Com. v. Harsh, M.

J-S05044-17
NON-PRECEDENTIAL DECISION - SEE SUPERIOR COURT I.O.P. 65.37
COMMONWEALTH OF PENNSYLVANIA, IN THE SUPERIOR COURT OF
PENNSYLVANIA
Appellee
v.
MARK CHRISTIAN HARSH,
Appellant No. 1369 MDA 2016
Appeal from the Judgment of Sentence April 6, 2016
in the Court of Common Pleas of Franklin County
Criminal Division at No.: CP-28-CR-0001080-2015
BEFORE: BENDER, P.J.E., PANELLA, J., and PLATT, J.*
MEMORANDUM BY PLATT, J.: FILED MARCH 30, 2017
Appellant, Mark Christian Harsh, appeals from the judgment of
sentence imposed following his jury conviction of aggravated assault 1 and
simple assault.2 Court-appointed counsel for Appellant has filed a petition to
withdraw from representation on the basis of frivolity, and a supporting brief
pursuant to Anders v. California3 and Commonwealth v. Santiago.4 For
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*
Retired Senior Judge assigned to the Superior Court.
1
18 Pa.C.S.A. § 2702(a)(4).
2
18 Pa.C.S.A. § 2701(a)(2).
3
386 U.S. 738 (1967).
4
978 A.2d 349 (Pa. 2009).
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the reasons set forth below, we grant counsel’s petition to withdraw and
affirm Appellant’s judgment of sentence.
We derive the following recitation of facts from the trial court’s July 26,
2016 opinion and our independent review of the certified record. Shortly
after 9:00 p.m. on May 11, 2015, Appellant was playing music at such a
volume that it reverberated in the victim’s upstairs apartment and knocked
candles off the windowsill; it could be heard outside of the building. (See
N.T. Trial, 2/29/16, at 37-38, 96). The victim, Dustin Jackson, having
unsuccessfully attempted to put his son to sleep, went downstairs to ask
Appellant to lower the volume. (See id.). Because of prior encounters with
Appellant, the victim took his cell phone with him to record the interaction.
(See id. at 38). There was no answer to initial knocks, but Appellant
answered the victim’s subsequent, louder knocks. (See id.) During the
ensuing exchange, Appellant told the victim “fuck you nigger,” spit in the
victim’s face, and “slammed the door shut.” (Id. at 39). The victim became
angry and kicked the door two or three times, but not with such force as to
break or damage it. (See id. at 40, 84-85).
As the victim turned around to leave, he saw Appellant reappear at the
door with a hammer in his hand. (See id. at 42). Appellant exited his
apartment, approached the victim, took the cell phone out of the victim’s
hand, and smashed it with his hammer. (See id. at 42, 50). As the victim
continued to back away, Appellant struck him with the hammer. (See id. at
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42, 98). The victim raised his arm to protect his face, sustaining an injury
to his forearm. (See id. 42, 98-99). As a result, the victim fell backwards
and hit his head. (See id. at 44-45). While the victim was on the ground,
Appellant stood over him saying, “I’m going to kill you.” (Id. at 45; see id.
at 46).
Appellant’s wife yelled at him to stop, and he returned to his
apartment. (See id. at 45-46). The victim went to the hospital. (See id.
at 47). He sustained swelling and scraping to his left arm, causing a dent
and continual shooting pain through his wrist, which has persisted. (See id.
at 47-48, 83).
The Commonwealth charged Appellant with aggravated assault, simple
assault, and harassment.5 A jury convicted him of aggravated assault and
simple assault. On April 6, 2016, the trial court sentenced Appellant to a
term of not less than thirty-three nor more than one hundred and twenty
months of incarceration in a state correctional institution for the aggravated
assault conviction.6 Appellant filed post-sentence motions for a new trial
challenging the weight and sufficiency of the evidence and raising a Fifth
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5
18 Pa.C.S.A. § 2709(a)(1); the disposition of the harassment charge is not
a subject of the instant appeal.
6
The conviction of simple assault merged for sentencing purposes.
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Amendment claim, which the trial court denied on July 26, 2016. (See Trial
Court Opinion, at 14). Appellant timely appealed.7
On November 15, 2016, counsel for Appellant filed a motion to
withdraw as counsel and an Anders brief. Counsel raises three issues for
our review:
1. Whether the Commonwealth presented sufficient
evidence for the jury to find [Appellant] guilty of both
aggravated assault and simple assault, beyond a
reasonable doubt?
2. Whether the verdict of guilty of aggravated
assault and simple assault was against the weight of the
evidence presented at trial?
3. Whether [Appellant] was denied a fair trial when
his right to remain silent was violated when he was being
questioned by the Commonwealth’s attorney?
(Anders Brief, at 7).
Before addressing the merits of Appellant’s claims, we must first
review counsel’s petition to withdraw. See Commonwealth v. Goodwin,
928 A.2d 287, 290 (Pa. Super. 2007). If counsel seeks to withdraw under
Anders, he must:
(1) provide a summary of the procedural history and facts,
with citations to the record; (2) refer to anything in the
record that counsel believes arguably supports the appeal;
(3) set forth counsel’s conclusion that the appeal is
frivolous; and (4) state counsel’s reasons for concluding
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7
On September 12, 2016, Appellant filed a timely statement of errors
complained of on appeal, pursuant to the court’s order. The court filed an
opinion on September 22, 2016. See Pa.R.A.P. 1925.
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that the appeal is frivolous. Counsel should articulate the
relevant facts of record, controlling case law, and/or
statutes on point that have led to the conclusion that the
appeal is frivolous.
Santiago, supra at 361.
Counsel must also provide Appellant with a copy of the Anders brief,
together with a letter that advises Appellant of his right to: (1) retain private
counsel to pursue the appeal; (2) proceed pro se on appeal; or (3) raise
additional arguments that the Appellant deems worthy of the Court’s
attention. See Commonwealth v. Nischan, 928 A.2d 349, 353 (Pa.
Super. 2007), appeal denied, 936 A.2d 40 (Pa. 2007) (citation omitted).
Substantial compliance with these requirements is sufficient. See
Commonwealth v. Wrecks, 934 A.2d 1287, 1290 (Pa. Super. 2007).
“After establishing that the antecedent requirements have been met, this
Court must then make an independent evaluation of the record to determine
whether the appeal is, in fact, wholly frivolous.” Commonwealth v. Palm,
903 A.2d 1244, 1246 (Pa. Super. 2006) (citation omitted).
Here, court-appointed counsel has complied with the Anders and
Santiago requirements. Counsel submitted a brief which summarizes the
facts and procedural history of the case, refers to evidence of record that
might arguably support the appeal, provides citations and relevant case law,
and sets forth his reasoning and conclusion that the appeal is wholly
frivolous. (See Anders Brief, at 8-15). Counsel has filed a petition to
withdraw from further representation, notified Appellant of the withdrawal
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request, and sent him a letter explaining his right to proceed pro se or with
new, privately-retained counsel to raise any additional points or arguments
that Appellant believes to be meritorious. (See Letter from Jonathan C.
Faust, Esq. to Appellant, 11/04/16). A review of the record reveals no
response from Appellant. Because counsel’s petition and brief satisfy the
requirements of Anders and Santiago, we will undertake our own review of
the appeal to determine if it is wholly frivolous. See Palm, supra at 1246.
The Anders brief first challenges the sufficiency of the evidence for
Appellant’s conviction of aggravated assault and simple assault. (See
Anders Brief, at 7). Specifically, the brief asserts that the Commonwealth
failed to establish that Appellant acted with the requisite intent to cause
bodily injury with a deadly weapon, or to disprove his self-defense claim.
(See id. at 11-12). We disagree.
Our standard of review for a challenge to the sufficiency of the
evidence is well-settled.
The standard we apply in reviewing the sufficiency
of the evidence is whether viewing all the evidence
admitted at trial in the light most favorable to the verdict
winner, there is sufficient evidence to enable the fact-
finder to find every element of the crime beyond a
reasonable doubt. In applying [the above] test, we may
not weigh the evidence and substitute our judgment for
the fact-finder. In addition, we note that the facts and
circumstances established by the Commonwealth need not
preclude every possibility of innocence. Any doubts
regarding a defendant’s guilt may be resolved by the fact-
finder unless the evidence is so weak and inconclusive that
as a matter of law no probability of fact may be drawn
from the combined circumstances. The Commonwealth
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may sustain its burden of proving every element of the
crime beyond a reasonable doubt by means of wholly
circumstantial evidence. Moreover, in applying the above
test, the entire record must be evaluated and all evidence
actually received must be considered. Finally, the [trier] of
fact while passing upon the credibility of witnesses and the
weight of the evidence produced, is free to believe all, part
or none of the evidence.
Commonwealth v. Smith, 97 A.3d 782, 790 (Pa. Super. 2014) (citation
omitted).
A person commits the offense of aggravated assault if he “attempts to
cause or intentionally or knowingly causes bodily injury to another with a
deadly weapon[.]” 18 Pa.C.S.A. § 2702(a)(4). A person acts “intentionally”
when “it is his conscious object to engage in conduct of that nature or to
cause such a result[.]” 18 Pa.C.S.A. § 302(b)(1)(i). A person acts
“knowingly” when “he is aware that it is practically certain that his conduct
will cause such a result.” 18 Pa.C.S.A. § 302(b)(2)(ii). “Intent can be
proven by direct or circumstantial evidence; it may be inferred from acts or
conduct or from the attendant circumstances.” Commonwealth v. Gruff,
822 A.2d 773, 776 (Pa. Super. 2003), appeal denied, 863 A.2d 1143 (Pa.
2004) (citation omitted).
Appellant also claims self-defense. (See Anders Brief, at 12). The
Pennsylvania Crimes Code specifies when it is justifiable to use force against
another person in the interest of self-protection. See 18 Pa.C.S.A. § 505. A
defendant has no burden to prove he acted in self-defense. See Smith,
supra at 787. However, “[b]efore the issue of self-defense may be
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submitted to a jury for consideration, a valid claim of self-defense must be
made out as a matter of law, and this determination must be made by the
trial judge.” Commonwealth v. Mayfield, 585 A.2d 1069, 1070 (Pa.
Super. 1991).
The Commonwealth has the burden to prove beyond a reasonable
doubt that the defendant was not acting in self-defense. See
Commonwealth v. Houser, 18 A.3d 1128, 1135 (Pa. 2011), cert. denied,
565 U.S. 1247 (2012). The Commonwealth meets its burden by establishing
either that: “(1) the [defendant] did not reasonably believe that he was in
danger of death or serious bodily injury; or (2) the [defendant] provoked or
continued the use of force; or (3) the [defendant] had a duty to retreat and
the retreat was possible with complete safety.” Smith, supra at 787
(citation omitted).
A defendant claiming self-defense must have both a subjective belief
that he was in imminent danger, and an objectively reasonable belief that
the use of force was necessary to protect against death or serious bodily
injury. See id. The reasonableness of a defendant’s belief can be
determined by considering such factors as “whether complainant was armed,
any actual physical contact, size and strength disparities between the
parties, prior dealings between the parties, threatening or menacing actions
on the part of the complainant, and general circumstances surrounding the
incident[.]” Id. at 788 (citation omitted). The defendant must not have
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“used more force than reasonably necessary to protect against death or
serious bodily injury.” Id. (citation omitted). Finally, the defendant “must
be free from fault in provoking or escalating the altercation that led to the
offense[.]” Id. (citation and emphasis omitted).
Here, viewing the evidence, together with all the reasonable
inferences, in the light most favorable to the Commonwealth as the verdict
winner, we conclude that it was ample to enable the jury to conclude that
Appellant had the requisite intent to commit aggravated assault, and that
the Commonwealth disproved Appellant’s claim of self-defense beyond a
reasonable doubt.
First, Appellant used provocative language, calling the victim a racial
epithet, spit on his face, and slammed the door shut. After kicking the door
angrily, the victim started to walk away. Then, Appellant, already safely
inside his own apartment with the door closed, armed himself with a
hammer, re-opened the door, and chased the retreating victim. Appellant
struck the victim with the hammer. The victim testified that Appellant then
stood over him saying, “I’m going to kill you.” (See N.T. Trial, 2/29/16, at
45).
Despite Appellant’s claim that he feared for his life and the life of his
wife, the jury, by its verdict, concluded that the Commonwealth presented
sufficient evidence that Appellant intentionally caused bodily injury to the
victim without justification. Appellant plainly chose to leave the safety of his
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own apartment to pursue the retreating victim. Ultimately, the jury as fact-
finder was not required to credit Appellant’s version of events. See Houser,
supra at 1135 (“a jury is not required to believe the testimony of the
defendant who raises the claim [of self-defense.]”) (citation omitted). We
may not reweigh the evidence and substitute our judgment for that of the
fact-finder. See Smith, supra at 790. Accordingly, we conclude that this
issue is without merit.
The Anders brief also challenges the sufficiency of the evidence for
simple assault. (See Anders Brief, at 7). Simple assault is a lesser-
included offense of aggravated assault. See Commonwealth v. Novak,
564 A.2d 988, 989 (Pa. Super. 1989). Because the jury’s aggravated
assault conviction is supported by sufficient evidence, its simple assault
verdict is also supported by sufficient evidence. For this reason, neither
sufficiency claim merits relief.
In the second issue, the Anders brief asserts that the guilty verdict for
aggravated and simple assault was contrary to the weight of the evidence. 8
(See Anders Brief, at 7, 12-13).
When we review a weight-of-the-evidence challenge,
we do not actually examine the underlying question;
instead, we examine the trial court’s exercise of discretion
in resolving the challenge. This type of review is
necessitated by the fact that the trial judge heard and saw
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8
Appellant preserved this claim by raising it with the trial court in a post-
sentence motion. See Pa.R.Crim.P. 607(A)(3).
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the evidence presented. Simply put, [o]ne of the least
assailable reasons for granting or denying a new trial is the
lower court’s conviction that the verdict was or was not
against the weight of the evidence and that a new trial
should be granted in the interest of justice. A new trial is
warranted in this context only when the verdict is so
contrary to the evidence that it shocks one’s sense of
justice and the award of a new trial is imperative so that
right may be given another opportunity to prevail.
Of equal importance is the precept that, [t]he finder
of fact . . . exclusively weighs the evidence, assesses the
credibility of witnesses, and may choose to believe all,
part, or none of the evidence.
Commonwealth v. Konias, 136 A.3d 1014, 1022-23 (Pa. Super. 2016),
appeal denied, 145 A.3d 724 (Pa. 2016) (citations and quotation marks
omitted).
In the instant case, the verdict confirms that the jury credited the
testimony of the Commonwealth’s witnesses. See, e.g., Commonwealth
v. Karns, 70 A.3d 881, 884 (Pa. Super. 2013), appeal denied, 84 A.3d 1063
(Pa. 2014) (Where . . . weight of the evidence [is] concerned, it is not the
function of the appellate court to substitute its judgment based on a cold
record for that of the trial court.”) (citation omitted). Our review of the
record reveals the trial court did not abuse its discretion in denying a new
trial based on the weight of the evidence. See Konias, supra at 1022-23.
Accordingly, Appellant’s weight of the evidence claim lacks merit.9
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9
As already noted, simple assault is a lesser-included offense of aggravated
assault. See Novak, supra at 989. Because the jury’s verdict of guilty of
(Footnote Continued Next Page)
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In its final issue, the Anders brief argues that Appellant “was denied a
fair trial when his right to remain silent was violated when he was being
questioned by the Commonwealth’s Attorney[.]” (Anders Brief, at 7; see
id. at 13). This issue is waived for Appellant’s failure to file a pre-trial
motion seeking to suppress the statement he provided to the police. See
Commonwealth v. Baumhammers, 960 A.2d 59, 76 (Pa. 2008);
Pa.R.Crim.P. 581. Moreover, it would not merit relief.
The record reflects that Appellant voluntarily provided an oral
statement to the police, thereby neither remaining silent nor invoking his
rights under the Fifth Amendment. (See N.T. Trial, 2/29/16, at 159-60).
Because Appellant voluntarily provided his statement to the police, we agree
with counsel that this claim is wholly frivolous.
Based on the foregoing, the claims raised in the Anders brief lack
merit. Further, our independent review of the record reveals no non-
frivolous claims that Appellant could have raised. We agree with counsel
that this appeal is wholly frivolous. Accordingly, we grant counsel’s petition
to withdraw and affirm the judgment of sentence.
Judgment of sentence affirmed. Counsel’s petition to withdraw is
granted.
_______________________
(Footnote Continued)
aggravated assault is not against the weight of the evidence, its verdict of
guilty of simple assault is also not against the weight of the evidence.
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Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 3/30/2017
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