DocketNumber: Appeal 118
Citation Numbers: 170 A. 455, 112 Pa. Super. 240, 1934 Pa. Super. LEXIS 38
Judges: Keller, Cunningham, Baldrige, Stadtfeld, Parker, James
Filed Date: 10/2/1933
Status: Precedential
Modified Date: 11/13/2024
Argued October 2, 1933.
Defendant appeals from the sentence following his conviction on a charge of having as an officer — (President) — of the Suburban Title Trust Co. on or about July 25, 1930, fraudulently converted to his own use, or the use of another person, twelve thousand dollars of the moneys of said corporation, contrary to the Act of March 31, 1860, P.L. 382, sec. 116, as amended by Act of June 12, 1878, P.L. 196, sec. 1. The record shows a continuation in Delaware County of the same practices which we have previously criticized, viz., (1) the unjustifiable multiplication of indictments (See Com. v. Avrach,
A complaint, consisting of eight closely typewritten pages, was filed by one Gerald H. Effing on February *Page 243 27, 1932 against this appellant and three other officers or directors of the Trust Company, John M. Hardcastle, Jr., Nicholas A. Dalton and George W. Statzell, Jr., all of whom gave bail to appear at the next term of the court of quarter sessions. Seventy-four bills of indictment, many of them containing a number of separate counts, were then prepared, — very many of them, including the one here involved, being District Attorney'sbills, duly authorized by the court —, charging fraudulent conversion and embezzlement by corporate officer, embezzlement, false entry, fraudulent conversion, making of a false statement in writing, false pretense and conspiracy to cheat and defraud respectively.
On March 1, 1932, before the indictments had been presented to the grand jury or a true bill had been returned on any of them,Dalton and Statzell filed a petition asking for a bill of particulars. On this unusual — (and to the writer of this opinion, unheard of) — proceeding, — for a bill of particulars is properly ordered only because of the vagueness of anindictment, (Goersen v. Com.,
In the meanwhile, bills of indictment were presented to the grand jury which convened for the March session of court on March 7, 1932 and on March 10, 1932 true bills were returned. We are not advised whether any motions to quash the indictments were filed, for the appellant has not printed the docket entries as required by rule of court No. 54. The cases were tried together on June 20, 1932, before Hon. S. LEMMON REED, President Judge of the Orphans' Court of Cambria County, specially presiding. The trial lasted until July 8, 1932, on which date a verdict was rendered finding all of the defendants guilty on some indictment or indictments, — this appellant being found guilty on nineteen and acquitted or discharged on twenty-four. Motions for a new trial were made which were argued on September 27, 1932. On December 30, 1932 the rules for a new trial were discharged and defendants ordered to appear for sentence on February 3, 1933.
On that day this appellant was sentenced on the seventh count of indictment No. 252A1, charging embezzlement by a corporate officer. No sentence was imposed on the remaining indictments on which he had been found guilty. He appealed the same day to this court.
Under our rules, (Rule 7), the case was assigned for argument to the week of March 13, 1933 at Harrisburg. On February 20, 1933 the appellant applied for a continuance to the first Monday in October, setting forth his inability to get the record ready and printed by the week of March 13, and on March 3 this court made an order continuing the argument to the week of May 1, at Pittsburgh. On April 10, appellant again filed his petition asking that the argument be *Page 245 postponed for the same reason until the first Monday of October. On April 13 this court postponed the argument to July 12, a term specially set for the hearing of criminal appeals. On June 2, four months after he was sentenced, the appellant filed in the court of quarter sessions a statement of the questions which he proposed to argue in the Superior Court and of the testimony which he proposed to print, — (some 400 pages) — but the court, after consideration of his petition, was of the opinion that all of the testimony of the case should be printed. On June 16, appellant presented his petition to this court asking it to hear the appeal in forma pauperis, alleging that a transcript of testimony of 1,600 pages had been filed in the record and that he was without funds and was financially unable to print the same, whereupon this court granted a rule on the district attorney, and after due consideration of the petition and answer, not being satisfied that the appellant was financially unable to print the brief and record, we discharged the rule.
On June 26, 1933, the appellant presented his petition to this court setting forth that it was a physical impossibility to prepare the case and print the 1,600 pages of the record and prepare the argument by July 12, 1933 and, therefore, prayed the court to continue the case until the first Monday of October, 1933, in which petition the district attorney joined, and accordingly the court on June 27, 1933 continued the argument until the first Monday of October, 1933.
When the case was called for argument on the first Monday of October, 1933, the appellant presented a brief of 34 pages and a printed record of 180 pages, which contained nothing but the bill of particulars elaborating the complaint, filed pursuant to the petition of Dalton and Statzell, the address of the assistant district attorney to the jury, the charge of the court, the opinion of the court and the sentence. It *Page 246
did not contain a copy of the docket entries, nor the indictment in question, nor any of the testimony, (See our rule No. 45, par. 1, 4, 7, 9) for the printing of which the appellant had secured three continuances. No justification is apparent for taking up nearly fifty pages of the printed record with the address of the assistant district attorney, for none of it is assigned or quoted verbatim in the specifications of error. While this address appears in the official record filed in the case and is certified to by the court stenographer and the trial judge, there does not appear in the proceedings in the case of record, apart from the certificate pursuant to the writ of certiorari, any order of the court directing that it should form part of the record of the case. See Com. v. Del Vaccio,
Such important omissions from the record and flagrant violations of our rules impel us to quash the appeal; but as the case is a criminal one and the result would be to deprive the appellant of his liberty, we have examined the original record on file in the prothonotary's office in order that no injustice may be done the appellant by this course; for our rules of court, which were adopted to secure and expedite justice, should not in a deserving case be used to defeat that end. This examination has satisfied us that *Page 247 the testimony was ample to sustain the appellant's conviction on the charge covered by the judgment appealed from; in fact, we do not see how any other result than a finding of guilty could reasonably be arrived at from a consideration of the evidence relating to this charge. The evidence offered by the Commonwealth tended to show that on or about July 25, 1930 one Robert H. Davis, who had acted as a straw man for the appellant in various other real estate transactions, was asked to come to the office of the appellant in the Packard Building, Philadelphia, where at the request of the appellant's secretary, Miss Gregg, he executed three papers in blank, which were afterwards filled out as three mortgages for $4,000 each, known as mortgage loans numbers 941, 942 and 943, covering three vacant lots of ground on Surrey Road near School Lane, each fronting 25 feet by 57 1/2 feet in depth, exclusive of a ten-foot wide driveway at the rear. He also endorsed two checks in blank which were afterwards filled out as the net proceeds of these mortgage loans, one for $3,957.50 being the net proceeds of mortgage loan No. 941, and the other for $7,941 being the net proceeds of mortgage loans 942 and 943 together. The applications for these mortgage loans were filled out in Davis' name, though he never saw them, and the lots, which, the Commonwealth's witnesses testified, were really of the value of $500 or $600 apiece, were appraised by Hardcastle, Statzell and Wilcox at $7,500 each. Wilcox handed the checks, which were signed by John M. Hardcastle, Jr., title officer, and approved by John M. Hardcastle, Jr., settlement clerk, and which had been endorsed in blank by Davis to Hardcastle requesting him to get the money in cash. Hardcastle took the checks to Dalton and asked him to get the cash. Dalton took the checks to the teller, Paul J. Keller, and obtained the money and gave it to Hardcastle, who in turn gave it to Wilcox. Wilcox did not deny receiving the money; the *Page 248 farthest that he would go in his testimony was that he did not remember the transaction; that he had looked in his bank books and found no entry of the money to his credit. The lots were either the property of Wilcox or had been conveyed by him to the Trust Company as security for his loans. These facts if believed — and there is no real dispute regarding them — fully justified the jury in rendering a verdict that the appellant had fraudulently converted to his own use the proceeds of these mortgage loans. In fact, as has already been said, no other conclusion could reasonably be drawn.
The appellant has filed eighteen assignments of error. The first five of them relate to the admission of evidence, or the refusal to strike out evidence, bearing on indictments other than the one appealed from. They are largely based on alleged discrepancies between the evidence produced by the Commonwealth and the bill of particulars elaborating the complaint hereinbefore referred to, the itemized complaint referring to a mortgage of a certain date on property in Delaware County for a certain sum, while the proof related to two or three mortgages of that date on the property, aggregating the same amount. They are not of such a character as to have any bearing on the judgment under review. Besides, the appellant is not in a position to assign them for error for he asked for no bill of particulars; the bill of particulars filed was confined to the complaint, not to any indictment. The indictments to which the evidence related were district attorney's bills which were not based on any complaint, and were sufficiently specific to require no bills of particulars. The sixth assignment asked the court to direct a verdict of not guilty as to indictment No. 252A1, the one under review. As before shown this could not properly be done for the facts in evidence fully warranted the appellant's conviction in manner and form as he stood indicted. The seventh assignment *Page 249 of error is so general and indefinite as to justify the court in refusing it. As we have often stated before, a court is not bound to remold points. If, as presented, they cannot be affirmed, the court is justified in refusing them. The remaining assignments, exclusive of the last one, which is a formal exception to the sentence, are directed to the refusal of the defendant's motion to withdraw a juror and continue the case because of the alleged hysterical and inflammatory remarks of the assistant district attorney. The errors specified were not to the transcribed address of the assistant district attorney, but to counsel's notes or recollection of the address, which were not verified.
The Supreme Court has departed a long way from its original pronouncement in Com. v. Nicely,
In Com. v. Weber,
This was followed by establishing two well recognized methods of procedure by the party objecting to the remarks of counsel: (1) Following the objection and request for the withdrawal of a juror, the court should direct the stenographer to place upon the record the remarks as the court understood them; (2) failing to do so the counsel may place the remarks on the record by affidavit: Com. v. Shoemaker,
In a long extended trial, especially, it is only fair to the court and jury, no less than to the district attorney, that if the latter's remarks to the jury be deemed objectionable, exception be taken to them at once, so that the court may immediately instruct the jury to disregard them, if the matter is not so objectionable as to require the withdrawal of a juror, and warn the speaker to be more careful in the future, restricting himself to fair discussion of the evidence, *Page 251 the inferences reasonably to be drawn therefrom and fair and restrained argument to the jury based thereon. Otherwise in the ardency sometimes incident to the trial of a hotly contested case, and in the reply to counsel who have forcefully and enthusiastically presented the defendant's case in perhaps a more favorable light than it deserved, the Commonwealth's officer may not be aware that what he is saying is objectionable to the defendant, and thus go on repeating and adding to what would have been eliminated if the defendant's counsel had promptly and at once voiced his objection.
That was the case here. During the delivery of the assistant district attorney's closing address to the jury, which covers 42 printed pages, and was given in reply to what he tells us was a fervid and forcible appeal by defendant's counsel, not one word of objection or exception was made by counsel for defendants until its conclusion, and then objection was formally entered to almost every subject that he had touched upon or treated, taking up almost ten printed pages. The objections are too many and too long to be considered here seriatim; but may be grouped into several general heads or divisions.
Complaint is made that the Commonwealth's officer said the defendant was guilty of the offenses charged against him, and Com. v. Ronello,
In Com. v. Exler,
We do not read the statements objected to by this appellant, on this score, as being the personal belief of the speaker in the defendant's guilt but rather as stating the position of the Commonwealth that from the evasive and forgetful testimony of the defendant himself it had the right to infer his guilt.
Complaint is also made that the assistant district attorney said in his address that he hoped there were some members of the jury that knew the Springfield section and its value; and that perhaps somebody on the jury could tell the other members just what kind of a place it was. This was wrong and would have been corrected at once if objection had been made immediately. It was clearly and definitely corrected by the trial judge in his charge.
Complaint is also made that the assistant district attorney discussed matters not in evidence, in referring, inter alia, to the money as being the depositors' money. It was in evidence that the Suburban Title Trust Co. had been taken over by the Secretary of Banking and was in process of liquidation. It is the law, and a matter of common knowledge, that in the winding up of such corporations the depositors have a preferred claim on the assets; that they are entitled to be paid in full before ordinary creditors or stockholders receive anything. It was not an unfair inference that in these large financial transactions the defendants were dealing with funds left with the Trust Company as deposits.
Complaint is also made that the whole tenor and effect of the address was inflammatory and calculated to stir up passion and prevent the defendant having the fair trial to which he was entitled. There was much in it that might well have been omitted. It contained *Page 255
in the language of the Supreme Court in Com. v. Flori,
In Com. v. Pennington,
In Com. v. Del Giorno,
In Com. v. Del Vaccio,
In Com. v. Massarelli,
In Com. v. Smith,
In Com. v. Touri,
In Com. v. Davison,
After all, whether or not the judgment will be reversed because of the remarks of the district attorney depends not only on the remarks themselves but also on the attitude of the court following objection and the probable effect as reflected in the verdict of the jury: Com. v. Del Giorno, supra, pp. 518, 519. If the remark is of such a character as to violate the accused's constitutional rights, such as a reference to his failure to take the witness stand, it cannot be cured by the trial judge and a new trial must be ordered; but in other cases unless the remarks are too flagrant they can generally be cured by the instructions of the court. See Com. v. Bubnis,
In the present case the trial judge devoted a considerable part of his charge to warning the jury that they were sworn to try the case according to the law *Page 257
and the evidence, which was limited to the testimony of the witnesses who had been called and such documentary evidence by way of exhibits as had been admitted by the court. He informed them that they had no right to attempt to apply their own knowledge of the value of lands which were involved in the case, nor to communicate that knowledge to other members of the jury who were not acquainted with it. He specifically said: "During the trial, there have been some remarks in the way of repartee, or otherwise, passed between counsel for the Commonwealth and counsel for the defendant, and perhaps between counsel for the Commonwealth, and counsel for the defendant and the court. Those remarks should have no part in your deliberation in this case. They are not evidence, and you have no right to consider them. You should disabuse your mind of anything of that kind. So that we say to you, to determine this case on the evidence and the law as we shall give it to you. ..... We might say this about arguments of counsel: You have a right to consider the arguments of counsel, that is, the legitimate arguments of counsel based upon the evidence, and the reasonable deductions that may be drawn from the evidence. But, what the attorneys say, on the part of the Commonwealth or upon the part of the defendant, unless they are quoting the evidence, is not evidence. Of course, if they quote the evidence, why. you should consider that ...... Let me say again to you, don't permit any statements that have been made by the district attorney that are not evidence, or by the attorneys for the defendants that are not evidence, or anything this court has said, or anything you may think about the case outside of the evidence, to interfere with your verdict. You take this evidence, analyze it carefully, honestly, conscientiously, and when you return your verdicts, return such verdicts as will square your consciences with the oaths you took when you entered that jury-box." In our judgment the statements *Page 258
of the assistant district attorney, though in some respects objectionable, were not of such a nature that they could not be cured by the instructions of the trial judge and we are of the opinion that in so far as they were objectionable they were cured by his instructions. The trial judge in his opinion refusing a new trial gave this subject most careful consideration, devoting over six pages (166-a to 172-a, inclusive) to a consideration of the address of the assistant district attorney and the instructions of the court regarding it, and came to the settled conclusion that "we are not convinced that the remarks made by the district attorney, as corrected by the court, resulted in any prejudice to the defendants, and, therefore, all of the reasons filed in support of a new trial in regard to the remarks of the district attorney are overruled." We are confirmed in our judgment by the fact that the verdict of the jury shows a careful and discriminating finding apparently free from all passion and prejudice. Had the verdict been a wholesale one finding the defendants guilty on all the indictments we might be led to the conclusion that the instructions of the trial judge had not cured the error of the district attorney, but on examining the verdicts on the several indictments we find that the defendant Wilcox, this appellant, was convicted on nineteen indictments and acquitted on twenty-four; the defendant Hardcastle was convicted on fourteen and acquitted on twenty; the defendant Dalton was convicted on one (No. 252H4) and acquitted on twenty-one; and the defendant Statzell was convicted on one (No. 252K3) and acquitted on seventeen. This, of itself, in our opinion, is proof positive that the remarks of the district attorney which are objected to by the appellant did not have the effect of inflaming the passions of the jury so that they were unable or unwilling to give the defendant the fair trial to which he was entitled. The evidence in the case was decisive *Page 259
as to the guilt of this appellant on the indictment upon which he was sentenced and from which he has appealed. It is not likely that he will be sentenced on any of the other eighteen indictments on which he was found guilty — another example of the futility of over multiplying indictments. Bearing this in mind the words of Mr. Justice KEPHART in Com. v. Meyers, supra, are peculiarly applicable: "Where, under all the circumstances of the case, the verdict rendered is a just one, the language of the prosecuting officer which will justify a reversal must be such that its unavoidable effect would be to prejudice the jury, forming in their minds a fixed bias and hostility toward the defendant, so that they could not fairly weigh in his behalf such circumstances of doubt, extenuation or degree of guilt that may be present in the case, and thus make them unable to render a true verdict. The remarks of the district attorney in this case were merely an opinion on the evidence as narrated. Where the result of the trial is, as in this case, a correct finding it would require much stronger language than that complained of to cause us to declare a mistrial;" as is the following extract from the opinion of Judge ORLADY in Com. v. Sarves,
The appeal is quashed and it is ordered that the record be remitted to the court below and that the defendant appear in said court at such time as he may *Page 260 be there called and that he be by that court committed until he has complied with the sentence or any part of it which had not been performed at the time the appeal in this case was made a supersedeas.
Commonwealth v. Cicere , 282 Pa. 492 ( 1925 )
Commonwealth v. Williams , 309 Pa. 529 ( 1932 )
Commonwealth v. Tauza , 300 Pa. 375 ( 1930 )
Commonwealth v. Flori , 300 Pa. 125 ( 1930 )
Commonwealth v. Del Vaccio , 299 Pa. 547 ( 1930 )
Commonwealth v. Touri , 295 Pa. 50 ( 1928 )
Williams v. Commonwealth , 1880 Pa. LEXIS 15 ( 1880 )
Goersen v. Commonwealth , 1882 Pa. LEXIS 173 ( 1882 )
McCloskey v. Bells Gap R. R. , 156 Pa. 254 ( 1893 )
Commonwealth v. Weber , 1895 Pa. LEXIS 870 ( 1895 )
Commonwealth v. Kosh , 305 Pa. 146 ( 1931 )
Commonwealth v. Del Giorno , 303 Pa. 509 ( 1931 )
Commonwealth v. Avrach , 110 Pa. Super. 438 ( 1933 )
Commonwealth v. Bubnis , 197 Pa. 542 ( 1901 )
Commonwealth v. Gennerette , 1899 Pa. Super. LEXIS 327 ( 1899 )
Commonwealth v. Sarves , 1901 Pa. Super. LEXIS 327 ( 1901 )
Commonwealth ex rel. v. Johnston , 1902 Pa. Super. LEXIS 76 ( 1902 )
Commonwealth v. Exler , 1915 Pa. Super. LEXIS 346 ( 1915 )
Commonwealth v. Ronello , 251 Pa. 329 ( 1916 )
Commonwealth v. Saldutte , 136 Pa. Super. 52 ( 1939 )
Commonwealth v. Flynn, Com. v. McGee , 137 Pa. Super. 458 ( 1939 )
Commonwealth v. Carr , 137 Pa. Super. 546 ( 1939 )
Commonwealth v. Heaton , 145 Pa. Super. 223 ( 1941 )
Commonwealth v. Morrison , 157 Pa. Super. 366 ( 1945 )
Commonwealth v. Shultz , 111 Pa. Super. 407 ( 1933 )
Commonwealth v. Buford , 179 Pa. Super. 312 ( 1955 )
Com. of Pa. v. Shultz , 115 Pa. Super. 177 ( 1934 )
Commonwealth v. Cisneros , 381 Pa. 447 ( 1955 )
Commonwealth v. Crittenton , 326 Pa. 25 ( 1937 )
Commonwealth v. Pinkenson , 138 Pa. Super. 485 ( 1939 )
Commonwealth v. Trimarchi , 133 Pa. Super. 307 ( 1938 )
Commonwealth v. Hardcastle, Jr. , 112 Pa. Super. 260 ( 1933 )
Commonwealth v. State Loan Corp. , 116 Pa. Super. 365 ( 1934 )
Commonwealth v. Craven , 138 Pa. Super. 436 ( 1939 )
Commonwealth v. Pearlman , 126 Pa. Super. 461 ( 1936 )
Commonwealth v. Kelson , 134 Pa. Super. 132 ( 1938 )
Stompler v. Richman , 125 Pa. Super. 385 ( 1936 )
Commonwealth v. Lynott , 133 Pa. Super. 565 ( 1938 )