DocketNumber: Appeal, 117
Judges: Watkins, Jacobs, Hoffman, Cercone, Price, Van Voort Spaeth
Filed Date: 3/29/1976
Status: Precedential
Modified Date: 10/19/2024
Opinion by
Appellant was convicted of burglary and robbery following a jury trial in May, 1974, and was sentenced to serve a term of one to ten years on the burglary count and a term of four to fifteen years on the robbery count; the terms to run concurrently. The charges against the appellant arose from an incident occurring on the evening of January 19, 1974. A tavern owner, Dominic Manda-rano, testified that appellant and a companion, whose name Mandarano did not know, were drinking beer and playing pool at his tavern in the afternoon and evening of January 19, 1974. At some time after 9:00 P. M., appellant and his companion were the only two customers remaining in the tavern. Mandarano, seated at the bar watching television, was struck from behind and knocked to the floor by appellant’s companion, a stranger to Man-darano. Mandarano testified that he remained conscious and that appellant’s companion removed $150.00 to $250.00 from his pocketbook and another $110.00 from the cash register located behind the bar. Further, Man-darano testified that when he was struck, the appellant was not present but had left the bar a few moments before the incident and was not seen again by Mandarano.
Louis Vecchio and Charles Gapen who were in Vee-chio’s bar across the street from Mandarano’s tavern observed appellant leave and enter the Mandarano tavern
At trial, Trooper Hertig testified that he immediately
At the suppression hearing Louis Vecchio, Charles Gapen and Bruno Mandarano all testified that the appellant was given his constitutional rights, and Charles Gapen and Bruno Mandarano testified that the appellant said he understood his rights.
The state troopers then proceeded to a magistrate’s office and, apparently on the basis of facts gathered in the initial interview, obtained a warrant for appellant’s arrest. They then went to appellant’s sister’s home where appellant had told them he would be staying. At approximately 7:30 A. M. they arrested appellant and read to him his constitutional rights and the arrest warrant. However, they did not seek a waiver of rights from him at this point and, according to Trooper Hertig, they did not attempt to question him. At this point, the record reveals that appellant again made a series of incriminating statements, without any questions being asked of him.
In this appeal, the appellant contends (1) that he cannot be convicted of burglary since Mandarano’s tavern was a place held open to the public, and (2) that “statements made by the accused to the police during their investigation” should have been suppressed because the “circumstances of defendant’s refusal to sign a waiver of right form, defendant’s intoxicated condition and the presence of his accusers, indicate that the defendant did
I
The offense of burglary is defined in 18 Pa.C.S. §3502 as follows:
“(a) Offense defined. — A person is guilty of burglary if he enters a building or occupied structure, or separately secured or occupied portion thereof, with intent to commit a crime therein, unless the premises are at the time open to the public or the actor is licensed or privileged to enter.” (Emphasis added).
The charge of the trial judge to the jury on the burglary count was as follows:
“The Court charges you with respect to this crime that it is necessary in this case that the Commonwealth prove that at the time the defendant entered this building, he did so with the intent to commit a crime therein, and under the provisions of that Act exempting the entry into a public building you must make a further determination. The Court charges you that even though this was a public building in that sense, inviting persons in for business purposes, that when a person comes into that place and does so for the purpose of committing a felony therein, or when a person comes into that place and goes beyond the ordinary bounds of the area provided for its business customers and there commits a crime, or enters therein for the purpose of committing a crime, he is guilty then of the crime of burglary.” Official Transcript, N. T. at 148. (Emphasis added).
Appellant’s counsel excepted to this charge and requested the trial judge to “ . . . instruct that if the premises were open to the public, and entry into a building was proper, regardless of the intent, this does not constitute a bur
We must determine whether the clause in §3502 (a) of the new Crimes Code, “ . . . unless the premises are at the time open to the public . . .”, substantively changes the former law of burglary in this Commonwealth, and whether the Commonwealth has the burden of proving, as an element of the offense, that the premises were not open to the public at the time of the entry. We conclude that the Commonwealth, to make out the crime of " burglary, must show, as an element of the offense, the fact that the premises were not open to the public at the time of the entry, regardless of the actor’s intent at the time of his entry onto the premises. In this light, the trial judge’s charge on burglary was clearly erroneous in that it permitted the jury to reach a finding of guilt based solely upon the defendant’s intent at the time of entry and ignored the limiting phrase of the statute, “ . . . unless the premises are at the time open to the public . . . .” On the basis of the foregoing and following discussion, we reverse appellant’s conviction for burglary.
“Whoever, at any time, wilfully and maliciously, enters any building, with intent to commit any felony therein, is guilty of burglary . . . .” (Emphasis added).
In Commonwealth v. Schultz, 168 Pa. Superior Ct. 435, 79 A.2d 109, allocatur refused, 168 Pa. Superior Ct. xxiv, cert. denied, 342 U.S. 842 (1951) a case decided under Section 901 of The Penal Code, Act of June 24, 1939, P.L. 872, 18 P.S. §4901, the defendants contended that they could not “ ... be convicted of burglary because their entry into the taverns was an entry into a business place at the implied invitation of the owners, and not a wilful and malicious entry as defined by the statute.” Commonwealth v. Schultz, supra at 440, 79 A.2d at 111.
In rejecting the defendants’ contention, it was held: “The entry is wilful and malicious, or felonious, within the statute [Act of June 24, 1939, P.L. 872, §901, 18 P.S. §4901], when made with the intent to commit a felony in the building. The fact that the building entered was a store, tavern, or restaurant, and open to the public, does not prevent the crime from being burglary if the entry is wilful and malicious, that is, made with the intent to commit a felony therein.” Commonwealth v. Schultz, supra at 440, 79 A.2d at 111 (emphasis added).
II
Appellant contends that “the trial court err[ed] in denying defendant’s motion to suppress evidence of statements made by the accused to the police during their investigation when [the] circumstances of [the] defendant’s refusal to sign a waiver of right form, defendant’s intoxicated condition and the presence of his accusers, indicate that the defendant did not volunteer such statements or intelligently or knowledgeably waive his right to remain silent.” Brief for Appellant at 1. After a review of the record, we find that the Commonwealth has carried its “ . . . burden of showing by a preponderance of the evidence . . . .” Commonwealth v. Rhoads, 225 Pa. Superior Ct. 208, 211, 810 A.2d 406, 408 (1973) (citation omitted), that the appellant’s statements were voluntarily made, and consequently the trial court did not err in denying the appellant’s motion to suppress.
It is well-established by the decision in Miranda v. Arizona, 384 U.S. 436 (1966) that: “Prior to any questioning, the person must be warned that he has a right to remain silent, that any statement he does make may be used as evidence against him, and that he has a right
In determining the voluntariness of the appellant’s statements given to the troopers at the time of the initial interrogation “ . . . the ultimate test ... is whether the confession
We must review the record and consider the “ . . . totality of circumstances, including the accused’s mental and physical condition.” Commonwealth v. Hallowell, supra at 226, 282 A.2d at 329 (1971) (citation omitted). The appellant directs our attention to three “circumstances,” the refusal to sign the waiver form, his intoxication, and the presence of his accusers, and argues that these “circumstances” when taken together indicate a failure to voluntarily waive his right to remain silent. While the “totality of circumstances” test will ultimately require us to review the cumulative effect, if any, of all three “circumstances”, we will consider separately each of the appellant’s three arguments in order to weigh the significance, or lack thereof, of each factor which the appellant claims precludes a finding of a voluntary waiver.
The Commonwealth’s evidence on the record clearly sustains a finding that appellant was properly informed of his privilege against self-incrimination and his right to the assistance of counsel prior to questioning at the initial interview. Further, appellant was asked to waive his rights and to indicate that waiver by signing a standard state police waiver form. All witnesses agreed that appellant refused to sign the form. However, appellant, before questioning, indicated that he, in the words of the witnesses, “understood his rights.” Appellant was then questioned and made various contradictory and incriminating statements.
The appellant’s refusal to sign the waiver form is not per se dispositive of the issue of voluntariness. “The rule in Miranda v. Arizona, 384 U.S. 436, 86 S. Ct. 1602, 16 L.Ed.2d 694 (1966) does not require that a waiver of rights be in writing, but only that it be voluntarily, willingly and intelligently made.” United States v. Stuckey, 441 F.2d 1104, 1105 (3d Cir.) (per curiam), cert. denied, 404 U.S. 841 (1971). Further, we agree with the reasoning of the Seventh Circuit in United States v. Crisp,
The circumstance of the appellant’s refusal to sign the waiver form does not alter our responsibility to re
“Appellant’s first argument for suppression of Michel’s [FBI Agent] testimony seems to be that the oral statement should not have been admitted because Martin’s refusal to sign the written Miranda waiver form is a conclusive indication that his oral waiver was not knowing and intelligent. We do not doubt that in some situations a refusal of a person being questioned to sign a waiver form, even though followed by an apparent willingness to allow further questioning, can be indicative of confusion or ignorance such as to require the police to seek additional assurances of intelligence and understanding before proceeding further. See e.g., United States v. Nielsen, 392 F.2d 849 (7th Cir. 1968); United States v. Jenkins, 440 F.2d 574 (7th Cir. 1971). In other situations the absence of a written waiver has not been thought to vitiate oral statements. See United States v. Crisp, 435 F.2d 354 (7th Cir. 1971), cert. denied 402 U.S. 947, 29 L.Ed.2d 116 (1971); Hodge v. United States, 392 F.2d 552 (5th Cir. 1968). See also Commonwealth v. Canales, 454 Pa. 422, 311 A.2d 572 (1973).
“The record here satisfies us that Martin was aware of his rights and voluntarily gave the oral statements now challenged.”
Similarly, on the basis of the record before us we are satisfied that the appellant was aware of his rights and voluntarily gave the oral statements now challenged. The testimony of the witnesses at the suppression hearing establishes that the appellant said he “understood his rights.” See nn. 3, 4 supra. Other than the mere failure to sign the waiver form, the appellant gave no indication that he desired to remain silent. He freely re
Before concluding this issue we feel that one of the two cases
The precedential value of the decision in United States v. Nielsen, supra, is established in Commonwealth v. Youngblood, 453 Pa. 225, 307 A.2d 922 (1973)¡: “In concluding that the Commonwealth has not sustained its burden as to voluntariness [statements made to inter
However, we do not read United States v. Nielsen, supra, as establishing a prophylactic rule that a defendant’s refusal to sign a waiver form automatically means that the defendant is assuming an ambiguous and contradictory position. The cite from United States v. Nielsen, supra, found in Commonwealth v. Youngblood, supra, does not reflect the factual context for the holding in United States v. Nielsen, supra.
Prior to United States v. Nielsen, supra, the Seventh Circuit held in United States v. Smith, 379 F.2d 628 (7th Cir. 1967) that:
“... we are of the opinion that in post-Miranda cases the Miranda rule applies with greater force to preclude as unconstitutional the admission of statements resulting from in-custody interrogation after known retainer or appointment of counsel and with*608 out counsel’s presence or approval, unless it very clearly appears that the accused deliberately and understanding^ chose to forego the assistance of counsel at such interrogation.” Id. at 638 (emphasis in original).
United States v. Nielsen, supra, involved a situation of “known retainer or appointment of counsel.” In United States v. Nielsen, supra, the Court stated that:
“The agent further testified that he again warned the defendant of these rights when they reached the F.B.I. office and that the defendant himself read a statement of these rights which were contained in a 'waiver of rights’ form. According to the agent, the defendant then said: '/ am not going to sign this document. I have an attorney,... and I am not signing anything, including this form, until I have occasion to talk to Mr. Wolfson.’ ” Id. at 851 (emphasis added) (footnote omitted).
The Court then went on to state that:
“As we recently said in United States v. Smith, 379 F.2d 628, 633 (7th Cir. 1967), a case discussing the thrust of the Miranda rules, there must be a clear showing 'after known retainer ... of counsel... that the accused deliberately and understandingly chose to forego the assistance of counsel at such interrogation.’” Id. at 853 (emphasis added).
Instantly, the appellant gave no indication that he had retained counsel or that he desired the presence of counsel.
The appellant argues that he was intoxicated at the time of the initial interview. The “totality of circumstances test” requires us to consider both the mental and physical condition of the accused. Commonwealth v. Hallowell, supra. At the conclusion of the testimony at the suppression hearing, appellant’s counsel did not assert intoxication as a reason in support of his motion to suppress. Official Transcript, N. T. at 86-87. Further, a review of the record fails to uncover any evidence produced by the appellant to show intoxication. We are precluded from considering this issue on appeal. See Commonwealth v. Williams, 226 Pa. Superior Ct. 466, 313 A.2d 773, allocatur refused, 226 Pa. Superior Ct. xxx (1973).
C
Appellant’s final contention is that his statements were made under threatening circumstances, i.e., he was “hemmed in” a patrol car with three adverse witnesses. “ [W] hen the question of voluntariness passes beyond the realm of physical coercion and into degrees of psychological coercion, most careful attention will be afforded to any facts, circumstances or events tending to overbear the will of the accused.” Commonwealth v. Alston, 456 Pa. 128, 134, 317 A.2d 241, 244 (1974) (citation omitted). After careful review of the record, we are not convinced that the presence of the three adverse witnesses resulted in the appellant’s being coerced into giving his oral statements.
We find, therefore, that the appellant’s statements at the time of his initial interrogation were voluntarily,
Accordingly, appellant’s conviction for burglary is reversed and the judgment of sentence on the robbery conviction is affirmed.
. At the suppression hearing', appellant testified that he was in the patrol car for about 15 minutes before the trooper read him his rights. Official Transcript, N. T. at 41. Louis Vecchio testified at the suppression hearing that to the best of his recollection no questioning took place prior to the appellant being given his rights. Official Transcript, N.T. at 6. The lower court’s resolution of this conflict of testimony is binding on this court, see Commonwealth v. Williams, 226 Pa. Superior Ct. 466, 313 A.2d 773, allocatur refused, 226 Pa. Superior Ct. xxx (1973). The appellant was immediately given his constitutional rights.
. The waiver form was introduced into evidence as a Commonwealth exhibit. Troopers Hertig and Martinelli, Bruno Man-darano and Charles Gapen subscribed the form as witnesses. At the bottom right of the form Trooper Hertig wrote “Refused”.
. Official Transcript, N. T. at 19, contains the following cross-examination of Charles Gapen by appellant’s counsel:
*596 “Q. Joe [Cost] came in the car. What happened then?
“A. About the same time, he [Trooper Hertig] have [sic] him [Cost] his constitutional rights. He [Trooper Hertig] read him [Cost] his rights. I believe it was you have a right now to answer anything or something like that.
“Q. You say he read them. Was there a light on in the car?
“A. Yes, he [Trooper Hertig] had the dome light on, and the officer was writing.
“Q. What rights were read to him [Cost] ? Did he [Cost] understand them?
“A. He [Trooper Hertig] read them and Cost said I have been on both sides of the fence and I understand.” (Emphasis added)
The Official Transcript, N. T. at 23, contains the following direct examination of Bruno Mandarano by the district attorney:
“A. Trooper Hertig asked Joe if he had been at Dominic’s that night, and he said, no, and he said, you know you were at Dominic’s, and the trooper said I am going to ask you some questions. So, he read him his rights and started to ask him some questions.
“Q. Do you recall what those rights were?
“A. You have a right to keep silent, you don’t have to say anything, and I don’t recall all the others. He read them all off.
“Q. What was Mr. Cost’s condition as far as whether he understood what was going on?
“A. He said that he’s been on both sides of the fence, and he knew what was going on.” (Emphasis added).
. On direct examination of Trooper Martinelli by the district attorney:
“Q. I would like to know as far as the rights were concerned, what the sequence was?
“A. He read him his rights signed by myself and Mr. Manda-rano, Hertig and Mr. Gapen.
“Q. And Mr. Cost?
“A. He refused to sign it.
*597 “Q. What was his condition as to intelligently and understandably knowing his rights?
“A. He said he understood everything. He said he’d been through it before, and he said he was a police officer in Ohio, and he’s been on both sides of the fence.” Official Transcript, N. T. at 27-28. (Emphasis added).
. In view of the erroneous charge to the jury we find it unnecessary to decide whether appellant’s entry upon the tavern premises with felonious intent could, as the Commonwealth seems to maintain, constitute an entry into the victim’s living quarters which Mandarano maintained on the second floor of the building housing the tavern. Further, we need not decide whether a jury finding that an entry by appellant’s accomplice into the area behind the bar in order to take money from a cash register could support a conviction of burglary on the grounds that there was an entry of a “. . . separately secured . . . portion . . . .” of the premises.
Further, we find no support, nor does the Commonwealth cite any authority, to sustain the Commonwealth’s suggestion that the “premises open to the public” clause of the new burglary statute should apply only to less serious crimes such as retail theft.
. In Commonwealth v. Garrett, 229 Pa. Superior Ct. 459, 323 A.2d 314 (1974), decided under the Act of June 24, 1939, P.L. 872, §901, 18 P.S. §4901 [Commonwealth v. Garrett, supra at 461, n.1, 323 A.2d at 314 n.1], we held that “ [t]hough a wilful and malicious entry is required, the entry into a store [the store in Commonwealth v. Garrett, supra, was open to the public at the time of entry] may be such, if made with the intent to commit a felony.” Commonwealth v. Garrett, 229 Pa. Superior Ct. 459, 463, 323 A.2d 314, 316 (1974) (citation omitted) (emphasis added).
Although, Commonwealth v. McCoy, 209 Pa. Superior Ct. 399, 228 A.2d 43, allocatur refused, 209 Pa. Superior Ct. xxxix
. K. Jaevis, Pennsylvania Crimes Code and Criminal Law, Ch. 35, §3502, discussion at 2-3 (1974) in discussing section 3502 of the new Crimes Code:
“Probably the biggest change in the law is the fact that one who enters premises open to the public or which he is permitted to enter is not a burglar, as he was under the prior law. Therefore, the shoplifter, now known as the retail thief, can no longer be charged with burglary, since as a member of the public he was permitted to enter the premises.
“This changes the previous line of cases which had gone so far as to hold that the man who broke into a pay telephone booth was guilty of burglary, as was the man who broke into a vending machine in the men’s room of a tavern.
“This also gets back to the original definition of burglary, which was the breaking and entry of a home at night time. The idea that it was an uninvited entry into a residence made it a serious offense. Here, again, the law emphasizes that the*602 entry of premises to which the public is invited is not a burglary, hut entering premises which are private with the intent to commit a crime is a burglary.” (Footnote omitted).
. Instantly, the appellant did not make a confession but he gave a series of contradictory and incriminating statements. The Court in Miranda v. Arizona, 384 U.S. 436, 476 (1966) makes it clear that “[t]he warnings required and the waiver necessary in accordance with our opinion today are, in the absence of a fully effective equivalent, prerequisites to the admissibility of any statement made by a defendant. No distinction can be drawn between statements which are direct confessions and statements which amount to ‘admissions’ of part or all of an offense. The privilege against self-incrimination protects the individual from being compelled to incriminate himself in any manner; it does not distinguish degrees of incrimination.”
. United States v. Crisp, 435 F.2d 354 (7th Cir.), cert. denied, 402 U.S. 947 (1971) is cited by Justice Pomeroy in Commonwealth v. Martin, .... Pa., ...., 348 A.2d 391, 409 (1975). The significance of Commonwealth v. Martin, supra, is discussed in the text following this note.
. The appellant argued at the suppression hearing, and again argues before us that there was no showing that he was advised he was a suspect when the questioning began. There is testimony of the Commonwealth’s witnesses at the suppression hearing that the appellant was so advised. The lower court’s resolution of this conflict of testimony is binding on this court, see Commonwealth v. Williams, 226 Pa. Superior Ct. 466, 313 A.2d 773, allocatur refused, 226 Pa. Superior Ct. xxx (1973); before the questioning began the appellant was advised that he was a suspect.
. In United States v. Jenkins, 440 F.2d 574 (7th Cir. 1971), the second case cited by Justice POMEROY for the proposition that in some instances a refusal to sign a waiver form will indicate that the subsequent statements are not voluntary, the Seventh Circuit, relying on its holding in United States v. Nielsen, 392 F.2d 849 (7th Cir. 1968), and distinguishing United States v. Crisp, 435 F.2d 354 (7th Cir. 1970) [cited by Justice Pomeroy in Commonwealth v. Martin, ... Pa. ..., ..., 348 A.2d 391, 409 (1975)], concluded that “. . . the record is devoid of any evidence to show that Jenkins’ answers to the agent’s questions were in fact voluntary . . . .” United States v. Jenkins, supra at 576.
. In Commonwealth v. Youngblood, 453 Pa. 225, 307 A.2d 922 (1973), the defendant had initially elected to remain silent so that his sister could find an attorney.
. In fact, to the extent that the appellant’s refusal to sign the waiver form can he characterized as an act of defiance and we believe that it can be characterized as such, this belies any contention that the appellant was questioned under circumstances where he had no other choice but to cooperate with the state trooper.
. At the suppression hearing, the appellant’s counsel moved to suppress the statements made at the time of the initial interrogation and then summarily moved to suppress all statements made at the time of appellant’s arrest: “My only other point is that all later statements made by the defendant, if the first interrogation is faulty, according to the recent Supreme Court decision, all later questions and answers would all he inadmissible . . . .” Official Transcript, N.T. at 37.
On appeal, the text of the appellant’s brief addresses only the circumstances surrounding the initial interrogation. The appellant submits no independent argument why the statements made at the time of the arrest are inadmissible. To the extent the appellant’s brief can be read to support a challenge to the statements made at the time of the arrest, this challenge can only be founded upon an argument that the statements are inadmissible because they are infected with the illegality of the initial interrogation. We find nothing “faulty” with the initial interrogation.