Judges: Allen, Bowes, Gantman, Lazarus, Mundy, Panella, Shogan, Stevens, Wecht
Filed Date: 8/15/2012
Status: Precedential
Modified Date: 10/26/2024
OPINION BY
Appellant, Kevin Johnson, appeals from the July 15, 2009 order dismissing his petition filed pursuant to the Post Conviction Relief Act (PCRA), 42 Pa.C.S.A. §§ 9541-9546. After careful review, we affirm.
The PCRA court summarized the relevant facts of this case as follows.
[On October 8, 1986, the victim], Lyndon “Cowboy” Morris, was selling cocaine from a second-floor bedroom that he rented in a home in southwest Philadelphia. He was assisted by one James Smith who would answer the door at the residence, collect money from the prospective purchasers, give the money to [Appellant] who was positioned in the second-floor bedroom, and then deliver the cocaine to the buyers who were waiting on the first floor.
The owner of the residence, Opal Nickson, arrived home that night and joined Angelo Smith, Elijah Bennett, and James Smith in another second-floor bedroom where they were all smoking marijuana and cocaine. In response to a*239 knock on the door, James Smith went downstairs and encountered [Appellant] who was armed with a revolver and his accomplice who was carrying a sawed-off shotgun. [Appellant] demanded to see [Morris], and when the three of them reached the second floor, [Appellant] ordered Nickson, Angelo Smith, and Bennett to lie on the floor. Both Nickson and Bennett (along with the Smiths) identified [Appellant] at trial, and testified that they recognized him “from the neighborhood[.]”[ ]
With the accomplice standing by, [Appellant] banged on [Morris’] door. When he unlatched the door and saw the shotgun, he attempted to slam the door shut. [Morris] was unsuccessful in that effort, and the accomplice fired through the open door and struck [Morris] in the lower abdomen. [Appellant] then rushed into the bedroom, fired his gun a number of times, and shot [Morris] in the chest while he was lying on the ground. After scooping up [Morris’] cash and drugs, [Appellant] and his accomplice ran out of the house and fled.
[A seven-day jury trial began on January 27, 1988. During the trial Stephen Gallagher, Esquire, (Attorney Gallagher), Appellant’s] trial counsel[,] called a number of alibi witnesses, Douglas Yancy, James Lawrence, and Wanda Johnson, in his effort to establish that [Appellant] was selling clothes from the back of a car at various locations in West Philadelphia. His mother and a family member gave testimony that contradicted the Commonwealth[’s] witnesses who had described what he was wearing and the vehicle in which he was riding. [Appellant] also testified at trial on his own behalf. He denied being involved in the shooting or robbery of [Morris], and recounted his actions that evening as he traveled around the neighborhood with a friend while attempting to sell clothes.
PCRA Court Opinion, 7/7/10, at 5-6.
On February 4, 1988, the jury convicted Appellant of first-degree murder. The following day, the trial judge concluded that the Commonwealth had failed to establish the aggravating circumstance of endangerment of another person, and held that it would be illegal for the jury to consider the death penalty. On July 1,1988, Appellant was sentenced to life imprisonment.
Attorney Gallagher filed a timely notice of appeal. The trial court ordered Attorney Gallagher to file a concise statement of matters complained of on appeal pursuant to Pennsylvania Rule of Appellate Procedure 1925(b). Attorney Gallagher failed to file a Rule 1925(b) statement and brief with this Court. Due to these failures, this Court dismissed the appeal. On March 11, 1991, Appellant filed a petition under the PCRA requesting restoration of his direct appeal rights nunc pro tunc. The Commonwealth did not object. On March 25, 1991, the trial court granted Appellant nunc pro tunc relief, and appointed Jaime Smarro, Esquire (Attorney Smarro) to represent him on direct appeal. On March 4, 1992, this Court affirmed the judgment of sentence. Commonwealth v. Johnson, 610 A.2d 65 (Pa.Super.1992) (unpublished memorandum). Our Supreme Court denied Appellant’s petition for allo-catur on September 30, 1992.
Thereafter, Appellant filed a timely pro se PCRA petition on December 23, 1996.
On remand, the PCRA court conducted two hearings on March 6, 2006 and April 17, 2006.
Appellant filed a timely notice of appeal on July 23, 2009.
In his substituted brief on reargument, Appellant raises the following issues for our review.
1. Should reargument en banc be dismissed as improvidently granted?
*241 2. Due to court error, prosecutorial misconduct and ineffective assistance of trial and appellate counsel, was Appellant denied a fair trial?
A. Is Appellant entitled to relief under the authority of Commonwealth v. Brooks [576 Pa. 332], 839 A.2d 245 (Pa.2003) and Strickland v. Washington, 466 U.S. 668 [104 S.Ct. 2052, 80 L.Ed.2d 674] (1984) where counsel failed to ever meaningfully consult with his client prior to trial, and was appellate counsel ineffective for failing to raise this claim?
B. Did Appellant plead and prove that counsel’s deficient performance, prosecutorial misconduct, and court error, and resulting prejudice, undermined the reliability of Appellant’s conviction, entitling him to a new trial, and did the PCRA court abuse its discretion in denying, as previously agreed to, a hearing on these issues?
i. Was Appellant denied effective assistance of counsel where trial counsel failed to investigate and present good character testimony relating to Appellant’s reputation as peaceful and non-violent, and appellate counsel failed to raise this issue?
ii. Was Appellant denied the effective assistance of counsel where trial counsel failed to present known alibi evidence, and appellate counsel failed to raise this issue?
iii. Was Appellant denied his rights to due process of law and confrontation by the improper introduction of hearsay statements, and were prior counsel ineffective for failing to properly preserve this issue at trial and on appeal?
iv. Was Appellant denied his constitutional rights to due process and effective assistance of counsel due to police misconduct and were prior counsel ineffective for failing to expose, and cross-examine, and pursue this issue on appeal?
v. Was Appellant denied his constitutional rights to due process and the effective assistance of counsel where trial counsel failed to argue that another suspect was culpable, and appellant counsel failed to raise this issue?
vi. Was Appellant denied his constitutional right to due process because a key witness’s testimony was fabricated due to coercion by the police and were prior counsel ineffective for failing to expose and cross-examine on, this misconduct and to pursue this claim on appeal?
Appellant’s Brief at 4.
Prior to addressing Appellant’s substantive claims, we must first address Appellant’s procedural argument. Appellant avers that the Commonwealth’s petition for reargument en banc was improvidently granted, and we should reinstate the June 27, 2011 panel decision. Id. at 14. When this Court grants rehearing en banc it may do so for the following reasons. See Commonwealth v. Morris, 958 A.2d 569, 580 n. 2 (Pa.Super.2008), appeal denied, 605 Pa. 711, 991 A.2d 311 (2010); accord Commonwealth v. Jacobs, 900 A.2d 368, 377 n. 9 (Pa.Super.2006), appeal denied, 591 Pa. 681, 917 A.2d 313 (2007).
1. Where it appears that a decision of a panel of the court may be inconsistent with a decision of a different panel of the court;
*242 2. Where it appears that a panel may-have overlooked relevant precedent, statute, or rule of court;
3. Where it appears that a panel may have overlooked or misapprehended one or more material facts of record;
4. Where a panel relied upon relevant legal authority which has been reversed, modified, overruled, discredited or materially altered during the pendency of the appeal sub judice; and
5. Where the issues have potential for a significant impact upon developing law or public policy.
Superior Court Internal Operating Procedures § 65.38(B). A majority of this Court’s 15 commissioned judges must determine that at least one of these criteria has been met before a case may be heard en banc. Id. § 65.38(C). Before deciding the merits of an en banc case, the en banc panel may decide that reargument was improvidently granted. Id. § 65.41(C); see e.g. Commonwealth v. Doria, 393 Pa.Super. 363, 574 A.2d 653, 657 (1990) (en banc) (deciding the original panel decision contained no error in its findings).
In the instant matter, Appellant avers that because five judges of this Court, at some point in time, have agreed with him on some issue, that would constitute an en banc majority if all five of them were on this en banc panel.
Turning to Appellant’s substantive arguments, we note our well-settled standard of review of a denial of post-conviction relief. “Our review of a PCRA court’s decision is limited to examining whether the PCRA court’s findings of fact are supported by the record, and whether its conclusions of law are free from legal error.” Commonwealth v. Koehler, — Pa. -, 36 A.3d 121, 131 (2012) (citation omitted). “[Our] scope of review is limited to the findings of the PCRA court and the evidence of record, viewed in the light most favorable to the prevailing party at the PCRA court level.” Id. “The PCRA
Appellant avers that Attorney Gallagher rendered ineffective assistance, and he is therefore entitled to a new trial under Commonwealth v. Brooks, 576 Pa. 332, 839 A.2d 245 (2003) and United States v. Cronic, 466 U.S. 648, 104 S.Ct. 2039, 80 L.Ed.2d 657 (1984). Appellant’s Brief at 15. “It is well-established that counsel is presumed effective, and to rebut that presumption, the PCRA petitioner must demonstrate that counsel’s performance was deficient and that such deficiency prejudiced him.” Koehler, supra,citing Strickland v. Washington, 466 U.S. 668, 687-691, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984). In adopting Strickland, our Supreme Court articulated a three-part test to determine whether an appellant has received ineffective assistance of counsel. “Appellant must demonstrate that: (1) the underlying legal issue has arguable merit; (2) counsel’s actions lacked an objective reasonable basis; and (3) Appellant was prejudiced by counsel’s act or omission.” Koehler, supra citing Commonwealth v. Pierce, 515 Pa. 153, 527 A.2d 973, 975 (1987).
Appellant alleges multiple errors by both Attorney Gallagher and appellate counsel. Appellant first avers that Attorney Gallagher was ineffective by only meeting with him on the night before his trial began. Appellant’s Brief at 16. Appellant claims he should therefore be entitled to relief pursuant to our Supreme Court’s decision in Brooks. Appellant’s Brief at 16.
In Brooks, the appellant was convicted of first-degree murder and sentenced to death following a trial where he elected to proceed pro se. Brooks, supra at 247. At the beginning of jury selection, the appellant informed the trial court that he wished to represent himself because his attorney had not met with him at any time up to that point. Id. at 247 n. 3. His attorney testified that he could only recall one telephone conversation with his client prior to trial, and that lasted no more than half an hour. Id. at 249. His attorney also testified that he did not meet with Brooks while he was in prison because he was not “looking forward to spending any time alone with Mr. Brooks.” Id. In finding that Brooks’ attorney had no reasonable basis for not meeting with his client, the Court concluded the following.
General fear of a potential conflict in the lawyer-client relationship and a busy schedule simply cannot serve as a reasonable basis for failing to have personal contact with a client prior to that client’s trial on capital charges. To the contrary, failure to do so is ‘simply an abdication’ of the most basic expectations of defense counsel in a capital case.
Id. at 250. The Court held that “the very nature of a capital case ... clearly necessitates at least one in-person meeting between a lawyer and his client before trial begins.” Id. at 249. Moreover, our Supreme Court noted “no lawyer, no matter how talented and efficient, can possibly forge a meaningful relationship with his client and obtain adequate information to defend that client against first-degree murder charges in a single thirty-minute telephone conversation.” Id.
Appellant avers that because Attorney Gallagher failed to meet with him face-to-face until the eve of his trial, he is entitled to relief under Brooks. We disagree. Our Supreme Court emphasized in Brooks that Brooks’ attorney failed to meet with his client “at all.” Id. at 248. In this case, Attorney Gallagher represented Appellant
As limited as [Attorney] Gallagher may have arguably been with his pre-trial preparation, ... he called five witnesses, put on a vigorous defense, and was able to spare [Appellant] the death penaltyf.]
The record in this case establishes unequivocally that [Attorney Gallagher] retained an investigator who testified at the evidentiary hearings that he had interviewed numerous witnesses prior to trial[,] presumably at [Attorney] Gallagher’s request[,] and that five of those witnesses end[ed] up testifying at trial for the defense. Even the alleged alibi witness, Ronald Crawford, who did not appear to testify at trial, was the subject of extensive efforts on the part of the investigator to secure him as a defense witness. In addition, the record clearly establishes that [Attorney Gallagher] subjected all of the Commonwealth [’s] witnesses to meaningful and effective scrutiny and cross-examination.
PCRA Court Opinion, 7/7/10, at 13-14. Appellant appears to concede that Attorney Gallagher did all of the above-mentioned things, but nevertheless insists that he is entitled to relief because he did not conduct a substantive meeting before trial. Appellant’s Brief at 16. In our view, it is hard to fathom how, despite the time limitations of Attorney Gallagher’s meetings, these meetings were not substantive. As mentioned above, Attorney Gallagher managed to secure five witnesses for Appellant’s trial. In addition, Attorney Gallagher hired a private investigator in an effort to track down Appellant’s alibi witness, Ronald Crawford.
Alternatively, Appellant argues that he is entitled to relief under the United States Supreme Court’s decision in United States v. Cronic, 466 U.S. 648, 104 S.Ct. 2039, 80 L.Ed.2d 657 (1984), which was decided the same day as Strickland. In Cronic, the Court reiterated that in the vast majority of ineffective assistance cases, an appellant must allege “some ef-
Turning to the case sub judice, we cannot conclude that there was a “complete denial of counsel.” As noted above, Attorney Gallagher met face-to-face with Appellant at his preliminary hearing, again at the prison before trial and performed at least one telephone consultation. PCRA Court Opinion, 7/7/10, at 11-12, citing N.T., 3/6/06, at 48-49; N.T., 3/6/06, at 73-74. Also, as the PCRA court noted, Attorney Gallagher “called five witnesses, put on a vigorous defense, and was able to spare [Appellant] the death penalty[.]” PCRA Court Opinion, 7/7/10, at 13.
We also do not find that Attorney Gallagher failed to subject the Commonwealth’s case to “meaningful adversarial testing.” In addition to the witnesses Attorney Gallagher called, he made substantial efforts to locate additional witnesses for the defense. Private investigator Ronald Mclnerney (Investigator Mclnerney) testified that Attorney Gallagher provided him with a list of twenty names of potential defense witnesses, including Appellant’s alleged alibi witness, Ronald Crawford. N.T., 2/3/88, at 778. However, Investigator Mclnerney was unable to locate Crawford to serve him with a subpoena to appear at trial. Id. at 779. The record also unequivocally indicates that Attorney Gallagher subjected the Commonwealth’s witnesses to cross-examination. N.T., 1/27/88, at 108-172; 1/28/88, at 217-279, 300-307, 321-326, 328; 1/29/88, at 395-408, 412-415, 424^29, 431, 456-459, 471-503; 2/1/88, at 573-582, 586-587; 2/2/88, at 600. Under this record, we cannot say that Attorney Gallagher failed to subject the Commonwealth’s case to meaningful scrutiny and cross-examination.
Finally, Appellant has not alleged any additional factors giving rise to a breakdown in the system, which would “justify a presumption of ineffectiveness.” Cronic, supra at 662, 104 S.Ct. 2039. Since we have already concluded that Appellant’s argument for relief under Brooks fails, Appellant’s claim that Attorney Gallagher’s limited contact caused a breakdown in the system that “made the trial inherently unfair” must also fail. Id. at 661, 104 S.Ct. 2039. Accordingly, Appellant is not entitled to relief under Cronic.
Our jurisprudence is clear and well-settled, and firmly establishes that: Rule 1925(b) sets out a simple bright-line rule, which obligates an appellant to file and serve a Rule 1925(b) statement, when so ordered; any issues not raised in a Rule 1925(b) statement will be deemed waived; the courts lack the authority to countenance deviations from the Rule’s terms; the Rule’s provisions are not subject to ad hoc exceptions or selective enforcement; appellants and their counsel are responsible for complying with the Rule’s requirements; Rule 1925 violations may be raised by the appellate court sua sponte, and the Rule applies notwithstanding an appellee’s request not to enforce it; and, if Rule 1925 is not clear as to what is required of an appellant, on-the-record actions taken by the appellant aimed at compliance may satisfy the Rule. We yet again repeat the principle first stated in [Commonwealth v.] Lord [553 Pa. 415, 719 A.2d 306 (1998) ] that must be applied here: “[I]n order to preserve their claims for appellate review, [ajppellants must comply whenever the trial court orders them to file a Statement of Matters Complained of on Appeal pursuant to Pa.R.A.P. 1925. Any issues not raised in a Pa.R.A.P. 1925(b) statement will be deemed waived.” [Id.] at 309.
Commonwealth v. Hill, 609 Pa. 410, 16 A.3d 484, 494 (2011) (footnote omitted).
Herein, Appellant’s Rule 1925(b) statement in this appeal states that “[t]he trial court erred in failing to find that [Appellant] is entitled to relief under Strickland v. Washington, 466 U.S. 668, 104 S.Ct. 2052, 80 L.Ed.2d 674 (1984)[ ](requiring proof of prejudice).” However, Appellant’s Rule 1925(b) statement nowhere specifies what the deficiencies are for the purposes of this appeal. The Commonwealth argues that for this reason, this Court should deem the rest of Appellant’s issues waived. Commonwealth’s Brief at 32-33. See also Commonwealth v. Hansley, 24 A.3d 410, 415 (Pa.Super.2011) (stating “the Rule 1925(b) statement must be ‘specific enough for the trial court to identify and address the issue [an appellant] wishe[s] to raise on appeal[ ]’ ”) (citation omitted), appeal denied, — Pa. -, 32 A.3d 1275 (2011); Commonwealth v. Reeves, 907 A.2d 1, 2 (Pa.Super.2006) (stating “[w]hen a court has to guess what issues an appellant is appealing, that is not enough for meaningful review[]”), appeal denied, 591 Pa. 712, 919 A.2d 956 (2007).
Appellant counters that Rule 1925(b) “does not require the level of specificity the Commonwealth suggests.” Appellant’s Brief at 34 n. 17. However, it is telling that
Since we conclude that all of Appellant’s issues are either waived or devoid of merit, we affirm the PCRA court’s July 15, 2009 order denying relief.
Order affirmed.
Judge WECHT files a concurring opinion.
Judge BOWES concurs in the result of the majority and joins Judge WECHT’s concurring opinion.
. Although four years passed between Appellant’s judgment of sentence becoming final and his first PCRA petition, his petition was nevertheless timely. The 1995 amendments to the PCRA put into place the current one-year time bar. The 1995 amendments also granted prisoners whose judgment of sentence had become final more than one year
.Attorney Gallagher passed away in 2005, before the evidentiary hearings. N.T., 3/6/06, at 71. While this makes Appellant’s burden of proving ineffective assistance more difficult, that burden is not reduced. See Commonwealth v. Steele, 599 Pa. 341, 961 A.2d 786, 820 (2008) (stating that although one attorney has died and another attorney's memory of events has diminished with the passage of time, an appellant’s burden "is not obviated or lessoned [sic][]”) (citation omitted).
. This case was originally assigned to the Honorable James J. Fitzgerald, III, who was then sitting on the Court of Common Pleas. In 2007, Justice Fitzgerald was appointed to our Supreme Court. He is currently serving as a senior judge specially assigned to this Court.
. Appellant and the trial court have timely complied with Pa.R.A.P. 1925.
. Appellant acknowledges that three of the five judges he identifies are no longer on this Court. Appellant’s Brief at 15.
. We note that the private investigator testified that he was unable to locate Crawford so that he could testify at the trial. An attorney is not ineffective for failing to put on a witness who was unavailable or unwilling to testify. Commonwealth v. Johnson, 27 A.3d 244, 247 (Pa.Super.2011) (citation omitted).
. Appellant also avers that Attorney Smarro was ineffective for not raising these two claims on direct appeal. Since we conclude that Appellant claims under Brooks or Cronic