Com. v. Harris, A.

J. S58038/18
NON-PRECEDENTIAL DECISION – SEE SUPERIOR COURT I.O.P. 65.37
COMMONWEALTH OF PENNSYLVANIA : IN THE SUPERIOR COURT OF
: PENNSYLVANIA
v. :
:
ANTONYO MONTEZ HARRIS, : No. 690 WDA 2018
:
Appellant :
Appeal from the PCRA Order, April 12, 2018,
in the Court of Common Pleas of Venango County
Criminal Division at No. CP-61-CR-0000352-2016
BEFORE: OLSON, J., MURRAY, J., AND FORD ELLIOTT, P.J.E.
MEMORANDUM BY FORD ELLIOTT, P.J.E.: FILED OCTOBER 30, 2018
Antonyo Montez Harris appeals from the April 12, 2018 order denying
his petition for relief filed pursuant to the Post-Conviction Relief Act
(“PCRA”), 42 Pa.C.S.A. §§ 9541-9546. Contemporaneously with this appeal,
PCRA counsel has requested leave to withdraw. After careful review, we find
PCRA counsel’s petition satisfies the requirements of Commonwealth v.
Turner, 544 A.2d 927 (Pa. 1988), and Commonwealth v. Finley, 550
A.2d 213 (Pa.Super. 1988) (en banc). Accordingly, we grant PCRA counsel
leave to withdraw and affirm the order of the PCRA court.
The relevant facts and procedural history of this case, as gleaned from
the certified record, are as follows. On November 21, 2016, appellant pled
guilty to corrupt organizations, criminal use of a communication facility, and
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two counts of delivery of a controlled substance1 in connection with his sale
of heroin in Oil City, Pennsylvania. That same day, appellant also pled guilty
to aggravated harassment by prisoner2 in connection with an incident where
he spit on a correctional officer at the Venango County Jail. On February 7,
2017, the trial court sentenced appellant to an aggregate term of 93 to
300 months’ imprisonment. Neil E. Rothschild, Esq. (“trial counsel”),
represented appellant during his guilty plea hearing and sentencing.
Appellant did not file a direct appeal with this court.
On June 1, 2017, appellant filed a pro se PCRA petition and Eric Padin,
Esq. (“PCRA counsel”), was appointed to represent him. PCRA counsel did
not file an amended PCRA petition on appellant’s behalf. Following an
evidentiary hearing, the PCRA court entered an order on April 12, 2018
denying appellant’s petition. Although still represented by counsel, appellant
filed a timely pro se notice of appeal and an accompanying
Pa.R.A.P. 1925(b) statement on May 7, 2018. On May 9, 2018, the PCRA
court directed PCRA counsel to file an amended Rule 1925(b) statement on
appellant’s behalf within 21 days. PCRA counsel timely complied on May 29,
2018. Thereafter, on June 4, 2018, PCRA counsel filed a statement of intent
to file a brief pursuant to Anders v. California, 386 U.S. 738 (1967), and
1 18 Pa.C.S.A. §§ 911(b)(4), 7512(a), and 35 P.S. § 780-113(a)(30),
respectively.
2 18 Pa.C.S.A. § 2703.1.
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Commonwealth v. McClendon, 434 A.2d 1185 (Pa. 1981). On June 7,
2018, the PCRA court filed a one-page Rule 1925(a) opinion indicating that it
was relying on the reasoning set forth in its April 12, 2018 opinion in support
of its order dismissing appellant’s PCRA petition. (See Rule 1925(a) opinion,
6/7/18 at 1.) Thereafter, on July 25, 2018, PCRA counsel filed a petition to
withdraw, improperly couched as a Anders/McClendon brief. Appellant did
not file a pro se response to PCRA counsel’s petition.
PCRA counsel raises the following claim on appellant’s behalf:
Did the PCRA court err in determining that
[a]ppellant’s prior record score was correctly
calculated to be a five (5)?
....
Appellant asserts that his Prior Record Score was
four (4) and claims that his trial counsel was
ineffective for failing to object to his Prior Record
Score calculation.
Anders brief at 5, 7.
Prior to considering appellant’s arguments, we must address PCRA
counsel’s “no-merit” letter and petition to withdraw from representation. In
Commonwealth v. Muzzy, 141 A.3d 509 (Pa.Super. 2016), a panel of this
court reiterated the procedure to be followed when PCRA counsel seeks
permission to withdraw from representation:
Counsel petitioning to withdraw from PCRA
representation must proceed ... under
[Turner/Finley] and . . . must review the case
zealously. Turner/Finley counsel must then submit
a “no-merit” letter to the trial court, or brief on
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appeal to this Court, detailing the nature and extent
of counsel’s diligent review of the case, listing the
issues which petitioner wants to have reviewed,
explaining why and how those issues lack merit, and
requesting permission to withdraw.
Counsel must also send to the petitioner:
(1) a copy of the “no[-]merit”
letter/brief; (2) a copy of counsel’s
petition to withdraw; and (3) a
statement advising petitioner of the right
to proceed pro se or by new counsel.
....
Where counsel submits a petition and
no[-]merit letter that . . . satisfy the
technical demands of Turner/Finley, the
court—trial court or this Court—must
then conduct its own review of the merits
of the case. If the court agrees with
counsel that the claims are without
merit, the court will permit counsel to
withdraw and deny relief.
Muzzy, 141 A.3d at 510-511 (some bracketed internal citations amended;
case citations omitted).
Herein, we find that PCRA counsel’s filing with this court, while
couched as an Anders brief, complied with the requirements of
Turner/Finley. See Commonwealth v. Fusselman, 866 A.2d 1109,
1111 n.3 (Pa.Super. 2004) (holding that although “[a] Turner/Finley
no[-]merit letter is the appropriate filing [in a PCRA proceeding,] . . .
because an Anders brief provides greater protection to the defendant, we
may accept an Anders brief in lieu of a Turner/Finley letter”), appeal
denied, 882 A.2d 477 (Pa. 2005). Specifically, PCRA counsel’s brief and
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petition to the court detailed the nature and extent of his review. PCRA
counsel first identified the pertinent factual and procedural history and
examined the issue appellant raised in his PCRA petition. (Anders brief at
6-7.) Thereafter, PCRA counsel explained the reasons why appellant’s
underlying sentencing claim lacked arguable merit and concluded that trial
counsel had no reasonable basis to object to appellant’s prior record score at
sentencing. (Id. at 7-8.) Lastly, the record reflects that counsel served
appellant with a copy of his petition to withdraw and advised appellant of his
right to proceed pro se or with the assistance of privately retained counsel.
(See “Petition for Leave to Withdraw as Counsel,” 7/25/18 at Exhibit A.) We
find that counsel’s request for leave to withdraw from representation
satisfies the requirements of Turner/Finley. See Commonwealth v.
Karanicolas, 836 A.2d 940, 947 (Pa.Super. 2003) (stating that substantial
compliance with requirements will satisfy the Turner/Finley criteria).
Accordingly, we must now conduct our own review of the record and render
a decision as to whether the appeal is without merit.
Proper appellate review of a PCRA court’s dismissal of a PCRA petition
is limited to the examination of “whether the PCRA court’s determination is
supported by the record and free of legal error.” Commonwealth v. Miller,
102 A.3d 988, 992 (Pa.Super. 2014) (citation omitted). “This Court grants
great deference to the findings of the PCRA court, and we will not disturb
those findings merely because the record could support a contrary holding.”
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Commonwealth v. Patterson, 143 A.3d 394, 397 (Pa.Super. 2016)
(citation omitted). In order to be eligible for PCRA relief, a defendant must
plead and prove by a preponderance of the evidence that his conviction or
sentence arose from one or more of the errors listed at 42 Pa.C.S.A.
§ 9543(a)(2). Further, these issues must be neither previously litigated nor
waived. 42 Pa.C.S.A. § 9543(a)(3).
Appellant’s challenge implicates the ineffectiveness of his trial counsel
during his plea. It is well settled that allegations of ineffectiveness in
connection with the entry of a guilty plea will serve as a basis for relief only
if the ineffectiveness caused the defendant to enter an involuntary or
unknowing plea. See Commonwealth v. Orlando, 156 A.3d 1274, 1281
(Pa.Super. 2017) (stating, “[i]n the context of a plea, a claim of
ineffectiveness may provide relief only if the alleged ineffectiveness caused
an involuntary or unknowing plea.” (citation omitted)). In Commonwealth
v. Willis, 68 A.3d 997 (Pa.Super. 2013), a panel of this court explained that
the PCRA will provide relief to an appellant if ineffective assistance of
counsel caused him to enter an involuntary guilty plea. Id. at 1001-1002.
We conduct our review of such a claim in accordance with the three-pronged
ineffectiveness test under Section 9543(a)(2)(ii) of the PCRA. To prevail on
a claim of ineffective assistance of counsel under the PCRA, a petitioner
must plead and prove by a preponderance of the evidence that counsel’s
ineffectiveness “so undermined the truth-determining process that no
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reliable adjudication of guilt or innocence could have taken place.”
42 Pa.C.S.A. § 9543(a)(2)(ii). Specifically, a petitioner must establish the
following three factors: “first[,] the underlying claim has arguable merit;
second, that counsel had no reasonable basis for his action or inaction; and
third, that Appellant was prejudiced.” Commonwealth v. Charleston, 94
A.3d 1012, 1020 (Pa.Super. 2014) (citation omitted), appeal denied, 104
A.3d 523 (Pa. 2014).
Here, the crux of appellant’s claim is that trial counsel was ineffective
in failing to object to the calculation of his prior record score, and as a
result, he was induced into entering “an unknowing plea based on his
reliance on counsel’s assurance that [he] would receive a sentence no
greater than 240 months.” (Pro se PCRA petition, 6/1/17 at 11; see also
Anders brief at 7-8.)
This court has explained that in order to ensure a voluntary, knowing,
and intelligent plea, the trial court, at a minimum, must ask the following
questions during the guilty plea colloquy:
1) Does the defendant understand the nature of
the charges to which he or she is pleading
guilty or nolo contendere?
2) Is there a factual basis for the plea?
3) Does the defendant understand that he or she
has the right to a trial by jury?
4) Does the defendant understand that he or she
is presumed innocent until found guilty?
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5) Is the defendant aware of the permissible
ranges of sentences and/or fines for the
offenses charged?
6) Is the defendant aware that the judge is not
bound by the terms of any plea agreement
tendered unless the judge accepts such
agreement?
Commonwealth v. Zeigler, 112 A.3d 656, 660 (Pa.Super. 2015) (citation
omitted). Lastly, we recognize that “[a] defendant is bound by the
statements which he makes during his plea colloquy. As such, a defendant
may not assert grounds for withdrawing the plea that contradict statements
made when he entered the plea.” Orlando, 156 A.3d at 1281 (citations and
internal quotation marks omitted).
Upon review, we find that appellant’s contention that he was induced
to plead guilty because of trial counsel’s purported ineffectiveness is belied
by the record. On November 21, 2016, the trial court conducted an
extensive guilty plea colloquy, wherein appellant testified that he understood
the nature of the charges to which he was pleading guilty, his right to a jury
trial, and the fact that he is presumed innocent until found guilty. (Notes of
testimony, 11/21/16 at 6-8, 24.) Appellant also indicated that he could read
and write English proficiently, was not under the influence of drugs or
alcohol, and was not undergoing treatment for mental illness. (Id. at 6, 9.)
Thereafter, appellant was provided a factual basis for the guilty plea. (Id. at
10-13.) The trial court also informed appellant of the elements of the
offenses to which he was pleading guilty, as well as the permissible ranges
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of sentences for each charge, based upon a prior record score of 5. (Id.
at 13-20 (emphasis added).) Appellant further indicated that he was
entering a guilty plea of his own free will and understood that the trial court
was not bound by the terms of the plea agreement unless it decided to
accept such agreement. (Id. at 20, 25.) During the colloquy, appellant
indicated that he read and thoroughly discussed the plea agreement with
trial counsel; that he had a full and complete understanding of his plea
agreement; and did not have any questions with regard to the agreement.
(Id. at 21, 25.) Appellant also testified that he discussed his case with trial
counsel, that no one had threatened, forced, or induced him to plead guilty,
and that he was satisfied with trial counsel’s advice and representation. (Id.
at 22-23.) Moreover, it appears from a review of the record that the correct
prior record score was in fact a five.
Based upon the foregoing, we cannot agree that trial counsel’s
purported ineffectiveness induced appellant to enter an unknowing,
unintelligent, and involuntary guilty plea. “The law does not require that
[appellant] be pleased with the outcome of his decision to enter a plea of
guilty: All that is required is that [his] decision to plead guilty be knowingly,
voluntarily and intelligently made.” Commonwealth v. Anderson, 995
A.2d 1184, 1192 (Pa.Super. 2010) (citation omitted), appeal denied,
9 A.3d 626 (Pa. 2010). Having conducted an independent review of the
record in this case, we discern no other issues of arguable merit.
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Accordingly, we grant PCRA counsel’s petition to withdraw and affirm the
April 12, 2018 order of the PCRA court.
Order affirmed. Petition for leave to withdraw as counsel granted.
Judgment Entered.
Joseph D. Seletyn, Esq.
Prothonotary
Date: 10/30/2018
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