Com. v. Simmons, D.

J-S53038-19
NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF
: PENNSYLVANIA
:
v. :
:
:
DAVID SIMMONS :
:
Appellant : No. 2461 EDA 2018
Appeal from the Judgment of Sentence Entered July 18, 2018
In the Court of Common Pleas of Philadelphia County Criminal Division at
No(s): CP-51-CR-0004160-2017
BEFORE: OLSON, J., STABILE, J., and NICHOLS, J.
MEMORANDUM BY NICHOLS, J.: FILED NOVEMBER 14, 2019
Appellant David Simmons appeals from the judgment of sentence
imposed following the revocation of his probation. Appellant challenges the
discretionary aspects of his sentence. We affirm.
The trial court set forth the relevant facts and procedural history as
follows:
Originally, [on September 11, 2017, Appellant] pled guilty to
[carrying a firearm without a license and carrying firearms on a
public street1] and on December 18, 2017, was sentenced to [six
to twenty-three] months of incarceration followed by [three] years
of probation. On February 20, 2018, Appellant was arrested for
carrying a firearm again, which was a potential direct violation of
his supervision. On July 18, 2018, [Appellant] pled guilty to
carrying a firearm without a license. [That same day, Appellant]
was sentenced to [a negotiated sentence of six to twenty-three]
months of incarceration followed by [three] years of probation . .
. to run totally concurrent to [his sentence for the violation]. For
the violation of supervision, [the trial] court anticipatorily violated
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1 18 Pa.C.S. §§ 6106 and 6108.
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his probation and resentenced Appellant to a period of [two and a
half to five years] of incarceration.
Trial Ct. Op., 3/25/19, at 1.
Appellant timely filed a post-sentence motion on July 26, 2018.
Appellant argued that his “sentence was excessive in that it far surpassed
what was required to protect the public and was well beyond [w]hat was
necessary to foster [Appellant’s] rehabilitation.” Post-Sentence Mot.,
7/26/18, at 2 (unpaginated). Further, he asserted that the trial court “failed
to adequately examine and investigate [Appellant’s] background, character,
and rehabilitative needs.” Id.
The trial court did not immediately rule on the post-sentence motion,
and Appellant timely filed a notice of appeal on August 17, 2018.2 On October
11, 2018, Appellant timely filed a court-ordered Pa.R.A.P. 1925(b) concise
statement of errors complained of on appeal. The trial court subsequently
filed a responsive Rule 1925(a) opinion, concluding that it imposed an
appropriate and reasonable sentence.
Appellant now raises one question for this Court’s review:
Was not the [trial] court’s imposition of a two and one-half (2½)
to five (5) year sentence of incarceration for a violation of
probation an abuse of discretion where the [trial] court violated
the requirements of 42 Pa.C.S. § 9721(b) of the sentencing code
as the [trial] court failed to give individualized consideration to
Appellant’s personal history, rehabilitative needs or background,
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2 Appellant’s post-sentence motion was denied by operation of law on
November 23, 2018.
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and without explaining how, as a matter of law, this sentence was
the least stringent one adequate to protect the community and to
serve the rehabilitative needs of [Appellant]?
Appellant’s Brief at 4.3
Appellant argues that the trial court focused “on the seriousness of the
underlying crimes and violations rather than taking into consideration
[A]ppellant’s background.” Id. at 14. He asserts that the two-and-a-half to
five-year sentence does not address “societal safety concerns or [A]ppellant’s
rehabilitative needs” and is contrary to the fundamental norms underlying the
sentencing process. Id. Appellant further contends that the trial court “failed
to explain how as a matter of law the instant sentence was the least stringent
one adequate to protect the community and to serve the rehabilitative needs
of [Appellant].” Id. at 14-15.
“[C]hallenges to the discretionary aspects of sentencing do not entitle
an appellant to review as of right.” Commonwealth v. Derry, 150 A.3d 987,
991 (Pa. Super. 2016) (citation omitted). Rather, before reaching the merits
of such claims, we must determine:
(1) whether the appeal is timely; (2) whether [the a]ppellant preserved
his issues; (3) whether [the a]ppellant’s brief includes a concise
statement of the reasons relied upon for allowance of appeal with
respect to the discretionary aspects of sentence; and (4) whether the
concise statement raises a substantial question that the sentence is
inappropriate under the [S]entencing [C]ode.
____________________________________________
3 We note that the Commonwealth filed a timely second application for an
extension of time to file a brief on September 16, 2019. However, before this
Court ruled on the application, the Commonwealth filed a brief. Therefore, we
now grant the application, and note that we have considered the brief as part
of our review.
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Commonwealth v. Corley, 31 A.3d 293, 296 (Pa. Super. 2011) (citation
omitted). “To preserve an attack on the discretionary aspects of sentence, an
appellant must raise his issues at sentencing or in a post-sentence motion.
Issues not presented to the sentencing court are waived and cannot be raised
for the first time on appeal.” Commonwealth v. Malovich, 903 A.2d 1247,
1251 (Pa. Super. 2006) (citations omitted).
Here, Appellant timely filed a notice of appeal, preserved his claim in a
post-sentence motion, and included a concise statement of reasons relied
upon for allowance of appeal in his brief. See Corley, 31 A.3d at 296.
Additionally, the claim that the trial court failed to consider the required
sentencing factors raises a substantial question. See Derry, 150 A.3d at 999
(holding that “the failure to consider Section 9721(b) factors does present a
substantial question for our review of the discretionary aspects of sentences
imposed for violations of probation”). Therefore, we will review Appellant’s
claim.
Our well-settled standard of review is as follows:
Sentencing is a matter vested in the sound discretion of the
sentencing judge, and a sentence will not be disturbed on appeal
absent a manifest abuse of discretion. In this context, an abuse
of discretion is not shown merely by an error in judgment. Rather,
the appellant must establish, by reference to the record, that the
sentencing court ignored or misapplied the law, exercised its
judgments for reasons of partiality, prejudice, bias or ill will, or
arrived at a manifestly unreasonable decision.
Commonwealth v. Raven, 97 A.3d 1244, 1253 (Pa. Super. 2014) (citation
omitted). “[T]his Court’s scope of review in an appeal from a revocation
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sentencing includes discretionary sentencing challenges.” Commonwealth
v. Cartrette, 83 A.3d 1030, 1034 (Pa. Super. 2013) (en banc).
The statute governing the modification or revocation of probation
provides:
§ 9771. Modification or revocation of order of probation
* * *
(c) Limitation on sentence of total confinement.—The court
shall not impose a sentence of total confinement upon revocation
unless it finds that:
(1) the defendant has been convicted of another crime; or
(2) the conduct of the defendant indicates that it is likely
that he will commit another crime if he is not imprisoned;
or
(3) such a sentence is essential to vindicate the authority of
the court.
42 Pa.C.S. § 9771(c).
Further, this Court has held that the trial court must consider the
sentencing factors contained in 42 Pa.C.S. § 9721(b). See Cartrette, 83 A.3d
at 1040-41; Derry, 150 A.3d at 995. Specifically, the trial court must follow
the principles “that the sentence imposed should call for confinement that is
consistent with the protection of the public, the gravity of the offense as it
relates to the impact on the life of the victim and on the community, and the
rehabilitative needs of the defendant.” See Derry, 150 A.3d at 993 (quoting
Cartrette, 83 A.3d at 1040-41) (emphasis omitted); see also 42 Pa.C.S. §
9721(b).
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When imposing a violation of probation (VOP) sentence, the trial court
“need not undertake a lengthy discourse for its reasons for imposing a
sentence or specifically reference the statutes in question.” Commonwealth
v. Pasture, 107 A.3d 21, 28 (Pa. 2014). As our Supreme Court explained:
[S]ince the defendant has previously appeared before the
sentencing court, the stated reasons for a revocation sentence
need not be as elaborate as that which is required at initial
sentencing. The rationale for this is obvious. When sentencing is
a consequence of the revocation of probation, the trial judge is
already fully informed as to the facts and circumstances of both
the crime and the nature of the defendant, particularly where, as
here, the trial judge had the benefit of a [pre-sentence
investigation report (PSI)] during the initial sentencing
proceedings.
Id.Where a PSI exists, we “presume that the sentencing judge was aware
of the relevant information regarding the defendant’s character and weighed
those considerations along with mitigating statutory factors.”
Commonwealth v. Walls, 926 A.2d 957, 967 n.7 (Pa. 2007) (citation
omitted). However, a PSI report is not required in all instances. See
Commonwealth v. Carrillo-Diaz, 64 A.3d 722, 727-28 (Pa. Super. 2013)
(holding that the revocation court possessed sufficient information to
substitute for a PSI report where, among other things, the same judge
presided at the probationer’s original plea hearing, sentencing, and revocation
proceeding, and the court possessed a summary of the probationer’s
underlying offense, criminal record, and violation history). “The essential
inquiry is instead whether the sentencing court was ‘apprised of
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comprehensive information to make the punishment fit not only the crime but
also the person who committed it.’” Commonwealth v. Finnecy, 135 A.3d
1028, 1032 (Pa. Super. 2016) (citation omitted).
Here, at sentencing, the trial court heard statements from both
Appellant and his grandmother. The trial court then explained to Appellant:
You’ve got to make better decisions. You could have been [your
grandmother’s] caretaker, make some money, get a side -- you’re
smart. You’re sharp. You’ve just got to make better decisions.
You’ve got to be stronger. I don’t believe you’ll ever come back.
As a matter of fact, the other break I’m going to give you . . .
when they send me your parole papers, the first days it’s on my
desk that you’re eligible for parole, I’m going to sign it and agree,
and I’m going to give you the other case concurrent. But that’s
all the breaks you’re going to get from me, [Appellant].
N.T. Sentencing Hr’g, 7/18/18, at 34-35.
In its Rule 1925(a) opinion, the trial court explained its sentencing
decision as follows:
[I]t is clear that [the trial] court did not commit an abuse of
discretion because the sentence was not excessive and the [trial]
court did consider Appellant’s rehabilitative needs. First, the
[trial] court had the benefit of a [PSI,] which was ordered for the
case originally in 2017. In addition, the [trial] court was well
aware of [Appellant], as he had been under the [trial] court’s
supervision for months. At the violation of probation hearing in
2018, the [trial] court inquired whether the parties wished to have
an updated [PSI] order[ed], but that was waived.
Furthermore, the [trial] court heard extensively at the sentencing
hearing from [Appellant] and from [Appellant’s] grandmother.
After considering the testimony from the defense, the [trial] court
sentenced [Appellant] to [thirty to sixty] months and to totally
concurrent time on the direct violation. This was beyond fair in
several respects. The sentencing guidelines on the new case
alone, as stated at sentencing, was [eighteen to thirty] months,
plus or minus [twelve] months. Of course, there was nothing
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requiring [the trial] court to run the sentences on the direct
violation and the underlying VOP concurrent, and [Appellant]
could have received consecutive time. In addition, as pointed out
by the [trial] court and acknowledged by [Appellant and trial
counsel, Appellant] was told at his sentencing in 2017 that if he
violated his supervision by unlawfully possessing another gun that
he would get at least thirty to sixty months on the violation. For
[Appellant] to acknowledge knowing that and engaging [in] the
same exact criminal conduct is an aggravated circumstance and
concerned [the trial court] very much. The sentence [the trial
c]ourt imposed is particularly reasonable given the serious nature
of the violation and is certainly not an abuse of discretion.
Trial Ct. Op. at 3-4.
Our review of the record confirms that the trial court adequately
considered the Section 9721(b) factors in imposing its sentence. See Derry,
150 A.3d at 993. As the trial court noted, Appellant was on probation for a
2017 case when he appeared for the revocation hearing. Although Appellant
waived his right to an updated PSI report, the trial court was familiar with
Appellant’s background and personal history. See Finnecy, 135 A.3d at
1032; see also Carrillo-Diaz, 64 A.3d at 727-28.
At sentencing, the trial court heard from both Appellant and his
grandmother about Appellant’s character and his efforts to change his
behavior. See N.T. Sentencing Hr’g at 22-35, 20-24. The trial court
considered Appellant’s character and rehabilitative needs, but ultimately
concluded that he was not amenable to county supervision. Id. at 22, 34, 27.
Finally, because Appellant committed another firearms offense only months
after he was placed on probation, the trial court found that incarceration was
necessary to protect the public. Id. at 33.
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Further, we expressly reject Appellant’s claim that the trial court was
required to explain its reasons for imposing a sentence that was not “the least
stringent one adequate to protect the community and to serve the
rehabilitative needs of [Appellant].” Appellant’s Brief at 14-15. In Walls, our
Supreme Court stated that “under the current Sentencing Code there is no
requirement that a sentencing court’s imposition of sentence must be the
minimum possible confinement” consistent with the factors in Section
9721(b). Walls, 926 A.2d at 965. Accordingly, Appellant’s argument is
meritless.
Based on the foregoing, we conclude that the court did not abuse its
discretion, and Appellant is not entitled to relief on his challenge to the
discretionary aspects of sentencing. See Raven, 97 A.3d at 1253.
Judgment of sentence affirmed. Commonwealth’s application for
extension of time granted.
Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 11/14/19
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