Sonin initially failed to file a petition to withdraw, despite
filing an Anders Brief. See Commonwealth v. Francis, 916 EDA 2015
(Pa. Super. filed November 12, 2015) (Judgment Order).
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(stating that “[w]hen faced with a purported Anders brief, this Court may
not review the merits of any possible underlying issues without first
examining counsel’s request to withdraw.”) (citation omitted). Pursuant to
Anders, when an attorney believes that an appeal is frivolous and wishes to
withdraw as counsel, he or she must
(1) petition the court for leave to withdraw stating that after
making a conscientious examination of the record, counsel has
determined the appeal would be frivolous; (2) file a brief
referring to any issues that might arguably support the appeal,
but which does not resemble a no-merit letter; and (3) furnish a
copy of the brief to the defendant and advise him of his right to
retain new counsel, proceed pro se, or raise any additional points
he deems worthy of this Court’s attention.
Commonwealth v. Burwell, 42 A.3d 1077, 1083 (Pa. Super. 2012)
(citation omitted).
Additionally, the Pennsylvania Supreme Court has determined that a
proper Anders brief must
(1) provide a summary of the procedural history and facts, with
citations to the record; (2) refer to anything in the record that
counsel believes arguably supports the appeal; (3) set forth
counsel’s conclusion that the appeal is frivolous; and (4) state
counsel’s reasons for concluding that the appeal is frivolous.
Counsel should articulate the relevant facts of record, controlling
case law, and/or statutes on point that have led to the
conclusion that the appeal is frivolous.
Commonwealth v. Santiago, 978 A.2d 349, 361 (Pa. 2009). “Once
counsel has satisfied the [Anders] requirements, it is then this Court’s duty
to conduct its own review of the trial court’s proceedings and render an
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independent judgment as to whether the appeal is, in fact, wholly frivolous.”
Commonwealth v. Edwards, 906 A.2d 1225, 1228 (Pa. Super. 2006).
Sonin has now complied with each of the requirements of Anders and
Santiago. Sonin indicates that she has conscientiously examined the
record, case law, and statutes, and has determined that an appeal would be
frivolous. Further, Sonin’s brief meets the standards set forth in Santiago
by providing a factual summation of Francis’s case, with support for her
conclusion that the appeal is frivolous. Finally, Sonin provided a copy of her
letter to Francis, providing him a copy of the brief, informing him of her
intention to withdraw as counsel, and advising him of his right to retain new
counsel, proceed pro se, and file additional claims. Because Sonin has
complied with the procedural requirements for withdrawing from
representation, we will independently review the record to determine
whether Francis’s appeal is, in fact, wholly frivolous.
On appeal, Francis challenges the discretionary aspects of his
sentence. It is well-settled that upon entry of a guilty plea, a defendant
generally waives all defects and defenses except those concerning the
validity of the plea, the jurisdiction of the trial court, and the legality of the
sentence imposed. Commonwealth v. Boyd, 835 A.2d 812, 816 (Pa.
Super. 2003). However, when the plea agreement does not contain a
bargain for a specific or stated term of sentence, the defendant may appeal
the discretionary aspects of his sentence. Commonwealth v. Tirado, 870
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A.2d 362, 365 n.5 (Pa. Super. 2005). Here, while the Commonwealth and
Francis agreed that his minimum sentence should be at the midpoint of the
standard range of the sentencing guidelines, Francis’s guilty plea did not
include a specific agreement regarding the length of sentence. Thus, we will
address Francis’s discretionary aspects of sentencing claim. See id.
“Challenges to the discretionary aspects of sentencing do not entitle an
appellant to review as of right.” Commonwealth v. Moury, 992 A.2d 162,
170 (Pa. Super. 2010). Prior to reaching the merits of a discretionary
sentencing issue,
[this Court conducts] a four[-]part analysis to determine: (1)
whether appellant has filed a timely notice of appeal, see
Pa.R.A.P. 902 and 903; (2) whether the issue was properly
preserved at sentencing or in a motion to reconsider and modify
sentence, see Pa.R.Crim.P. [720]; (3) whether appellant’s brief
has a fatal defect, [see] Pa.R.A.P. 2119(f); and (4) whether
there is a substantial question that the sentence appealed from
is not appropriate under the Sentencing Code, [see] 42
Pa.C.S.A. § 9781(b).
Moury, 992 A.2d at 170 (citation omitted).
Here, Francis filed a timely Notice of Appeal, raised his claims in a
Post-Sentence Motion, and Sonin included a Rule 2119(f) Statement in the
Anders brief. Francis’s claim that his standard range sentence is excessive,
as the trial court failed to consider mitigating factors and all relevant factors
under 42 Pa.C.S.A. § 9721(b), raises a substantial question. See
Commonwealth v. Riggs, 63 A.3d 780, 786 (Pa. Super. 2012) (stating
that failure “to consider relevant sentencing criteria, including the protection
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of the public, the gravity of the underlying offense and the rehabilitative
needs” of the defendant raised a substantial question); Commonwealth v.
Perry, 883 A.2d 599, 602 (Pa. Super. 2005) (stating that an excessiveness
sentence claim, in conjunction with an assertion that the court did not
consider mitigating factors, raised a substantial question).2
Our standard of review for challenges to discretionary aspects of
sentencing is well settled:
[S]entencing is vested in the discretion of the trial court, and will
not be disturbed absent a manifest abuse of that discretion. An
abuse of discretion involves a sentence which was manifestly
unreasonable, or which resulted from partiality, prejudice, bias
or ill will. It is more than just an error in judgment.
Commonwealth v. Malovich, 903 A.2d 1247, 1252-53 (Pa. Super. 2006)
(citation omitted).
Francis asserts that the trial court abused its discretion by imposing an
excessive sentence. Anders Brief at 14-18. Francis contends that the trial
court failed to consider the section 9721(b) factors and various mitigating
factors. Id. at 16-18. Francis argues that while his sentence is in the
standard range, the trial court ignored the sentencing recommendation in
the pre-sentence investigation report. Id. at 16, 18. Francis also claims
2
Even if Francis failed to raise a substantial question, Anders requires that
we examine the merits of Francis’s claims to determine whether his appeal
is, in fact, “wholly frivolous” in order to rule upon counsel’s request to
withdraw. See Commonwealth v. Wilson, 578 A.2d 523, 525 (Pa. Super.
1990) (stating that discretionary aspects of sentencing claims raised in an
Anders brief must be addressed on appeal, despite procedural violations).
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that the trial court failed to set forth its reasons for the severity of the
sentence. Id. at 16.
At sentencing, the trial court had the benefit of a pre-sentence
investigation report. See N.T., 2/11/15, at 2; see also Commonwealth v.
Downing, 990 A.2d 788, 794 (Pa. Super. 2010) (stating that “where the
trial court is informed by a pre-sentence report, it is presumed that the court
is aware of all appropriate sentencing factors and considerations, and that
where the court has been so informed, its discretion should not be
disturbed”) (quotation marks and citations omitted). The trial court also
stated that it was aware of Francis’s addiction problems, his rehabilitative
needs, his prior record, and the recommendation of the pre-sentence
investigator.3 See N.T., 2/11/15, at 4-5, 7; id. at 8 (wherein the trial court
recommended that Francis be placed in “an institution to address his drug
addiction.”); see also Order, 2/25/15, at 3 (stating that the court
considered all of the factors under section 9721(b) and was cognizant of the
fact that Francis’s addiction problems were directly related to the criminal
conduct at issue). Further, the trial court considered the sentencing
guidelines in rendering the concurrent standard range sentences. N.T.,
2/11/15, at 2, 3, 6-7; see also Order, 2/25/15, at 1-3. Accordingly, we
3
The pre-sentence investigator recommended a sentence of 12½ months to
three years in prison for the possession with intent to deliver conviction.
Anders Brief at 15.
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conclude that the trial court did not abuse its discretion in imposing Francis’s
standard range sentences.
Additionally, we have conducted an independent review of the record
and have found no appealable issues in this case relating to the jurisdiction
of the trial court, the legality of Francis’s sentence,4 or the validity of his
guilty plea.5 See Boyd, 835 A.2d at 816. Based upon the foregoing, we
conclude that Francis’s appeal is wholly frivolous, and Sonin is entitled to
withdraw as counsel. See Anders, 386 U.S. at 744-45.
Petition to Withdraw as counsel granted. Judgment of sentence
affirmed.
Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 12/22/2015
4
As noted above, Francis pled guilty to two separate case numbers. Thus,
his sentences for the possession with intent to deliver a controlled substance
and possession of a controlled substance convictions do not merge.
5
See N.T., 1/14/15, at 2-6; Written Plea Colloquy, 1/14/15, at 1-10.
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