In Re: Contempt of Court Appeal of: McCague, R.

J-S40019-19
NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
IN RE: CONTEMPT OF COURT : IN THE SUPERIOR COURT OF
: PENNSYLVANIA
:
APPEAL OF: RICHARD J. MCCAGUE :
:
:
:
:
: No. 1768 WDA 2018
Appeal from the Order Entered November 15, 2018
In the Court of Common Pleas of Allegheny County Criminal Division at
No(s): CP-02-MD-0005473-2018
BEFORE: BENDER, P.J.E., McLAUGHLIN, J., and PELLEGRINI*, J.
MEMORANDUM BY McLAUGHLIN, J.: FILED OCTOBER 29, 2019
Richard J. McCague appeals from the order finding him in direct criminal
contempt and ordering him to pay $4,847.02, the cost of a new trial. McCague
argues the trial court abused its discretion when it found him in contempt and
that the sanction imposed for the contempt was excessive. We affirm.
The trial court set forth the factual and procedural history of this case,
which we adopt and incorporate herein. Trial Court Opinion, filed Apr. 10,
2019, at 2-9 (“1925(a) Op.”). We summarize the history briefly here. McCague
represented Richard DeSabetino in a separate criminal matter. DeSabetino
had had numerous appointed counsel, and McCague entered his appearance
as private counsel approximately two months before DeSabetino’s trial was to
begin. N.T., 11/15/18, at 4-6. The court informed DeSabetino and McCague
that the trial would not be continued, as four years had passed since the
origination of the case. Id. at 6-7.
____________________________________
* Retired Senior Judge assigned to the Superior Court.
J-S40019-19
Jury selection occurred on October 22, 2018, and the trial started the
next day. Id. at 7-8. The Commonwealth called Amy Calabrese (“witness”),
who lived with DeSabetino at the time of the incident at issue in DeSabetino’s
case, and who was an eyewitness. Id. at 9. The Commonwealth conducted its
direct examination. Id. After the direct, but before the cross-examination,
McCague informed the court, “I do represent [the witness] on another case.”
1925(a) Op. at 4.1 The court recessed. When it returned it stated that the
issue is that McCague “represents – I believe that was said in the present
tense – the Commonwealth’s main witness.” Id. McCague did not object or
attempt to correct this statement. After further discussion, the trial court
declared a mistrial.
In October 2018, the trial court issued a rule to show cause as to why it
should not hold McCague in contempt. The court held a hearing at which
McCague claimed that Calabrese had only been a prospective client, and that
he had not agreed to represent her. N.T., 11/15/18, at 12-13. He claimed he
met with her to discuss representing her at a Gagnon II2 hearing, but that
he declined because she would not be able to pay him. Id. at 13. McCague
also presented a letter that he allegedly sent to the witness informing her he
____________________________________________
1 The transcripts from DeSabetino’s trial are not part of the record. McCague
does not dispute the trial court’s recitation of the proceedings, and does not
claim that the trial court incorrectly quotes or mischaracterizes the transcript
from those proceedings.
2 Gagnon v. Scarpelli, 411 U.S. 778, 93 S. Ct. 1756, 36 L. Ed. 2d 656 (1973).
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would be removing his name from the witness’s case. 1925(a) Op. at 7-8. The
court found that the letter “was printed directly from [McCague’s] computer
and could have been drafted at any point in time” and noted that “[t]here was
no indication that it had ever been mailed.” Id. at 8.3 The trial court found
McCague’s claim that the witness was a prospective client to be not credible.
N.T., 11/15/18, at 20.
At the conclusion of the hearing, the trial court found McCague in direct
criminal contempt, pursuant to 42 Pa.C.S.A. § 4132(3). The court found as
facts that McCague committed misconduct before the court and that he acted
with intent to obstruct the proceedings:
[Y]ou have committed misconduct before this Court in how
you handled this entire matter. That it was done with the
intent to obstruct the proceedings, which I base in part on
the fact that you knew all this and you never bothered to
say anything until after the direct, the timing is very
suspect. And I believe that it was your intent to obstruct the
proceedings.
You had certainly mentioned off the record in the morning
that more time could be appreciated because your client had
mental illness, he had issues, which made me believe you
might be seeking a continuance, which you weren’t going to
be granted. What better way to get a continuance.
Also, your misconduct certainly obstructed the
administration of justice and this trial had to be declared
after a jury was selected, after 15 witnesses had to be
subpoenaed, after enumerable costs were incurred by the
court. Therefore, sir, I do find you in criminal contempt.
____________________________________________
3 The letter also is not part of the certified record.
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N.T., 11/15/18, at 21. It ordered that McCague pay the costs of the
prosecution, which included the court costs and the cost of court-appointed
counsel, for a total of $4,846.42. Id. at 26-28. McCague asked the court to
allow him to pay the sanction over three months, and the court agreed. Id.
at 28-29. McCague filed a timely Notice of Appeal.
McCague raises the following issues:
1. Was there direct criminal contempt in this case?
2. Was there indirect criminal contempt in this case?
3. Was there criminal contempt at all?
4. Was the fine excessive in this case?
McCague’s Br. at 2 (suggested answers and some capitalization omitted).
McCague first argues that the court erred in finding him in direct criminal
contempt because he did not violate any court order. He further argues he did
not intend to obstruct justice and therefore could not be found in direct
criminal contempt under 42 Pa.C.S.A. § 4132(3).
Courts have the inherent authority “to impose summary punishment for
contempt.” Commonwealth v. Moody, 125 A.3d 1, 9 (Pa. 2015). Subsection
4132(3) of the Judicial Code provides, “The power of the several courts of this
Commonwealth to issue attachments and to impose summary punishments
for contempts of court shall be restricted to the following cases: . . . The
misbehavior of any person in the presence of the court, thereby obstructing
the administration of justice.” 42 Pa.C.S.A. § 4132(3). In sum, “courts have
inherent power and statutory authority to impose summary punishment for
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J-S40019-19
direct criminal contempt for willful misconduct that occurs in the presence of
the court and obstructs its fair and orderly process.” Moody, 125 A.3d at 9.
A court can impose a summary conviction for direct criminal contempt where
it finds beyond a reasonable doubt that the individual “(1) committed
misconduct; (2) in the presence of the court; (3) with the intent to obstruct
proceedings, and (4) the misconduct actually obstructed proceedings.”
Commonwealth v. Pruitt, 764 A.2d 569, 575 (Pa.Super. 2002). We will not
disturb a trial court’s finding of contempt “absent an abuse of discretion.”
Moody, 125 A.3d at 12 (quoting Commonwealth v. Baker, 766 A.2d 328,
331 (Pa. 2001)).
The trial court found McCague’s explanation at the contempt hearing not
credible. The court found “extremely suspect” the timing of the revelation that
the witness was his client, that is, that he “did not raise the issue until after
he received a preview of [the witness’s] testimony on direct-examination.”
1925(a) Op. at 11-12. It noted that McCague included no qualifiers when he
said, “I do represent Amy on another case,” and he remained silent when the
court reiterated that the issue was that McCague actively represented the
witness. Id. at 12. The court further found McCague’s explanation as to why
the witness was not a client for a Gagnon II hearing, that is, because she
could not pay him, to be unpersuasive. Id. The court noted McCague agreed
to represent DeSabetino without payment for a weeklong jury trial. Id. The
court stated that it “remain[ed] steadfast in its belief that [the witness] was
not only a prospective client.” Id. It noted that the witness was responsible
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for generating the attorney-client relationship with DeSebetino and stated the
court could “never know the genuine extent of their relationship or the nature
of the conversations that were had.” Id. The court concluded that McCague
“misbehaved by representing a major Commonwealth witness during the trial
of a [d]efendant whom he represented,” that the misconduct was committed
in the presence of the court, and that McCague “either knew or should have
been aware that his conduct was wrongful,” and that the “misconduct actually
obstructed the administration of justice because it resulted in the declaration
of a mistrial.” Id. at 14. The court pointed out that McCague had told the court
at the start of the trial that he would have “appreciated” more time before the
start of the trial, and that the mistrial provided such time. Id. at 8, 12.
We conclude the court did not abuse its discretion. After a review of the
briefs, the relevant law, and the well-reasoned opinion of the Honorable Beth
A. Lazzara, we adopt the trial court’s reasoning. Id. at 9-14. Because the trial
court found McCague in direct criminal contempt and we find it did not abuse
its discretion in doing so, we need not reach McCague’s next two issues—
whether indirect criminal contempt or any criminal contempt occurred.
In his final issue, McCague argues that the sanction was excessive. He
claims this is so because the maximum penalty for a summary offense is 90
days’ incarceration or a $300 fine.
Pennsylvania courts have the power “to issue attachments and to
impose summary punishments for contempts of court” where, among other
things, “[t]he misbehavior of any person in the presence of the court . . .
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J-S40019-19
obstruct[s] the administration of justice.” 42 Pa.C.S.A. § 4132(3). “[T]he
punishment of commitment for contempt provided in section 4132 (relating
to attachment and summary punishment for contempts) shall extend only to
contempts committed in open court. All other contempts shall be punished by
fine only.” 42 Pa.C.S.A. § 4133.
McCague claims that the maximum fine that the court could impose was
$300. He, however, cites no authority to support this proposition, and we are
aware of none. Furthermore, and contrary to McCague’s argument, the word
“summary” in Section 4132 does not set the grading of direct criminal
contempt, as McCague contends. Rather, it describes the procedures the court
may employ to find direct criminal contempt and impose sanctions for such
contempt. See generally Ricci v. Geary, 670 A.2d 190, 193 n.1 (Pa.Super.
1996) (citing Commonwealth v. Stevenson, 393 A.2d 386 (Pa. 1978)). In
any event, the sanction was not excessive. The transcript makes it clear that,
in determining the amount of the sanction, the trial court used the actual costs
of the proceedings that were declared a mistrial. The court referred on the
record to the cost of: having the jury pulled; having the jury return the next
day; the minute clerk, the tipstaff, and the court reporter for one-day; witness
fees; and an appointed attorney for a non-homicide jury trial, and imposed
the sum of those costs. This claim fails.
Order affirmed.
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J-S40019-19
Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 10/29/2019
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Criminal Division
Dept. Of Court Records
Allegheny County, PA
IN THE COURT OF COMMON PLEAS OF ALLEGHENY COUNTY, PENNSYLVANIA
CRIMINAL DIVISION
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COMMONWEALTH OF PENNSYLVANIA, ec'No. 2018-5473
v.
RICHARD J. MCCAGUE,
Defendant. OPINION
BETH A. LAZZARA; JUDGE
Court of Common Pleas
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IN THE COURT OF COMMON PLEAS ALLEGHENY COUNTY, PENNSYLVANIA
COMMONWEALTH OF PENNSYLVANIA, CRIMINAL DIVISION
vs. MD: 2018-5473
RICHARD J. MCCAGUE,
Respondent.
OPINION
This is a direct appeal from an order entered on November 15, 2018,
finding the Respondent in Direct Criminal Contempt pursuant to 42 Pa. C.S.A.
§4132(3). On October 31, 2018, a Rule to Show Cause was issued providing
notice to the Respondent of the date and time of the Show-Cause Hearing, as
well as the conduct that necessitated the hearing. Specifically, the Respondent
was advised to "show just cause why he should not be found in Direct Criminal
Contempt of Court pursuant to 42 Pa. C.S.A. §4132(3)" for "his actions of
simultaneously representing a criminal defendant and a central
Commonwealth witness during a criminal trial that began on October 23,
2018, at CC# 2014-13014."
Following the Show-Cause Hearing held on November 15, 2018, the
Respondent was found in Direct Criminal Contempt pursuant to 42 Pa. C.S.
1
§4132(3). The Respondent was fined $4,847.02, an amount reflecting the
actual costs that were incurred as a result of the mistrial that he caused due
to his misconduct. The fine was ordered to be paid in equal monthly
installments over the course of three (3) months, with the first payment due
thirty (30) days after sentencing. This appeal followed.
On January 17, 2019, the Respondent filed a Concise Statement of
Errors Complained of on Appeal ("Concise Statement"), challenging this
court's finding of Direct Criminal Contempt. (Concise Statement, 1/17/19, pp.
2-3). The Respondent argues that the court erred by proceeding with a charge
of Direct Criminal Contempt, that the record lacked evidence to support such
a finding, and that the fine imposed was "harsh and excessive." (Id.). The
allegations of error lack merit. For the reasons that follow, the reviewing court
respectfully should uphold the contempt finding and the sentence imposed.
I. FACTUALBACKGROUND
The contempt proceeding arose out of the trial in Commonwealth v.
Richard DeSabetino, at CC No. 2014-13014, which began on October 23,
2018. Respondent represented the Defendant at trial. The allegations against
the Defendant involved a police chase that transpired after officers attempted
to arrest the Defendant pursuant to an active warrant. One of the
2
Commonwealth's key witnesses, Amy Calabrese, (also known as Amy Fulford),
was dating and residing with the Defendant at the time of the August 6, 2014
incident. (Trial Transcript ("TT"), held 10/23/18, p. 74). Ms. Calabrese was
one of two (2) people who witnessed the events leading up to the police chase,
and the Commonwealth's opening argument referenced Ms. Calabrese's
expected testimony. (TT, pp. 56-57, 60, 98).
In his opening argument, the Respondent asked the jury to keep an
open mind about the events leading up to the chase. (TT, p. 65). In conceding
that a chase did occur, the Respondent argued that "[t]he question is how
does [the Defendant] get to be there and what led him to that position." (Id.).
"We believe, we sincerely believe, that we are going to be able to show you
how he got to that position, and I think you will be able to understand that
that makes him not guilt[y] of a great many things." (Id.). Later in his
opening, the Respondent again referenced the importance of the sequence of
events leading up to the chase and how the conduct of the police officers
"contributed to the problem" that day. (TT, p. 67).
Ms. Calabrese was called as the Commonwealth's first witness. She
completed her direct examination before the lunch recess. (TT, pp. 68-95).
After the jury was led out of the room, the Respondent informed the court of
3
a matter he wished to bring to its attention. (TI, p. 96). The Respondent then
stated that he did not "anticipate this being a problem," but that he wanted
to make the court aware that he represents Ms. Calabrese on a different case.
(TI, p. 96). The Respondent's exact words were, "I do represent Amy on
another case." (TI, p. 96). Incredulous at his admission that he actively
represents an important Commonwealth witness, the court asked whether he
learned of Ms. Calabrese's involvement in this case through discovery. (TI,
p. 96). The Respondent replied, ''[i]t's how I got to this client, Your Honor."
(Id.). The court recessed for lunch and spent the following hour researching
the issue and deliberating about how to proceed.
After lunch, but before the jury returned to the courtroom, the court
summarized its understanding of the issue as the Respondent actively
representing Ms. Calabrese in a separate case during his representation of the
Defendant. (TI, pp. 97-102). The following exchange took place:
The Court: ... I think it's reflected on the record, an offhand
remark was made by [the Respondent] about the fact that he
didn't think it was a big deal, but that he represents - - I
believe that was said in the present tense - - the
Commonwealth's main witness who has testified so far Amy
Fulford ....
***
The Court: You know, Mr. Mccague, you don't think it's a big deal.
This is a huge deal, okay. This is one of two witnesses to the start
of this entire interaction, which you already told the jury is going
to be the main crux of your defense. The start of this interaction
4
is going to the main crux of your defense, and you represent one
of the Commonwealth's two witnesses that can testify as to the
start of that defense.
Mr. McCauge: Yes, Your Honor.
The Court: And you didn't reveal it at any time up until this point.
You got involved in this case about a month ago. You didn't reveal
it at that point in time, let alone the fact --let's make sure the
record is clear - you also indicated that this is how you got
involved in the case, is through Ms. Amy Fulford. Is that correct?
Mr. Mccague: I believe that is correct, You Honor.
The Court: Okay. So you get involved in the case because of your
representation of her. You get involved in the case a month ago.
You don't tell this Court, which would have been a nice thing to
do. We actually had a hearing before Mr. Walker was let out of
this case to make sure that you understood the parameters of this
case, which was that it would not be postponed, it would proceed,
that this Court would not appoint another attorney. [The
Defendant] had his last one with Mr. Walker.
At no time did you ever make clear to this Court that you had an
interest in the Commonwealth's witness; at no time. I am
assuming, Ms. Robb, that at no time was it made clear to you in
any way, shape, or form that Mr. McCague represented your
witness.
Ms. Robb: That's correct, Your Honor.
The Court: So now we are ready to do cross-examination of this
witness. I don't know what this witness - what you concocted with
this witness that -
Mr. Mccague: Your Honor, I haven't -
The Court: Mr. Mccague, I don't know that. That's the problem. I
could ask her a million times under oath, I could ask you a million
times under oath, I could ask Mr. DeSabetino a million times under
oath at this point and nobody would tell me the truth. I have no
idea whether there is something being concocted for cross-
examination. I have no idea whether you will effectively cross-
examine her on behalf of Mr. DeSabetlno, because you have a
prior relationship with her. You may not go after her aggressively
for fear of hurting any of the cases that she currently has. How
can I be assured that you will give Mr. DeSabetino his due? At this
5
point, I cannot be sure of that. Mr. DeSabetino cannot be sure of
that. Again, I can ask you, I could ask him, I could ask her and
still, I don't know. That's the position you have put this Court in
at this point in time on a case that has been sitting here since
2014. On a case that has a difficult defendant involved, who, if he
is convicted, I have no doubt will take full advantage of his
appella[te] righs and his PCRA rights, and you have just created
a PCRA issue for [p]otential Ineffective Assistance of Counsel.
We cannot tell whether or not you will effectively cross-examine
her, because she is also your client. And one of only two
Commonwealth witnesses that can talk about how this entire
matter started, which is the crux of your defense. You see where
there is a problem, Mr. Mccague?
Mr. Mccague: Yes, Your Honor. I see there's a problem. I did get
waivers from both parties. I thought that would cover it.
The Court: First of all, none of us are aware of this situation. You
can say you have waivers, but again, since this sprung on the
Court at the point where she has already done her direct, did you
think you might want to tell us about this before we started the
case? Did you think that perhaps that would have been the most
appropriate means to handle this That's not a rhetorical question.
That's a real question that demands an answer.
Mr. Mccague: It certainly would have been, Your Honor.
The Court: At this point, I don't believe that I have any choice but
to declare a mistrial.You will now be removed from this case ....
(TT, pp. 97-102) (emphasis added).
At no point during that exchange did the Respondent object to the
characterization that he actively represented Ms. Calabrese. (TT, pp. 96-102).
After declaring the mistrial, the court recused itself from the case and
informed Mr. Mccague that he was no longer welcome in its courtroom. (TT,
p. 102).
6
After providing sufficient notice to the Respondent, a contempt hearing
was held on November 15, 2018. (Contempt Hearing Transcript ("HT"), held
11/15/18). The court summarized the history of the underlying case, as well
as the Respondent's conduct which gave rise to the contempt hearing. (HT,
pp. 3-11). Despite his statement, "I do represent Amy on another case" made
at the time that he initially disclosed the issue, the Respondent indicated for
the first time that Ms. Calabrese was only a prospective client who had never
retained him. (HT, pp. 12-13). When questioned why he did not attempt to
explain that she was only a prospective client before the declaration of the
mistrial, the Respondent apologized, claimed that he had "misspoke" and
insisted that he had never formally represented her. {HT, pp. 13-19).
The Respondent then presented a "discontinuation letter" dated July
13, 2018, that he purportedly sent to Ms. Calabrese informing her that he was
not taking her case because she could not pay him. {HT, pp. 12-14, 17). The
substance of the letter is as follows:
Dear Amy, I have spoken with Dave at the phone number that you
gave me and he insisted that there was no money coming forth. He said
that the "few dollars" that you have were already gone and you didn't
have any money for me. He also insisted that he didn't have any
information from you that I was to get anything.
7
I am taking him at his word, and I will not be calling him anymore.
This means, however, that you cannot pay me and that you probably
knew that all along. He is not a source for paying me.
I will be filing to remove my name from your case. I do not know
what else to do. I will not tell either Judge Borkowski, nor his secretary
why.
("Discontinuation Letter" - dated July 13, 2018).
The letter, however, was printed directly from the Respondent's
computer and could have been drafted at any point in time. (HT, pp. 17, 25).
There was no indication that it had ever been mailed. (HT, pp. 17, is). In light
of all the circumstances, the court did not find the Respondent's explanation
of the matter to be credible. Instead, the court focused on his statements and
conduct at the time his initial disclosure was made. (HT, pp. 14, 17, 20, 24-
25). Accordingly, the court found the Respondent in Direct Criminal Contempt
pursuant to 42 Pa. C.S. 4132(3), and stated the following:
And I make that specific finding, that you are in criminal contempt. That
you have committed misconduct before this Court in how you handled
this entire matter. That it was done with the intent to obstruct the
proceedings, which I base in part on the fact that you knew all this and
you never bothered to say anything until after the direct, the timing is
very suspect. And I believe that it was your intent to obstruct the
proceedings. You had certainly mentioned off the record in the morning
that more time could be appreciated because your client had mental
illness, he had issues, which made me believe you might be seeking a
continuance, which you weren't going to be granted. What better way
to get a continuance. Also, your misconduct certainly obstructed the
administration of justice and this [mis]trial had to be declared after a
jury was selected, after 15 witnesses had to be subpoenaed, after
enumerable costs were incurred by the court. Therefore, sir, I do find
you in criminal contempt.
8
(HT, pp. 20-21).
Prior to the imposition of sentence, the court ensured that the
Respondent did not want to proceed with the assistance of an attorney. (HT,
p. 22). The court then fined the Respondent $4,847.02, to reflect the amount
of court costs incurred by Allegheny County as a result of the mistrial. {HT,
pp. 26-29).
II. DISCUSSION
A. This court properly proceeded with a charge of Direct Criminal
Contempt and its contempt finding is supported by the record.
"When reviewing a contempt conviction, much reliance is given to the
discretion of the trial judge. Accordingly, [the reviewing court is] confined to
a determination of whether the facts support the trial court decision." Williams
v. Williams, 681 A.2d 181, 183 (Pa. Super. 1996), affirmed, 721 A.2d 1072
(Pa. 1998). "A trial court's finding of contempt will not be disturbed absent an
abuse of discretion." Commonwealth v. Moody, 125 A.3d 1, 12 (Pa. 2015)
(internal quotations and citations omitted); Ricci v. Geary, 670 A.2d 190, 191
(Pa. Super. 1996) ("We will reverse a trial court's determination only when
there has been a plain abuse of discretion."). "In cases of direct criminal
contempt, that is, where the contumacious act is committed in the presence
9
of the court and disrupts the administration of justice, an appellate court is
confined to an examination of the record to determine if the facts support the
trial court's decision." Commonwealth v. Jackson, 532 A.2d 28, 31-32 (Pa.
Super. 1987).
Contrary to the Respondent's argument, his conduct was actionable as
a Direct Criminal Contempt as opposed to Indirect Criminal Contempt,
because Indirect Criminal Contempt occurs only when there is a "violation of
a court order that occurred outside of the court's presence." Commonwealth
v. McMullen, 961 A.2d 842, 849 (Pa. 2008). The contempt proceeding in this
case properly was initiated pursuant to 42 Pa. C.S.A. § 4132(3), which
empowers the court to impose summary punishment for "misbehavior of any
person in the presence of the court, thereby obstructing the administration of
justice." A summary conviction for Direct Criminal Contempt under §4132(3)
requires a finding beyond a reasonable doubt that the individual "(1)
committed misconduct, (2) in the presence of the court, (3) with the intent to
obstruct the proceedings, and ( 4) [the] misconduct actually obstructed the
administration of justice." Commonwealth v. Pruitt, 764 A.2d 569, 575 (Pa.
Super. 2000).
10
Our Supreme Court has explained that "a subjective intent to obstruct
the administration of justice is not a requisite element of criminal contempt."
Commonwealth v. Owens, 436 A.2d 129, 133 (Pa. 1981). "The requisite
element of intent is satisfied if the contemnor had the intent to obstruct the
proceedings. When that intent manifests itself in misconduct in the presence
of the court which ... in fact obstructs the administration of justice, criminal
contempt has been committed." Owens, supra, at 133. "There is wrongful
intent if the contemnor knows or should reasonably be aware that his conduct
is wrongful." In re Adams, 645 A.2d 269, 272 (Pa. Super. 1994) (internal
citations omitted). "It does not matter that appellant was acting in good faith
by zealously defending his client." Id. at 272.
This court did not abuse its discretion in finding the Respondent in Direct
Criminal Contempt pursuant to §4132(3). Simply put, this court did not find
the Respondent's explanation at the contempt hearing, or the self-serving
discontinuation letter he offered, to be credible considering the totality of the
circumstances.
First, the court found the timing of the revelation regarding his
relationship with Ms. Calabrese to be extremely suspect. (HT, p. 18). Indeed,
the Respondent had let the court know at the beginning of trial that he would
11
have appreciated having more time on the case. (HT, p. 21). Then, despite
having ample opportunity to notify the court of the issue prior to the beginning
of trial, the Respondent did not raise the issue until after he received a preview
of Ms. Calabrese's testimony on direct-examination. {TT, p. 96); (HT, pp. 18-
19). When the Respondent did bring the matter to the court's attention, the
first statement he uttered was, "I do represent Amy on another case." {TT, p.
96). There were no qualifiers attached. Even when the court came back from
lunch and reiterated that the issue involved the Respondent's active
representation of the witness, he remained silent and did not seek to clarify
that Ms. Calabrese had been a prospective client only. {TT, pp. 96-102); {HT,
p. 15). The Respondent's statements and conduct at the time of the disclosure
were what this court found to be the most credible. (HT, pp. 14, 17, 20, 24-
25).
Second, the Respondent's explanation for why Ms. Calabrese remained
only a prospective client was because she could not afford to hire him for a
Gagnon II Hearing. (HT, p. 14-15). However, this explanation was not at all
persuasive given that he had agreed to represent Mr. DeSabetino without any
hope of payment for a week-long jury trial involving serious charges. (HT, p.
15).
12
The court remains steadfast in its belief that Ms. Calabrese was not
simply a prospective client. In any event, Ms. Calabrese was responsible for
generating his attorney-client relationship with the Defendant, and this court
can never know the genuine extent of their relationship or the nature of the
conversations that were had. That is why this court believed that any hearing
into that matter would have been futile. A hearing would have been an
inadequate gauge of the psychological component involved with respect to the
potential for Ms. Calabrese to subconsciously alter her testimony in response
to questioning by the Respondent, especially when she was the one who had
arranged for his representation of the Defendant.
Pursuant to Rule 1. 7 of the Rules of Professional Conduct, "a lawyer shall
not represent a client if the representation involves a concurrent conflict of
interest." A concurrent conflict of interest exists if "there is a significant risk
that the representation of one or more clients will be materially limited by the
lawyer's responsibilities to another client, a former client, or a third person or
by a personal interest of the lawyer." Rule 1.7(a)(2) of R.P.C.
"Notwithstanding the existence of a concurrent conflict of interest under
paragraph (a), a lawyer may represent a client if the lawyer reasonably
believes that the lawyer will be able to provide competent and diligent
representation to each affected client." Rule 1.7(b)(l).
13
The court found that the Respondent misbehaved by representing a
major Commonwealth witness during the trial of a Defendant whom he
represented. At the contempt hearing, the court explained the problem as
such:
When this kind of behavior happened, Mr. DeSab[e]tino wasn't going to
be given a fair shot. You have knowledge of Ms. Calabrese that makes
it hard to cross-examine her at that point in time. Is Ms. Calabrese going
to be given a fair shot? Are you going to use things that she told you in
order to get a leg up for Mr. DeSab[e]tino? That's why we never proceed
this way, so that those people who come in here can believe that the
court system is fair and is working to the best of its ability on their
behalf[]. And that is not what you did. It is not what you did.
(HT, p. 24).
The Respondent's misconduct was committed in the presence of the
court, and the Respondent either knew or should have been aware that his
conduct was wrongful. His misconduct actually obstructed the administration
of justice because it resulted in the declaration of a mistrial. Accordingly, there
is sufficient evidence to sustain the Respondent's direct criminal contempt
conviction under §4132(3), and the court respectfully requests that the
conviction be upheld.
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B. The fine was reasonable and was imposed after a
determination of the Respondent's financial ability to pay.
Pursuant to 42 Pa. C.S.A. § 4133, the Respondent was fined only for the
actual costs associated with the mistrial that he caused because that amount
was sufficient to address his misconduct. In imposing a fine, the court
conducted an inquiry into the Respondent's ability to pay and whether such a
fine would pose any undue financial hardship. {HT, pp. 26-29). The court
offered to accept a payment plan, and it allowed the Respondent to dictate
the terms of that payment plan. {HT, p. 28). The Respondent never indicated
that he would be incapable of paying the fine or that any such fine would cause
any undue hardship. {HT, pp. 28-29). He simply said, "I'll deal." {HT, p. 29).
Accordingly, the fine in this case was not unduly harsh or excessive and was
narrowly tailored to address the specific misconduct in this case.
15
III. CONCLUSION
The court properly characterized the Respondent's misconduct as a
Direct Criminal Contempt under 42 Pa. C.S.A. § 4132(3), there was sufficient
evidence to support the contempt finding, and the sentence imposed was
reasonable under the circumstances.
BE
DATE
e.
16